EMMET G. SULLIVAN, District Judge.
Plaintiffs in this action are a non-profit organization devoted to government accountability and election reform, four members of the United States House of Representatives, and three individuals who allege they would have benefited from the DREAM Act. They bring this suit against representatives of the United States Senate seeking a declaratory judgment that Rule XXII (the "Cloture Rule" or the "Filibuster Rule") — which requires a vote of sixty senators to proceed with or close debate on bills or presidential nominations and a two-thirds vote to proceed with or close debate on proposed amendments to the Senate Rules — is unconstitutional because it is "inconsistent with the principle of majority rule." In the alternative, Plaintiffs challenge Senate Rule V, which provides that the Senate's rules continue from one Congress to the next, unless amended. Pending before the Court is Defendants' Motion to Dismiss pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure. Defendants make three arguments: (1) Plaintiffs lack standing to bring this suit; (2) the Speech or Debate Clause bars this suit; and (3) the Complaint presents a non-justiciable political question.
The Court acknowledges at the outset that the Filibuster Rule is an important and controversial issue. As Plaintiffs allege, in recent years, even the mere threat of a filibuster is powerful enough to completely forestall legislative action. However, this Court finds itself powerless to address this issue for two independent reasons. First, the Court cannot find that any of the Plaintiffs have standing to sue.
Accordingly, upon consideration of Defendants' Motion to Dismiss, the response and reply thereto, the supplemental briefs filed by the parties, the arguments made at the hearing held on December 10, 2012, the relevant law, the entire record in this case, and for the reasons stated below, the Court will
The Complaint sets forth the following background regarding the history of the Cloture Rule. At the time the Constitution was adopted, there was no recognized "right" on the part of members of legislative or other parliamentary bodies to engage in unlimited debate over the objections of the majority (i.e., to "filibuster"). Compl. ¶ 20. Under the established rules of parliamentary procedure that prevailed both in England and in the Continental Congress prior to the adoption of the Constitution, the majority had the power to end a debate and bring a measure to an immediate vote at any time over the objection of the minority by adopting a "motion for the previous question." Id. ¶ 21. The Articles of Confederation were an exception, however; under the Articles of Confederation, voting was by state, and the "United States in Congress" was unable to take action without a supermajority vote of nine of the thirteen states. Id. ¶ 24. Because the Framers of the Constitution had observed first-hand the paralysis caused by the supermajority voting requirement in the Articles of Confederation, the Framers refused to require more than a majority, either as a condition of a quorum or for the passage of legislation under the proposed new constitution. Id. ¶ 25. Only six exceptions to the principle of majority rule were expressly enumerated in the Constitution.
The Cloture Rule was not amended again until 1975, when the Senate agreed to a compromise amendment to Rule XXII. The amendment changed the number of votes required for cloture from two-thirds of senators present and voting to three-fifths of the Senate, not merely those present and voting (i.e., sixty votes). In addition, the amendment provided that cloture on motions to amend the Senate's rules would continue to require a vote of two-thirds of senators present and voting. The number of votes required to invoke cloture has not changed since 1975. See Defs.' Mem. of P. & A. in Supp. of Mot. to Dismiss ("Defs.' Mem.") at 8. Rule XXII of the Standing Rules of the Senate provides in pertinent part as follows:
Standing Rules of the Senate Rule XXII § 2; see also Compl. ¶ 16. Rule V states that the "rules of the Senate shall continue from one Congress to the next Congress unless they are changed as provided in these rules." Standing Rules of the Senate Rule V § 2.
The number of actual or threatened filibusters has increased dramatically since 1970, and now dominates the business of the Senate. Compl. ¶ 47. In 2009, there were a record sixty-seven filibusters in the first half of the 111th Congress — double the number of filibusters that occurred in
The Complaint is brought by three groups of Plaintiffs. Plaintiff Common Cause is a non-profit corporation formed "to serve as a grass roots `citizens lobby' to promote the adoption of campaign finance, disclosure and other election reform legislation by Congress and by state and local governments." Id. ¶ 9(A). Plaintiffs John Lewis, Michael Michaud, Henry ("Hank") Johnson, and Keith Ellison (the "House Member Plaintiffs"), are members of the House of Representatives representing Georgia, Maine, Georgia, and Minnesota, respectively. Id. 19(B). Finally, Plaintiffs Erika Andiola, Celso Mireles, and Caesar Vargas (the "DREAM Act Plaintiffs"), are three U.S. residents who were born in Mexico, brought to the United States by their families when they were children, and subsequently graduated from college and obtained employment. Id. 19(C). Each group of Plaintiffs alleges that it has suffered injury due to the Cloture Rule preventing a majority in the Senate from closing debate on and passing legislation that would have benefited the Plaintiffs — specifically, the DISCLOSE Act, a campaign finance reform bill, and the DREAM Act, an immigration reform bill. See id. 119(D)-(E).
Plaintiffs allege that the Cloture Rule "replaces majority rule with rule by the minority by requiring the affirmative votes of 60 senators on a motion for cloture before the Senate is allowed to even debate or vote on" measures before it. Id. 12. According to Plaintiffs, "[b]oth political parties have used Rule XXII when they were in the minority in the Senate to prevent legislation and appointments proposed by the opposing party from being debated or voted on by the Senate." Id. 14. Plaintiffs further assert that Rule XXII has primarily been used "not to protect the right of the minority to debate the merits of a bill or the fitness of a presidential nominee on the floor of the Senate ..., but to suppress and prevent the majority from debating the merits of bills or presidential appointments opposed by the minority." Id. ¶ 7 (emphasis in original). "Actual or threatened filibusters (or objections to the commencement of debate which are the functional equivalent of a filibuster) have become so common that it is now virtually impossible as a practical matter for the majority in the Senate to pass a significant piece of legislation or to confirm many presidential nominees without the 60 votes required to invoke cloture under Rule XXII." Id. ¶ 18. Plaintiffs allege that because invoking cloture is "time consuming and cumbersome," the mere threat of a filibuster is sufficient to forestall consideration of a measure. Id. ¶ 15. Furthermore, because Senate Rule V provides that Senate rules continue from one Congress to the next, and because invoking cloture to close debate on any resolution to amend Senate rules requires the affirmative vote of two-thirds of Senators present and voting, Plaintiffs assert that "the combination of Rule V and Rule XXII has made it virtually impossible for the majority in the Senate to amend the rules of the Senate to prevent the minority in
The Complaint asserts that the Filibuster Rule is invalid because it conflicts with the following constitutional provisions and/or principles: the Senate's Rulemaking Power, U.S. Const. art. I, § 5, cl. 2, Compl. ¶¶ 57-59; the Quorum Clause, U.S. Const. art. 1, § 5, id. ¶ 60(a); the Presentment Clause, U.S. Const. art. I, § 7, id. ¶ 60(b); "the exclusive list of exceptions" to majority rule, id. ¶ 60(c); the power of the Vice President to vote when the Senate is "equally divided," U.S. Const. art. I, § 3, cl. 4, id. ¶ 60(d); the Advice and Consent Clause, U.S. Const. art. II, § 2, cl. 2, id. ¶ 60(e); the "equal representation of each state in the Senate," id. ¶ 60(f); "the finely wrought and exhaustively considered balance of the Great Compromise" regarding representation of states in Congress, id. ¶¶ 62-70 (internal quotation marks and citation omitted); the power of the Senate "to adopt or amend its rules by majority vote," id. ¶ 74; and "the fundamental constitutional principle that prohibits one Congress (or one house of Congress) from binding its successors," id. ¶ 75. Plaintiffs seek the entry of a declaratory judgment, pursuant to 28 U.S.C. § 2201, declaring the supermajority vote portions of Rule XXII unconstitutional. Plaintiffs request that the Court sever the unconstitutional portions of that Rule and declare that a vote of a simple majority is all that is required to invoke cloture. Secondarily, and in the alternative, Plaintiffs seek the entry of a judgment declaring Rule V unconstitutional to the extent that it prohibits the Senate from amending its rules by majority vote.
On May 14, 2012, Plaintiffs filed their Complaint against Vice President Joseph R. Biden, Jr., in his official capacity as President of the Senate, Nancy Erickson, in her official capacity as Secretary of the Senate, Elizabeth MacDonough, in her official capacity as Parliamentarian of the Senate, and Terrance Gainer, in his official capacity as Sergeant-at-Arms of the Senate. Defendants filed a Motion to Dismiss on July 20, 2012, and the Court heard argument on the motion on December 10, 2012. The motion is ripe for determination by the Court.
Federal district courts are courts of limited jurisdiction, Kokkonen v. Guardian Life Ins. Co., 511 U.S. 375, 377, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994), and a Rule 12(b)(1) motion for dismissal presents a threshold challenge to a court's jurisdiction, Haase v. Sessions, 835 F.2d 902, 906 (D.C.Cir.1987). On a motion to dismiss for lack of subject matter jurisdiction, the plaintiff bears the burden of establishing that the Court has jurisdiction. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). In evaluating such a motion, the Court must "accept[] all of the factual allegations in [the] complaint as true," Jerome Stevens Pharms., Inc. v. FDA, 402 F.3d 1249, 1250 (D.C.Cir.2005) (citation omitted), but the Court "is not required ... to accept inferences unsupported by the facts alleged or legal conclusions that are cast as factual allegations," Cartwright Int'l Van Lines, Inc. v. Doan, 525 F.Supp.2d 187, 193 (D.D.C.2007) (citation omitted). In addition, the Court may consider materials outside the pleadings where necessary to resolve disputed jurisdictional facts. Herbert v. Nat'l Acad. of Scis., 974 F.2d 192, 197 (D.C.Cir.1992).
The Court first addresses Plaintiffs' standing to sue.
Article III of the Constitution restricts the jurisdiction of the federal courts to adjudicating actual "cases" and "controversies." U.S. Const. art. III, § 2; see also Allen v. Wright, 468 U.S. 737, 750, 104 S.Ct. 3315, 82 L.Ed.2d 556 (1984). This requirement has given rise to "several doctrines... `founded in concern about the proper — and properly limited — role of the courts in a democratic society.'" Allen, 468 U.S. at 750, 104 S.Ct. 3315 (quoting Warth v. Seldin, 422 U.S. 490, 498, 95 S.Ct. 2197, 45 L.Ed.2d 343 (1975)); see also Valley Forge Christian Coll. v. Ams. United for Separation of Church and State, 454 U.S. 464, 471, 102 S.Ct. 752, 70 L.Ed.2d 700 (1982). One aspect of this "case-or-controversy" requirement is that plaintiffs must have standing to sue, an inquiry that focuses on whether the litigant is entitled to have the court decide the merits of the dispute. Allen, 468 U.S. at 750-51, 104 S.Ct. 3315 (quoting Warth, 422 U.S. at 498, 95 S.Ct. 2197).
To establish the "irreducible constitutional minimum" of Article III standing, a plaintiff must show that: (1) he has suffered an "injury in fact" which is (a) concrete and particularized, and (b) actual or imminent, not conjectural or hypothetical; (2) there is a causal connection between the alleged injury and the conduct complained of that is fairly traceable to the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision. Lujan, 504 U.S. at 560-61, 112 S.Ct. 2130 (citations omitted). The standing inquiry is "especially rigorous when reaching the merits of the dispute would force [the Court] to decide whether an action taken by one of the other two branches of the Federal Government was unconstitutional." Raines v. Byrd, 521 U.S. 811, 819-20, 117 S.Ct. 2312, 138 L.Ed.2d 849 (1997). If
Plaintiffs argue that they have procedural standing, a more relaxed version of the standing doctrine. See Pls.' Opp'n to Mot. to Dismiss ("Pls.' Opp'n") at 31-33. "The person who has been accorded a procedural right to protect his concrete interests can assert that right without meeting all the normal standards for redressability and immediacy." Lujan, 504 U.S. at 573 n. 7, 112 S.Ct. 2130. As the D.C. Circuit has recognized, "where plaintiffs allege injury resulting from violation of a procedural right afforded to them by statute and designed to protect their threatened concrete interest, the courts relax — while not wholly eliminating — the issues of imminence and redressability, but not the issues of injury in fact or causation." Center for Law and Educ. v. Dep't of Educ., 396 F.3d 1152, 1157 (D.C.Cir. 2005). Thus, the D.C. Circuit has held that plaintiffs have procedural standing only if, inter alia, (1) the government violated their procedural rights designed to protect their threatened, concrete interest, and (2) the violation resulted in injury to their concrete, particularized interest. Id. However, the procedural standing doctrine "does not — and cannot — eliminate any of the `irreducible' elements of standing[.]" Fla. Audubon Soc'y v. Bentsen, 94 F.3d 658, 664 (D.C.Cir.1996). For the reasons discussed below, the Court concludes that Plaintiffs have failed to demonstrate that they have a "procedural right" to enactment of legislation by a simple majority. Moreover, Plaintiffs have failed to show that any such right was designed to protect their particularized interest.
In Lujan, the Supreme Court offered two examples of procedures designed to protect a party's concrete interest: (1) the requirement for a hearing prior to a denial of a license application is designed to protect the applicant, and (2) the requirement that a federal agency prepare an environmental impact statement before conducting a major federal action such as constructing a dam is designed to protect neighbors of the proposed dam. See 504 U.S. at 572, 112 S.Ct. 2130. Thus, for example, the D.C. Circuit has found procedural standing where a plaintiff alleged that the FAA authorized certain runway use at a local airport without performing an environmental assessment. The court stated "[t]he procedural requirements of NEPA were designed to protect persons... who might be injured by hasty federal actions taken without regard for possible environmental consequences.... And [plaintiff] has adequately demonstrated that the FAA's failure to follow the NEPA procedures poses a `distinct risk' to his `particularized interests' — given the location of his home, he is uniquely susceptible to injury resulting from increased use of the secondary runways." City of Dania Beach v. FAA, 485 F.3d 1181, 1186 (D.C.Cir.2007) (citation omitted).
Here, Plaintiffs argue that they are asserting procedural rights based upon "the procedures governing the enactment of statutes set forth in the text of Article I." Pls.' Opp'n at 32 (relying on INS v. Chadha, 462 U.S. 919, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983) and Clinton v. New York, 524 U.S. 417, 118 S.Ct. 2091, 141 L.Ed.2d 393 (1998)). According to Plaintiffs, the Presentment Clause, Article I,
However, Plaintiffs identify no authority for the proposition that an individual has a "procedural right" to any particular form of congressional consideration or debate on a bill. The Supreme Court cases on which Plaintiffs purport to rely do not address procedural standing and thus are not instructive on this issue. For example, in Chadha, the Supreme Court held that a provision of the Immigration and Nationality Act that authorized the House of Representatives alone, by resolution, to invalidate an immigration decision of the Executive Branch (the "one-House veto") was unconstitutional because it violated the Presentment Clause. See 462 U.S. at 952-58, 103 S.Ct. 2764. Similarly, in Clinton, the Supreme Court ruled unconstitutional the Line Item Veto Act, which gave the President the power to cancel certain types of statutory spending and tax provisions after they had been signed into law. See 524 U.S. at 448-49, 118 S.Ct. 2091. Plaintiffs rely on the Court's analysis of the merits in both cases. The Court recognized that the Presentment Clause's requirement that legislative action be passed by both Houses and then presented to the President "represents the Framers' decision that the legislative power of the Federal Government be exercised in accord with a single, finely wrought and exhaustively considered, procedure." Chadha, 462 U.S. at 951, 103 S.Ct. 2764; see also Clinton, 524 U.S. at 440, 118 S.Ct. 2091. Nowhere in either case, however, did the Court analyze whether or not the Constitution, and more specifically Article I, confers an individual procedural right sufficient for standing.
More importantly, however, Plaintiffs' attempt to invoke procedural standing fails because they are unable to demonstrate that any alleged procedural right to majority consideration of proposed legislation is designed to protect Plaintiffs' particularized, concrete interests. As the D.C. Circuit has recognized, not all procedural-rights violations are sufficient for standing; a plaintiff must show that "the procedures in question are designed to protect some threatened concrete interest of his that is the ultimate basis of his standing." Center for Law and Educ., 396 F.3d at 1157 (citing Lujan, 504 U.S. at 573 n. 8, 112 S.Ct. 2130). "[D]eprivation of a procedural right without some concrete interest that is affected by the deprivation — a procedural right in vacuo — is insufficient to create Article III standing." Summers v. Earth Island Inst., 555 U.S. 488, 496, 129 S.Ct. 1142, 173 L.Ed.2d 1 (2009).
Plaintiffs assert that "structural constitutional limits are designed to `protect the individual.'" Pls.' Opp'n at 33 (quoting Bond v. United States, ___ U.S. ___, 131 S.Ct. 2355, 2365, 180 L.Ed.2d 269 (2011)). Bond, however, does not involve procedural standing and is distinct from the instant case. In Bond, the plaintiff, who had been convicted of a federal crime, challenged the statute under which she was convicted as a violation of the Tenth Amendment. The Court stated that "it [was] clear" Ms.
Id. at 2364-65 (emphasis added). Bond stands for the proposition that where a plaintiff has already suffered an Article III injury-in-fact due to a statute, that individual can challenge the statute's validity under the Constitution. See id. at 2365 ("[I]ndividuals, too, are protected by the operations of separation of powers and checks and balances; and they are not disabled from relying on those principles in otherwise justiciable cases and controversies." (emphasis added)). It does not stand for the proposition that the Constitutional principle of separation of powers confers an individual right that is sufficient to meet the more relaxed requirements of procedural standing.
Beyond their inability to point to a precise procedural right conferred by Article I, Plaintiffs do not point to a concrete interest, particular to these Plaintiffs, that Article I of the Constitution was designed to protect. The Court therefore concludes that Plaintiffs have not demonstrated procedural standing.
As noted above, to demonstrate Article III standing, a plaintiff must establish a concrete and particularized injury, which is fairly traceable to the alleged illegal action, and likely to be redressed by a favorable decision. Lujan, 504 U.S. at 560-61, 112 S.Ct. 2130. Plaintiffs assert that all three groups of Plaintiffs have Article III standing. Because the DREAM Act Plaintiffs and Common Cause present common issues of law with respect to the standing inquiry, the Court analyzes standing as to these two groups together, and considers the standing of the House Member Plaintiffs separately below.
Both the DREAM Act Plaintiffs and Common Cause allege that the Cloture Rule injured them by depriving them of the "opportunity to benefit" from the DREAM and DISCLOSE Acts. See Pls.' Opp'n at 46-48, 55-57 (citing, e.g., N.E. Fla. Chapter of Assoc. Gen. Contractors of Am. v. City of Jacksonville, 508 U.S. 656, 113 S.Ct. 2297, 124 L.Ed.2d 586 (1993); CC Distribs., Inc. v. United States, 883 F.2d 146, 150 (D.C.Cir.1989) ("[A] plaintiff suffers a constitutionally cognizable injury by the loss of an opportunity to pursue a
The Court is not persuaded that Plaintiffs' alleged injury is akin to a deprivation of a contracting opportunity, as recognized by City of Jacksonville and its progeny. In those cases, although the plaintiff did not have to show that it would have obtained the particular benefit at issue, it still had to show that its injury was "certainly impending." See, e.g., Adarand Constrs., Inc. v. Pena, 515 U.S. 200, 211-12, 115 S.Ct. 2097, 132 L.Ed.2d 158 (1995). Neither the DREAM Act nor the DISCLOSE Act was ever debated by the Senate, let alone enacted into law. And Plaintiffs' assertion that the bills are likely to be re-introduced does not demonstrate that the bills will ever be enacted by the House and the Senate and signed by the President. As a result, there is no existing or certainly impending opportunity from which Plaintiffs could benefit, but for the Cloture Rule. Any injury is therefore hypothetical, rather than concrete.
Even were the Court persuaded that this was sufficient to demonstrate an injury-in-fact, however, neither the DREAM Act Plaintiffs nor Common Cause can show causation or redressability for similar reasons. As another Judge on this Court stated with respect to an earlier challenge to the Cloture Rule:
Page v. Shelby, 995 F.Supp. 23, 29 (D.D.C. 1998), aff'd without op., 172 F.3d 920 (D.C.Cir.1998). Not only have Plaintiffs failed to demonstrate that the DREAM and DISCLOSE Acts would have passed but for the Cloture Rule,
Finally, even if the Court could declare unconstitutional and sever the sixty vote requirement from the Cloture Rule, that relief would not redress Plaintiffs' alleged injuries because it would not provide them with the opportunity to benefit from the DREAM Act or the DISCLOSE Act.
Plaintiffs assert that the House Members have been injured because the Cloture Rule nullified votes they personally cast in favor of the DREAM Act and the DISCLOSE Act. See Pls.' Opp'n at 49.
In Raines, four Senators and two Representatives who had voted against the Line Item Veto Act brought suit challenging the Act's constitutionality. The Act gave the President authority to "cancel" certain spending and tax benefit measures after they had been enacted into law. See 521 U.S. at 814-15, 117 S.Ct. 2312. The plaintiffs claimed that the Act injured them in their official capacities by "(a) alter[ing] the legal and practical effect of all votes they may cast on bills" subject to the line item veto, "(b) divest[ing] [them] of their constitutional role in the repeal of legislation," and "(c) alter[ing] the constitutional balance of powers between the Legislative and Executive Branches." Id. at 816, 117 S.Ct. 2312. The Supreme Court rejected these bases for standing, finding that the plaintiffs lacked "concrete injury" because their asserted harm was "a type of institutional injury (the diminution of legislative power), which necessarily damages all Members of Congress and both Houses of Congress equally.... [plaintiffs'] claim of standing is based on a loss of political power, not loss of any private right, which would make the injury more concrete." Id. at 821, 117 S.Ct. 2312. Accordingly, the Court concluded that because the Congress members' alleged injury was "wholly abstract and widely dispersed," and not personal to them as individuals, they did not allege a sufficient injury in fact to establish Article III standing. Id. at 829-30, 117 S.Ct. 2312. The Court recognized two explicit exceptions, however: (1) when the Members have been individually deprived of something they are personally entitled to, as in Powell v. McCormack, 395 U.S. 486, 89 S.Ct. 1944, 23 L.Ed.2d 491 (1969), see Raines, 521 U.S. at 821-22, 117 S.Ct. 2312, or (2) when the Members' votes would have been sufficient to defeat (or enact) a bill which has gone into effect (or not been given effect) and "their votes have been completely nullified," as in Coleman v. Miller, 307 U.S. 433, 59 S.Ct. 972, 83 L.Ed. 1385 (1939), see Raines, 521 U.S. at 823, 117 S.Ct. 2312.
Plaintiffs first argue that their injury is like that in Powell because the House Member Plaintiffs "personally cast votes in favor of the DREAM and DISCLOSE Acts" which the Senate's Filibuster Rule then nullified, and therefore they "do not raise a claim shared by every member of
Plaintiffs next analogize their injury to that in Coleman. There, twenty of Kansas' forty state senators voted not to ratify the proposed Child Labor Amendment to the Federal Constitution. The vote deadlocked, such that the amendment ordinarily would not have been ratified; however, the Lieutenant Governor, the presiding officer of the State Senate, cast a deciding vote in favor of the amendment, and it was deemed ratified. The twenty state senators who had voted against the amendment filed suit seeking a writ of mandamus to compel state officials to recognize that the legislature had not, in fact, ratified the amendment. See 307 U.S. at 436-37, 59 S.Ct. 972. The Supreme Court held that the senators had standing because their "votes against ratification have been overridden and virtually held for naught although... their votes would have been sufficient to defeat ratification.... [T]hese senators have a plain, direct and adequate interest in maintaining the effectiveness of their votes." Id. at 438, 59 S.Ct. 972.
As the Supreme Court recognized in Raines, "our holding in Coleman stands... for the proposition that legislators whose votes would have been sufficient to defeat (or enact) a specific legislative act have standing to sue if that legislative action goes into effect (or does not go into effect), on the ground that their votes have been completely nullified." 521 U.S. at 823, 117 S.Ct. 2312. The Court in Raines distinguished the congressmen's injury there, stating "[t]hey have not alleged that they voted for a specific bill, that there were sufficient votes to pass the bill, and that the bill was nonetheless deemed defeated." Id. at 824, 117 S.Ct. 2312. Here, by contrast, Plaintiffs argue that the House Member Plaintiffs "voted for two specific bills, that there were sufficient votes to pass each bill, and that each bill should have been enacted, but was nonetheless deemed defeated because of the Senate's illegal application of Rule XXII." Pls.' Opp'n at 52.
The Court acknowledges that this case appears to present a unique question on vote nullification after Raines. None of the D.C. Circuit's post-Raines opinions have addressed the scenario where members of one House of Congress sued the other. See, e.g., Campbell v. Clinton, 203 F.3d 19, 22-23 (D.C.Cir.2000) (holding that thirty-one congressmen did not have standing based on a vote nullification theory to challenge the President's use of force in Yugoslavia without seeking congressional approval); Chenoweth v. Clinton, 181 F.3d 112, 115 (D.C.Cir.1999) (finding that four congressmen did not have standing to challenge the President's use of executive order to enact a new environmental program, and stating "[i]f, as the Court held in Raines, a statute that allegedly `divests [congressmen] of their constitutional role' in the legislative process does not give standing to sue, then neither does an Executive
The D.C. Circuit has interpreted the Coleman exception to mean "treating a vote that did not pass as if it had, or vice versa." Campbell, 203 F.3d at 22. As Defendants argue, the House Member Plaintiffs' votes in favor of the DREAM and DISCLOSE Acts were never treated as if they did not pass. Rather, the bills were treated as if they passed the House, but the Senate then failed to debate or pass them itself. See Defs.' Reply Mem. of P. & A. in Supp. of Mot. to Dismiss at 8-9. By contrast, in Coleman, state officials endorsed a defeated ratification, treating it as if it had been approved. A closer example of vote nullification, then, is the theoretical scenario presented in Raines, where appropriations bills could have passed both the House and Senate, been signed by the President, but then were subject to line-by-line "cancellation" by the President, effectively deleting what was voted on — and passed — by the House and Senate. The Court found that this potential scenario did not "nullify [plaintiffs'] votes in the future in the same way that the votes of the Coleman legislators had been nullified." Raines, 521 U.S. at 824, 117 S.Ct. 2312.
Id. Here too, Plaintiffs have failed to demonstrate that their votes to pass the DREAM and DISCLOSE Acts were nullified in the same manner as in Coleman. Furthermore, the D.C. Circuit has emphasized that the Coleman exception is a "narrow rule." Chenoweth, 181 F.3d at 116; see also Campbell, 203 F.3d at 24 & n. 6. Interpreting the exception in the way Plaintiffs urge, however, would transform it from a narrow exception into a broader one, potentially allowing members of either House of Congress to sue the other for failure to pass a bill the other House supported. Therefore, the Court is not persuaded that the House Members' alleged injury here presents "complete nullification" of the kind recognized by the Supreme Court in Coleman.
Finally, the Court has considered whether separation-of-powers concerns counsel against finding legislative standing here. In Raines, the Supreme Court noted without deciding that Coleman might also be distinguishable from "a similar suit brought by federal legislators, since the separation-of-powers concerns present in such a suit were not present in Coleman." 521 U.S. at 824 n. 8, 117 S.Ct. 2312; see also Harrington v. Bush, 553 F.2d 190, 205 n. 67 (D.C.Cir.1977) ("The major distinguishing factor between Coleman and the
Like standing, the political question doctrine stems from the case-or-controversy requirement of Article III. The courts lack jurisdiction over "political questions that are by their nature `committed to the political branches to the exclusion of the judiciary.'" Schneider, 412 F.3d at 193 (citation omitted); see also Marbury v. Madison, 5 U.S. 137, 170, 1 Cranch 137, 2 L.Ed. 60 (1803). A court may not, however, refuse to adjudicate a dispute merely because a decision "may have significant political overtones." Japan Whaling Ass'n v. Am. Cetacean Soc'y, 478 U.S. 221, 230, 106 S.Ct. 2860, 92 L.Ed.2d 166 (1986); see also Chadha, 462 U.S. at 943, 103 S.Ct. 2764 ("Resolution of litigation challenging the constitutional authority of one of the three branches cannot be evaded by courts because the issues have political implications[.]"). "The nonjusticiability of a political question is primarily a function of the separation of powers." Baker v. Carr, 369 U.S. 186, 210, 82 S.Ct. 691, 7 L.Ed.2d 663 (1962). In Baker, the Supreme Court identified six circumstances in which an issue might present a non-justiciable political question:
Id. at 217, 82 S.Ct. 691. The presence of any one factor indicates that the case presents a non-justiciable political question. See Schneider, 412 F.3d at 194. Defendants argue that three of the six Baker factors apply in this case: (1) Plaintiffs' claims involve a matter textually committed by the Constitution to the Senate; (2) there is a lack of judicially discoverable and manageable standards for resolving Plaintiffs' claims; and (3) resolution of Plaintiffs' claims would require the Court to intrude into the Senate's internal proceedings, thereby expressing a lack of respect due a coordinate branch. The Court addresses each in turn.
The Supreme Court has long recognized that the power committed in Article I, section 5 provides each House with broad discretion to determine the rules of its proceedings. See United States v. Ballin, 144 U.S. 1, 5, 12 S.Ct. 507, 36 L.Ed. 321 (1892). The parties dispute the applicability of two Supreme Court precedents here: Powell v. McCormack, 395 U.S. 486, 89 S.Ct. 1944, and Nixon v. United States,
Plaintiffs assert that this case is more like Powell, in which the Supreme Court found justiciable a challenge to the House's power to judge the qualifications of its Members. There, the Court held that Representative Powell's challenge to his exclusion from the House was justiciable because the Court determined that the House's power to "be the Judge of the ... Qualifications of its own Members," U.S. Const. art. I, § 5, cl. 1, was expressly limited by Article I, section 2, clause 2, which sets forth the three textual criteria for membership (age, residency, and citizenship). See Powell, 395 U.S. at 547-50, 89 S.Ct. 1944. Defendants assert, by contrast, that this case is more like Nixon. There, a federal judge was convicted by the Senate on impeachment charges and removed from office. The judge filed suit challenging his conviction and alleging that Senate Rule XI (governing impeachment trials) was unconstitutional because it permitted the Senate to appoint a committee to receive evidence and take testimony in the impeachment trial. Judge Nixon argued that the constitutional grant to the Senate of the power to "try" impeachments, U.S. Const. art. I, § 3, cl. 6, required the full Senate, not merely a committee, to hold evidentiary proceedings. See 506 U.S. at 228, 113 S.Ct. 732. The Supreme Court held that the case was non-justiciable because the power to try impeachments was textually committed to the Senate. See id. at 229-34, 113 S.Ct. 732. The Court stated:
Id. at 237, 113 S.Ct. 732; see also Michel v. Anderson, 14 F.3d 623, 626-27 (D.C.Cir. 1994) (concluding that Article I, section 2's requirement that the House of Representatives "be composed of Members chosen every second Year by the People of the several States" provided an express textual limit on the rulemaking power and thus rendered justiciable a challenge to the House's rule permitting non-member delegates to vote in the Committee of the Whole). Therefore, in order to present a justiciable challenge to congressional procedural rules, Plaintiffs must identify a separate provision of the Constitution that limits the rulemaking power. The Court finds that this case is more like Nixon because Plaintiffs cannot identify any constitutional provision that expressly limits the authority committed to the Senate by Article I, section 5, clause 2.
Plaintiffs allege that the Quorum Clause, U.S. Const. art. I, § 5, cl. 1, the Presentment Clause, U.S. Const. art. I, § 7, cl. 2, and the existence of other constitutional provisions expressly providing for "supermajority votes" on certain matters provide explicit textual limits on the Senate's rulemaking power. This is simply not the case. None of these provisions contains any language that expressly limits the Senate's power to determine its rules, including when and how debate is brought to
Plaintiffs contend that the Senate's rulemaking authority has been limited by United States v. Smith, 286 U.S. 6, 52 S.Ct. 475, 76 L.Ed. 954 (1932) and Ballin, 144 U.S. at 5, 12 S.Ct. 507, which stated that "[while] the constitution empowers each house to determine its rules of proceedings, [i]t may not by its rules ignore constitutional restraints or violate fundamental rights." See Pls.' Opp'n at 22 (quoting Ballin, 144 U.S. at 5, 12 S.Ct. 507). According to Plaintiffs, the Supreme Court has followed Ballin and Smith in subsequent cases in which the Court "rejected interpretations by congressional committees of their own rules." Id. at 23 (citing Chadha, 462 U.S. at 941, 103 S.Ct. 2764; Yellin v. United States, 374 U.S. 109, 114, 83 S.Ct. 1828, 10 L.Ed.2d 778 (1963) ("It has long been settled ... that rules of Congress are judicially cognizable"); Christoffel v. United States, 338 U.S. 84, 69 S.Ct. 1447, 93 L.Ed. 1826 (1949); Vander Jagt v. O'Neill, 699 F.2d 1166, 1170, 1173 (D.C.Cir.1982)). As Defendants assert, however, these cases are all either distinguishable or contradict Plaintiffs' arguments. Indeed, in none of these cases did courts reject Congress's own rules as unconstitutional.
The Court is also persuaded that this case presents a political question because no judicially manageable standards exist against which to review the Senate's rules governing debate.
Plaintiffs argue that they merely seek a declaratory judgment, the exact same relief that the Court granted in Powell. "Just as in Powell, the plaintiffs seek a declaration `determin[ing] that the [Senate] was without power' to condition Senate action on the vote of a supermajority rather than a simple majority. Such a declaration `requires an interpretation of the Constitution — a determination for which clearly there are judicially []manageable standards.'" Pls.' Opp'n at 29-30 (quoting Powell, 395 U.S. at 549, 89 S.Ct. 1944). But Powell involved the interpretation of two seemingly contradictory constitutional provisions: Article I, section 5, clause 1, which set forth the House's power to "be the Judge of the ... Qualifications of its own Members," and Article I, section 2, clause 2, which provided three explicit criteria for membership (age, residency, and citizenship). The Court reviewed the legislative history of Article I, section 5 and determined that the House's power to "judge" the qualifications of its own members was limited to the qualifications expressly set forth in the Constitution. See 395 U.S. at 521-48, 89 S.Ct. 1944; see also id. at 522, 89 S.Ct. 1944 ("Our examination of the relevant historical materials leads us to the conclusion that ... the Constitution leaves the House without authority to exclude any person, duly elected by his constituents, who meets all the requirements for membership expressly prescribed in the Constitution."). Here, Plaintiffs point to no standard within the Constitution by which the Court could judge whether or not the Cloture Rule is constitutionally valid.
Finally, the Court finds that reaching the merits of this case would require an invasion into internal Senate processes at the heart of the Senate's constitutional prerogatives as a House of Congress, and would thus express a lack of respect for the Senate as a coordinate branch of government.
Plaintiffs argue that judicial review of the Cloture Rule would not reflect lack of respect for the Senate; instead, it reflects respect for the Constitution. Pls.' Opp'n at 30. According to Plaintiffs, the "federal courts show no disrespect for other branches of government when they perform their constitutionally assigned duties to review and rule upon the constitutionality of acts of the President ..., or the joint acts of Congress and the President ..., or of only one House of the legislative branch.... Such determinations fall within the traditional role accorded courts to interpret the law and do not involve a `lack of the respect due [a] coordinate [branch] of government.'" Id. (citations omitted). Plaintiffs provide no authority, however, for the proposition that the Court's review of an internal rule of Congress, rather than a legislative act, would reflect respect for the Constitution and not a lack of respect for the Senate, particularly where, as here, Plaintiffs have identified no constitutional restraint on the Senate's power to make rules regulating debate. In Judicial Watch, Inc. v. United States Senate, although the D.C. Circuit did not explicitly reach the political question doctrine, the court noted:
432 F.3d 359, 361 (D.C.Cir.2005). This Court agrees.
Accordingly, the Court finds that, absent a clear constitutional restraint, under the separation of powers recognized by Article III, it is for the Senate, and not this Court, to determine the rules governing debate.
For the foregoing reasons, the Court concludes that Plaintiffs lack standing. The Court further concludes that this case presents a non-justiciable political question.
Id. at 5, 12 S.Ct. 507 (emphasis added). The Court found that, as to the question of determining a quorum, there was "no constitutional method prescribed, [] no constitutional inhibition of any of [the possible methods of determining a quorum], and no violation of fundamental rights" by the House's rule. Id. at 6, 12 S.Ct. 507. Accordingly, the Court did not review the rule's validity. See id. ("The Constitution has prescribed no method of making this determination, and it is therefore within the competency of the house to prescribe any method which shall be reasonably certain to ascertain the fact.").