KETANJI BROWN JACKSON, United States District Judge.
Plaintiff Janell Perry ("Plaintiff") has filed the instant lawsuit to challenge an Administrative Law Judge's ("ALJ's") denial of an application for disability and supplemental security income benefits that Plaintiff submitted to defendant Social Security Administration ("SSA") in 2004. This Court referred this matter to a Magistrate Judge for full case management on
Before this Court at present is the Report and Recommendation that the assigned Magistrate Judge, Alan Kay, has filed. (See ECF No. 13.)
Magistrate Judge Kay's Report and Recommendation also specifically advised the parties that either party may file written objections, which must include the portions of the findings and recommendations to which each objection is made and the basis for each such objection. (Id. at 13.) The Report and Recommendation further advised the parties that failure to file timely objections may result in waiver of further review of the matters addressed in the Report and Recommendation. (Id. at 13-14.) Under this Court's local rules, any party who objects to a Report and Recommendation must file a written objection with the Clerk of the Court within 14 days of the party's receipt of the Report and Recommendation. LCvR 72.3(b).
As of the current date — over two months after the Report and Recommendation was issued — no objections have been filed. Moreover, this Court has reviewed Magistrate Judge Kay's Report and Recommendation, and it agrees with the report's analysis and conclusions. Therefore, as set forth in the separate order that accompanies this Memorandum Opinion, the Report and Recommendation of the Magistrate Judge entered in this matter on November 30, 2015, is
Janell Perry, Plaintiff,
CAROLYN W. COLVIN, Acting Commissioner of Social Security, Defendant.
This case was referred to the undersigned for a Report and Recommendation on Plaintiff's Motion for Judgment of Reversal ("Motion to Reverse") [9] and Memorandum in support thereof ("Memorandum to Reverse") [9-1] and Defendant's Motion for Judgment of Affirmance ("Motion to Affirm") [10] and Memorandum in support thereof ("Memorandum to Affirm") [11]. Plaintiff requests that the Court reverse the December 3, 2014 decision of the Administrative Law Judge denying Plaintiff Janell Perry ("Plaintiff" or "Perry") disability insurance benefits ("DIB") and supplemental security income ("SSI") benefits, or alternatively, that the Court remand this matter to the Social Security Administration, pursuant to 42 U.S.C. § 405(g), for a new administrative hearing. (Motion to Reverse at 1). Defendant requests entry of judgment in favor of the Social Security Administration ("SSA") on grounds that the ALJ's conclusion that Perry is not entitled to DIB or SSI benefits under the Act is supported by substantial evidence. (Motion to Affirm at 18).
Plaintiff, Janell Perry, is a 46-year old woman residing in Washington, DC. (Administrative Record ("AR") at 302). Perry has a college degree in sociology with a concentration in criminology, and no additional training. (AR at 159, 637, 670). Perry's past work experience includes work as a social services representative, counselor, and family advocate. (AR 18, 122-24, 159, 672-73).
The Plaintiff was involved in a work-related elevator accident in May, 2003, and injured her right foot and lower back. (Memorandum to Reverse at 3). Plaintiff alleges that she was subsequently diagnosed with chronic pain syndrome, a herniated disc, degenerative disc disease, and lumbar radiculopathy. (Id.). Plaintiff maintains that "[c]onservative measures such as physical therapy, epidural steroid injections, and medication have been ineffective in providing lasting pain relief. (Id.).
Perry protectively filed an application for Disability Insurance Benefits on July 28, 2004, alleging disability, commencing May 30, 2003, on the basis of a herniated disc and nerve damage.
On October 27, 2011, the ALJ issued a decision finding that Perry was not disabled under the Act, incorporating by reference
On April 1, 2014, Perry, who was represented by counsel, and a vocational expert appeared and testified at an administrative hearing. (AR at 626-86). On December 3, 2014, an ALJ issued a decision (AR at 302-19), finding that Perry was not disabled from May 30, 2003, her alleged date of disability onset, through December 31, 2008, her date listed for the purposes of DIB (AR at 318-19) (the relevant period), because she could perform other work which exists in significant numbers in the national economy. (AR at 316-19). The ALJ stated that:
Plaintiff now seeks judicial review of the ALJ's decision under 42 U.S.C.A. § 405(g). Specifically, Plaintiff seeks either a reversal of the ALJ's decision and a finding of disability as of May 30, 2003, her alleged date of onset, or in the alternative, a remand of the case to the Commissioner for a new administrative hearing.
Pursuant to Section 205(g) of the Social Security Act, district courts review final decisions of the SSA Commissioner, made through the ALJ, to determine whether there is substantial evidence in the record to support the Commissioner's findings. See 42 U.S.C. § 405(g); Smith v. Bowen, 826 F.2d 1120 (D.C.Cir.1987); Brown v. Bowen, 794 F.2d 703 (D.C.Cir.1986). "The court must uphold the [Commissioner's] determination if it is supported by substantial evidence and is not tainted by an error of law." 826 F.2d at 1121 (citation omitted); Butler v Barnhart, 353 F.3d 992, 999 (D.C.Cir.2004). "Substantial evidence" is defined as "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971)(citation omitted). A district court "is not permitted to reweigh the evidence and reach its own determination," and must confine its review to the determination of whether the decision is supported by substantial evidence. Maynor
The standard of review in Social Security cases requires that "considerable deference [be given] to the decision rendered by the ALJ and the Appeals Council, [although] the reviewing court remains obligated to ensure that any decision rests upon substantial evidence." Davis v. Shalala, 862 F.Supp. 1, 4 (D.D.C.1994). The reviewing court may not try the case de novo but instead must scrutinize the entire record to determine whether the Commissioner's findings are supported by substantial evidence and in accordance with applicable law, in which case they must be treated as conclusive and affirmed. See 42 U.S.C. § 405(g); see also Maynor, 597 F.Supp. at 460 (the reviewing court may not "re-weigh the evidence and reach its own determination.")
In Brown v. Bowen, the court stated the following:
794 F.2d at 705, 708, 709 (citations omitted). When the ALJ is making findings of fact and resolving conflicts in the evidence, he is not permitted to "merely disregard evidence that does not support his conclusion." Martin v. Apfel, 118 F.Supp.2d 9, 13 (D.D.C.2000) (citations omitted).
The reviewing court must determine "whether the ALJ has analyzed all evidence and has sufficiently explained the weight he has given to obviously probative exhibit[s]." Lane-Rauth v. Barnhart, 437 F.Supp.2d 63, 65 (D.D.C.2006) (quoting Butler, 353 F.3d at 999) (internal quotation marks omitted). The broad purposes of the Social Security Act "require a liberal construction in favor of disability" and thus, evidence is viewed in the light most favorable to the claimant. Davis, 862 F.Supp. at 4. If the court determines however that the Commissioner's findings are supported by substantial evidence and in accordance with applicable law, they must be treated as conclusive and affirmed. 42 U.S.C.§ 405(g); Carnett v. Colvin, 82 F.Supp.3d 1, 7-9 (D.D.C.2015); Smith v. Astrue, 534 F.Supp.2d 121, 134 (D.D.C. 2008).
Under the Social Security Act, a disability is defined as the:
42 U.S.C.A. § 423(d)(1)(A) & (d)(2)(A). A physical or mental impairment is defined as an impairment that results from "anatomical, physiological and psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques." 42 U.S.C. § 423(d)(3).
Evaluation of disability claims involves the following five steps to assess: 1) whether the individual is working; 2) whether the individual has a "severe" impairment; 3) whether the impairment meets or equals a listed impairment contained in Subpart P to Appendix 1 to 20 C.F.R., Part 404; 4) the claimant's residual functional capacity ("RFC") and whether the claimant can return to his past relevant work; and if not, 5) whether the claimant can perform any other work that exists in significant numbers in the national economy. See 20 C.F.R. § 416.920 (a)(4)(i)-(v).
In the instant case, the ALJ found [at step three above] that Plaintiff did not have an impairment or combination of impairments that meet or medically equal the severity of a listed impairment in 20 CFR Part 404, Subpart P, Appendix 1. (AR at 308). The ALJ further found that Plaintiff had the RFC to perform light work, there are jobs that the Plaintiff can perform, and accordingly, Plaintiff has not been under a disability from May 30, 2003, the alleged onset date, through December 31, 2008, the date last insured. (AR at 318).
The issue before the undersigned is not whether Perry is disabled but whether the ALJ's decision upon remand is supported by substantial evidence in the record and the ALJ correctly applied the law in reaching his decision. Perry challenged the ALJ's December 3, 2014 Decision on the grounds that the ALJ failed to properly evaluate the opinions of the Plaintiff's treating physician, Hampton J. Jackson, Jr., M.D. (Memorandum to Reverse at 4). The undersigned will begin a review of the ALJ's decision by summarizing the ALJ's disability determination.
In his December 3, 2014 decision, the ALJ considered the five steps for determining disability, as summarized below.
The ALJ found that the claimant did not engage in substantial gainful activity during the period from her alleged onset date of May 30, 2003 through her date last insured of December 31, 2008 or any time thereafter. The claimant had some minor earnings after the alleged disability onset date, but this income does not represent substantial gainful activity. (AR at 308).
The ALJ found that Perry had the following severe impairments: obesity; degenerative disc disease; status/post crush injury to the right foot. (AR at 308). The ALJ explained that these impairments limit the claimant's ability to perform basic work activities more than minimally. (Id.). The claimant was also diagnosed with a chronic pain syndrome; however, her pain was
The ALJ found that, through the date last insured, Perry did not have an impairment or combination of impairments that met or medically equaled one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (AR at 308). The ALJ explained that neither the Plaintiff's foot impairment nor back impairment meets the orthopedic listing because the Plaintiff has not lost the ability to ambulate effectively and the administrative record does not have positive straight leg test results from both seated and supine positions. (Id.). The ALJ found many inconsistent straight leg results throughout the record, and one clear seated measurement that was negative. (Id.).
A claimant's RFC is determined on the basis of relevant medical and other evidence in the record and defined as "the most [an individual] can still do despite [her] limitations." 20 C.F.R. § 404.1545. The ALJ found that, "[a]fter careful consideration of the entire record, the undersigned finds that, at all times relevant to this decision, the claimant had the residual functional capacity to occasionally lift and/or carry 20 pounds and frequently lift and/or carry 10 pounds, to stand and/or walk for a total of four hours in an eight-hour workday, to sit for a total of eight hours in an eight-hour workday with normal breaks, and to push and/or pull including the operation of hand and/or foot controls as much as she can lift and/or carry, but may only occasionally use foot controls... This equates to a wide range of light work and more than a full range of sedentary work as defined in 20 C.F.R. 404.1567(b)." (AR at 309).
The ALJ determined that Perry can "stand and/or walk for 30 minutes at a time," and "can occasionally balance, stoop and kneel, but she can never crawl." (AR at 309). In making these findings, the ALJ considered all symptoms and the extent to which these symptoms can reasonably be accepted as consistent with the objective medical evidence at other evidence, based on the requirement of 20 C.F.R. 404.1529 and SSRs 96-4p and 96-7p. (Id.).
The ALJ, relying on the testimony of a vocational expert, found that Perry is unable to perform any past relevant work as a social services representative, counselor, and family advocate. (AR at 316).
In connection with his Step 4 analysis, the ALJ determined that although Perry was unable to perform any past relevant work, "considering the claimant's age, education, work experience, and residual functional capacity, there were jobs that existed in significant numbers in the national economy that the claimant could have performed." (AR at 316).
Plaintiff asserts that the ALJ failed to properly evaluate the opinion of Plaintiff's
Plaintiff asserts that the ALJ "did not evaluate whether the opinions of Dr. Jackson were entitled to controlling weight. In addition, he did not consider whether these opinions were medical opinions, whether they came from a treating source, whether they well-supported by medically acceptable clinical and laboratory diagnostic techniques, or whether they were inconsistent with other substantial evidence in the record." (Memorandum to Reverse at 7). Based on these accusations, the Plaintiff argues that "the Administrative Law Judge's evaluation of the opinions of Dr. Jackson is erroneous as a matter of law." (Id.).
The Defendant maintains that the sole issue on appeal is whether the substantial evidence supports the ALJ's decision that the opinions of Dr. Hampton J. Jackson, Jr., M.D., as the treating physician, are entitled to a great deal of weight. (Memorandum to Affirm at 1). Defendant agrees that a treating physician's opinion may be entitled to controlling weight if it is "well-supported by medically acceptable clinical and laboratory diagnostic techniques," and not "inconsistent with the other substantial evidence" in the record. (Memorandum to Affirm at 16); see 20 C.F.R. § 404.1527(c)(1) (explaining the weight given to doctors who have a treatment relationship with a claimant). See also 20 C.F.R. §§ 404.1527(c)(2)&(3) (providing that supportability and consistency with the record as a whole are relevant factors in weighing an opinion). Defendant notes that if a treating physician's "opinion does not satisfy the specific regulatory criteria to warrant controlling weight, the ALJ may decline to accept it. (Memorandum to Affirm at 16 (citing Plummer v. Apfel, 186 F.3d 422, 429 (3d.Cir.1999))).
Defendant argues that "substantial evidence supports the ALJ's decision that the integrity of Dr. Jackson's process was called into question, and that his opinion was not entitled to a great deal of weight, let alone controlling weight." (Memorandum to Affirm at 17). Here, the undersigned agrees with the Defendant. The ALJ's decision makes it clear that he thoroughly examined the record, and rightfully determined that Dr. Jackson's opinion did not deserve a great deal of weight. (AR at 310-13). The ALJ noted inconsistencies in Dr. Jackson's diagnosis and recommendations that called the integrity of his opinions into question. (AR at 310). For example, the ALJ was skeptical of the fact that Dr. Jackson had repeatedly recommended surgery for Perry, through September of 2004, but after the worker's compensation carrier denied coverage, he suddenly reversed his position, and found that Perry was not a candidate for surgery, and that surgery would actually worsen her condition. (AR at 310). The ALJ also considered the fact that Dr. Jackson at one point engaged in advocacy against the doctor who examined Perry for worker's compensation purposes and sought to have him
The ALJ also took into consideration the fact that Dr. Jackson was disciplined in 2004, for "over diagnosing, over treating, and over prescribing" medications. (AR at 310). The ALJ noted other inconsistencies and questionable assertions in Dr. Jackson's findings, including that he found that Perry was to remain off her feet and legs over a year after her foot injury, despite the fact that an October 7, 2003 MRI of the foot showed it to be normal and Dr. Jackson was no longer treating Perry for her foot. (AR at 167, 201, 311). The ALJ also noted that Dr. Jackson repeatedly made notes concerning the Plaintiff's painfully slow gait, but this contradicted the findings of another physician, Dr. McLaren, who noted a normal gait. (AR at 192, 201F, 201G-H, 201J, 201L, 201N, 312, 418). Lastly, the ALJ found that Perry's questionable inconsistent behavioral statements also reduce the weight to be given to Dr. Jackson's disability ratings, because Dr. Jackson based much of the value of the rating on Perry's pain behaviors (such as groaning or grimacing during examinations), which he claimed "authenticates her suffering and pain." (AR at 190, 192, 313). These facts all contributed to the ALJ's finding that Dr. Jackson's records and opinions would not be given a great deal of weight. (AR at 310).
Accordingly, in light of the ALJ's extensive examination of the record as a whole and Dr. Jackson's records and opinions specifically, and his justified challenges to the credibility and process of Dr. Jackson, the undersigned rejects the Plaintiff's argument that the ALJ failed to evaluate Dr. Jackson's opinions properly.
Plaintiff's Motion for Judgment of Reversal [9] challenges the ALJ's decision on grounds that the ALJ erroneously failed to properly evaluate the opinions of the Plaintiff's treating physician, Dr. Hampton J. Jackson, Jr., M.D. (Memorandum to Reverse at 4). For the reasons set forth herein, the undersigned recommends that Plaintiff's challenges to the ALJ's decision be denied. The undersigned finds that the ALJ's determination of Plaintiff's RCF was supported by substantial evidence in the record and that the ALJ correctly applied the law. Accordingly, the undersigned recommends denying Plaintiff's Motion for Judgment of Reversal [13] and granting the Defendant's Motion for Judgment of Affirmance [14].
The parties are hereby advised that under the provisions of Local Rule 72.3(b) of the United States District Court for the District of Columbia, any party who objects to the Report and Recommendation must file a written objection thereto with the Clerk of this Court within 14 days of the party's receipt of this Report and Recommendation.
Date: November 30, 2015
/s/
ALAN KAY
UNITED STATES MAGISTRATE JUDGE