REGGIE B. WALTON, United States District Judge.
The plaintiffs brought this suit against the government of the District of Columbia (the "District") to recover attorneys' fees and costs arising from administrative proceedings conducted pursuant to the Individuals with Disabilities Education Act
On December 23, 2013 the plaintiffs served their Amended Complaint on Alex Curtis, a former legal assistant in the District of Columbia Office of Administrative Hearings who, according to the District, was not authorized to accept service on behalf of the District. Return of Service/Affidavit ("Aff."), ECF Nos. 4, 6; see Def.'s Mot. at 8-9; see also Def.'s Mot., Exhibit ("Ex.") 3 (Declaration of Kathy Haggerty ("Haggerty Decl.")) at 1-2. On February 18, 2014, after the District failed to respond to the Amended Complaint, the plaintiffs' counsel, Douglas Tyrka, sent an email to the lawyers in the Office of the Attorney General who had previously litigated the underlying IDEA cases to remind them that an answer had not been filed. Pl.'s Opp'n at 2; see also Pl.'s Opp'n, Ex. 3 (Feb. 18, 2014 Email from Douglas Tyrka ("Tyrka Email")) at 1. The District responded by informing the plaintiffs' counsel that Ms. Curtis was not authorized to accept service on behalf of the District and thus "[t]he summons and complaint were not properly served on the District of Columbia." Pl.'s Opp'n, Ex. 6 (Feb. 18, 2014 Email from Darrell Chambers ("Chambers Email")) at 1. This email also advised the plaintiffs' counsel that:
Id. There is no indication that the plaintiffs properly effected service on the District after receiving this information. See generally Court Docket.
The Clerk of this Court entered a default against the District on March 5, 2014, after the District failed to answer the plaintiffs' Amended Complaint. Clerk's
The District became aware of the default and the default judgment upon receiving a copy of the Court's Memorandum Opinion and Order granting the Motion for Default Judgment by mail on January 14, 2015. Def.'s Mem. at 6. Prior to receiving these documents from the Court, all filings made by the plaintiffs and orders issued by the Court were made electronically, and the plaintiffs did not serve any of their filings on the District. Id. at 5; see generally Court Docket. The only notice the District had regarding the suit prior to its receipt of the Court's Memorandum Opinion and Order was the courtesy email sent by plaintiffs' counsel on February 18, 2014. Pl.'s Opp'n, Ex. 3 (Tyrka Email) at 1.
Once a default has become a final judgment, the default judgment can be set aside only "under the stricter rule 60(b) standards for setting aside final, appealable orders." Jackson v. Beech, 636 F.2d 831, 835 (D.C.Cir.1980); Fed.R.Civ.P. 55(c). Under this rule, the Court, in its discretion, may relieve a party from a final judgment, such as a default judgment, for one of six reasons set forth in Federal Rule of Civil Procedure 60(b), see Lepkowski v. Dep't of Treasury, 804 F.2d 1310, 1311-12 (D.C.Cir.1986), one of those reasons being where the judgment is "void," Fed.R.Civ.P. 60(b)(4). A judgment is void if the court that entered the judgment lacked personal or subject-matter jurisdiction over the case, acted in a manner inconsistent with due process, or acted beyond the powers granted to it by law. See Eberhardt v. Integrated Design & Constr., Inc., 167 F.3d 861, 871 (4th Cir.1999). While the decision to vacate a judgment is typically at the discretion of the court, "there is no question of discretion on the part of the court when a motion is under Rule 60(b)(4); if the judgment is void, relief is mandatory." Bell Helicopter Textron, Inc. v. Islamic Republic of Iran, 734 F.3d 1175, 1179 (D.C.Cir.2013) (quoting Combs v. Nick Garin Trucking, 825 F.2d 437, 441 (D.C.Cir.1987) (footnote and quotation marks omitted)). Moreover, there are "strong policies favoring the resolution of genuine disputes on their merits." Jackson, 636 F.2d at 835.
Federal Rule of Civil Procedure 4(c) provides that "[t]he plaintiff is responsible for having the summons and complaint served within the time allowed by Rule 4(m) and must furnish the necessary copies to the person who makes service." "[F]ederal courts lack the power to assert personal jurisdiction over a defendant `unless the procedural requirements of effective service of process are satisfied.'" Mann v. Castiel, 681 F.3d 368, 372 (D.C.Cir.2012) (citation omitted). Thus, "it is uniformly held that a judgment is void where the requirements for effective service
Federal Rule of Civil Procedure 4(j) governs service of process on a state or local government. Rule 4(j) provides:
Fed.R.Civ.P. 4(j)(2). Rule 4(j) of the Superior Court of the District of Columbia outlines the "manner prescribed by" District of Columbia law for service of process upon the District. Under this Rule,
D.C. Super. Ct. R. Civ. P. 4(j)(1). Through Attorney General Office Order No. 2012-08, the District filed "written notice with [Angela Caesar,] the Clerk of [this] Court" by letter dated August 8, 2012, explicitly designating which six employees in the Civil Litigation Division and the Public Interest Division of the Office of the Attorney General for the District of Columbia are authorized to receive service of process on behalf of the District. See Def.'s Reply, Ex. 3 (Notice of Filing Regarding Designees for Service of Process on the Attorney General for the District of Columbia, the District of Columbia or the Mayor ("Order No. 2012-08")) ("Enclosed please find a copy of an Attorney General Office Order, No. 2012-08, signed by Attorney General Iry Nathan on July 23, 2012, regarding service of process on the Attorney General for the District of Columbia and on the District of Columbia when required pursuant to Rule 4(j) of the Civil Rules of the Superior Court of the District of Columbia or on the Mayor of the District of Columbia pursuant to Mayor's Order."); id. at 3 (Order No. 2012-08).
Attempting to satisfy their burden of showing that the District was properly served with process, the plaintiffs contend that their service on Alex Curtis, although not a designee of the Attorney General, see Def.'s Reply, Ex. 3 (Order No. 2012-08), was nonetheless appropriate because they "did everything they could to follow [the requisite] procedure and serve the Attorney General," Pl.'s Opp'n at 4. The plaintiffs argue further that because "[t]he District keeps the Attorney General — and every [Office of the Attorney General] employee — behind a locked door,"
The plaintiffs' attempts to minimize and have the Court sanction their effort to effect service are to no avail. They argue that the District has failed to prove that Ms. Curtis lacked authority to accept service of process. Pl.'s Opp'n at 6. However, as the Court has already explained, when service is challenged, it is the plaintiffs' burden to establish that their method of service was proper and that the recipient, Ms. Curtis, possessed the requisite authority to accept service. Light, 816 F.2d at 751. The only evidence produced by the plaintiffs to support their assertion that Ms. Curtis had the authority to accept service on behalf of the District is Ms. Curtis's purported statement to the plaintiffs' process server that she had that authority when she accepted the documents. Pl.'s Opp'n at 7. However, even if the statement was made, the District has nonetheless conclusively shown that Alex Curtis was not authorized to accept service on behalf of the District, see e.g., Def.'s Reply, Ex. 3 (Order No. 2012-08) (listing six named individuals, in addition to the Deputy and Assistant Deputy of the Civil Division, authorized to accept service of process); Pl.'s Opp'n, Ex. 6 (Chambers Email) (same); Def.'s Mem., Ex. 3 ¶ 5 (Haggerty Decl.) ("Ms. Curtis was never authorized to accept service on behalf of the Mayor of the District of Columbia or the Office of the Attorney General for the District of Columbia."), and was not even an employee of the Office of the Attorney General, but rather an employee of the Office of Administrative Hearings, see Def.'s Mem., Ex. 3 ¶ 4 (Haggerty Decl.) ("I reviewed employee documents concerning Alex Curtis and determined that she was employed by the Office of Administrative Hearings as a Legal Assistant...."). Additionally, the District has submitted evidence suggesting that prior to their attempted service in this case, the plaintiffs' counsel was well-aware of the proper procedure for serving the District as well as the identity of the individuals authorized to accept service on behalf of the District.
Finally, the plaintiffs argue that even if their service on the District was inadequate, because the District had actual notice of the case, the improper service should not result in dismissal of their case. Pl.'s Opp'n at 8. While the District was certainly notified of the pending suit by email on February 18, 2014, proof of actual or constructive notice is not a substitute for proper service. See Mann, 729 F.Supp.2d at 196 ("Proof of actual notice is insufficient to prove proper service"); see also Chen v. District of Columbia, 256 F.R.D. 263, 266-67 (D.D.C.2009) (citing Whitehead v. CBS/Viacom, Inc., 221 F.R.D. 1, 4 (D.D.C.2004) ("[N]otice alone cannot cure an otherwise defective service")). Thus, despite whether the District had actual notice of the suit, service of process was improper.
Because the plaintiffs have failed to properly effect service on the District pursuant
The District originally requested that the Court dismiss the plaintiffs' amended complaint for failure to comply with Rule 4(m). Def.'s Mot. at 2. However, the District has since withdrawn that portion of its motion, and instead has indicated that it will accept service. Def.'s Reply at 1. Thus, the Court need not consider the District's original request. Instead, the plaintiffs shall promptly and properly serve the District and provide it with the opportunity to file an answer to the Amended Complaint. In response to the District's request that this Court issue a scheduling order, the Court will require the parties to file a joint briefing schedule within sixty days of the issuance of this memorandum opinion and accompanying order.
Rule 11(b) of the Federal Rules of Civil Procedure provides that:
Fed.R.Civ.P. 11(b) (emphasis added). It further allows the Court, "[o]n its own, [to] order an attorney ... to show cause why [his] conduct ... has not violated Rule 11(b)." Fed.R.Civ.P. 11(c)(3).
The Court is deeply troubled by plaintiffs' counsel's frivolous and unwarranted filing of the plaintiffs' motion for a default judgment. As is now apparent, when plaintiffs' counsel petitioned for the default judgment, he had been made aware that the District had not been properly served, see Pl.'s Opp'n, Ex. 6 (Chambers Email) ("The summons and complaint were not properly served on the District of Columbia."), and thus could not have been in default, see Jackson, 636 F.2d at 836 ("The default judgment must normally be viewed as available only when the adversary process have been halted because of an essentially unresponsive party." (citation and alteration omitted)). However, instead of addressing the service of process deficiencies by utilizing the steps outlined in the email sent to him by the District, see Pl.'s
Counsel's conduct compels the Court to require that he show cause in writing why he should not be sanctioned for requesting the motion for the default judgment, knowing that the factual predicate for the motion did not exist.
For the foregoing reasons, the District's motion to set aside the clerk of court's default and vacate the Court's default judgment is granted, and the District's motion to dismiss the plaintiffs' Amended Complaint is denied. To avoid further unnecessary delay in bringing this case to final resolution, the plaintiffs' counsel shall properly serve process on the District within thirty days from the date of the issuance of this memorandum opinion. Additionally, the plaintiffs' counsel is required to show cause in writing within that same thirty day period why Rule 11 sanctions should not be imposed in this case. Finally, the parties shall file a joint proposed briefing schedule within sixty days from this date of the issuance of this memorandum opinion.