RICHARD W. ROBERTS, Chief Judge.
Defendants Sidney Woodruff, Sr. and Calvin Stoddard move for a new trial, arguing
After a jury trial, Woodruff and Stoddard were found guilty of participating in a conspiracy to distribute or possess with intent to distribute 100 grams or more of heroin, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(B)(i), and 846. See Verdict Form, ECF No. 371. Before submitting the case to the jury, the government objected to the verdict form, arguing that the verdict form failed to "reflect the jury's determination as to the amount of drugs attributable to each individual defendant." Gov't Opp'n at 6 n.6; 6/5/15 Unofficial Trial Tr. at 5:7-14. The objection was overruled and the case was submitted to the jury.
Federal Rule of Criminal Procedure 33 provides that "[u]pon the defendant's motion, the court may vacate any judgment and grant a new trial if the interest of justice so requires." Fed. R. Crim. P. 33(a). The defendant must carry the burden in demonstrating that a new trial is "in the interest of justice." United States v. Machado-Erazo, 986 F.Supp.2d 39, 44 (D.D.C.2013) (citing United States v. Mangieri, 694 F.2d 1270, 1285 (D.C.Cir. 1982)). The decision to grant a new trial is "committed to the sound discretion of the trial judge, and is subject to reversal only for abuse of discretion or misapplication of the law." Machado-Erazo, 986 F.Supp.2d at 44 (quoting United States v. Reese, 561 F.2d 894, 902 (D.C.Cir.1977)) (internal quotation marks and alterations omitted).
Here, the alleged error is that the verdict form did not require the jury to find that 100 grams or more of heroin was attributable to Woodruff and Stoddard individually, or reasonably foreseeable to them as the amount involved in the conspiracy. Both the government and the defendants point to Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), Alleyne v. United States, ___ U.S. ___, 133 S.Ct. 2151, 186 L.Ed.2d 314 (2013), and their progeny for support. Neither Apprendi, nor Alleyne, nor D.C. Circuit case law compels the conclusion for which the parties argue.
In Apprendi, the defendant pled guilty to a shooting in violation of a state weapons statute carrying a sentence of imprisonment
Woodruff and Stoddard were charged in an indictment under 21 U.S.C. § 846 with knowingly participating in a conspiracy to distribute or possess with intent to distribute 100 grams or more of heroin. A conspiracy involving under 100 grams of heroin subjects offenders to imprisonment from zero to 20 years; a conspiracy involving 100 grams or more but less than 1,000 grams of heroin subjects offenders to imprisonment from 5 to 40 years.
In Alleyne, a jury convicted the defendant of using or carrying a firearm in relation to a crime of violence in violation of 18 U.S.C. § 924(c)(1)(A). That offense carries a mandatory minimum term of imprisonment of 5 years, but the mandatory minimum term is enhanced to 7 years if the firearm is brandished. The question of whether the firearm was brandished was not submitted to the jury. However, the sentencing court found that fact by a preponderance of the evidence and, invoking the enhanced mandatory minimum term, sentenced the defendant to 7 years.
Apprendi and Alleyne did not address whether a jury must find that the amount of drugs that triggers a statutory mandatory minimum penalty in a narcotics conspiracy is attributable to the conduct of a convicted conspirator — or is reasonably foreseeable by him or her as the amount involved in the conspiracy — before that amount's penalties are triggered for that conspirator. The circuits have split on how under Apprendi and Alleyne to properly resolve this question. See, e.g., United States v. Stiger, 413 F.3d 1185, 1192-93 (10th Cir.2005) (holding that Apprendi is satisfied when the jury finds the drug amounts for the conspiracy as a whole, rejecting the argument that the jury must find the drug amounts attributable to an individual conspirator); United States v. Phillips, 349 F.3d 138, 141-43 (3rd Cir. 2003) (same) judgment vacated on other grounds sub nom. Barbour v. United States, 543 U.S. 1102, 125 S.Ct. 992, 160 L.Ed.2d 1012 (2005); United States v. Knight, 342 F.3d 697, 709-10 (7th Cir. 2003) (same); and see United States v. Jimenez, 586 Fed.Appx. 50, 56 (2d Cir. 2014) (holding that a jury finding that the conspiracy involved a quantity of narcotics that under the statute subjects a conspirator to a mandatory minimum prison term complies with Alleyne). But see, e.g., United States v. Foster, 507 F.3d 233, 250-251 (4th Cir.2007) (finding that Apprendi requires a jury to "determine that the threshold drug amount was reasonably foreseeable to the individual defendant" before the statutory sentencing maxima and mandatory minima of § 841(b) can apply in a drug conspiracy case); United States v. Banuelos, 322 F.3d 700, 705-707 (9th Cir.2003) (holding that Apprendi requires a district court, as the factfinder after a guilty plea, to find beyond a reasonable doubt the amount of drugs attributable to a defendant convicted of participating in a drug conspiracy, when the drug quantity admittedly attributable to the conspiracy increases the statutory maximum penalty); and see United States v. Pizarro, 772 F.3d 284, 292-94 (1st Cir. 2014) (finding that Alleyne forbids applying a mandatory minimum sentence to an individual coconspirator without an individualized finding by a jury "that the triggering amount was attributable to, or foreseeable by, him") (internal quotation omitted)).
The D.C. Circuit has not resolved this question either. See, e.g., United States v. Garcia, 757 F.3d 315, 320-21 (D.C.Cir. 2014) (observing that the view of the majority of circuits is that "once the jury finds the defendant guilty of joining the conspiracy, his statutory penalty range is established by the jury's determination of the type and quantity of drugs attributable to the entire conspiracy, regardless of whether the individual defendant should have foreseen the amount used[,]" but declining to resolve the issue); United States v. Lopesierra-Gutierrez, 708 F.3d 193, 208 (D.C.Cir.2013) (declining to resolve the question of whether "Apprendi required the jury to find the quantity of drugs attributable to [the defendant] individually — as opposed to the quantity attributable to the conspiracy as a whole."). But see United States v. Law, 528 F.3d 888, 906 (D.C.Cir.2008) (holding that "a defendant convicted of conspiracy to deal drugs, in violation of § 846, must be sentenced, under
While the verdict form did not ask the jury to find the drug quantities attributable to each defendant, it did require the jury to make a finding of a drug quantity attributable to the conspiracy as a whole. Both the mandatory minimum exposure and the enhanced maximum exposure were triggered by that unanimous finding beyond a reasonable doubt by the jury reflected on the verdict form. The verdict form complied with what Apprendi and Alleyne require. Should this issue reach and be taken up by the D.C. Circuit, this Opinion attempts to make clear which path was taken at this trial. Accordingly, it is hereby
ORDERED that the defendants' motion for new trial [377] be, and hereby is, DENIED.
Sidney Woodruff, Sr.: ___ Not Guilty -
Calvin Stoddard: ___ Not Guilty -
If the jury finds any defendant guilty of the conspiracy charged in Count One, answer the following questions:
If your answer to question A is No, proceed to Count Two below. If your answer to question A is Yes, proceed to question B.