ELLEN S. HUVELLE, United States District Judge.
Before the Court is yet another case involving immigrants who enlisted in the
Section 329 of the Immigration and Nationality Act ("INA"), 8 U.S.C. § 1440, provides an expedited path to citizenship based on service in the United States Armed Forces during certain periods of military hostilities. In relevant part, it provides:
8 U.S.C. § 1440 (emphasis added).
"The sole authority to naturalize persons as citizens of the United States is conferred upon the Attorney General." 8 U.S.C. § 1421(a). USCIS is the agency designated to make naturalization decisions with respect to applicants pursuing naturalization under 8 U.S.C. § 1440.
If a naturalization application is denied by the USCIS hearing officer, § 1421(c) provides for judicial review of that denial:
8 U.S.C. § 1421(c).
Pursuant to § 1440, a former service member seeking naturalization must have been "separated from such service ... under honorable conditions." 8 U.S.C. § 1440(a). With respect to this requirement, the USCIS Policy Manual states:
USCIS Policy Manual, Vol. 12, Part I, Chapter 3.
The Army gives four different types of discharges: honorable, general (under honorable conditions), under other than honorable conditions, and uncharacterized. During the first 180 days of active military service, a service member is considered by the Army to be in "entry-level status." See Department of Defense Instruction ("DoDI") 1332.14, at 55; Army Regulation ("AR") 135-178, at 103. If discharged while in entry-level status, the Army classifies the discharge as "uncharacterized." AR 135-178, ¶ 2-11 ("Service will be described as uncharacterized if separation processing is initiated while a Soldier is in an entry level status...."); see also DoDI 1332.14 at Enclosure 4, 3c.
Each plaintiff served in the United States Army and has applied for naturalization pursuant to 8 U.S.C. § 1440.
Miriyeva currently resides in San Diego, California. She enlisted in the Army's Selected Reserve of the Ready Reserve in 2016. Her naturalization application was initially approved on October 4, 2018. But then she was discharged on December 21, 2018, for medical reasons, and because she had served fewer than 180 days of "active" duty, she received an "entry-level" or "uncharacterized" discharge. Following her discharge, USCIS revoked its approval of her naturalization application on the ground that an "uncharacterized" discharge is not a separation "under honorable conditions." Miriyeva has filed an N-336 form requesting an administrative hearing pursuant to 8 U.S.C. 1447(a). As of
Tum currently resides in Richmond, Kentucky. She enlisted in the Army's Selected Reserve of the Ready Reserve in 2016. She was discharged on February 19, 2019, for medical reasons, and because she had served less than 180 days, she received an "entry-level" or "uncharacterized" discharge. USCIS then denied her naturalization application on the ground that an "uncharacterized" discharge is not a separation "under honorable conditions." Tum filed an N-336 form requesting an administrative hearing pursuant to 8 U.S.C. 1447(a). The hearing took place on November 21, 2019, but as of December 11, 2019, there had been no decision.
Kulkarni currently resides in Warrensburg, Missouri. She enlisted in the Army on January 22, 2016. She was discharged on December 7, 2018, for medical reasons. Her discharge form indicated that her discharge was "uncharacterized."
Kadel currently resides in Houston, Texas. He enlisted in the Army on July 24, 2015. He was discharged on August 4, 2017, with an effective date of July 24, 2017. Because he had served fewer than 180 days, his discharge was "uncharacterized." USCIS denied his naturalization application on the ground that an "uncharacterized" discharge is not a separation "under honorable conditions." Pursuant to 8 U.S.C. 1447(a), Kadel filed an N-336 requesting a hearing. As of December 11, 2019, his appeal was still pending.
USCIS has offered virtually the same explanation in each case for its conclusion that an "uncharacterized" discharge does not constitute a separation "under honorable conditions." For example, as to Miriyeva, USCIS stated:
Instead of waiting for the conclusion of their administrative appeals and seeking judicial review pursuant to 8 U.S.C. § 1421(c), plaintiffs filed this case, seeking to challenge USCIS's "policy" of treating uncharacterized discharges as not "under honorable conditions." Their complaint includes four counts: (1) Count I alleges that the policy violates the APA, 5 U.S.C. § 706(2), and seeks an order vacating the policy (Compl. ¶¶ 112-130); (2) Count II alleges that the policy violates the Constitution's "Uniform Rule of Naturalization" clause and the Fifth Amendment's due process clause and seeks "appropriate equitable relief" (Compl. ¶¶ 131-38); (3) Court III is a claim under the Declaratory Judgment Act, 28 U.S.C. § 2201, and seeks "a declaratory judgment that uncharacterized discharges satisfy the `under honorable conditions' eligibility requirement under § 1440" (Compl. ¶¶ 139-141); and (4) Count IV seeks injunctive relief enjoining defendants from "a) ... applying the Policy; b) ... denying any naturalization application or sustaining or maintaining the denial of any naturalization application, including each Plaintiff's application, on the grounds that a military naturalization applicant cannot meet his/her burden of showing an `under honorable conditions' discharge with discharge paperwork identifying the discharge as `uncharacterized'[;] c) ... treating an uncharacterized discharge differently than an Honorable or General — Under Honorable Conditions discharge for purposes of naturalization based on military service[; and] d) ... denying naturalization applications or maintaining or sustaining the denial of a naturalization application on the grounds that an uncharacterized discharge renders a veteran ineligible for naturalization based on his/her military service." (Compl. ¶ 146.)
On November 22, 2019, defendants moved to dismiss plaintiffs' claims for lack of subject matter jurisdiction, Fed. R. Civ. P. 12(b)(1), and for failure to state a claim, Fed. R. Civ. P. 12(b)(6).
Defendants argue that this case should be dismissed for lack of jurisdiction because (1) 8 U.S.C. § 1421(c) precludes plaintiffs' claims under the APA and the Constitution; and (2) absent a viable substantive claim, the Court lacks jurisdiction
Pursuant to Federal Rule of Civil Procedure 12(b)(1), a defendant may move to dismiss a complaint, or any portion thereof, for lack of subject-matter jurisdiction. Fed. R. Civ. P. 12(b)(1). To survive a motion to dismiss under Rule 12(b)(1), plaintiffs bear the burden of proving that the Court has subject-matter jurisdiction to hear their claims. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). When reviewing a motion to dismiss for lack of jurisdiction under Rule 12(b)(1), a court must "assume the truth of all material factual allegations in the complaint and `construe the complaint liberally, granting plaintiff the benefit of all inferences that can be derived from the facts alleged.'" Am. Nat'l Ins. Co. v. Fed. Deposit Ins. Corp., 642 F.3d 1137, 1139 (D.C. Cir. 2011) (quoting Thomas v. Principi, 394 F.3d 970, 972 (D.C. Cir. 2005)).
The narrow question before the Court is whether § 1421(c) precludes the claims of the four individual plaintiffs who have been denied naturalization because they were separated from the Army with "uncharacterized" discharges. Those claims purport to challenge the USCIS "policy" relied on to deny plaintiffs' naturalization applications. Although plaintiffs insist they are not asking this Court to reverse the denial of their naturalization applications, their claims attack head-on the only reason given for the denial of their applications.
Defendants argue that because plaintiffs must proceed via a § 1421(c) action to challenge the denial of their naturalization applications, they must also bring any challenges to the rationale underlying USCIS's denial of their naturalization applications — even if embodied in a "policy" — in a § 1421(c) proceeding. Plaintiffs do not dispute that Congress intended § 1421(c) to be the exclusive means for seeking judicial review of the denial of a naturalization application. (See Opp. at 4 ("[N]owhere do Plaintiffs seek to have their individual denials reviewed by this Court or to have this Court grant them naturalization.").)
"Litigants generally may seek review of agency action in district court under any applicable jurisdictional grant." Jarkesy v. SEC, 803 F.3d 9, 15 (D.C. Cir. 2015). However, "[i]f a special statutory
To answer these questions, courts look at the nature and purpose of the statutory review scheme, whether the plaintiff's claim is "wholly collateral" to or "inextricably intertwined" with the claims covered by the statutory review scheme, and whether a finding of preclusion would "foreclose all meaningful judicial review" of the claims or whether the statutory review scheme provides an "adequate remedy." Id. at 17 (Courts should "`presume' that Congress wanted the district court to remain open to a litigant's claims `if a finding of preclusion could foreclose all meaningful judicial review; if the suit is wholly collateral to a statute's review provisions; and if the claims are outside the agency's expertise.'" (quoting Free Enter. Fund v. Pub. Co. Accounting Oversight Bd., 561 U.S. 477, 489-90, 130 S.Ct. 3138, 177 L.Ed.2d 706 (2010))); see also id. at 23 (considering whether claims were "inextricably intertwined"); McNary v. Haitian Refugee Ctr., Inc., 498 U.S. 479, 495-96, 111 S.Ct. 888, 112 L.Ed.2d 1005 (1991) (considering whether the plaintiffs had an "adequate remedy" under the statutory review scheme because it was "most unlikely that Congress intended to foreclose all forms of meaningful judicial review" of the plaintiffs' due process claim); Heckler v. Ringer, 466 U.S. 602, 614, 617, 104 S.Ct. 2013, 80 L.Ed.2d 622 (1984) (considering whether plaintiffs' had "adequate remedy" and whether claims were "inextricably intertwined"); Am. Clinical Lab. Ass'n v. Azar, 931 F.3d 1195, 1207 (D.C. Cir. 2019) (considering whether claims were "inextricably intertwined"); DCH Reg'l Med. Ctr. v. Azar, 925 F.3d 503, 507 (D.C. Cir. 2019) (same); 5 U.S.C. § 704 ("[A]ctions reviewable" under the APA are limited to "[a]gency action made reviewable by statute and final agency action for which there is no other adequate remedy in a court are subject to judicial review.").
Applying these considerations, the Court concludes that 8 U.S.C. § 1421(c) bars plaintiffs from bringing their APA and constitutional claims.
Section 1421(c) in its current form was enacted as part of the Immigration Act of 1990 ("1990 Act"). Pub. L. No. 101-649, § 401(a), 104 Stat 4978, 5038 (1990). Prior to the 1990 Act, § 1421 provided that the power to grant or deny naturalization applications
After the completion of the administrative review, § 1421(c) provides that an applicant may seek judicial review of the denial of a naturalization application "in accordance with chapter 7 of title 5." Chapter 7 is the subsection of the APA that provides for judicial review, and by referring to this chapter, Congress has explicitly made the full scope of APA review available in a § 1421(c) action. See De Dandrade v. U.S. Dep't of Homeland Sec., 367 F.Supp.3d 174, 186-87 (S.D.N.Y. 2019). Section 1421(c) also provides that review is "de novo, and the court shall make its own findings of fact and conclusions of law and shall, at the request of the petitioner, conduct a hearing de novo on the application." As other courts have noted, the breadth of judicial review available under § 1421(c) is "rare, if not unique." See, e.g., Gonzalez v. Napolitano, No. 2:09-cv-03426, 2010 WL 3522789, at *3 (D.N.J. Sept. 2, 2010) (noting with respect to § 1421(c) that "[d]e novo review of agency decision-making is rare, if not unique to the naturalization context"); Nagahi v. INS, 219 F.3d 1166, 1169 (10th Cir. 2000) (noting with respect to § 1421(c) that "[t]his grant of authority is unusual in its scope—rarely does a district court review an agency decision de novo and make its own findings of fact").
Congress' enactment of this "special statutory review scheme," with its broad scope of review, including a rare de novo standard of review, suggests that Congress intended that procedure to be the exclusive means of not just obtaining judicial review of the denial of a naturalization
Plaintiffs' contention that the legislative history of the 1990 Act points to the opposite conclusion (see Opp. at 13) is not persuasive. Plaintiffs point to two pieces of legislative history to support their argument: (1) a statement that the proposed amendment to § 1421 "does not take away any of the judicial review rights accorded applicants today," 135 Cong. Rec. H4539, H4542 (July 31, 1989) (statement of Rep. Morrison); and (2) a statement made with respect to § 1421(c) that "citizenship is the most valued governmental benefit of this land and applicants should receive full recourse to the Judiciary when the request for that benefit is denied," H.R. Rep. No. 101-187, at 14 (1989). After examining the documents cited by plaintiffs and additional legislative history, the Court concludes that the legislative history does not support plaintiffs' argument because plaintiffs ignore the broader context behind the amendment of § 1421. Specifically, other legislative history makes it clear that the impetus for the changes to § 1421 was the extreme backlog in the courts' processing of naturalization applications. See 135 Cong. Rec. H4539-02, H4542 (statement of Rep. Morrison) ("This legislation ... addresses a very substantial concern that so many of all of our constituents have faced, and that is the problem of long backlogs in moving through the naturalization process once the time period for naturalization has been accomplished and the various requirements of naturalization have been met, delay often runs into the months and sometimes beyond a year before an individual can actually take his or her oath of allegiance to the United States and become a citizen."); id. ("[T]his legislation is directed to change [the previous] process and to create a one-step option which will allow citizenship to be more expeditiously provided to those who qualify. Administrative naturalization will restore the most vital elements of our system by which applicants receive naturalization.").
One of the most important factors that courts consider in deciding whether a statutory review scheme precludes a litigant's claims is whether those claims are "wholly collateral to a statute's review provisions." Jarkesy, 803 F.3d at 17 (internal quotations omitted); see also Elgin, 567 U.S. at 22, 132 S.Ct. 2126; Free Enter. Fund, 561 U.S. at 489-90, 130 S.Ct. 3138; Heckler, 466 U.S. at 614, 104 S.Ct. 2013. If a claim is "wholly collateral," that suggests that "Congress wanted the district court to remain open" to that claim. Jarkesy, 803 F.3d at 17; see also McNary, 498 U.S. at 492, 111 S.Ct. 888 (finding that statute prohibiting "direct review of individual denials of [a particular immigration] status" did not preclude "general collateral challenges to unconstitutional practices and policies used by the agency in processing applications"); Free Enter. Fund, 561 U.S. at 490, 130 S.Ct. 3138 (finding collateral claim not precluded); Bowen v. Mich. Acad. of Family Physicians, 476 U.S. 667, 680, 106 S.Ct. 2133, 90 L.Ed.2d 623 (1986) (same). But if a claim is not "collateral," i.e., if it is "inextricably intertwined" with a claim that must be brought pursuant to a statutory review scheme, that suggests that Congress intended it be precluded by the statutory review scheme. Jarkesy, 803 F.3d at 23 (finding preclusion where plaintiff's claims were "inextricably intertwined with the conduct of the very enforcement proceeding the statute grants the SEC the power to institute and resolve as an initial matter" (internal quotations omitted)).
In explaining the term "collateral," courts have concluded that a claim is not "collateral" where it is "`at bottom' an attempt to reverse the agency's decisions denying [plaintiffs'] claims." Id. at 23 (quoting Heckler, 466 U.S. at 614, 618, 104 S.Ct. 2013). For example, in Jarkesy, the D.C. Circuit found that the plaintiffs' "constitutional and APA claims" were not collateral because they were the "vehicle by which" the plaintiff sought "to prevail in his administrative proceeding." Id.; see also Heckler, 466 U.S. at 614, 104 S.Ct. 2013 (plaintiffs' constitutional and statutory claims were not "collateral" to a scheme of administrative and judicial review of
Here plaintiffs challenge the legal basis for the denial of their naturalization applications. And, their ultimate goal is to reverse the denial of their naturalization applications. (See Compl. ¶ 146(b)) (asking Court to enjoin defendants "from denying any naturalization application or sustaining or maintaining the denial of any naturalization application, including each Plaintiff's application, on the grounds that a military naturalization applicant cannot meet his/her burden of showing an `under honorable conditions' discharge with discharge paperwork identifying the discharge as `uncharacterized'") Thus, despite plaintiffs' argument that they are challenging a policy and not the denial of their naturalization applications, their policy claims are clearly not collateral to the claim they would bring in a § 1421(c) action. It follows that they are the "type" of claim Congress intended to be precluded by § 1421(c). Indeed, plaintiffs never contend that a non-collateral claim can proceed outside of a § 1421(c) action. See Opp. at 10 (citing cases to support their contention that "numerous other courts, including in this District, have found APA jurisdiction to be proper for a challenge to a policy collateral to an INA decision"). Rather, they start from the premise that their claims, like the claims in McNary and Jackson, are collateral.
Another important factor that courts consider in deciding whether a statutory review scheme precludes a litigant's claims is whether preclusion would foreclose "all meaningful judicial review" of that claim or whether an "adequate remedy" would remain available. See McNary, 498 U.S. at 496, 111 S.Ct. 888 (finding no preclusion where "if not allowed to pursue their claims in the District Court, [plaintiffs]
First, as previously noted, § 1421(c) provides that an applicant may seek judicial review of the denial of a naturalization application "in accordance with chapter 7 of title 5," making available the full scope of APA review. Section 706 of the APA defines the scope of that review. In relevant part, it provides:
5 U.S.C. § 706(2). Second, § 1421(c) provides that review is "de novo, and the court shall make its own findings of fact and conclusions of law and shall, at the request of the petitioner, conduct a hearing de novo on the application."
Together, these two provisions are critical to the Court's conclusion that § 1421(c) provides an "adequate remedy." First, plaintiffs' current claims challenge the policy used to deny their applications as contrary to law, arbitrary and capricious, procedurally flawed and unconstitutional. Because these are claims that are cognizable under § 706(2) of the APA, and because the full scope of APA review is available in a § 1421(c) action, plaintiffs will be able raise these same arguments under § 1421(c), including their constitutional claims, as they are raising here.
Finally, this case presents none of the other concerns that lead courts to find that an alternative remedy is not "adequate." For example, courts "normally do not require plaintiffs to `bet the farm ... by taking the violative action' before `testing the validity of the law.'" Jarkesy, 803 F.3d at 20 (quoting MedImmune, Inc., v. Genentech, Inc., 549 U.S. 118, 129, 127 S.Ct. 764, 166 L.Ed.2d 604 (2007)). Thus, in McNary, the court found no preclusion where the plaintiffs could ensure judicial review only if they "voluntarily surrender[ed] themselves for deportation," which was "tantamount to a complete denial of judicial review for most undocumented aliens." 498 U.S. at 496, 111 S.Ct. 888. But plaintiffs here are not in that situation. Nor is this a situation where there are significant differences in the type of relief available. See, e.g., Bowen v. Massachusetts, 487 U.S. 879, 901-08, 108 S.Ct. 2722, 101 L.Ed.2d 749 (1988) (action in Claims Court did not provide adequate remedy because court lacked the equitable powers of a district court and would only be able to award monetary relief). Plaintiffs argue that the relief available in a § 1421(c) action is substantially different than that which they can obtain here because they cannot obtain a nationwide injunction or vacatur of the policy in a § 1421(c) action. But even if that were true, there is no requirement that the alternative remedy be identical. See, e.g., CREW, 846 F.3d at 1244-46 (under § 704, an "`alternative remedy need not provide relief identical to relief under the APA' in order to have preclusive effect" (quoting Garcia v. Vilsack, 563 F.3d 519, 522 (D.C. Cir. 2009))). And significantly, plaintiffs will be able to obtain the same individual relief. De Dandrade, 367 F. Supp. 3d at 187 ("All relief that individual plaintiffs seek [under the APA and the Constitution] may be granted under section 1421(c)."); see also Garcia, 563 F.3d at 525 (availability of individual actions "may be adequate even if such actions cannot redress the systemic [issues]" because "situation-specific litigation affords an adequate, even if imperfect, remedy" (internal quotations omitted)); Council of & for the Blind of Delaware Cty. Valley, Inc. v. Regan, 709 F.2d 1521, 1532 (D.C. Cir. 1983) ("Even if ... one nationwide suit would be more effective than several [individual] suits, that does not mean that the remedy provided by Congress is inadequate.") Finally, the mere fact that plaintiffs will have to await the outcome of their administrative hearings before seeking judicial review pursuant to § 1421(c) does not render the remedy inadequate.
The few courts to have considered the issue presented by this case have all concluded that § 1421(c) provides an adequate remedy for APA and constitutional claims related to the denial of naturalization applications. See De Dandrade, 367 F. Supp. 3d at 186-87 (plaintiffs' APA and constitutional claims can be brought under § 1421(c)); Aparicio, 302 F.3d at 447; Phong Thi Vu v. Mayorkas, No. 12-cv-1933, 2013 WL 2390557, at *4-6 (S.D. Cal. May 30, 2013); Kasica v. U.S. Dep't of Homeland Sec., 660 F.Supp.2d 277, 282-83 (D. Conn. 2009). This Court agrees with the reasoning of these cases. Because § 1421(c) provides an alternative "adequate remedy," this factor, as well as all other relevant factors, support the conclusion that Congress intended § 1421(c) to preclude plaintiffs' claims.
The Declaratory Judgment Act "`is not an independent source of federal jurisdiction.'" C&E Servs., Inc. v. D.C. Water & Sewer Auth., 310 F.3d 197, 201 (D.C. Cir. 2002) (quoting Schilling v. Rogers, 363 U.S. 666, 677, 80 S.Ct. 1288, 4 L.Ed.2d 1478 (1960)). "Rather, `the availability of [declaratory] relief presupposes the existence of a judicially remediable right.'" Id. (quoting Schilling, 363 U.S. at 677, 80 S.Ct. 1288). Thus, having concluded that the Court lacks jurisdiction over plaintiffs' APA and constitutional claims, it must also dismiss their claim under the Declaratory Judgment Act.
For the reasons stated above, the Court concludes it lacks subject matter jurisdiction over plaintiffs' claims. Since plaintiffs' substantive counts under the APA and the Constitution (Counts I & II) are precluded by 8 U.S.C. § 1421(c), the Court also lacks jurisdiction over the claim under the Declaratory Judgment Act (Count III). Accordingly, defendant's motion to dismiss for lack of subject matter jurisdiction is granted. A separate Order accompanies this Memorandum Opinion.
8 C.F.R. § 336.2(b).