RICHARD G. ANDREWS, District Judge.
Pending before this Court is the issue of claim construction of eleven disputed terms found in U.S. Patent No. 5,030,853, U.S. Patent No. 5,391,949, U.S. Patent No. 5,247,212, and U.S. Patent No. 5,001,367.
On September 1, 2011, Plaintiffs HSM Portfolio LLC and Technology Properties Limited LLC filed a patent infringement action against eighteen Defendant Groups, eight of which remain in the case. The Court has considered the Parties' Joint Claim Construction Brief (D.I. 677) and heard oral argument on June 5, 2014. (D.I. 698).
"It is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc) (internal quotation marks omitted). "`[T]here is no magic formula or catechism for conducting claim construction.' Instead, the court is free to attach the appropriate weight to appropriate sources `in light of the statutes and policies that inform patent law.'" SoftView LLC v. Apple Inc., 2013 WL 4758195, at *1 (D. Del. Sept. 4, 2013) (quoting Phillips, 415 F.3d at 1324). When construing patent claims, a matter of law, a court considers the literal language of the claim, the patent specification, and the prosecution history. Markman v. Westview Instruments, Inc., 52 F.3d 967, 977-80 (Fed. Cir. 1995) (en banc), aff'd, 517 U.S. 370 (1996). Of these sources, "the specification is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term." Phillips, 415 F.3d at 1315 (internal quotations and citations omitted).
Furthermore, "the words of a claim are generally given their ordinary and customary meaning . . . [which is] the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e. as of the effective filing date of the patent application." Phillips, 415 F.3d at 1312-13 (internal citations and quotation marks omitted). "[T]he ordinary meaning of a claim term is its meaning to [an] ordinary artisan after reading the entire patent." Id. at 1321 (internal quotation marks omitted). "In some cases, the ordinary meaning of claim language as understood by a person of skill in the art may be readily apparent even to lay judges, and claim construction in such cases involves little more than the application of the widely accepted meaning of commonly understood words." Id. at 1314 (internal citations omitted).
A court may consider extrinsic evidence, which "consists of all evidence external to the patent and prosecution history, including expert and inventor testimony, dictionaries, and learned treatises," in order to assist the court in understanding the underlying technology, the meaning of terms to one skilled in the art and how the invention works. Id. at 1317-19 (internal quotation marks and citations omitted). However, extrinsic evidence is less reliable and less useful in claim construction than the patent and its prosecution history. Id.
Finally, "[a] claim construction is persuasive, not because it follows a certain rule, but because it defines terms in the context of the whole patent." Renishaw PLC v. Marposs Societa' per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998). It follows that "a claim interpretation that would exclude the inventor's device is rarely the correct interpretation." Osram GmbH v. Int'l Trade Comm'n, 505 F.3d 1351, 1358 (Fed. Cir. 2007) (internal quotation marks and citation omitted).
The parties agree that these two terms rise and fall together. The parties also agree that "predetermined factor" refers to K, as described in the specification. The main dispute is whether K must be calculated according to Equation 37 or whether there are other ways to calculate K. Defendants point out that Equation 37 is the only equation which is solved for K, and the specification describes using Equation 37, and only that equation, to determine K. Additionally, during prosecution the Examiner stated that it was his belief that the "predetermined factor" referred to K, as calculated using Equation 37.
Plaintiffs argue that K should not be limited to just using Equation 37, because it would violate the doctrine of claim differentiation. Dependent claim 12 defines "predetermined value" as K, calculated according to Equation 37. Therefore, if the Court were to import Equation 37 into the construction of"predetermined value," Plaintiffs argue that the doctrine of claim differentiation would be violated, making claim 12 meaningless. Plaintiffs also point out that K is used in multiple equations in the specification, and that the construction should allow for using any of those equations. Yet at oral argument, Plaintiffs stated that no matter which formula was used to calculate K, the result would always be the same. (D.I. 698 at 15:16-20). This begs the question of why it matters which formula one uses in the claim construction if the result is always the same.
The answer, as it became clear at oral argument, is that Equation 37 uses a variable, Tnse, which is the desired rise time of the circuit. Actual circuits do not have a desired rise time; they have an actual rise time. Proving infringement using Equation 37 thus appears to present difficult issues. Would one substitute the actual rise time for the desired rise time, or would one need some evidence of the desired rise time? It seems farfetched to rely on a designer's intent to prove infringement. There is no such thing as attempted patent infringement; one either infringes or does not.
How easy it would be to determine infringement using Equation 37 is irrelevant at this stage. There is no canon of claim construction that prefers an "easy to prove infringement" construction. The presence of Trise in Equation 37 supports one of Plaintiffs' arguments against using only Equation 37, and with Defendants' proposed construction in general. Defendants' proposed construction attempts to incorporate temporal process limitations into an apparatus claim, which Plaintiffs argue is improper. The Court agrees. While the patent itself discusses the design process, the claims are drawn to the finished product. The patentee did not claim a process of making a chip, but the chip itself. The fact that the specification describes one method of ending up at the final product does not limit the claims to using only that method.
The intrinsic evidence is that the patentee intended Equation 37, and only that equation, to define "predetermined factor." ('853 patent at 3:22-30) ("In particular, the factor, referred to as "K" [] is defined by: [Equation 37]"). The specification makes clear that when designing a chip according to the invention, the "predetermined factor" is calculated after determining the width of the N-channel in the last stage and before determining the maximum width of the N-channel in the first stage. ('853 patent at 19:30-40). However, a statement of how to design the chip does not limit the claims to that design process. To prevent any further incorporation of process limitations into this claim term, the Court adopts the language "after the first inverter stage" from Plaintiffs' proposed construction to make clear that the first inverter stage does not have a preceding inverter stage.
Both parties agree that the P-channel width must by approximately equal to the N-channel width times TJ, and that this results in a symmetrical voltage transfer function. Plaintiffs oppose Defendants' proposed construction because it inserts the term "equal to," which Plaintiffs contend is too limiting. Plaintiffs contend that by using "equal to," the P-channel must be exactly equal to the N-channel width multiplied by TJ, but that the person of ordinary skill would understand that there is some margin of error which would still be within the claims. What that margin of error is, Plaintiffs could not say, but posit that their expert, and therefore a person of ordinary skill, would understand what falls within the claim. The Court's construction attempts to clarify that the N-channel width is multiplied by TJ, rather than added to it,
There are two intertwined disputes in these terms. The first is whether the preamble limits the claims. The second is the construction of"bit lines." The preamble of claim 1 states that the circuit is "for sensing signals on first and second bit lines of a memory." ('949 patent claim 1). On its own, this is intended use language that would not limit the claims. See Marrin v. Griffin, 599 F.3d 1290, 1294 (Fed. Cir. 2010). Based on the preamble alone, the claims do not require that the circuit be used for sensing memory signals. However, the term "bit lines" are used in the body of the claim and would ordinarily be understood there to be limitations.
Plaintiffs argue that even though the term "bit line" is used in the body of the claim, it is not a limitation because it is merely a reference point for the placement of the circuit. (D.I. 677 at p. 42). The claim is drawn to a DLI circuit, and not the surrounding circuitry. Therefore Plaintiffs assert that since the bit lines are connected to the circuit, the bit lines are part of the surrounding circuitry and not part of the claimed DLI circuit. In support of this assertion, Plaintiffs cite to C.R. Bard, Inc. v. M3 Sys., Inc., 157 F.3d 1340, 1350 (Fed. Cir. 1998), and Vaupel Textilmaschinen KG v. Meccanica Euro Italia SPA, 944 F.2d 870, 880 (Fed. Cir. 1991), where the Federal Circuit held that language in the body of the claim, which referred to a non-limiting preamble, was not a limitation because it merely provided a physical reference point.
I agree that in this instance the preamble does not limit the claims. The preamble is not necessary to give meaning to the claims. It merely states a preferred use. During prosecution, the Examiner stated that the invention could be used as a Schmitt Trigger or a threshold detector. (D.I. 676-13 at 3). While this statement in and of itself is not intrinsic evidence, it is extrinsic evidence that one of ordinary skill in the art would recognize that the claimed invention had utility outside of a memory circuit. Therefore I do not find that the preamble is limiting.
However, I disagree that the term "bit line" in the body of the claim is not a limitation. In C.R. Bard the claim at issue was drawn to a biopsy needle. 157 F.3d at 1348-49. The preamble stated that it was "for use with a tissue sampling device having a housing with a forward end, a first slide mounted for longitudinal motion within said housing, and a second slide mounted for longitudinal motion within said housing." Id. The body of the claim included four limitations: a hollow needle, a second needle, a first head, and a second head. Id. at 1349. Within the first head and second head limitations, the claim included the following language: "for coupling said hollow first needle to said first slide for longitudinal motion both toward and away from said forward end of said housing." Id. The Court held that the claim did not require a housing because the preamble was not limiting, as it merely "provide[d] reference points in the gun that aid in defining the needles as set forth in the body of the claim." Id.
Similarly, in Vaupel, the claim was drawn to an improvement in a weaving machine having a "breast plate." 944 F.2d at 872-73. Even though the body of the claim contained the language "ahead of the breast plate," and "to said breast plate," those references were not limitations because "they indicate[d] a reference point to fix the direction of movement of the woven fabric from the loom." Id. at 880. This case is unlike C.R. Bard and Vaupel. The claim does not use "bit lines" as a reference point. The claim requires that the bit lines are present and connected to the circuit. '949 patent, claim 1 ("the first bit line being connected to the first input of said first inverter and the second bit line being connected to the first input of said second inverter"). In fact, the structure of the claim presents the first and second bit lines as a distinct limitation, not as reference points. Therefore I find that "first bit line" and "second bit line" are limitations.
Having found that the term "bit line" in the body of the claim is a limitation, it must be construed. Plaintiffs argue that "bit line" has a plain and ordinary meaning, or, alternatively, that it refers to "signal lines for transmitting binary values." Defendants argue that Plaintiffs' proposed construction of "bit line" is too broad. The specification refers both to "word lines" and "bit lines." ('949 patent at 1:25-40). Defendants argue that Plaintiffs' proposed construction would cover both "word lines" and "bit lines," and would render the distinction meaningless. I agree. The specification makes multiple references to "bit lines," always in the context of memory. (See, e.g., '949 patent at 5:25-33). Because Plaintiffs' proposed construction is too broad, I adopt Defendants' proposed construction.
The parties agree that this term means "free of hysteresis," but that such a construction would not be helpful to the jury. Plaintiffs' main criticism of Defendants' proposed construction is that it reads a functional limitation into an apparatus claim by requiring that the device be used. (D.I. 677 at p. 48). I do not agree that Defendants' proposed construction requires that the device be used. However, neither proposed construction is particularly helpful to the jury. Interestingly, both parties cite to the very same prosecution history for support of their respective constructions. There, the applicant stated that, "Support for this recitation may be found in Figure 2 of the specification, which shows an inverter transfer function for skewed inverts 11, 11' which is identical when the inverter turns on (i.e. moves from 5 volts to 0 volts input voltage) and when the inverter turns off (i.e. moves from 0 volts to 5 volts input voltage)." (D.I. 676-8 at 4). I therefore construe the term as closely to this description as possible.
There are two disputes regarding this term. The first is whether this limitation requires that the circuit actually produces the claimed output signals or whether the circuit only need be capable of producing the output signals. The claim at issue is inelegantly written. It appears to require the production of signals, which cannot be the case for an apparatus. As Plaintiffs argue, an apparatus claim covers what the apparatus is, not what it does. I agree that this term does not require the actual production of output signals. Therefore, I will construe it only to require the capability to produce output signals.
The second dispute is whether the output signals are "for" the circuit or whether they are "from" the circuit. It is clear that "outputs" refers to a signal that emanates "from" a source. Using the word "from" does not rewrite the term "for," as Plaintiffs argue. It construes the term. Furthermore, whether there is circuitry downstream from the output does not transform the outputs into something else. The Court will thus clarify what is meant by the disputed claim language.
While the parties briefly dispute the "logic input signal" language, the main dispute is in regard to the definition of "clock input signal."
Defendants argue that a clock signal must have a constant frequency. They cite to the ACADEMIC PRESS DICTIONARY OF SCIENCE AND TECHNOLOGY 447 (1992), which defines "clock pulses" as "a train of signals in which the separation between pulses is constant and which serves to synchronize information transfer among computer components." (D.I. 677-14). Additionally, Defendants point to THE PENGUIN DICTIONARY OF ELECTRONICS 74 (2nd ed. 1988), which contains the following explanation for the term "clock":
(D.I. 677-15).
The extrinsic evidence cited by both parties is complementary. Nothing in the ACADEMIC PRESS DICTIONARY OF SCIENCE AND TECHNOLOGY 447 (1992) or THE PENGUIN DICTIONARY OF ELECTRONICS 74 (2nd ed. 1988) is inconsistent with the definition of clock from the IEEE Standard Dictionary of Electrical and Electronics Terms (4th ed. 1988). The only evidence which arguably supports Plaintiffs' non-constant frequency theorem is the '853 patent. A section of the '853 patent is labeled "A synchronous Clock Pulse Generation." ('853 patent at 27:29). The patent states that the invention "may also be used to construct an asynchronous clock pulse generator." ('853 patent at 27:30-34). However, there is no discussion of how an a synchronous clock pulse generator relates to the term "clock signal." Because the evidence makes clear that clock signals must have a constant frequency, I adopt Defendants' construction.
Plaintiffs argue that Defendants' construction adds a functional limitation to an apparatus claim, and is therefore improper. Whether the apparatus infringed would depend on what function it was performing. Plaintiffs argue that by limiting the circuit to a logic circuit, the circuit would have to be used to perform a logic operation in order to infringe. Defendants dispute this assertion, stating that, "[a]n AND logic circuit exists regardless of use because an AND circuit is structured to execute the AND function." (D.I. 677 at p. 9). Furthermore, Defendants point out that because the dependent claims limit the logic circuit to a particular type, i.e., an AND or OR circuit, it would be nonsensical for the independent claim to be anything but a logic circuit, especially when that language is in the claim.
I agree with Defendants that the claim must be limited to a logic circuit. I do not agree that, in order to infringe, the circuit must be used to perform a logic operation. It must be capable of performing a logic operation. Defendants imply that there is no difference. (DJ. 677 at p. 9). If that is so, it does not matter whether the construction is that the circuit is used in accordance with a logic function, or that it is capable of being used in accordance with a logic function. Thus, I do not understand Defendants to object to the "capable of' language.
The parties agree that the inverter function must be skewed. They disagree as to how skewed. Defendants cherry pick a preferred embodiment, i.e., at least about four times, which would completely negate claim 6, a dependent claim. Plaintiffs' proposed construction entirely reads out the term "substantially greater than." The Court's construction stays true to the claim language while making clear that the inverter function must be skewed. The term "substantially" does not need construction as it is a commonly used term with which all jurors are familiar.
Defendants' proposed construction seeks to clarify that the "logic input signals" are signals input to a logic circuit. Plaintiffs argue that "logic input signals" means signals sent by the logic circuit. In support of this, Plaintiffs cite to the abstract of the patent, which describes that the "FET logic circuit includes a driving stage having a plurality of parallel FETs of a first conductivity type for receiving logic input signals." ('367 patent at Abstract). It is entirely unclear how a signal which is received by a logic circuit could refer to a signal sent by the very same logic circuit. I therefore adopt Defendants' proposed construction.
Within five days the parties should submit a proposed order, consistent with this opinion, suitable for submission to the jury.