RUDOLPH CONTRERAS, United States District Judge.
J.W., a student, and his parents
The IDEA provides that "every child with a disability in this country is entitled to a `free appropriate public education,' or FAPE." Leggett v. District of Columbia, 793 F.3d 59, 62 (D.C. Cir. 2015) (quoting 20 U.S.C. § 1400(d)(1)(A)). "A free appropriate public education entitles `each child
An individualized educational program (IEP) is the "primary vehicle" for implementing the IDEA. Lesesne ex rel. B.F. v. District of Columbia, 447 F.3d 828, 830 (D.C. Cir. 2006) (quoting Honig v. Doe, 484 U.S. 305, 311, 108 S.Ct. 592, 98 L.Ed.2d 686 (1988)). The public school district develops the IEP in collaboration with the student's teachers and parents. Id. The IEP "sets out the child's present educational performance, establishes annual and short-term objectives for improvements in that performance, and describes the specially designed instruction and services that will enable the child to meet those objectives." Id. (quoting Honig, 484 U.S. at 311, 108 S.Ct. 592). When parents disagree with the school district and believe that the IEP does not provide their child with a FAPE, they first challenge the IEP through an "impartial due process hearing" in front of a hearing officer. 20 U.S.C. § 1415(f). The hearing officer has access to a variety of remedies. If the parents or the District disagree with the outcome of the due process hearing, either may appeal the determination to state or federal court. See id. § 1415(i)(2).
J.W. is a student residing in the District of Columbia who has been diagnosed with Autism Spectrum Disorder and Specific Learning Disorders in reading, math, and writing, as well as learning delays in speech. Compl. ¶ 6, ECF No. 15-1; Administrative Record (AR) 217.
For the 2014-2015 school year — or J.W.'s second grade — Plaintiffs placed J.W. at Katherine Thomas School (KTS), a private school offering special education services. See AR 427, 1109. During that year the District continued to revise J.W.'s IEP and issued revised IEPs in June and September of 2014.
Plaintiffs investigated the programs at Hearst and Barnard
Plaintiffs challenged the appropriateness of the 2015 IEP through a second due process hearing. AR 681-85. The hearing officer concluded that the District did not deny J.W. a FAPE, and rejected Plaintiffs' arguments concerning (1) the lack of supports during lunch and recess in the IEP, (2) the lack of self-contained specials at either school, (3) the District's failure to propose specific placement schools at the IEP meeting and (4) the exclusion of Plaintiffs' educational advocate from touring Hearst. AR 4-14. Plaintiffs appealed each of these determinations to this Court, and both parties moved for summary judgment.
The IDEA provides that a court reviewing a due process hearing "(i) shall receive the records of the administrative proceedings; (ii) shall hear additional evidence at the request of a party; and (iii) basing its decision on the preponderance of the evidence, shall grant such relief as the court determines is appropriate." 20 U.S.C. § 1415(i)(2)(C); see also 34 C.F.R. § 300.516(c). During the district court's review of the due process hearing, "[a] motion for summary judgment operates as a motion for judgment based on the evidence comprising the record and any additional evidence the Court may receive." D.R. ex rel. Robinson v. District of Columbia, 637 F.Supp.2d 11, 16 (D.D.C. 2009). "Where, as here, neither party submits additional evidence for the court's review, the motion for summary judgment is simply the procedural vehicle for asking the judge to decide the case on the basis of the administrative record.'" Q.C-C. v. District of Columbia, 164 F.Supp.3d 35, 44 (D.D.C. 2016) (quoting Heather S. v. Wisconsin, 125 F.3d 1045, 1052 (7th Cir. 1997)). This procedure is akin to "a bench trial based on a stipulated record." L.R.L. ex rel. Lomax v. District of Columbia, 896 F.Supp.2d 69, 73 (D.D.C. 2012) (internal citation omitted).
Because the district court may hear additional evidence and decides at the preponderance of the evidence standard, the D.C. Circuit has held that "less deference than is conventional in administrative proceedings" is appropriate. Reid ex rel. Reid v. District of Columbia, 401 F.3d 516, 521 (D.C. Cir. 2005) (internal quotation marks and citation omitted). However, the court must afford "due weight" to the administrative proceeding and avoid "substitut[ing] [its] own notions of sound educational policy for those of the school authorities which they review." Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist. Westchester County v. Rowley, 458 U.S. 176, 206, 102 S.Ct. 3034, 73 L.Ed.2d 690 (1982).
Plaintiffs appeal each of the hearing officer's four determinations, which concluded that the District did not fail to provide a FAPE by: (1) issuing an IEP containing insufficient specialized instruction, especially at lunch and recess, (2) failing to identify any schools capable of implementing J.W.'s IEP, (3) waiting a week after the IEP meeting to identify a location for services, and (4) excluding J.W.'s educational advocate from Hearst. The Court considers each issue in turn, after first considering whether this case is moot.
As a preliminary matter, the District argues that the complaint should be dismissed as moot because it seeks a determination about the 2015-2016 school year — which has already passed — for which the District paid for J.W. to attend KTS. Dist.'s Mot. at 5-6. However, the Court concludes that this case is not moot because some of Plaintiffs' claims for relief remain available, and the parties' dispute
The doctrine of mootness prevents courts from adjudicating cases when "events have so transpired that the decision will neither presently affect the parties' rights nor have a more-than-speculative chance of affecting them in the future," Clarke v. United States, 915 F.2d 699, 701 (D.C. Cir. 1990) (en banc) (internal quotation marks and citations omitted), because "the courts of the United States, pursuant to Article III of the Constitution, have no jurisdiction to act unless there is `a case or controversy,'" True the Vote, Inc. v. IRS, 831 F.3d 551, 558 (D.C. Cir. 2016). See generally U.S. Const. art. III, § 2. "[A] case becomes moot only when it is impossible for a court to grant any effectual relief whatever to the prevailing party." K.B. v. District Columbia, No. 13-0649, 2015 WL 5191330, at *8 (D.D.C. Sept. 4, 2015) (quoting Chafin v. Chafin, 568 U.S. 165, 133 S.Ct. 1017, 1023, 185 L.Ed.2d 1 (2013)).
First, Plaintiffs seek certain relief that is clearly not moot. For example, Plaintiffs seek, inter alia, that the Court "[o]rder [the District] to place and fund J.W[.] at [KTS] and declare it to be his current educational placement under the IDEA." Compl. at 27, ECF No. 15-1. The Court could grant Plaintiffs this prospective relief, and the case is thus not moot. See K.B., 2015 WL 5191330, at *8 (finding that, although some of the plaintiff's claims were moot, "effectual relief remains available in the form of an order requiring DCPS to fund [the student's] final year of tuition ... The case is therefore not moot").
Furthermore, the dispute over the 2015-2016 IEP is not moot — even though that school year has now elapsed — because it falls into the exception for "cases that are capable of repetition, yet evading review." Murphy v. Hunt, 455 U.S. 478, 482, 102 S.Ct. 1181, 71 L.Ed.2d 353 (1982) (per curiam). These "exceptional situations" occur when "(1) the challenged action is in its duration too short to be fully litigated prior to cessation or expiration, and (2) there [is] a reasonable expectation that the same complaining party [will] be subject to the same action again." Spencer v. Kenma, 523 U.S. 1, 17, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998) (internal quotation marks and citations omitted).
Here, both factors are satisfied. First, a new IEP is typically created every year, yet administrative review and proceedings in district court will typically take more than a year. Second, the dispute is likely to recur because J.W. will remain eligible for services under the IDEA and Plaintiffs and the District have adopted disparate views of the IDEA's requirements. The Supreme Court concluded in a case concerning the IDEA's predecessor that the district court correctly reviewed an IEP "after the school year had ended and before the school administrators were able to develop another IEP for subsequent years" because "[j]udicial review invariably takes more than nine months to complete, not to mention the time consumed during the preceding state administrative hearings.... [therefore the] alleged deficiencies in the IEP were capable of repetition as to the parties before it yet evading review." Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist., Westchester Cty. v. Rowley, 458 U.S. 176, 186 n.9, 102 S.Ct. 3034, 73 L.Ed.2d 690 (1982); see also, e.g., Jenkins v. Squillacote, 935 F.2d 303, 307-08 (D.C. Cir. 1991) ("[T]here can be no doubt that a one-year placement order under the IDEA is, by its nature, too short [in duration] to be fully litigated prior to its ... expiration.... [The dispute between the parties] is reasonably likely to be a recurring legal question.... Given that [the student] is only seven years old and that
The Court notes that, in appropriate circumstances, the development of a new IEP may render a challenge to a prior IEP moot, for example, when the new IEP resolves the previous subject of dispute. See, e.g., Bowling v. District of Columbia, No. 11-2145, 2013 WL 5214948, at *4 (D.D.C. Sept. 16, 2013) ("[S]uch claim has been rendered moot by... Plaintiff's agreement with the IEP for the 2012-13 school year ..."); Turner v. District of Columbia, 952 F.Supp.2d 31, 38-40 (D.D.C. 2013) (finding a claim was moot when the new IEP addressed the plaintiff's objection to the previous IEP). However, the record here does not demonstrate the development of a new IEP, much less show that any new IEP settles the parties' disagreement.
The Court therefore concludes that the dispute regarding the 2015-2016 IEP is not moot because the contested issues are likely to recur, yet would otherwise evade review. Plaintiffs' request that the District "reimburse plaintiffs for the tuition expenses and costs incurred in enrolling J.W[.] at [KTS] for the 2015-2016 school year," Compl. at 26-27, however, is moot to the extent that the District has already paid the 2015-2016 tuition. Dist.'s Mot. at 15, ECF No. 18. The Court thus turns to each of Plaintiffs' challenges to the IEP.
Plaintiffs appeal the determination of the hearing officer that the District did not "den[y] the student a FAPE or free appropriate public education by failing to propose ... an IEP that includes a sufficient amount of specialized instruction." AR 1065. Plaintiffs object because the IEP omits any description of services during the lunch or recess period. Pl.'s Mot. at 20-28.
As a preliminary matter, the Court must determine whether the correct yardstick for measuring the proposed services is the text of the IEP or the District's oral assurances. The text of the IEP does not provide for any lunch or recess services, see AR 649, but the District has orally represented, including at the IEP meeting, that it would provide such services, AR 1120; see also AR 960 (stating in the IEP meeting notes that J.W. "will have the support of a paraeducator as well as other supports that are deemed necessary" during lunch).
"In evaluating whether a school district offered a FAPE, a court generally must limit its consideration to the terms of the IEP itself." N.S. ex rel. Stein v. District of Columbia, 709 F.Supp.2d 57, 72 (D.D.C. 2010) (citing A.K. ex rel. J.K. v. Alexandria City Sch. Bd., 484 F.3d 672, 682 (4th Cir. 2007)). Multiple jurisdictions have recognized that the IDEA supports focusing on the written document to create
The hearing officer assessed the adequacy of the services provided to J.W., apparently sans lunch and recess supports, and concluded that J.W. would receive a FAPE. AR 12 ("Student's IEP would have been more complete if it indicated Student's need for social skills support during lunch and recess. However, the IEP does not fail to meet the Rowley standard, in that it would permit Student to benefit educationally from his instruction."). However, the District has never advanced the argument that the hearing officer apparently accepted — that J.W. would be provided a FAPE without any support at lunch or recess. Nor does any of the evidence in the record support that conclusion. Indeed, the record of the due process hearing demonstrates that IEP team members agreed that J.W. required supports during lunch and recess, and this seems to be the District's position before this Court. AR 1119-1120; see also AR 1180, 1205 (Plaintiffs' expert testified that "one of the reasons why [J.W.] has made so much progress socially is because he has [] supports" and that "[i]f left to his own devices, [J.W.] does not choose to participate" and thus needs "full-time special education support from the minute he walked in the door to the minute he got on the bus"); AR 1358 (the District's expert agreed that J.W. "needed support during lunch and recess"). The hearing officer's findings are thus entitled to less deference because they do not appear to be based on the evidence. See Q.C-C. v. District of Columbia, 164 F.Supp.3d 35, 52 (D.D.C. 2016) (quoting Reid, 401 F.3d at 521). This Court thus disagrees with the hearing officer and concludes that denying J.W. lunch and recess supports would deny him a FAPE. The preponderance of the evidence, as seen in the testimony of both Plaintiffs' and the District's witnesses, indicates that J.W. requires support at lunch and recess.
In response, the District argues that its omission of lunch and recess supports from the IEP should have been evaluated as a procedural error and subject to
Even if the omission of lunch and recess services from the IEP was a procedural error, Plaintiffs would still prevail on a harmlessness analysis because they were deprived of substantive rights under the IDEA. As previously discussed, the District's strategy of refusing to incorporate its oral representations into the IEP impedes parents' ability to make informed choices about the services that their children will actually receive. Parents may reasonably fear that the District's oral promises will prove to be illusory. A court in this jurisdiction reached the same conclusion in N.S., identifying a violation of the parents' substantive rights where the written IEP "failed to adequately describe the services that would be provided ... [and] forced Plaintiffs to make a decision about [the student's] placement based on inadequate and contradictory information." N.S. ex rel. Stein v. District of Columbia, 709 F.Supp.2d 57, 72-73 (D.D.C. 2010). Although that court concluded that some of the violations may have been procedural, it found that the plaintiffs had been deprived of their substantive rights because the "[p]laintiffs cannot be penalized for refusing to rely on a hope that appropriate services would be provided.... One of the purposes of the IEP is to ensure that the services provided are formalized in a written document that can be assessed by parents and challenged if necessary." Id. at 73.
Plaintiffs also appeal the hearing officer's finding that the District did not "den[y] the student a FAPE by failing to propose a location of services that can implement his IEP." AR 1067. Plaintiffs dispute that either Barnard or Hearst could provide J.W. the self-contained specials which they argue his IEP requires. Because the individual instruction available at Barnard would not help J.W. progress in the broader context of his IEP goals for social interaction, the Court agrees with Plaintiffs.
The IDEA requires school districts to "offer[] placement in a school that
Here, J.W.'s IEP called for 24.5 hours per week of specialized instruction in a "small group or individual setting" that is "inside or outside the general education setting."
The 2015 IEP's requirements are fleshed out by its discussion of J.W.'s need for additional support in social interactions with peers. Several of J.W.'s goals in the 2015 IEP involve peer interaction. For example, the 2015 IEP calls for J.W. to "increase reciprocal social interactions with peers," AR 634, 644, and also included specific goals for J.W. to "participate in reciprocal conversation for at least 2 exchanges with peers 2 times weekly in counseling sessions," AR 645, and "initiate a greeting and respond to social interactions from peers and initiation by adults" at least once a day, AR 646.
The District offered Plaintiffs their choice of two schools — Barnard and Hearst. The District does not contest Plaintiffs' assertion that Hearst "has chosen not to offer self-contained electives" and instead "[a]ll students go to specials with general education students." AR 717; Pl.'s Mot. at 30; Def.'s Mot. at 9-10. Because sending all students to specials with general education students is incompatible with the plain language of J.W.'s IEP, which requires a small group or individual setting for all of J.W.'s instructional time, the Court finds that Hearst cannot implement J.W.'s IEP. The Plaintiffs' claim therefore hinges on whether Barnard could implement J.W.'s IEP.
Barnard also does not offer self-contained specials. However, Barnard offered to place J.W. in individual specials instead.
The hearing officer and the District both place undue reliance on the "individual setting" of J.W.'s IEP, rather than reading it in the context of the other portions of the IEP. The hearing officer concluded, in a single paragraph, that Barnard could implement the IEP. Although the hearing officer was "concern[ed]" about the individual specials, she found that that option "complie[d] with the letter of [J.W.'s] IEP."
Instead, the Court considers the context of the 2015 IEP, which required that J.W. practice peer interactions and work on a variety of social and emotional goals. In the absence of any evidence that individual specials could serve those goals, the Court concludes that Barnard was not capable of implementing J.W.'s IEP.
In addition, Plaintiffs argue that the District denied J.W. a FAPE "by failing to propose an appropriate placement for him" at the IEP meeting — instead, the District waited an additional week before proposing Hearst and Barnard. AR 1066; Pl.'s Mot. at 33-36. The Court concludes that the District adequately permitted Plaintiffs to participate in the site-selection process.
The IEP process is a collaborative one that must address a variety of factors, including "[t]he concerns of the parents for enhancing the education of their child." 34 C.F.R. § 300.324(1)(ii). Schools are required to involve parents at the IEP meeting. See generally 34 C.F.R. § 300.322. However, the statute and regulations do not require that the placement be selected at the IEP meeting. Instead, the placement decision must be "based on the child's IEP," 34 C.F.R. § 300.116(b), suggesting that the placement decision can be
Finally, Plaintiffs appeal the hearing officer's conclusion that the District did not "den[y] the student a FAPE by failing to allow the student's educational advocate to observe the student's proposed placement at [Hearst]." AR 5. The Court reaches the same conclusion as the hearing officer (albeit for a slightly different reason) that no educational harm cognizable under the IDEA occurred because Hearst could not, in any event, have provided J.W. with a FAPE, and the exclusion of the advocate is thus immaterial. Cf. AR 613; see also Kruvant v. District of Columbia, 99 Fed. Appx. 232, 233 (D.C. Cir. 2004) (holding that "although DCPS admits that it failed to satisfy its responsibility to assess [the student] for IDEA eligibility within 120 days of her parents' request, the [parents] have not shown that any harm resulted from that error" because ultimately the student was not eligible for IDEA services). By reaching this conclusion, however, the Court does not fault the Plaintiffs for raising it as all parties seem to now agree that the advocate should not have been excluded from such a tour.
Plaintiffs request that the Court "[o]rder defendant to place and fund J.W[.] at [KTS] and declare it to be his current educational placement under the IDEA."
The District does not dispute that proceedings under the IDEA are pending or that KTS is J.W.'s current educational placement. Indeed, the District has already paid for J.W. to attend KTS for the 2015-2016 year during the pendency of this case. Dist.'s Mot. at 15, ECF No. 18. However, the District argues that this
Plaintiffs are correct that KTS is J.W.'s current educational placement. The District does not seriously contest that KTS is not J.W.'s current educational placement. "[W]here ... no IEP has been prepared or implemented, the `current educational placement' will be the place where the child is actually receiving instruction at the time the dispute arises, provided there has been some sort of administrative determination that the location is appropriate." Eley v. District of Columbia., 47 F.Supp.3d 1, 17 (D.D.C. 2014) (quoting District of Columbia v. Oliver, 991 F.Supp.2d 209, 214 (D.D.C. 2013)). In this case, J.W. was actually receiving instruction at KTS when the dispute over the 2015 IEP — which had never been implemented — arose. Furthermore, the prior administrative determination that concluded that the 2014 IEP failed to provide J.W. with a FAPE, AR 620, ordered the District to pay for J.W.'s tuition at KTS during the 2014-2015 school year, AR 622, thus representing an administrative determination that KTS was appropriate. Because the District has yet to provide an appropriate IEP, KTS remains J.W.'s current educational placement. See Eley, 47 F.Supp.3d at 17 (holding that the school that the student had been attending during controversy over the student's most-recent IEP was the student's then-current educational placement).
For the foregoing reasons, Plaintiffs' motion for summary judgment (ECF No. 12) is
On September 21, 2015, Plaintiffs and their educational consultant visited Barnard. AR 8; 740. Plaintiffs attempted to visit Hearst with their educational advocate in October, but were told that their educational advocate could not attend because the school "cannot allow anyone who is not the parent/guardian and has been named as a potential witness to a due process hearing to observe our students." AR 9; AR 744. It appears that no visit to Hearst was ever made.