Emmet G. Sullivan, United States District Judge.
When Eugene Nyambal worked for the International Monetary Fund ("IMF") as a
Mr. Nyambal was employed by the IMF as Senior Advisor to Executive Director Laurean Rutayisire, who represented 24 African nations on the IMF's Executive Board. Second Am. Compl. ("SAC"), ECF No. 5 ¶ 8.
Mr. Nyambal alleges that the abrupt termination of his employment at the IMF and his subsequent ejections from IMF and World Bank facilities constitute "a campaign of retaliation" against him perpetrated by the IMF because he raised concerns within the IMF regarding the funding for the Cameroonian mining project. Id. ¶ 2. Between 2009 and 2011, the IMF conducted two investigations related to the mining project, id. ¶ 12, but it has never permitted Mr. Nyambal to assert his claims of whistleblower retaliation in an external arbitration. See id. ¶¶ 4, 17, 19-20. Seeking to have those claims adjudicated in an external arbitration, Mr. Nyambal petitions this Court, pursuant to the APA, id. at 1 (citing 5 U.S.C. §§ 555(b), 706(1), 706(2)(A), 706(2)(C), 706(2)(D)) and the mandamus statute, id. (citing 28 U.S.C. § 1361), to issue a writ of mandamus compelling the Secretary of the Treasury to comply with a particular provision of the Consolidated Appropriations Act of 2012 and thereby order the Secretary to, in turn, "require the IMF to implement whistleblower protections, including the convening of an independent adjudication of [Mr. Nyambal's] complaints." Id. at 15. The provision of the Consolidated Appropriations Act of 2012 on which Mr. Nyambal relies states in full:
Consolidated Appropriations Act of 2012, Pub. L. No. 112-74, div. I, tit. VII, § 7071(c), 125 Stat. 786, 1255 (hereinafter "section 7071(c)").
The Secretary has moved to dismiss this case on various grounds under Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter jurisdiction or, in the alternative, under Rule 12(b)(6) for failure to state a claim upon which relief can be granted. See generally Def.'s Mot. to Dismiss, ECF No. 9; Def.'s Mem. in Supp. of Mot. to Dismiss ("Def.'s Mem. Supp."), ECF No. 9. Mr. Nyambal has opposed that motion, see generally Pl.'s Opp. to Def.'s Mot. to Dismiss ("Pl.'s Opp."), ECF No. 11, and, subsequent to the filing of the Secretary's reply brief, has filed a "supplement" to his opposition to the Secretary's motion to dismiss. See generally Pl.'s Suppl. to Opp., ECF No. 13. The Secretary has moved to strike Mr. Nyambal's supplemental filing. See generally Def.'s Mot. to Strike, ECF No. 14. These motions are ripe for the Court's adjudication.
The Secretary has moved to strike Mr. Nyambal's "supplement" to his opposition to the Secretary's motion to dismiss on the ground that it is an improper and unauthorized surreply. Def.'s Mem. in Supp. of Mot. to Strike, ECF No. 14 at 1. Specifically, the Secretary argues that Mr. Nyambal never sought the required leave of the Court before filing his surreply and, in any event, even if Mr. Nyambal had sought leave of the Court, the surreply should be stricken because it merely puts forth legal arguments and factual allegations that were already put forth in Mr. Nyambal's opposition or that could have been put forth in that opposition. Id. at 1-3. Mr. Nyambal counters that the Secretary has mischaracterized his supplemental
The Secretary has not mischaracterized Mr. Nyambal's supplemental filing: Because it was filed after the Secretary's reply brief with the purpose of supplementing the opposition to the motion to dismiss, it is a surreply.
The Secretary has moved to dismiss for a variety of reasons, arguing that: (1) Mr. Nyambal lacks standing under Article III of the Constitution because the Secretary's actions did not cause Mr. Nyambal's injury and because any action that the Court could compel the Secretary to take would not be likely to redress Mr. Nyambal's injury, Def.'s Mem. Supp., ECF No. 9 at 10-13; (2) Mr. Nyambal's claim is nonjusticiable under the political question doctrine, id. at 14-16; (3) the mandamus relief that Mr. Nyambal seeks is unavailable because he has not demonstrated that he has a clear right to relief or that the Secretary has a clear duty to act, id. at 16-18; (4) Mr. Nyambal has failed to state a claim under the APA because the conduct that he challenges is not subject to judicial review and because the action he seeks to compel is not legally required, id. at 18-22; and (5) the Secretary is immune from legal process in his capacity as United States Governor of the IMF. Id. at 22. The Court concludes that Mr. Nyambal lacks Article III standing. Accordingly, his complaint will be dismissed on that basis, and the Court need not reach the Secretary's alternative arguments.
A motion to dismiss for lack of standing is properly considered a challenge to the Court's subject matter jurisdiction and should be reviewed under Rule 12(b)(1). See Haase v. Sessions, 835 F.2d 902, 906 (D.C. Cir. 1987) ("[T]he defect of standing is a defect in subject matter jurisdiction."). To survive a Rule 12(b)(1) motion to dismiss, "the plaintiff bears the burden of establishing jurisdiction by a preponderance of the evidence." Moran v. U.S. Capitol Police Bd., 820 F.Supp.2d 48, 53 (D.D.C. 2011) (citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992)). Because Rule 12(b)(1) concerns a court's ability to hear a particular claim, the court "must scrutinize the plaintiff's allegations more closely when considering a motion to dismiss pursuant
Standing "is an essential and unchanging predicate to any exercise of . . . jurisdiction" by an Article III court. See Am. Chemistry Council v. Dep't of Transp., 468 F.3d 810, 814 (D.C. Cir. 2006) (internal quotation marks omitted). "[T]he irreducible constitutional minimum of standing contains three elements." Lujan, 504 U.S. at 560, 112 S.Ct. 2130. "First, the plaintiff must have suffered an injury in fact—an invasion of a legally protected interest which is (a) concrete and particularized, and (b) actual or imminent, not conjectural or hypothetical." Id. (internal quotation marks and citations omitted). "Second, there must be a causal connection between the injury and the conduct complained of—the injury has to be fairly traceable to the challenged action of the defendant, and not the result of the independent action of some third party not before the court." Id. (internal quotation marks and alterations omitted). "Third, it must be likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision." Id. at 561, 112 S.Ct. 2130 (internal quotation marks omitted).
For purposes of his motion to dismiss, the Secretary has assumed that Mr. Nyambal has suffered an injury in fact and, accordingly, has focused his arguments on the causation and redressability prongs of the standing inquiry. See Def.'s Reply, ECF No. 12 at 3 & n.3. The injury that the Secretary has assumed that Mr. Nyambal has suffered is "the effects of alleged IMF retaliation." Def.'s Mem. Supp., ECF No. 9 at 11. If that were the relevant injury in fact, it would be clear that Mr. Nyambal would fail to carry his burden as to the causation prong of the standing inquiry: The effects of the retaliation—i.e., the alleged destruction of Mr. Nyambal's "career, financial standing, employability and reputation," SAC, ECF No. 5 ¶ 27—can only be traced to the IMF's, not the Secretary's, actions of terminating Mr. Nyambal's employment and preventing him from accessing IMF and World Bank facilities. Having failed to satisfy one of the three independent elements of standing, the Court would have no need to carry its standing analysis any further. See Newdow v. Roberts, 603 F.3d 1002, 1010 (D.C. Cir. 2010) ("The absence of any one of the[ ] three elements defeats standing.").
Although the alleged financial- and career-related injury is certainly the underlying substantive injury that Mr. Nyambal ultimately seeks to address, for purposes of his request that this Court issue a writ of mandamus compelling the Secretary to take certain actions—namely, (1) to comply with section 7071(c) and (2) to require the IMF to resolve Mr. Nyambal's claims of retaliation in an external arbitration, see SAC, ECF No. 5 at 15—the relevant injury appears to be more procedural in nature: that Mr. Nyambal has not been permitted to adjudicate his retaliation claims
First, "[t]o satisfy this element, a plaintiff must show in the first instance that the court is capable of granting the relief sought." Love v. Vilsack, 908 F.Supp.2d 139, 144-45 (D.D.C. 2012) (citing Newdow, 603 F.3d at 1010-11; Swan v. Clinton, 100 F.3d 973, 976 (D.C. Cir. 1996)). Here, part of the relief that Mr. Nyambal seeks is a writ of mandamus compelling the Secretary to "require the IMF to implement whistleblower protections, including the convening of an independent adjudication of [Mr. Nyambal's] complaints." SAC, ECF No. 5 at 15. But the Court lacks the authority to compel the Secretary to take those actions. Mandamus relief is only permissible when a plaintiff demonstrates "(1) a clear and indisputable right to relief, (2) that the government agency or official is violating a clear duty to act, and (3) that no adequate alternative remedy exists." Am. Hosp. Ass'n v. Burwell, 812 F.3d 183, 189 (D.C. Cir. 2016). Here, the provision on which Mr. Nyambal relies merely directs that the Secretary "shall seek to ensure that the IMF is implementing best practices for the protection of whistleblowers from retaliation, including best practices for . . . access to independent adjudicative bodies." § 7071(c) (emphasis added). When "seek" is followed by "to" and an infinitive, as it is here, it means "to make an attempt" or to "try." Seek, Merriam-Webster Dictionary Online, https://www.meriam-webster.com/dictionary/seek (last visited March 27, 2017). Thus the Secretary's only clear duty under section 7071(c) is to try to get the IMF to implement best practices for getting whistleblower retaliation claimants access to independent adjudicative bodies. That limited duty forecloses this Court from issuing a writ of mandamus compelling the Secretary to "require the IMF to implement whistleblower protections, including the convening of an independent adjudication of [Mr. Nyambal's] complaints."
Second, the Court does not doubt its authority to provide the other portion of the mandamus relief that Mr. Nyambal requests—namely, compelling the Secretary to "comply with [section 7071(c)]" by trying to ensure that the IMF implements best practices for the protection of whistleblowers from retaliation, including best practices for access to independent adjudicative bodies, see SAC, ECF No. 5 at 15—but this relief is not likely to redress Mr. Nyambal's alleged injury of not having been given arbitral process by the IMF. See Newdow, 603 F.3d at 1011 (the plaintiffs' "second redressability problem is that declaratory and injunctive relief against the defendants. . . would not prevent the claimed injury"). "Redressability examines whether the relief sought, assuming that the court chooses to grant it, will likely alleviate the particularized injury alleged by the plaintiff." West v. Lynch, 845 F.3d 1228, 1235 (D.C. Cir. 2017) (internal quotation marks omitted). "The key word is `likely.'" Id. (quoting Lujan, 504 U.S. at 561, 112 S.Ct. 2130). Thus Mr. Nyambal must show that it is "likely, as opposed to merely speculative," that his injury—not having access to an arbitral forum for his retaliation claims against the IMF—will be redressed by a favorable decision. See Lujan, 504 U.S. at 561, 112 S.Ct. 2130 (internal quotation marks omitted). In this case of third-party causation—where Mr. Nyambal "seeks to change the [Secretary's] behavior only as a means to alter the conduct of a third party, not before the court, who is the direct source of [Mr. Nyambal's] injury," see Common Cause v. Dep't of Energy, 702 F.2d 245, 251 (D.C. Cir. 1983)—"it is `substantially more difficult' to establish redressability." Talenti v. Clinton, 102 F.3d 573, 577 (D.C. Cir. 1996) (quoting Lujan, 504 U.S. at 562, 112 S.Ct. 2130). It is substantially more difficult because "standing to challenge a government policy cannot be founded merely on speculation as to what third parties will do in response to a favorable ruling." Renal Physicians Ass'n v. U.S. Dep't of Health & Human Servs., 489 F.3d 1267, 1274 (D.C. Cir. 2007). When those third parties can exercise "broad and legitimate discretion the courts cannot presume either to control or to predict," a court is generally unable to redress the alleged injury and, accordingly, standing is found wanting. See Talenti, 102 F.3d at 577 (internal quotation marks omitted).
As explained above, the most the Court can compel the Secretary to do is to try to ensure that the IMF implements best practices for the protection of whistleblowers from retaliation, including best practices for access to independent adjudicative bodies. If the Court were to order the Secretary to engage in the efforts called for by section 7071(c), reaching the conclusion that those efforts would bear the relief that Mr. Nyambal seeks—that the third-party IMF would actually implement best practices for access to independent adjudicative bodies and then would arbitrate Mr. Nyambal's retaliation claims—would require sheer speculation as to how the IMF would exercise its broad and legitimate discretion in response to the Secretary's efforts. When such "conjecture is necessary, redressability is lacking." West, 845 F.3d at 1237 (citing Simon v. E. Ky. Welfare Rights Org., 426 U.S. 26, 43-44, 96 S.Ct. 1917, 48 L.Ed.2d 450 (1976)).
For the reasons stated above, the Secretary's motion to strike and motion to dismiss are