RANDOLPH D. MOSS, United States District Judge.
This matter is before the Court on Plaintiffs' Motion for Conditional Approval of a Collective Action under the Fair Labor Standards Act ("FLSA"), 29 U.S.C. § 216(b). See Dkt. 17. Although Plaintiffs' factual proffer tests the limits of what is minimally necessary to justify conditional approval, the Court nonetheless concludes that they have made the requisite "modest factual showing." That said, the Court will limit the collective action to persons bringing claims that have accrued within the three years preceding the date the person joins the suit. See 29 U.S.C. §§ 255(a), 256(b). The Court, accordingly, will
Plaintiffs Carolyn Galloway, Desiree McKeiver, and Carlette Ososanya were all employees of Defendant Chugach Government Services, Inc. ("Chugach"), where they worked as "Residential Advisors." Am. Compl. ¶¶ 5-7; accord Dkt. 18 at 3 n.1. Residential Advisors "oversee[] and assist[] the residents in the Potomoc Job Corps dormitories." Am. Compl. ¶ 9. Plaintiffs estimate that "approximately 20 individuals" work in identical or similar positions, id. ¶ 8, and that "35 [to] 40 people" may have held that job title since June 2012, see Status Conference Transcript (Sept. 13, 2016) (statement of Plaintiffs' counsel).
Ososanya attests to these practices. See Dkt. 17-2 (Ososanya Aff.). She declares that, between approximately June 2012 and April 2015, Chugach "regularly required [her] to work through [her] meal breaks" and "to remain at [her] work location at the end of [her] shift until [her] replacement arrived," but failed to compensate her for that time. Id. ¶¶ 2, 4-5; accord Am. Compl. ¶ 7. She further declares that she "regularly worked in excess of 40 hours per week" without receiving overtime pay. Ososanya Aff. ¶ 3. And, most significantly for present purposes, she declares that she "know[s] many Resident[ial] Advisors" whom Chugach also "required to work through their meal breaks and [to] remain at their work locations until their replacement[s] arrived," and whom Chugach also failed to pay overtime wages. Id. ¶ 6.
Asserting claims under the FLSA and the D.C. Minimum Wage Act ("DCMWA"),
The FLSA permits employees denied overtime pay to sue "[o]n behalf of ... other employees similarly situated." 29 U.S.C. § 216(b). Such suits, termed "collective actions," differ fundamentally from class actions under Federal Rule of Civil Procedure 23. Genesis Healthcare Corp. v. Symczyk, 569 U.S. 66, 133 S.Ct. 1523, 1529, 185 L.Ed.2d 636 (2013). Whereas Rule 23 judgments often bind all absent class members, see Fed. R. Civ. P. 23(c)(3), the only persons bound by a collective action are those who file "consent in writing to become ... a party," § 216(b). Rule 23's procedural safeguards — including the numerosity, commonality, and typicality requirements — are therefore inapposite. Ayala v. Tito Contractors, 12 F.Supp.3d 167, 169 (D.D.C. 2014); see Bonilla v. Las
District courts enjoy "considerable discretion" to decide whether and how collective actions should proceed and to fashion procedures for "joining similarly situated employees in a manner that is both orderly and sensible." Dinkel v. MedStar Health, Inc., 880 F.Supp.2d 49, 52 (D.D.C. 2012) (citing Hoffmann-La Roche Inc. v. Sperling, 493 U.S. 165, 170, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989)). That discretion permits courts, "in appropriate cases," to "facilitat[e] notice to potential plaintiffs." Hoffmann-La Roche Inc., 493 U.S. at 169-71, 110 S.Ct. 482. Neither the Supreme Court nor the D.C. Circuit have defined "similarly situated" or prescribed any specific collective action procedures, but "[c]ourts in this Circuit and others have settled on a two-stage inquiry." Dinkel, 880 F.Supp.2d at 52 (collecting cases) (citing Myers v. Hertz Corp., 624 F.3d 537, 555 (2d Cir. 2010)).
The first stage consists of the Court's determination whether to facilitate notice to potential opt-in plaintiffs, who might otherwise go unaware of the pending action. Dinkel, 880 F.Supp.2d at 52. Plaintiffs typically propose a "class" of persons to be notified, comprising employees who "may be `similarly situated' to the named plaintiffs" and who therefore may be eligible to opt in. Ayala, 12 F.Supp.3d at 170. Certainty is not the standard; courts require only a "modest factual showing" that the "named and potential plaintiffs together were victims of a common policy or plan that [allegedly] violated the law." Id. (alteration and internal quotation marks omitted). Once the Court is satisfied that "`similarly situated' plaintiffs do in fact exist," Dinkel, 880 F.Supp.2d at 52, the Court may "conditionally certify" the lawsuit as a collective action. In practical terms, this means that the Court "may facilitate notice of the collective action to [the] potential plaintiffs," Blount, 945 F.Supp.2d at 92, and that "[t]he action proceeds throughout discovery as a representative action for those [plaintiffs] who opt-in," Morgan v. Family Dollar Stores, Inc., 551 F.3d 1233, 1259 (11th Cir. 2008). Importantly, although "conditional class certification" is a convenient shorthand for this procedure, the FLSA "does not actually `create a class of plaintiffs,'" Myers, 624 F.3d at 555 n.10 (quoting Morgan, 551 F.3d at 1259). The eligibility of each employee who "opts in" must still be assessed at the second stage.
The second, more demanding stage takes place after discovery, "at which time the defendant may move to decertify the class based on the evidentiary record developed during the discovery period." Blount, 945 F.Supp.2d at 93. The Court, armed with a more complete factual record, then resolves the ultimate question required by the statute: "whether each plaintiff who has opted in ... is in fact similarly situated to the named plaintiffs." Dinkel, 880 F.Supp.2d at 53 (citation omitted). This determination is flexible, ad hoc, and "soundly within the discretion of the district court." Hipp v. Liberty Nat. Life Ins. Co., 252 F.3d 1208, 1219 (11th Cir. 2001); see also, e.g., Zavala v. Wal Mart Stores Inc., 691 F.3d 527, 536 (3d Cir. 2012); O'Brien v. Ed Donnelly Enters., Inc., 575 F.3d 567, 584-85 (6th Cir. 2009); Morgan, 551 F.3d at 1261-62. "Relevant factors include (but are not limited to):
This case is at the first stage of the certification process. Plaintiffs propose to notify "[a]ll persons ... employed by Chugach... [as] `Residential Advisor[s]' at any time since June 23, 2012, who[m] [Chugach] failed to pay overtime compensation for all hours worked in excess of 40... in [a] given pay period[]." Dkt. 19-1 at 1. They ask that the Court (1) "conditionally certify" this action as a collective action; (2) order that Chugach provide the names, addresses, and email addresses of each employee to be notified; and (3) approve the form of the notice that Plaintiffs propose to send. Dkt. 17-1 at 8. Chugach opposes each request. Dkt. 18.
Whether to conditionally certify this action and facilitate notice to the proposed class of employees depends on whether Plaintiffs have made the requisite "modest factual showing" that potentially similarly situated plaintiffs do, in fact, exist. "The bar for a plaintiff at the first stage of the process is not high." Ayala, 12 F.Supp.3d at 170 (collecting cases describing the standard of proof as "low," "lenient," "flexible," and "not heavy"). "[A]ll that is needed is some evidence, beyond pure speculation, of a factual nexus between the manner in which the employer's alleged policy affected a plaintiff and the manner in which it affected other employees." Id. (emphases added) (citation, quotation marks, and alteration omitted).
Here, Plaintiffs' factual proffer skirts close to the line of what is minimally sufficient. Of the three named Plaintiffs, only one has submitted a declaration, and that declaration speaks in only in general terms. Plaintiff Ososanya declares that she "know[s] many Resident[ial] Advisors" who worked for Chugach during the relevant time period and that she "know[s] that those Resident[ial] Advisors ... were required to work through their meal breaks and remain at their work locations until their replacement[s] arrived and were not [always] paid compensation for hours worked in excess of 40 in a[] given week." Dkt. 17-2 at 1-2 (Ososanya Aff. ¶ 6). Compared to the volume of factual evidence put forth in other cases, this is a slender reed. See, e.g., Ayala, 12 F.Supp.3d at 171 (considering "several declarations in conjunction with" the motion to conditionally certify); Blount, 945 F.Supp.2d at 93 (considering at least six declarations).
Fortunately for Plaintiffs, "minimally sufficient" is still sufficient. The declaration they submitted may be short on detail, but it is based on personal knowledge, and it thus meets the low bar of evidence "beyond pure speculation." Ayala, 12 F.Supp.3d at 170. The declaration tends to show (1) that Chugach employed other "Residential Advisors" at the Potomac Job Corps dormitories (where Ososanya apparently worked); (2) that those Residential Advisors arguably had similar job responsibilities, by virtue of them having the same title; and (3) that Chugach failed to pay overtime compensation to at least
Chugach raises several opposing arguments that merit discussion.
First, Chugach faults Plaintiffs for not submitting declarations from potential opt-in plaintiffs. See Dkt. 18 at 6. Although it is true that "[a]ffidavits from potential class members affirming their intention to join the suit are ideal for an analysis" of whether potential opt-in plaintiffs exist, Simmons v. T-Mobile USA, Inc., No. 06-cv-1820, 2007 WL 210008, at *9 (S.D. Tex. Jan. 24, 2007) (emphasis added), the Court is aware of no authority suggesting that such affidavits are required. Nor should they be. If, after receiving notice of the suit, no other employees elect to join, so much the better for Chugach. The Court is unpersuaded that the effort involved in propagating a list of about twenty-to-thirty individuals who held similar jobs during the applicable limitations period is so significant as to warrant foreclosing this collective action at the outset.
Second, Chugach takes issue with the generality of Ososanya's declaration, which the Court has already discussed. Specifically, Chugach argues that Ososanya's statement is "conclusory" and thus "devoid of any content, meaning, or value." Dkt. 18 at 6. Again, Ososanya's declaration is undoubtedly general, but it is not entirely conclusory; it attests that Ososanya has personal knowledge that other Residential Advisors were required to work through meal breaks and beyond their scheduled shifts without receiving overtime wages. And, although Chugach is correct that Ososanya's personal knowledge of her coworkers cannot demonstrate the existence of similarly situated employees in other Chugach facilities, see Dinkel, 880 F.Supp.2d at 56, it appears that Plaintiffs' proposed class is limited to Residential Advisors at the Potomac Job Corps dormitories, where Ososanya works, see Am. Compl. ¶¶ 8-9. Because Plaintiffs' filings are admittedly ambiguous on this point, the Court will now confirm: The Court will conditionally approve this collective action only with respect to opt-in plaintiffs employed as Residential Advisors at the Potomac Job Corps dormitories.
Third, Chugach argues that "Plaintiffs have failed to [adduce] any factual evidence" that "policies or procedures exist[] requiring employees to work through their meal breaks or stay beyond the end of their shift." Dkt. 18 at 7-9 (italics omitted). According to Chugach, "Plaintiffs cannot point to any page in [Chugach's] timekeeping procedures []or any overarching policy that states employees are prohibited from recording overtime hours or hours worked during meal breaks or post-shift work." Id. at 8. The existence of such a written policy would strengthen Plaintiffs' case. But "Plaintiffs need not show that the challenged policy is in writing." Fisher v. Michigan Bell Tel. Co., 665 F.Supp.2d 819,
Fourth, Chugach argues that the putative plaintiffs' claims "are extremely individual and fact-specific ... due to the numerous individual differences in their positions, pay rates, time periods worked, shift schedules, and supervisors." Dkt. 18 at 9-10. Some of these purported differences may be relevant at the second stage if Chugach moves to decertify the collective action. But the Court cannot and need not conclude on the present record that individualized issues necessarily so permeate the claims as to render collective action inappropriate. That determination must await discovery into the specific nature of Chugach's alleged policies and whether they were dependent on the exercise of various managers' individual discretions. If and when that day comes, the Court will require further briefing as to whether such discretion is fatal to Plaintiffs' "similarly situated" status.
Fifth, and most importantly, Chugach objects to notifying all employees who have worked at Residential Advisors since June 23, 2012, on the ground that not all those employees will necessarily have claims falling within the three-year statute of limitations.
Chugach is correct on the law. The FLSA expressly states that a collective action "shall be considered to be commenced in the case of any individual plaintiff" on the date on which that plaintiff files written consent with the Court to join the collective action. 29 U.S.C. § 256(b). Although this statute of limitations may in principle be subject to equitable avoidance doctrines, Plaintiffs have not argued that any such doctrines apply here, or, indeed, addressed Chugach's argument at all. As a result, the Court will adopt Chugach's unopposed request and conditionally certify this collective action only as to Residential Advisors who worked at the Potomac Job Corps dormitories at any time in the three years preceding the date on which they file written consent to join the collective action.
None of the foregoing discussion is to say that everyone in Plaintiffs' proposed class of employees to be notified is necessarily
In light of the decision to conditionally certify the collective action, the Court will also take appropriate steps to facilitate notice to the potential plaintiffs. This facilitation has two components: (1) ordering Chugach to provide the potential plaintiffs' contact information and (2) approving of the notice that Plaintiffs' counsel will send them.
As to the first point, Plaintiffs ask that Chugach turn over the "names, addresses[,] and email addresses" of the employees to be noticed. Dkt. 17-1 at 8. Chugach objects to the furnishing of email addresses on the grounds that email addresses constitute "inherently private information." Dkt. 18 at 13 n.3 (quoting Fengler v. Crouse Health Found., Inc., 595 F.Supp.2d 189, 198 (N.D.N.Y. 2009)). In the present context, the Court agrees. To minimize any undue imposition on the potential plaintiffs, the Court will limit the production to their names and residential addresses. "[I]f [P]laintiffs are unable to reach one or more potential plaintiffs based on the information that is produced, they may move for a further order requiring defendants to produce additional information about those individuals." Blount, 945 F.Supp.2d at 97.
As to the form of the notice, Chugach objects that Plaintiffs' proposed notice uses unduly "loaded" language, misstates the law in certain respects, and "is replete with inaccuracies and typos." Dkt. 18 at 14-15. Chugach also requests that it have input into what the notice says, and observes that, in other cases, "the form of the notice has been the subject of joint negotiation." Id. at 15. Without expressing its views on the merits of Chugach's objections,
In light of the above, it is hereby