RUDOLPH CONTRERAS, District Judge.
This matter comes before the Court on the defendants' motion for summary judgment. The plaintiff, an attorney representing a Louisiana death row inmate convicted of first-degree murder, filed a Freedom of Information Act request seeking federal law enforcement records relating to the third party whom the plaintiff asserts actually perpetrated the crime for which her client was convicted. The defendants seek summary judgment under Exemption 7(C) on the basis that the public interest in production of the requested documents — or even an acknowledgement that such documents exist — is outweighed by the third party's privacy interest. Because the plaintiff has not met her evidentiary burden of showing that a reasonable person would believe that the government is withholding information that could corroborate her theory that the third party committed the crime, the Court will grant the defendants' motion.
In 1995, Rogers Lacaze was convicted of three counts of first-degree murder and sentenced to death in connection with the brutal shootings that occurred at the Kim Anh Vietnamese Restaurant in New Orleans East. See generally State v. LaCaze, 824 So.2d 1063 (La.2002). During the early morning hours of March 4, 1995, New Orleans Police Officer Antoinette Frank, who often worked an off-duty security detail at the family-owned Kim Anh, entered the restaurant with a man she had earlier introduced as her nephew. The assailants shot and killed 25-year-old New Orleans Police Officer Ronald Williams, who was on detail at the restaurant that night, along with siblings 24-year-old Ha Vu and 17-year-old Cuong Vu, employees and members of the family that owned the restaurant. See id. at 1066, 1069. Officer Williams's wallet was also taken after he was killed. See id. at 1069. Quoc Vu and Chau Vu, siblings of Ha and Cuong, sought refuge in a room-sized cooler and survived the attack. See id. at 1067. According to the prosecution's theory of the case, Ms. Frank "was becoming increasingly angry over being cut out of what she considered
Mr. Lacaze and Ms. Frank were both charged with the Kim Anh murders, but the cases were severed. See id. at 1066. Quoc Vu had positively identified Mr. Lacaze as Ms. Frank's accomplice in a photo line-up the morning after the murders and identified him again at trial. See id. at 1068. Chau Vu also identified Mr. Lacaze as the accomplice at trial, but had been unable to make an identification from the photo line-up. See id. The prosecution also connected Mr. Lacaze to the Kim Anh murders by presenting evidence that (1) phone records showed a series of calls from Mr. Lacaze to Ms. Frank around the time of the murders; (2) on March 3, a uniformed Ms. Frank and a young African-American male with gold teeth
At trial, Mr. Lacaze repudiated his statements to police and insisted that those statements were products of police threats and coercion. See id. at 1070. He testified that, instead, he initially went to Kim Anh with Ms. Frank to eat, but Ms. Frank dropped him off at his girlfriend's apartment at around 12:20 a.m., before the shootings occurred. See id. He also testified that his brother picked him up at 12:30 a.m. to shoot pool at Mr. C's Pool Hall, where they played until about 2:00 a.m. and then returned to his brother's apartment. See id. Mr. Lacaze's brother, Michael Lacaze, supported this alibi at trial, but "the manager of Mr. C's Pool Hall testified unequivocally that Michael played pool late that Friday night without his brother." Id. at 1070-71. The defense posited that Adam Frank, Antoinette's brother, was the true accomplice, but the evidence in support of this theory presented at trial, if any, is unclear from the record. See id. at 1071.
After 79 minutes of deliberation, the jury unanimously found Mr. Lacaze guilty of all three counts of first-degree murder. See id. at 1072. In a separate sentencing phase in which both sides presented evidence relating to aggravating and mitigating factors, the jury recommended — and the court adopted — a sentence of death. See id. In a separate trial after Mr. Lacaze's conviction, Antoinette Frank was also convicted of first-degree murder and sentenced to death. See generally State v. Frank, 803 So.2d 1 (La.2001).
After 18 years on death row, Mr. Lacaze maintains that he is innocent. According
The plaintiff, Blythe Taplin, is an attorney for the Capital Appeals Project — an organization that provides representation to indigent individuals on Louisiana's death row, including Mr. Lacaze. On February 24, 2012, Ms. Taplin submitted a request to the Federal Bureau of Investigation ("FBI") pursuant to the Freedom of Information Act ("FOIA"), 5 U.S.C. § 552 (2012), seeking the production of documents relating to any investigation the agency had done regarding Adam Frank, Jr. See generally Hardy Decl. Ex. A, ECF No. 17-3. Ms. Taplin asserts that the FBI has responsive documents based on (1) an Ouachita Parish Sheriff's Department notice specifying that Mr. Frank was "wanted by ... the FBI in New Orleans"; and (2) an entry in an Orleans Parish District Attorney's Office privilege log described as "Adam Frank, Jr.'s FBI rap sheet." See Compl. ¶¶ 26, 28, ECF No. 1. On March 14, 2012, the agency issued a Glomar response,
On November 8, 2012, Ms. Taplin filed a complaint in this Court against both the FBI and the Department of Justice ("DOJ") (collectively, "Defendants" or the "Government").
When assessing a summary judgment motion in a FOIA case, the district court reviews the matter de novo. See 5 U.S.C. § 552(a)(4)(B); Life Extension Found., Inc. v. IRS, 915 F.Supp.2d 174, 179 (D.D.C.2013). Summary judgment is appropriate where "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a). "Ultimately, an agency's justification for invoking a FOIA exemption is sufficient if it appears `logical' or `plausible.'" Wolf v. CIA, 473 F.3d 370, 374-75 (D.C.Cir.2007) (quoting Gardels v. CIA, 689 F.2d 1100, 1105 (D.C.Cir. 1982)). The reviewing court's determination may be based on the record and agency affidavits "if the affidavits describe the documents and the justifications for nondisclosure with reasonably specific detail, demonstrate that the information withheld logically falls within the claimed exemption, and are not controverted by either contrary evidence in the record nor by evidence of agency bad faith." Military Audit Project v. Casey, 656 F.2d 724, 738 (D.C.Cir.1981). Generally, a reviewing court should "respect the expertise of an agency" and not "overstep the proper limits of the judicial role in FOIA review." Hayden v. Nat'l Sec. Agency/Cent. Sec. Serv., 608 F.2d 1381, 1388 (D.C.Cir.1979).
"[D]isclosure, not secrecy, is dominant objective of [FOIA]." Dep't of the Air Force v. Rose, 425 U.S. 352, 361, 96 S.Ct. 1592, 48 L.Ed.2d 11 (1976). "Consistent with this purpose, agencies may withhold only those documents or portions thereof that fall under one of nine delineated statutory exemptions." Elliott v. USDA, 596 F.3d 842, 845 (D.C.Cir.2010) (citing 5 U.S.C. § 552(b)). "[T]he exemptions are `explicitly exclusive.'" U.S. DOJ v. Tax Analysts, 492 U.S. 136, 151, 109 S.Ct. 2841, 106 L.Ed.2d 112 (1989) (quoting FAA Adm'r v. Robertson, 422 U.S. 255, 262, 95 S.Ct. 2140, 45 L.Ed.2d 164 (1975)). And it is the agency's burden to show that withheld material falls within one of these exemptions. See 5 U.S.C. § 552(a)(4)(B); Elliott, 596 F.3d at 845.
Under Exemption 7(C),
Before applying the Exemption 7(C) balancing test, it is important to define the scope of the dispute. Because the FBI rejected Ms. Taplin's FOIA request in a Glomar response — refusing to either confirm or deny the existence of responsive documents — the interests to be balanced at this stage are not the private and public interests in the documents themselves, but rather the interests in having the FBI acknowledge that it possesses responsive documents. See Roth v. U.S. DOJ, 642 F.3d 1161, 1182 (D.C.Cir.2011). Similarly, should the Court order identification of responsive documents (or categories of responsive documents), the FBI would still have the opportunity to claim exemptions over individual documents pursuant to regular FOIA practice because the instant dispute is ripe only as to the FBI's Glomar response. See id. Having so framed the interests at stake, the Court proceeds to balance Mr. Frank's privacy interest against the public interest in disclosure.
As a general rule, the D.C. Circuit has recognized that "the targets of law-enforcement investigations ... have a substantial interest in ensuring that their relationship to the investigations remains secret." Id. at 1174 (quoting Schrecker v. U.S. DOJ, 349 F.3d 657, 666 (D.C.Cir. 2003)) (internal quotation marks omitted). The interest is substantial because "the mention of an individual's name in a law enforcement file will engender comment and speculation and carries a stigmatizing connotation." Branch v. FBI, 658 F.Supp. 204, 209 (D.D.C.1987); accord Fitzgibbon v. CIA, 911 F.2d 755, 767 (D.C.Cir.1990). However, "FOIA-exempt information may not be withheld if it was previously disclosed...." Chesapeake Bay Found., Inc. v. U.S. Army Corps of Eng'rs, 722 F.Supp.2d 66, 72 (D.D.C.2010) (quoting Cottone v. Reno, 193 F.3d 550, 554 (D.C.Cir.1999)) (internal quotation marks omitted).
If the FBI did in fact investigate Mr. Frank in relation to the Kim Anh murders, then under the general rule he is presumed to have a substantial interest in ensuring that the FBI keeps the fact of his investigation a secret. However, Mr. Lacaze's defense at trial pointed to Adam Frank as the true accomplice, and a Richland Parish Sherriff's Office report indicates that Mr. Frank had been bragging about shooting a New Orleans police officer. See Pl.'s Mem. P. & A. Opp'n Def.'s Mot. Summ. J. Ex. 2, ECF No. 18-2. And
Ms. Taplin's request seeks all records relating to Adam Frank, and not just those related to the Kim Anh murders. See Hardy Decl. Ex. A, ECF No. 17-3. An Ouachita Parish Sheriff's Department notice specified that Mr. Frank was wanted by the FBI in New Orleans, strongly suggesting that that field office had responsive records to the request. Although that non-federal agency cannot waive the FBI's right to assert its Glomar response, see Marino v. DEA, 685 F.3d 1076, 1082 (D.C.Cir.2012), if it was publicly known that the New Orleans field office sought Mr. Frank, it follows that no added stigma would accrue in confirming that this FBI interest resulted in the creation of documents. While it is the law of this circuit that another agency's disclosure cannot altogether preclude the FBI from asserting a Glomar response, the rule does not speak to the much narrower issue of whether such a disclosure can diminish a third party's privacy interest for purposes of Exemption 7(C). The Court finds that Mr. Frank's privacy interest exists in a diminished capacity.
The Court's next step is to identify the public interest at stake and weigh it against Adam Frank's diminished privacy interest. Roth, 642 F.3d at 1174-75. In putting forth the public interest, a plaintiff must show (1) "that the public interest sought to be advanced is a significant one, an interest more specific than having the information for its own sake"; and (2) that "the information is likely to advance that interest." Nat'l Archives & Records Admin.v. Favish, 541 U.S. 157, 172, 124 S.Ct. 1570, 158 L.Ed.2d 319 (2004).
Although a prisoner in post-conviction proceedings has an "intense personal interest" in obtaining documents that are potentially exculpatory, such a "personal stake in the release of the requested information is `irrelevant' to the balancing of public and third-party privacy interests required by Exemption 7(C)." Roth, 642 F.3d at 1177 (quoting Mays v. DEA, 234 F.3d 1324, 1327 (D.C.Cir.2000)). "FOIA is not a substitute for discovery in criminal cases or in habeas proceedings." Id. However, the D.C. Circuit has recognized "the public's more general interest in knowing whether the FBI is withholding information that could corroborate [a prisoner]'s claim of innocence." Id. at 1176. Indeed, "[t]he fact that [a prisoner] has been sentenced to the ultimate punishment
However, this public interest could outweigh the third party's privacy interest only if the plaintiff can meet a certain evidentiary threshold. Because Ms. Taplin seeks records concerning Adam Frank, whom she alleges actually committed the Kim Anh murders, she "must show that a reasonable person could believe that the following might be true: (1) that [Mr. Frank was] the real killer[], and (2) that the FBI is withholding information that could corroborate that theory." Id.
Ms. Taplin has not satisfied this evidentiary threshold. To show that Adam Frank was Antoinette's true accomplice, Ms. Taplin alleges that (1) a police report says that witnesses had heard Mr. Frank bragging about killing a New Orleans Police officer; (2) Mr. Frank was later found in possession of the weapon believed to have been used to commit the Kim Anh murders; and (3) Antoinette had threatened Officer Williams's life for ejecting her brother from the restaurant. See Compl. ¶¶ 25, 27-28, ECF No. 1; Hardy Decl. Ex. A n. 1, ECF No. 17-3. But the record does not contain any evidence of these three assertions, and Ms. Taplin's opposition brief repeatedly cites to the complaint and original FOIA request for support. Neither of those documents had evidence attached, and the Court is unable to find any elsewhere in the record.
If the Court were to accept as true Ms. Taplin's allegations regarding Mr. Frank, it would conclude that a reasonable person could believe that Mr. Frank was the real
For the foregoing reasons, the Court will grant the Government's motion for summary judgment. An order consistent with this Memorandum Opinion is separately and contemporaneously issued.