JOHN D. BATES, District Judge.
The government has moved for the involuntary medication of defendant Simon Dillon, who suffers from mental illness, to render him competent to stand trial. Pursuant to Sell v. United States, 539 U.S. 166, 180, 123 S.Ct. 2174, 156 L.Ed.2d 197 (2003), the Court must consider whether involuntary medication is medically appropriate and necessary to significantly further an important government interest.
On or about December 10, 2011, defendant allegedly threatened the President of the United States with bodily harm by sending an email to a United States Secret Service ("USSS") agent stating that, if the President refuses to meet with him, he "will get the worse Christmas present ever," "will suffer for 30 days," and "will wish for death, but death will not come to him." Indict. at 1-2 [ECF No. 3]. Defendant was indicted for violating 18 U.S.C. § 871. A warrant was issued with the return of the indictment, and the USSS arrested defendant on that warrant on January 17, 2012. Gov't's Mem. Supp. Invol. Medication at 2 [ECF No. 32].
On January 20, 2012, the Court ordered defendant committed to the custody of the Attorney General for a competency evaluation. Defendant was evaluated at the Metropolitan Correctional Center, and William J. Ryan, Ph.D and Elissa R. Miller, Ph.D authored the competency report diagnosing him with Schizophrenia, Paranoid Type. See Competency Report at 15 (March 14, 2012). Drs. Ryan and Miller found that although defendant has a mental illness that compromises his insight and his recognition that he is mentally ill, he nonetheless has a rational and factual understanding of the proceedings against him and is capable of assisting counsel with his defense. Id. at 14. However, the conclusion that defendant was competent to stand trial was made "with less than the usual degree of psychological certainty" because defendant was "unable to rationally consider an Insanity Defense to which he may be entitled." Id. at 14-15.
The Court subsequently found defendant competent to stand trial. However, both defendant and the government later orally moved for further psychiatric evaluation. The Court granted the motions and ordered defendant committed to the custody of the Attorney General for further evaluation at Butner Federal Medical Center ("Butner"). Once at Butner, defendant was diagnosed with Delusional Disorder, Grandiose Type in a forensic report authored by Heather H. Ross, Ph.D. See Forensic Report at 16 (Aug. 24, 2012). Dr. Ross found that, although defendant is able to understand the nature and consequences of the proceedings against him, he suffers from a severe mental disease or defect that prevents him from assisting properly in his defense. Id. at 19. Dr. Ross concluded that defendant was not competent to proceed, and recommended that he be committed for mental health treatment. Id.
A competency hearing was subsequently held, and the Court found defendant incompetent and ordered him committed to the custody of the Attorney General for a Competency Restoration Study. Jill R. Grant, Psy. D. and Jill C. Volin, M.D.
On February 20, 2013, the government orally moved to have defendant involuntarily medicated. Defendant opposed the motion, and a Sell hearing was held on April 17 and 26, 2013. At the hearing, the government provided testimony from forensic psychologist Dr. Jill Grant and psychiatrist Dr. Jill Volin via videoconference from Butner. Drs. Grant and Volin had previously evaluated defendant for the February 14, 2013 Competency Restoration Study.
Dr. Grant, whom the court qualified as an expert witness in the area of clinical forensic psychology, testified that, in her opinion and to a medical degree of certainty, defendant suffers from Schizoaffective Disorder, Bipolar Type. 4/17/13 Hr'g Tr. at 10:15-17, 17:2-3. In particular, Dr. Grant testified that defendant has bizarre delusions, hallucinations, and mood problems that vary from mania to depression. Id. at 17:8-14, 21:11-16, 24:16-19. She further testified that defendant lacks insight into his illness and that his psychotic disorder "directly interferes with his ability to help prepare his defense and understand what is going on in the courtroom." Id. at 15:5-8, 23:10-11.
Dr. Volin, whom the court qualified as an expert witness in the area of forensic psychiatry, also testified that, in her opinion and to a medical degree of certainty, defendant suffers from Schizoaffective Disorder, Bipolar Type. Id. at 65:17-19, 66:25-67:1. Dr. Volin testified that defendant lacks insight into his mental illness, and that treatment of defendant's mental illness with antipsychotics is medically appropriate and substantially likely to restore him to competence. Id. at 68:15-18, 73:6-11, 76:5-6. She also testified that defendant's lack of negative symptoms of psychosis
Also at the Sell hearing, defendant testified concerning his competency
Although an individual has a constitutionally protected interest in avoiding involuntary medication, that interest can be overcome by an "essential" or "overriding" state interest in some circumstances. Sell, 539 U.S. at 179-80, 123 S.Ct. 2174. In particular, a court may order the administration of medication to render a mentally ill defendant competent to stand trial on criminal charges if:
Id. at 180-82, 123 S.Ct. 2174.
To meet the first Sell factor, the government must establish that involuntary medication will advance an important government interest, such as bringing to trial an individual accused of a serious crime. Id. at 180, 123 S.Ct. 2174. To determine if an important government interest is at stake, the Court must consider whether the defendant is charged with a serious crime and whether any special circumstances, such as the defendant already having been confined for a significant period of time, undermine the importance of the government's interest in prosecution.
Here, the government has an important interest in bringing to trial an individual accused of the serious crime of threatening the President with bodily harm. The defense concedes as much, but argues that this interest is undercut by the significant period of confinement that defendant faces, whether or not he is found guilty at trial. In particular, defendant has already been in federal custody for approximately fourteen months, to be followed by as much as an additional six months if there is an appeal, and four more months if involuntary medication is ordered. Defendant argues that he therefore "may well have served whatever prison sentence he would be exposed to by the time his competency is expected to be restored." Def.'s Opp. at 5.
The government responds that defendant's fourteen months of pre-trial custody, even in conjunction with any additional time to resolve the competency proceedings and complete trial, is significantly less than the 51-to-60-month Guidelines range of incarceration that defendant faces if convicted, and is not extensive enough to undermine the government's important interest in bringing defendant to trial.
The court agrees that the defendant's pre-trial custody is not so lengthy as to undermine the government's interest. In relevant cases, courts have considered similar or longer pre-trial custody periods to be acceptable. For example, in United States v. Aleksov, where defendant was charged with threatening the President and faced an estimated 10-to-33-month sentencing range, his pre-trial custody of approximately sixteen months did not undermine the government's interest in prosecuting him. United States v. Aleksov, 2009 WL 1259080, at *1-2 (D.D.C. May 7, 2009); see also United States v. Bush, 585 F.3d 806, 815 (4th Cir.2009) (although denying involuntary medication on other grounds, finding that pre-trial custody for over two years did not undermine the government's interest, even where the time already served was sufficiently long to account, or nearly account, for any sentence that reasonably could be anticipated). Furthermore, the Aleksov court concluded that, not only was there an important government interest in bringing the defendant to trial that would be advanced by involuntary medication, but a restoration of competency would also allow for a prompt resolution of the matter, which is ultimately in the defendant's own interest. See Aleksov, 2009 WL 1259080, at *2; see also United States v. Orloski, 554 F.Supp.2d 4,
In contrast, cases where the court has held that the government's significant interest in prosecuting a defendant was diminished involved much longer periods of pre-trial custody than defendant anticipates here. See United States v. Austin, 606 F.Supp.2d 149, 152 (pre-trial custody of twenty-seven months diminished government interest); United States v. White, 620 F.3d 401, 419 (4th Cir.2010) (pre-trial custody of forty-one months, in conjunction with the less serious nature of defendant's alleged crime,
Here, there is no dispute that threatening the President is a "serious crime," and that the government has an important interest in bringing defendant to trial. In addition, case law supports the conclusion that defendant's pre-trial custody is not so lengthy as to undermine the government's interest. Hence, the first element of the Sell analysis is established.
To demonstrate that involuntary medication will significantly further the government's interest, the government must establish that involuntary medication is both substantially likely to restore defendant to competency, and substantially unlikely to have side effects that will interfere significantly with defendant's ability to assist counsel in conducting a trial defense. Sell, 539 U.S. at 181, 123 S.Ct. 2174. The government has satisfied this Sell requirement here.
The Competency Restoration Study concludes that the involuntary administration of antipsychotic medication will be substantially likely — at least 81.8% — to render defendant competent to stand trial. Competency Restoration Study at 23-24, 31 (estimating "the likelihood of Mr. Dillon manifesting a positive treatment response would be at least as high as the cohort described in the 2012 article
In the past, courts have found that involuntary medication is substantially likely to restore competency when the predicted efficacy was only about 70%. See U.S. v. Aleksov, 2009 WL 1259080, at *3 (D.D.C. 2009); see also United States v. Weston, 255 F.3d 873, 883 (D.C.Cir.2001) (court applied the analysis of Washington v. Harper, 494 U.S. 210, 110 S.Ct. 1028, 108 L.Ed.2d 178 (1990), and Riggins v. Nevada, 504 U.S. 127, 112 S.Ct. 1810, 118 L.Ed.2d 479 (1992), rather than Sell because the defendant was considered to be dangerous to himself and others in an institutional setting; nonetheless, the Harper/Riggins analysis requires a determination similar to Sell that involuntary medication is likely to restore competency).
Defendant argues that it is unlikely he can be restored to competency with involuntary medication, and advocates for an outcome similar to that in United States v. Austin, where the court determined that involuntary medication was unlikely to further the important government interest at stake because the restoration of his competency was unlikely. See United States v. Austin, 606 F.Supp.2d 149 (D.D.C.2009). But Austin is distinguishable. The government in Austin did not establish that involuntary medication would be substantially likely to restore defendant to competence because its chief expert witness testified that he did not review all of the defendant's medical records and could not testify with certainty that medication was responsible for the defendant's earlier restoration of competency. Id. at 152. Moreover, and of particular importance in distinguishing Austin from this case, the defendant in Austin committed the charged crime while involuntarily medicated and while participating in a competency restoration program. Id. at 152-53.
Defendant further argues that there is evidence that antipsychotics are not effective in treating a person suffering from Delusional Disorder.
Here, in contrast, the Competency Restoration Study, supported by expert witness testimony, details the presiding psychologist's and psychiatrist's knowledge of and experience using antipsychotics to treat individuals with defendant's disorder, and specifically opines that defendant would respond positively to antipsychotic
With respect to side effects, defendant testified that he experienced depression in a previous experience taking an antipsychotic medication.
The Court therefore finds that the government has established that involuntary medication will significantly further the government's interest in prosecuting defendant by demonstrating that medicating defendant is substantially likely to restore his competency and is substantially unlikely to have side effects that will interfere significantly with his ability to assist counsel in his defense. The second Sell factor has thus been met.
To satisfy the third prong of Sell, the government must establish that alternative, less-intrusive treatments are unlikely to achieve substantially the same results as involuntary medication, thereby making involuntary medication necessary to further the government's interest in proceeding to trial. See Sell, 539 U.S. at 181, 123 S.Ct. 2174.
At the Sell hearing, Dr. Volin testified that antipsychotics were medically necessary to treat defendant's mental illness and that psychotherapy would not be "near[ly] as effective as antipsychotic medication to treat psychotic illness." 4/17/13 Hr'g Tr. at 73:6-11, 74:13-25. The Competency Restoration Study also states that other types of treatment for defendant's disorder, such as cognitive-behavioral therapy, are unavailable "because of [defendant's] inability to focus on relevant issues, his lack of acknowledgment [that] he suffers from a mental disorder, and his refusal to engage in ongoing discussions about treatment recommendations." Competency Restoration Study at 32-33.
The Study further noted that a court order backed by threat of citation for contempt would not be a viable alternative: "[T]here is no compelling evidence that an incompetent defendant should reasonably be expected to have the mental capacity to understand the implications of a contempt order as a basis for making a rational decision on whether to comply with it." Id. at 31-32; see also 4/17/13 Hr'g Tr. at 75:1-14 (Dr. Jill Volin testified that court orders commanding patients to take their medication do not work). The Study concludes that "involuntary medication is necessary because alternative, less intrusive treatments are unlikely to achieve substantially the same results of restoring [defendant] to competency." Id. at 33.
Defendant did not address the possibility of implementing less intrusive treatments in his Opposition or at the Sell hearing. The Court thus finds that the government's uncontested evidence establishes the necessity of involuntary medication to further the government's interest in bringing defendant to trial.
The final Sell factor requires the government to establish that administering the medication in question is medically appropriate. See Sell, 539 U.S. at 181, 123 S.Ct. 2174. Medication is medically appropriate when it is the common and standard course of treatment for defendant's condition. See Aleksov, 2009 WL 1259080 at *3; Orloski, 554 F.Supp.2d at 7.
Here, the Competency Restoration Study states that "[t]reatment with antipsychotic medication is the accepted and appropriate first-line treatment for an individual with schizoaffective disorder."
At oral argument, the defense argued that defendant's mental illness does not need to be treated at all because, although defendant clearly has delusional thoughts of being a prophet or a god, he does not pose any real danger. However, the "dangerousness" of defendant's mental illness is not the issue at hand; the issue is the appropriateness of the chosen treatment — here, antipsychotics — for defendant's diagnosed illness. And the record amply supports that antipsychotics are "the common and standard course of treatment for defendant's condition." See Aleksov, 2009 WL 1259080 at *3; Orloski, 554 F.Supp.2d at 7.
Hence, the Court finds that the government has properly demonstrated the appropriateness of medicating defendant with antipsychotics. Thus, this element under Sell is also met.
In sum, the Court concludes that the government has demonstrated by clear and convincing evidence that the four Sell factors have been satisfied in this case. Pursuant to Sell, then, involuntary medication is appropriate and necessary to significantly further an important government interest. The Court therefore grants the government's motion to involuntarily medicate defendant. An Order consistent with this Memorandum Opinion will be issued separately.