DABNEY L. FRIEDRICH, United States District Judge.
This dispute arises from an interaction between the plaintiffs and a Washington Metropolitan Area Transit Authority (WMATA) police officer, William O'Brien (O'Brien). Before the Court is WMATA's Motion to Dismiss and Officer O'Brien's Partial Motion to Dismiss the Amended Complaint. Dkt. 14. For the reasons that follow, the Court will grant WMATA's motion, and the Court will grant in part and deny in part O'Brien's motion.
The plaintiffs, Mark Anthony Hawkins (Hawkins) and his four-year-old daughter Sparkle Hawkins (Sparkle), left the Verizon Center
On August 29, 2017, Hawkins and Sparkle filed their complaint in the Superior Court for the District of Columbia, alleging six counts against WMATA and O'Brien. Dkt. 1-2. The defendants removed the case to federal court, see Notice of Removal, Dkt. 1-5, and then moved to dismiss all claims against WMATA and to dismiss in part the claims against O'Brien pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, see Defs.' Original Mot., Dkt. 6. Subsequently, in their brief in opposition to the defendants' motion to dismiss, the plaintiffs sought to amend their complaint. Pls.' Original Opp'n at 4, Dkt. 9-1 ("Here Plaintiff seeks to amend his complaint and
Under Rule 12(b)(1), a party may move to dismiss an action or claim when the court lacks subject-matter jurisdiction. Fed. R. Civ. P. 12(b)(1). A motion for dismissal under Rule 12(b)(1) "presents a threshold challenge to the court's jurisdiction." Haase v. Sessions, 835 F.2d 902, 906 (D.C. Cir. 1987). Federal district courts are courts of limited jurisdiction, and it is "presumed that a cause lies outside this limited jurisdiction." Kokkonen v. Guardian Life Ins. Co., 511 U.S. 375, 377, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994). Thus, to survive a Rule 12(b)(1) motion, the plaintiff must demonstrate that the court has jurisdiction by a preponderance of the evidence. Lujan v. Defs. of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992).
"When ruling on a Rule 12(b)(1) motion, the court must treat the plaintiff's factual allegations as true and afford the plaintiff the benefit of all inferences that can be derived from the facts alleged." Jeong Seon Han v. Lynch, 223 F.Supp.3d 95, 103 (D.D.C. 2016) (internal quotation marks and citation omitted). Those factual allegations, however, receive "closer scrutiny" than they would in the Rule 12(b)(6) context. Id. Also, unlike when evaluating a Rule 12(b)(6) motion, a court may consider documents outside the pleadings to evaluate whether it has jurisdiction. See Jerome Stevens Pharm., Inc. v. FDA, 402 F.3d 1249, 1253 (D.C. Cir. 2005). If the court determines that it lacks jurisdiction, the court must dismiss the claim or action. Fed. R. Civ. P. 12(b)(1), 12(h)(3).
Under Rule 12(b)(6), a party may move to dismiss for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). To survive a Rule 12(b)(6) motion, a complaint "must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Although "detailed factual allegations" are not required, a plaintiff must provide "more than an unadorned, the-defendant-unlawfully-harmed-me accusation," id., and must "raise a right to relief above the speculative level," Twombly, 550 U.S. at 557, 127 S.Ct. 1955). To state a facially plausible claim, the plaintiff must plead "factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Iqbal, 556 U.S. at 678, 129 S.Ct. 1937. A complaint alleging "facts [that] are `merely consistent with' a defendant's liability ... `stops short of the line between possibility and plausibility of entitlement to relief.'" Id. (quoting Twombly, 550 U.S. at 557, 127 S.Ct. 1955).
When evaluating a Rule 12(b)(6) motion, the court "must construe the complaint in favor of the plaintiff, who must be granted the benefit of all inferences that can be derived from the facts alleged." Hettinga v. United States, 677 F.3d 471, 476 (D.C. Cir. 2012) (internal quotation marks omitted). Conclusory allegations, however, are not entitled to an assumption of truth, and even allegations pleaded with
The defendants argue that the Court should dismiss Sparkle Hawkins's claims because the case caption is improper. In particular, the caption lists "Mark Anthony Hawkins" as the plaintiff without indicating that he is "next friend" of his daughter Sparkle. See Defs.' Mem. at 7, Dkt. 14. In response, the plaintiffs seek to amend the case caption with "next of friend,"
Rule 10(a) requires all parties to be listed in the caption of the complaint, Fed. R. Civ. P. 10(a), but errors in captions are common and need not "be viewed as [] fatal defect[s]," 5A Wright & Miller, Federal Practice & Procedure § 1321 (3d ed. 2004 & Supp. 2017); see Williams v. Bradshaw, 459 F.3d 846, 849 (8th Cir. 2006) ("While a caption is not determinative as to who is party to a suit, we think that it is entitled to considerable weight when determining who the plaintiffs to a suit are since plaintiffs draft complaints."); Marsh v. Butler Cty., 268 F.3d 1014, 1023 n.4 (11th Cir. 2001), abrogated on other grounds by Bell Atl. Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) ("[T]he caption of the complaint is not part of the statement of the claim under Rule 8. The caption is something apart, being mandated by a different rule: Fed. R. Civ. P. 10. The caption is chiefly for a court's administrative convenience."). In Nicol v. Baird, for example, the plaintiff incorrectly named an individual defendant as the executor of the estate against which the plaintiff sought relief. 234 F.2d 691 (D.C. Cir. 1956). The D.C. Circuit affirmed the dismissal of claims against the individual defendant whose "name nowhere appear[ed] in the body of the complaint," but allowed the case to proceed against a trust company that "had been served with a complaint which demanded relief against it in its capacity as executor." Id. at 691.
In a similar context, the U.S. Supreme Court has interpreted Rule 3 of the Federal Rules of Appellate Procedure
The technical deficiency at issue in this case does not warrant dismissal
Additionally, the Federal Rules of Civil Procedure evince a "clear preference to resolve disputes on their merits." Cohen v. Bd. of Trustees of the Univ. of Dist. of Columbia, 819 F.3d 476, 482-83 (D.C. Cir. 2016). In the interest of a "just, speedy, and inexpensive determination" of this case, see Fed. R. Civ. P. 1, the Court will look to the body of the amended complaint in determining the parties to this case: here, Mark Anthony Hawkins in his own capacity and as next friend of his daughter, Sparkle. Therefore, the Court will not dismiss Sparkle's claims based on an error in the caption.
Hawkins's and Sparkle's tort claims against WMATA, however, will be dismissed for lack of jurisdiction. Fed. R. Civ. P. 12(b)(1). A state is immune from federal suits brought by the state's own citizens or the citizens of another state unless the state waives its sovereign immunity or Congress validly abrogates that
The signatories to the WMATA Compact have only partially waived sovereign immunity for tort actions. The WMATA Compact states that WMATA "shall not be liable for any such torts occurring in the performance of a governmental function," but WMATA "shall be liable for its contracts and for its torts and those of its Directors, officers, employees and agent[s] committed in the conduct of any propriety function."
The alleged torts occurred in the performance of WMATA Metro Transit Police activities. O'Brien was on duty, in his uniform,
Moving to the plaintiffs' claims against O'Brien, the plaintiffs assert common law claims of battery, assault, negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress. In determining which law to apply, the Court uses District of Columbia choice-of-law rules. See Wu v. Stomber, 750 F.3d 944, 949 (D.C. Cir. 2014) ("As a general matter, we must apply the choice-of-law rules of the jurisdiction in which we sit — namely, the District of Columbia."); Felder v. WMATA, 174 F.Supp.3d 524, 528 (D.D.C. 2016) (applying D.C. choice-of-law rules in a WMATA tort case). The District of Columbia employs a "governmental interests" analysis to determine the appropriate law to apply and considers these four factors:
District of Columbia v. Coleman, 667 A.2d 811, 816 (D.C. 1995) (citing Hercules & Co. v. Shama Restaurant, 566 A.2d 31, 40-41 (D.C. 1989)). In this case, the alleged injury occurred in the District of Columbia, as did the alleged tortious conduct. The parties' only relationship and interaction existed in the District of Columbia. Though the plaintiffs reside in Maryland, Am. Compl ¶ 5, the parties agree that District of Columbia law should apply. Upon consideration of these factors, the Court concludes that District of Columbia law governs the common law claims.
Although the plaintiffs assert a battery claim, Am. Compl. ¶¶ 25-28, a "claim for battery is actionable only if the plaintiff has alleged that the defendant has committed (a) `harmful or offensive contact with a person,' which, (b) `result[s] from an act intended to cause that person to suffer such a contact,'" Acosta Orellana v. CropLife Int'l, 711 F.Supp.2d 81, 90-91 (D.D.C. 2010) (quoting Person v. Children's Hosp. Nat'l Med. Ctr., 562 A.2d 648, 650 (D.C.1989)). The plaintiffs do not plead that Hawkins was offensively touched by O'Brien. See Am. Compl. ¶¶ 10-28. Rather, they allege that the vehicle driven by O'Brien struck Sparkle only. Am. Compl. ¶¶ 14, 27 ("O'Brien struck Mr. Hawkins[`s] daughter, Sparkle, in the arm with the side mirror."). In their opposition brief, however, the plaintiffs assert that "Mr. Hawkins and his daughter were hit with the car driven by Officer O'Brien." Pls.' Opp'n at 13. Even if this altered version of events occurred, it does not change the fact that the amended complaint does not plead any physical contact between O'Brien and Hawkins, much less intentional offensive contact. See Konah v. District of Columbia, 815 F.Supp.2d 61, 71
The plaintiffs also assert a claim for "W[a]nton, Willful, and Reckless, Gross Negligence."
No such special circumstance exists here. The plaintiffs do not allege that gross negligence is a specific element of their claim. Nor do they claim that O'Brien was on an emergency run when he allegedly drove his van into a crowd of children and families. Am. Compl. ¶ 30. Therefore, the plaintiffs' gross negligence cause of action fails.
But the question remains whether plaintiffs' negligence cause of action survives because it satisfactorily alleges a claim of ordinary negligence. District of Columbia v. White, 442 A.2d 159, 162 (D.C. 1982) (a court is not necessarily tied to the plaintiff's "characterization of the action"); see also Maddox v. Bano, 422 A.2d 763, 763-64 (D.C. 1980) (approving of court's method of examining the "sum and substance" of the complaint and determining that the actions pleaded were intentional torts rather than negligence claims); cf. Morfessis v. Baum, 281 F.2d 938, 939-40 (D.C. Cir. 1960) (concluding that the complaint pleaded malicious prosecution even though the plaintiff labeled the action as "abuse of process" in the complaint). Ordinary negligence requires only "(1) the existence of a duty owed by the defendant to the plaintiff, (2) a negligent breach of that duty by the defendant, and (3) an injury to the plaintiff (4) proximately caused by the defendant's breach." Powell v. District of Columbia, 602 A.2d 1123, 1133 (D.C. 1992).
In their purported gross negligence count, the plaintiffs allege that the "defendant drove a police van into a crowd of children and families." Am. Compl. ¶ 30. Additionally, they allege that "O'Brien ... was operating his vehicle at high speed," id. ¶ 13, and the vehicle's side view mirror
The defendants counter that allowing the plaintiffs to assert a negligence claim against O'Brien would be "inconsistent with the facts and theory asserted in Plaintiffs['] pleadings" because the plaintiffs allege that O'Brien's behavior was intentional. See Defs.' Reply at 9, Dkt. 16. While there is no inherent inconsistency in allowing a plaintiff to plead multiple theories of liability, one cannot plead the same theory under a variety of labels under District of Columbia law. Although "one incident may give rise to claims of intentional tort or negligence, these are separate theories of liability which must be presented individually and founded on appropriate evidence." Sabir v. District of Columbia, 755 A.2d 449, 452 (D.C. 2000) (rejecting the plaintiffs' combined claims that the defendants had "negligently caused the assault and battery, arrest and detention of plaintiffs").
Though inartfully pleaded, at root the plaintiffs allege two separate negligence claims: one based on O'Brien's driving and another based on his conduct after he exited his vehicle. Specifically, the plaintiffs allege that after O'Brian exited his vehicle, he approached Hawkins and Sparkle with a gun and pointed it at Hawkins. Am. Compl. ¶¶ 16, 32. These alleged intentional acts can be fairly read to support a claim of assault,
The plaintiffs also assert a claim for negligent infliction of emotional distress. "The tort of negligent infliction of emotional distress in the District of Columbia requires a plaintiff to show that he or she was (1) in the `zone of danger;' which was (2) created by the defendant's negligence; (3) making the plaintiff fear for his or her own safety; resulting in (4) emotional distress that was serious and verifiable." Jograj v. Enter. Servs., LLC, 270 F.Supp.3d 10, 26-27 (D.D.C. 2017) (citing Rice v. District of Columbia, 774 F.Supp.2d 25, 33 (D.D.C. 2011) and Williams v. Baker, 572 A.2d 1062, 1067 (D.C. 1990)). "To be in the zone of danger,
O'Brien argues that he owes no duty of care toward the plaintiffs because he does not have a special relationship with them and did not undertake any obligation implicating their emotional well-being. See Defs.' Mem. at 14-15 (citing Hedgepeth, 22 A.3d at 810-11). O'Brien's argument is misplaced because it ignores that Hegdepeth offers an alternative avenue — not the exclusive avenue — for asserting a claim for negligent infliction of emotional distress. Here, the plaintiffs do not rely on any special relationship, but rather seek to allege that O'Brien's negligent actions put them in the "zone of danger." Pls.' Opp'n at 16; see also Am. Compl. ¶¶ 16-18. In particular, the plaintiffs allege that Hawkins carried Sparkle when O'Brien's police vehicle entered the crowd and struck her. See Am. Compl. ¶¶ 12, 18. Taken as true, these allegations indicate that both plaintiffs may have been in a zone of danger created by O'Brien's negligent actions.
Nevertheless, the plaintiffs fail to state a claim for negligent infliction of emotional distress for two reasons. First, insofar as the plaintiffs' claim relies on O'Brien's conduct after exiting his vehicle, the plaintiffs only plead facts necessary for an intentional infliction of emotional distress claim, as discussed above.
Second, with regard to the plaintiffs' claim for negligent infliction of emotional distress, they fail to plead the required "serious and verifiable" emotional distress. "`Serious and verifiable' means that the distress must have manifested in an external condition or physical symptoms." Rice v. District of Columbia, 774 F.Supp.2d 25, 33 (D.D.C. 2011) (citing Jones v. Howard Univ., Inc., 589 A.2d 419, 424 (D.C. 1991)). "[T]he emotional distress must be acute, enduring or life-altering." Hedgepeth, 22 A.3d at 817; see, e.g., Sibley v. St. Albans Sch., 134 A.3d 789, 797-98 (D.C. 2016) (allegations of emotional trauma, disappointment, and hurt deemed insufficient to support a negligent infliction of emotional distress claim). Here, the plaintiffs do not allege acute, enduring,
The plaintiffs also attempt to state claims under 42 U.S.C. §§ 1983, 1985, 1986, and 1988. Section 1983 provides:
42 U.S.C. § 1983. As a preliminary matter, WMATA is not a person and cannot be sued under 42 U.S.C. § 1983. Will v. Mich. Dep't of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 165 L.Ed.2d 45 (1989). Likewise, government officials sued in their official capacities for monetary damages are not persons under Section 1983. Id. Thus, the Court will dismiss any Section 1983 claims against WMATA and against O'Brien in his official capacity.
State officials may, however, be held liable when they are sued in their individual capacities, as they are then "persons" under Section 1983. Hafer v. Melo, 502 U.S. 21, 23, 112 S.Ct. 358, 116 L.Ed.2d 301 (1991). Here, the plaintiffs' action is against O'Brien in both his official and individual capacities, Am. Compl. ¶ 8, and the defendants have not moved to dismiss the Section 1983 claim against O'Brien in his individual capacity, see Defs.' Mem. at 3-15. Thus that claim is unaffected by O'Brien's partial motion to dismiss.
The plaintiffs also attempt to state a claim under Sections 1985, 1986, and 1988. See Am. Compl. at 7 ("1986 and 1988"); see also Pls.' Opp'n at 10-11 (supporting "claims under Sections 1986 and 1988," and asserting that "[t]he complaint includes facts in support of 1985"). Sections 1985 and 1986 together provide a cause of action for those who have been wronged by individuals who conspire to obstruct justice and deprive persons of civil rights. 42 U.S.C. §§ 1985-86. Section 1985 describes the qualifying conspiracies, and Section 1986 provides for liability. Id. Section 1988 provides for jurisdiction, attorney's fees, and expert fees, but it does not establish an independent cause of action. Id. § 1988. The amended complaint refers to 42 U.S.C. § 1986, but does not
In their opposition brief, the plaintiffs attempt to cure this defect by asserting a brand new theory of liability and new facts: namely, that the defendants conspired to violate the plaintiffs' rights based on their race. See Pls.' Opp'n at 11-13. Simultaneously, the plaintiffs' assert that any defects could be cleared up by amending the complaint yet again, but they do not move for leave to amend their complaint as required by Rule 15(a) and Local Rule 15.1.
As it stands, the amended complaint completely lacks the allegations necessary for a Section 1985 claim. In fact, far from conspiring with O'Brien to harm the plaintiffs, no police officer mentioned in the complaint supported O'Brien's actions. See Am. Compl. ¶ 17. Rather, the other officers allegedly tried to stop O'Brien by yelling "stop" and "put away your weapon." Id. These allegations hardly amount to a conspiracy. Therefore, the Court will dismiss the Section 1985 and 1986 claims, as well as any claim under Section 1988 to the extent that it pertains to the Sections 1985 and 1986 claims and the Section 1983 claims against WMATA and O'Brien in his official capacity.
Finally, the original complaint in the Superior Court of the District of Columbia attempted to name WMATA, O'Brien, some unknown police officers, and the District of Columbia as defendants. See Compl. at 1, Dkt. 1-2. The District of Columbia was never served and thus was not party to the case upon removal. See Notice of Removal at 2, Dkt. 1. In addition, although the amended complaint again names "several unknown police officers" as defendants, Am. Compl. at 2, the plaintiffs do not make a single allegation against these unknown police officers. Indeed, the amended complaint states merely that other officers yelled at O'Brien to calm down and put his gun away, hardly a cause of action. See id. ¶¶ 17-18. Therefore, the Court will dismiss any purported claims against the unknown officers.
For the foregoing reasons, it is
Fed. R. App. P. 3(c)(1)(A).
D.C. Code § 9-1107.01(80).