ROBERT L. WILKINS, District Judge.
In November 2012, the Court presided over a four-day bench trial in this case, ultimately finding that Plaintiff Rosa Alba Flores-Hernandez ("Flores-Hernandez") failed to carry her burden of proof on her delayed-diagnosis medical malpractice claim. In brief, Flores-Hernandez asserted that Defendant United States of America (the "United States" or the "Government"), acting through Dr. Luis Padilla, negligently delayed in referring her to a specialist for diagnostic tests that, according to Flores-Hernandez, would have detected the presence of her cervical cancer much earlier than it was ultimately discovered. Because of Dr. Padilla's delay, Flores-Hernandez argued, by the time her cancer was ultimately discovered and diagnosed, the disease had already progressed to Stage IVA cervical cancer and her chances of recovery and survival were only a fraction of what they might have been.
After careful consideration of all of the evidence presented at trial, the Court found that Flores-Hernandez did successfully establish some elements of her malpractice claim — the applicable standard of care, and also a deviation from that standard on Dr. Padilla's part when he failed to timely refer Flores-Hernandez to a gynecologist based on the symptoms she presented with at the time. But the Court's analysis — and Flores-Hernandez's burden — did not end there. Although she proved that Dr. Padilla breached the applicable standard of care by a preponderance of the evidence, the Court found that she did not clear the final hurdle to prove her claim because she failed to demonstrate that Dr. Padilla's actions proximately caused a delay in the ultimate diagnosis and treatment of her cervical cancer. Simply put, Flores-Hernandez's evidence on this last element was simply too speculative to carry the day, and the only expert testimony she presented with respect to causation was not credible. Consequently, the Court found against Flores-Hernandez and issued judgment in favor of the United States.
Flores-Hernandez now moves to alter and amend this judgment under Federal Rule of Civil Procedure 59(e), arguing that the Court's Findings of Fact and Conclusions of Law contain "several factual errors on the face of the record that result in its finding that Dr. Padilla's negligence did not matter to Flores-Hernandez's outcome." (Dkt. No. 72 ("Pl.'s Mem.") at 1). She argues that "[t]he Court did not just reach the wrong conclusion in failing to make [these] findings — it misconstrued, or in some cases, overlooked facts about this case which showed the likely course of events if Dr. Padilla had followed the standard of care." (Id.). She maintains that the "clear errors" committed by the Court warrant amendment of judgment in her favor, and an award of damages, as she sought at trial. The Court does not agree.
Accordingly, upon careful consideration of the parties respective briefing, (Dkt. Nos. 72, 77, 80), and the entire record in this action, the Court concludes that Flores-Hernandez's Motion to Alter and Amend Judgment will be
Motions to alter or amend under Rule 59(e) are disfavored, "and relief from
Through her Rule 59(e) motion, Flores-Hernandez raises three purported errors on the Court's part that she contends warrant reversal of its prior ruling. First, she argues that the Court erred "in determining that Dr. Hamilton would not have performed an endometrial biopsy in late 2007 or early 2008," assuming that Dr. Padilla had promptly referred her to a gynecologist at that time. (Id. at 3-6). Second, she asserts that "the Court erred in finding that Ms. Flores-Hernandez did not prove that she would have had some stage of diagnosable cancer at the time Dr. Padilla violated the standard of care." (Id. at 6-15). And third, she argues that the Court "erred in determining that a cone biopsy would not have been performed sooner if Dr. Padilla complied with the standard of care in late 2007." (Id. at 15-20). The Court considers each of these contentions in turn, but concludes that none warrants relief.
Flores-Hernandez first insists that the Court erred in finding that she failed to prove, by a preponderance of the evidence, that an endometrial biopsy would have been performed during 2008, if she had been more promptly referred to a gynecologist by Dr. Padilla. On this point, the Court agrees with her initial premise — that, based on the evidence, it appears that Dr. Hamilton and her assistant were prompted to perform an endometrial biopsy, at least in part, based on Flores-Hernandez's complaints of irregular menstrual bleeding in late July 2009. Yet Flores-Hernandez seems to ignore the next step in the Court's analysis — that "to assume that an endometrial biopsy would have taken place in 2008, the Court would need to find that it is more likely than not that Flores-Hernandez would have complained to Dr. Hamilton about menstrual bleeding at some point during that timeframe, and the evidence does not tilt in Flores-Hernandez's favor on this point." Flores-Hernandez, 910 F.Supp.2d at 80. In support of this conclusion, the Court set forth a number of evidentiary findings that cut against Flores-Hernandez, including that: (1) during her first visit with Dr. Hamilton, Flores-Hernandez did not describe any history or ongoing symptoms of irregular menstrual bleeding; (2) during her visits with Dr. Padilla in December 2008 and May 2009, there is no indication that Flores-Hernandez complained about any irregular menstrual bleeding; and (3) between
Instead, she argues that the evidence shows that Dr. Hamilton ("or any other gynecologist that she might have been referred to") would have performed an endometrial biopsy immediately upon referral from Dr. Padilla in late 2007 or 2008. (Pl.'s Mem. at 4). But the record establishes no such thing. As the Government points out, this line of argument wrests a portion of Dr. Hamilton's testimony out of context, claiming that she said "Menometrorrhagia in a, at this time, 39-year-old would have required an endometrial biopsy in addition to the colposcopy." (Id. at 4). Notably, however, Dr. Hamilton's reference to "at this time" meant in June or July 2009, as reflected by her deposition testimony read into the record by Flores-Hernandez's counsel:
(Dkt. No. 63, 11/15/12 AM Transcript, at 57-58) (emphases added). As shown, Dr. Hamilton repeatedly clarified that she was discussing potential treatment in mid-2009, and not in late-2007 or early-2008, as Flores-Hernandez seems to suggest. In addition, Dr. Hamilton's responses were not nearly as unequivocal as Flores-Hernandez would have the Court believe. As reflected above, she concluded her testimony by stating that an endometrial biopsy "would have been something that [she] would have discussed" if presented with irregular bleeding, not that she definitely would have performed such a procedure. And she stated the same on redirect, explaining that an endometrial biopsy would have been a possibility:
(Id. at 79) (emphasis added). Simply stated, Flores-Hernandez's counsel did not establish it was more likely than not that Dr. Hamilton would have performed an endometrial biopsy in 2008 — much less that she "definitively" would have done so, (see Pl.'s Mem. at 6) — based solely on a referral from Dr. Padilla. As the Court previously noted, this is "a question that could have been easily posed to Dr. Hamilton during trial, but was not." Flores-Hernandez, 910 F.Supp.2d at 81. And the Court disagrees that Flores-Hernandez's tortured reading of Dr. Hamilton's testimony establishes that the Court committed an error with respect to this aspect of its analysis, much less the requisite "clear error" that would warrant relief here.
All that said, in making this particular argument, Flores-Hernandez seems to be missing the bigger picture. Because even if she had proven that an endometrial biopsy would have been performed in late 2007 or early 2008, she still "failed to establish that the results of such a biopsy would have led to a cone biopsy any sooner" or otherwise accelerated her course of treatment. Id. More specifically, the Court previously explained its reasoning as follows:
Id. at 81 n. 11. Thus, Flores-Hernandez's supposition that she would have received an endometrial biopsy is only one step in the causation theory she pressed at trial. Even if she could establish that the Court committed "clear error" in finding an endometrial biopsy unlikely in 2008, Flores-Hernandez would still need to show that the Court committed another "clear error" in concluding that she failed to show the results of such an earlier endometrial biopsy would have accelerated her treatment and led to an earlier diagnosis of her disease. Because she comes up short on both of these issues, the Court rejects her plea for relief on these grounds.
Flores-Hernandez's next argument is that the Court clearly erred in finding that she "had at worst CIN-1, or just as likely no abnormal cells at all, only two-and-one-half years before she was diagnosed with Stage IV cervical cancer." (Pl.'s Mem. at 6). While she devotes the bulk of her briefing to this particular argument, the Court need not dwell long here
As the Court previously made clear, the critical question underlying the issue of causation is not whether Flores-Hernandez can prove that she actually had invasive cancer at some particular point in time; rather, "the question is whether, if Flores-Hernandez had been referred to a gynecologist sooner, the course of treatment she received would have led to the treatment and eradication of her condition sooner, before it advanced to Stage IVA." Flores-Hernandez, 910 F.Supp.2d at 78; see also id. at 82 ("To meet her burden of proof, she cannot prove causation simply by proving the presence of cancer. Even if her cancer were present in 2008, the real issue is whether she can prove that it would have been detected by a gynecologist — and therefore treated — in 2008 or 2009."). And in this respect, the Court concluded its prior analysis by explaining that "Flores-Hernandez simply failed to adduce sufficient evidence to prove that it is more likely than not that her cancer (or precancerous condition) would have been diagnosed and treated any earlier — whether through a cone biopsy or otherwise — if Dr. Padilla had referred her to a gynecologist in November or December 2007." Id. at 82-83 (emphasis added). The Court therefore did not make any findings about the stage of Flores-Hernandez's disease in late-2007 or early-2008. Indeed, under the facts of this case and the evidence presented at trial, it was not necessary to do so because, even assuming that her condition was more progressed than the test results indicated, Flores-Hernandez still needed to prove that specialists acting within the applicable standard of care would have reached an earlier diagnosis and accelerated her treatment. It was on this point that Plaintiff's proof simply came up short.
Consequently, Flores-Hernandez's various arguments about the typical growth rate of cervical cancer — and her contentions about the parties' stipulation to that effect — completely miss the mark.
Additionally, as to Dr. Boothby's testimony, the Court previously made clear that it found his opinions on the issue of causation not credible. Flores-Hernandez, 910 F.Supp.2d at 79-80; id. at 79 nn. 7-8. Undeterred, Flores-Hernandez tries to parse out Dr. Boothby's testimony regarding cervical cancer's "usual progression" and/or "any other aspect of cervical cancer in general" from his opinions about the development of Flores-Hernandez's specific case of cervical cancer, arguing that the Court expressed no credibility opinion as to the former category of testimony. (See Pl.'s Mem. at 7 n. 2). The Court disagrees, but to remove all doubt, the Court hereby confirms, in no uncertain terms, that it did not find Dr. Boothby's testimony regarding any aspect of Flores-Hernandez's causation theory to be credible, including with respect to the growth-rate of Flores-Hernandez's cervical cancer.
Flores-Hernandez also attempts to draw support from Tarpeh-Doe v. United States, in which the D.C. Circuit explained: "When, as is often the case in medical malpractice actions, a defendant's negligent act or omission makes it more difficult to determine what the medical outcome would have been but for that negligence, the plaintiff's burden of demonstrating a favorable outcome may be lightened." 28 F.3d 120, 124 n. 3 (D.C.Cir. 1994). The Court finds this argument unavailing. First, to the extent Flores-Hernandez relies on this language to argue that her causation burden should have been lightened, this is improper at the Rule 59 stage, given that she failed to advance this theory before. Kattan by Thomas, 995 F.2d at 276 ("[A] losing party may not use a Rule 59 motion to raise new issues that could have been raised previously."). But even if the Court were to consider this belated theory now, she fares no better on the substance. As the Government points out, the majority in Tarpeh-Doe actually reversed the district court's verdict in favor of the plaintiff, at least in part, on the basis that there was no competent evidence presented to show that any earlier action would have prevented or slowed the progression of the plaintiff's condition:
Id. at 125 (emphasis omitted). This reasoning closely parallels the Court's determination in this case — that Flores-Hernandez failed to present sufficient evidence from which the Court could reasonably conclude that an earlier referral from Dr. Padilla would have led to an earlier diagnosis of her condition, or that it would have eradicated her cancer sooner.
Finally, Flores-Hernandez wrongly argues that the Court committed a legal error by holding her to too high a burden in requiring "`concrete' evidence regarding the stage of her cancer when Dr. Padilla violated the standard of care." (Pl.'s Mem. at 12). In referencing "concrete" evidence, however, the Court was not requiring Flores-Hernandez to prove her case with certainty, or any other threshold beyond the "preponderance of the evidence" standard that governs her claim; rather, the Court was simply emphasizing that the opinion testimony she did put forward was simply too speculative to carry
Finally, Flores-Hernandez argues that the Court committed clear error in finding that "a cone biopsy would not have been performed sooner if Dr. Padilla complied with the standard of care in late 2007." (Pl.'s Mem. at 15). In her view, "[t]he record shows clearly that this test, along with a colposcopy and cervical biopsy, would have been performed by a gynecologist in response to Ms. Flores-Hernandez's irregular menstrual bleeding, much sooner than eventually happened." (Id. at 16). To say that Flores-Hernandez pressed this argument previously would be an understatement — this was essentially her entire theory of the case, both throughout trial and in her post-trial briefing. Therefore, the Court has already considered and rejected her assertions, and nothing she puts forward at this point convinces the Court that its analysis was in error, much less the "clear error" that she must show.
In large part, Flores-Hernandez relies again on the testimony and opinions of Dr. Boothby. As should be patently clear by this point, however, the Court placed no stock in his causation opinions and found his testimony not credible.
In attacking this reasoning, Flores-Hernandez accuses the Court of engaging in speculation, rather than considering what "the standard of care would have required of a subsequent treating gynecologist." (Pl.'s Mem. at 19). This argument is unavailing. To the contrary, it was precisely the Court's duty to eschew speculation that precluded it from adopting Flores-Hernandez's theory of causation at trial. It was her burden to establish, through expert testimony, that "based on a reasonable degree of medical certainty, that the defendant's negligence is more likely than anything else to have been the cause (or a cause) of [her] injuries." Giordano v. Sherwood, 968 A.2d 494, 498 (D.C.2009). Yet, Flores-Hernandez failed to proffer a credible expert witness to establish this causal link. And while she now argues that the Court must consider and apply the appropriate standard of care for a treating gynecologist, the Court did not receive any expert evidence on this issue at trial — in large part because of Flores-Hernandez's own strident objections that any such testimony would be irrelevant. (See Dkt. No. 61, 11/15/12 AM Transcript, at 81-103). In the absence of such evidence, the Court was left to consider the likely course of treatment based upon the actual medical care that was ultimately provided to Flores-Hernandez by Dr. Hamilton and the other gynecologists at Howard University Hospital — doctors, the Court emphasizes, whose treatment decisions Flores-Hernandez agreed were entirely reasonable and appropriate.
Accordingly, the Court disagrees that it committed clear error as to this aspect of its analysis, and Flores-Hernandez is not entitled to any relief as a result.
For the foregoing reasons, Flores-Hernandez's Motion to Alter and Amend Judgment
(Dkt. No. 62, 11/14/12 AM Transcript, at 27).