LEONARD P. STARK, District Judge.
Pending before the Court is the issue of claim construction of various disputed terms found in U.S. Patent No. 5,610,059 (the "'059 patent").
Intervet Inc., d/b/a Merck Animal Health, and the Arizona Board of Regents (collectively "Plaintiffs"), filed this patent infringement action against Defendant Boehringer Ingelheim Vetmedica, Inc. ("Vetmedica" or "Defendant") on July 6, 2011. The '059 patent relates to a newly isolated bacterial agent that causes Porcine Proliferative Enteritis ("PPE"). (See '059 patent col. 1 11.6-8)
The parties completed briefing on claim construction on May 9, 2012. (D.I. 57, 58) The Court held a Markman hearing on May 30, 2012. See Markman Hr'g Tr., May 30, 2012 (D.I. 67) (hereinafter "Tr.").
"It is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips v. A WH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (internal quotation marks omitted). Construing the claims of a patent presents a question of law. See Markman v. Westview Instruments, Inc., 52 F.3d 967, 977-78 (Fed. Cir. 1995), aff'd, 517 U.S. 370, 388-90 (1996). "[T]here is no magic formula or catechism for conducting claim construction." Phillips, 415 F.3d at 1324. Instead, the court is free to attach the appropriate weight to appropriate sources "in light of the statutes and policies that inform patent law." Id.
"[T)he words of a claim are generally given their ordinary and customary meaning ... [which is] the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Id. at 1312-13 (internal citations and quotation marks omitted). "[T)he ordinary meaning of a claim term is its meaning to the ordinary artisan after reading the entire patent." Id. at 1321 (internal quotation marks omitted). The patent specification "is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term." Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
While "the claims themselves provide substantial guidance as to the meaning of particular claim terms," the context of the surrounding words of the claim also must be considered. Phillips, 415 F.3d at 1314. Furthermore, "[o]ther claims of the patent in question, both asserted and unasserted, can also be valuable sources of enlightenment ... [b]ecause claim terms are normally used consistently throughout the patent...." Id. (internal citation omitted).
It is likewise true that "[d]ifferences among claims can also be a useful guide .... For example, the presence of a dependent claim that adds a particular limitation gives rise to a presumption that the limitation in question is not present in the independent claim." Id. at 1314-15 (internal citation omitted). This "presumption is especially strong when the limitation in dispute is the only meaningful difference between an independent and dependent claim, and one party is urging that the limitation in the dependent claim should be read into the independent claim." SunRace Roots Enter. Co., Ltd. v. SRAM Corp., 336 F.3d 1298, 1303 (Fed. Cir. 2003).
It is also possible that "the specification may reveal a special definition given to a claim term by the patentee that differs from the meaning it would otherwise possess. In such cases, the inventor's lexicography governs." Phillips, 415 F.3d at 1316. It bears emphasis that "[e]ven when the specification describes only a single embodiment, the claims of the patent will not be read restrictively unless the patentee has demonstrated a clear intention to limit the claim scope using words or expressions of manifest exclusion or restriction." Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 906 (Fed. Cir. 2004) (internal quotation marks omitted), aff'd, 481 F.3d 1371 (Fed. Cir. 2007).
In addition to the specification, a court "should also consider the patent's prosecution history, if it is in evidence." Markman, 52 F.3d at 980. The prosecution history, which is "intrinsic evidence," "consists of the complete record of the proceedings before the PTO [Patent and Trademark Office] and includes the prior art cited during the examination of the patent." Phillips, 415 F.3d at 1317. "[T]he prosecution history can often inform the meaning of the claim language by demonstrating how the inventor understood the invention and whether the inventor limited the invention in the course of prosecution, making the claim scope narrower than it would otherwise be." Id.
A court also may rely on "extrinsic evidence," which "consists of all evidence external to the patent and prosecution history, including expert and inventor testimony, dictionaries, and learned treatises." Markman, 52 F.3d at 980. For instance, technical dictionaries can assist the court in determining the meaning of a term to those of skill in the relevant art because such dictionaries "endeavor to collect the accepted meanings of terms used in various fields of science and technology." Phillips, 415 F.3d at 1318. In addition, expert testimony can be useful "to ensure that the court's understanding of the technical aspects of the patent is consistent with that of a person of ordinary skill in the art, or to establish that a particular term in the patent or the prior art has a particular meaning in the pertinent field." !d. Nonetheless, courts must not lose sight of the fact that "expert reports and testimony [are] generated at the time of and for the purpose of litigation and thus can suffer from bias that is not present in intrinsic evidence." Id. Overall, while extrinsic evidence "may be useful" to the court, it is "less reliable" than intrinsic evidence, and its consideration "is unlikely to result in a reliable interpretation of patent claim scope unless considered in the context of the intrinsic evidence." Id. at 1318-19.
Finally, "[t]he construction that stays true to the claim language and most naturally aligns with the patent's description of the invention will be, in the end, the correct construction." Renishaw PLC v. Marposs Societa' Per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998). It follows that "a claim interpretation that would exclude the inventor's device is rarely the correct interpretation." Osram GmbH v. Int'l Trade Comm'n, 505 F.3d 1351, 1358 (Fed. Cir. 2007).
Claim 1 of the '059 patent is as follows:
The parties disagree on two aspects of the disputed term. First, whether the culture must be proliferating, and second, whether the culture may contain more than a single type of host cell and a single strain of bacteria. On both disputes, the Court agrees with Plaintiffs that Defendant's proposed construction improperly imports limitations into the claim.
The patent does not require any level of active growth in the culture. The specification refers to "organism[s]
The patent also fails to support Defendant's limitation that the culture have only a single type of host cell. The claim calls for
Here, Defendant does not offer any persuasive reason to read "a" as limited to a single type of host cell. Defendant contends the phrase "biologically pure" modifies the entire culture, including the host cell and bacterium, so the culture must be limited to a single host type. The Court, however, agrees with Plaintiffs that "biologically pure" refers to the isolated bacterium. The specification states that "[t]he infected host Henle 407 cells were used ... as a source for obtaining a supply of
Defendant's argument that the culture may only contain a single strain of bacterium is likewise unavailing. The specification states, "The PPE-causing agent was isolated from infected enterocystes in the intestinal tissue of pigs having PPE lesions." ('059 patent col. 3 ll.4-5) (emphasis added) Similarly, the method of isolation of the PPE-causing agent also refers to "[i]ntestinal tissue from pigs." (Id. col. 61.37) (emphasis added) If the isolated bacteria may come from multiple pigs, it is possible that the isolation process will result in multiple strains.
Finally, the Court notes that while the parties disagree on the number of host cells and strains, the parties agree that the culture is not contaminated with other cells, bacteria, or viruses. (Tr. at 9, 18, 120; D.I. 51 at 13; see also '059 patent col. 6 ll. 47-48 (stating intestinal tissue from pigs was washed and exposed to antibiotics to kill "contaminating gut flora")) For purposes of clarity, the Court will add to its construction Defendant's proposed phrase "without any other cells, microorganisms, or viruses."
As Plaintiffs observe, there are two issues in dispute: "(1) whether Claim 1 claims species of newly isolated bacterium or whether the claim is limited to something less than the species (to just virulent strains of the species); and (2) whether the claimed species is the same bacterium now named Lawsonia intracellularis." (D.I. 47 at 13) Defendant argues that the plain and ordinary meaning of the claim covers only virulent strains of the species, rather than the species itself. The Court agrees with Plaintiffs on both issues.
The claim language, "causes porcine proliferative enteritis," is of a type commonly used in the art to identify a species, because a species is referred to as the causative agent of a disease, encompassing all strains. For example, Vetmedica's U.S. Patent No. 5,714,375 (the '375 patent) uses the species name IS intracellularis, referring to it as the "causative agent of PPE," as well as the "causative bacteria which can be obtained from PPE infected swine or other animals ... and any variants or mutants of any of the above bacteria, whether spontaneously or artificially obtained." ('375 patent col. 11.17; id. col. 3 ll.2-6)
The specification also supports Plaintiffs' proposed construction. It states that "because the PPE-causing agent may be cultured and purified, it is now possible to develop a bacterin, or inactivated preparation of the PPE-causing agent, using techniques known to the art." ('059 patent col. 4ll.5-13) This suggests that the PPE-causing agent contains the avirulent strain and, thus, the avirulent strain may be referred to as the PPE-causing agent. (See Tr. at 10-11)
The Court's conclusion that the species claimed is Lawsonia intracellularis is supported by the prosecution history (and not inconsistent with anything in the claims or specification). During prosecution, the Examiner rejected the claims for lack of written description. (D.I. 40 Ex. Bat NET-00000211-13) The applicants overcame this rejection by explaining that, at the time of their invention, the newly discovered bacteria did not have a scientific name. The applicants cited a later published article identifying the bacterium as "Ileal Symbiont intracellularis," now known as Lawsonia intracellularis; they further stated that the named organism in the article was the same as claimed in the patent. (!d. at IVET-00000219) The prosecution history reveals that the applicant would have added the name Ileal Symbiont intracellularis but did not "out of fear that this would be considered new matter." Instead, the claim was amended to include "having all of the identifying characteristics of ATCC Accession No. 55370" and then the claim was allowed. (Id. at NET-00000216-17, 36-37)
Finally, Plaintiffs cite to WIPO Patent Application WO 2009/049306 A1, which refers to the '059 patent as "describ[ing] and claim[ing] ... Lawsonia intracellularis."
The parties disagree on whether PPE must include crypt hyperplasia, the presence of intracellular campylobacter-like organisms, thickening of intestinal walls, and clinical symptoms including intermittent diarrhea, anorexia, marked dullness and apathy, and a wasting syndrome. Defendant's construction requires all of these characteristics and symptoms. Plaintiffs assert that one of the ordinary skill in the art is familiar with PPE and no construction is necessary.
The specification indicates that PPE is characterized by crypt hyperplasia, the presence of intracellular campyiobacter-like organisms, and thickening of intestinal walls. (See '059 patent col. 1 ll.15-16, 34, 51) However, the patent also makes clear that not every pig with PPE exhibits every potential symptom. The specification describes different phases of the disease which are associated with different symptoms. For example, in the acute phase, the villi become swollen, and the submucosa usually contain lymphatic tissue nodules. (See '059 patent col. 1 ll.45-48) In the chronic stage, PPE may be associated with thickening of parts of the intestine or inflammation, or the mucosa may show hyperemia and hemorrhaging. (See id. col. 1 ll.50-54) Furthermore, the specification uses language like "may," "usually," and "frequently" to describe the presence of potential symptoms. It is clear from the specification that all pigs do not display every one of Defendant's listed symptoms. For instance, Example 2 in the specification reports infected pigs with severe diarrhea, but makes no mention of other clinical symptoms. (See id. col. 7 ll.22-23)
The prosecution history is consistent with the Court's construction. Literature contained in the prosecution history observes that "affected animals vary from clinically unremarkable to marked dullness and apathy" and "[d]iarrhea is not always a feature." (D.I. 40 Ex. Cat VM-INT0002265) Defendant points out that the applicants distinguished the '059 patent from prior art by stating that the organism could induce all of the symptoms of PPE — but the applicants did not state that the organism must always induce all of the symptoms in all affected pigs.
Defendant contends that this term is invalid due to indefiniteness. The Court is not persuaded. See generally Personalized User Model LLP v. Google, Inc., 2012 WL 295048, at *22 (D. Del. Jan. 25, 2012) (stating Court "does not permit summary judgment arguments, including indefiniteness arguments, during the claim construction phase of the litigation"). A claim is "sufficiently definite to survive claim construction" unless the term is "insolubly ambiguous." Halliburton Energy Servs., Inc. v. M-I LLC, 514 F.3d 1244, 1249-50 (Fed. Cir. 2008); see also Pharmastem Therapeutics, Inc. v. Viacell, Inc., 2003 WL 124149, at *1 n.l (D. Del. Jan. 13, 2003). Defendant has failed to establish "by clear and convincing evidence that a skilled artisan could not discern the boundaries of the claim based on the claim language, the specification, and the prosecution history, as well as her knowledge of the relevant art area." Halliburton, 514 F.3d at 1249.
Real-world evidence supports the Court's conclusion. Dr. Gebhart — whom the parties agree is, at minimum, a person of ordinary skill in the art (Tr. at 51, 103) — is a coauthor on WIPO Patent Application WO 2009/049306 Al, which states:
A claim is indefinite "if its legal scope is not clear enough that a person of ordinary skill in the art could determine whether a particular composition infringes or not." Geneva Pharms., Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1384 (Fed. Cir. 2003). As evidenced by Dr. Gebhart's patent application, one of ordinary skill in the art would be able to determine the claimed subject matter of the '059 patent: Lawsonia intracellularis.
Plaintiffs assert that the identifying characteristics of the claimed bacterium are that it is (1) an obligate intracellular microorganism, and (2) causes PPE. The prosecution history supports this assertion. Plaintiffs overcame a rejection based on inadequate written description when the Examiner added "having all of the identifying characteristics of ATCC Accession No. 55370" instead of a species name; at the time the application was filed, the species name was unknown. The Court's construction of the various claim terms in dispute includes the species name as well as Plaintiffs' asserted identifying characteristics.
Finally, to the extent Defendant would have the Court construe this term as limited just to the identifying characteristics described in Defendant's proposed construction (i.e., a specific host cell, size, shape, and cytopathic effect), the Court disagrees, as this would improperly narrow the scope of the claim to that of a preferred embodiment disclosed in the specification. See generally Kara Tech. Inc. v. Stamps.com, 582 F.3d 1341, 1348 (Fed. Cir. 2009).
For the foregoing reasons, the Court will construe the disputed claim terms in the '059 patent consistent with this Memorandum Opinion. An appropriate Order follows.