RICHARD G. ANDREWS, District Judge.
Presently before the Court is Sony's Renewed Motion for Judgment As a Matter of Law That The Asserted Patent Claims Are Invalid And, In The Alternative, For a New Trial (D.I. 274) and related briefing. (D.I. 275, 283, 291). The Court heard oral argument on August 28, 2014. (D.I. 296).
In 2010, L-3 filed suit against Sony, asserting (as relevant for present purposes) infringement of independent claim 15, and several of its dependent claims, of U.S. Patent No. 5,541,654 ("the `654 patent"). In response, Sony counterclaimed that the asserted claims were not infringed and were invalid. After the close of discovery, the Court granted summary judgment that claim 15 and the relevant dependent claims were not infringed. Thereafter, Sony's invalidity counterclaims were tried to a jury. Following trial, the jury rendered a verdict that the asserted claims were not obvious.
The `654 patent is directed to a focal plane array imaging device. The patent states that the primary object of the invention is "random access" of pixels, which the patent accomplishes using an X-Y addressing scheme. (`654 patent at 3:13-16). Other objects of the invention include "windowing" and "snapshot." (`654 patent at 3: 17-19, 3:45-50). Asserted claim 15 is a method claim from which all other asserted claims depend. It reads:
A method of providing an image scene, said method comprising the steps of:
(`654 patent at 16:1-19). The dependent claims 16, 17, 19-21, 50, 60, 63, 70, 73, and 80 describe a variety of additional features.
During trial, Sony's expert demonstrated how the primary Eto reference, modified according to the teachings of one or more of the amplifier references, rendered each asserted claim obvious. (Tr. at 299:12-309:19, 315:16-337:3).
The primary prior art reference, Eto, discloses a focal plane array imaging device having "random access," "windowing," and "snapshot" capabilities. (DX-0150 at 562-63, Figs. 1, 2, 6, 15, 16, 18; D.I. 276 at App. 21-22, 26-27, 30). The only difference between Eto's MOS-based
The prior art describes several solutions to improve the signal to noise ratio of MOS-type pixel designs. One of the earliest pieces of prior art is Weimer, which describes the use of both in-pixel amplifiers and image intensifiers. (DX-0175 at 193; D.I. 276 at App. 52). Another reference, Yadid-Pecht,
Judgment as a matter of law is appropriate if "the court finds that a reasonable jury would not have a legally sufficient evidentiary basis to find for [a] party" on an issue. FED. R. Crv. P. 50(a)(1). "Entry of judgment as a matter of law is a `sparingly' invoked remedy, granted only if, viewing the evidence in the light most favorable to the nonmovant and giving it the advantage of every fair and reasonable inference, there is insufficient evidence from which a jury reasonably could find liability." Marra v. Phila. Haus. Auth., 497 F.3d 286, 300 (3d Cir. 2007) (internal citation omitted).
To prevail on a renewed motion for judgment as a matter of law following a jury trial, the moving party "must show that the jury's findings, presumed or express, are not supported by substantial evidence or, if they were, that the legal conclusion(s) implied [by] the jury's verdict cannot in law be supported by those findings." Pannu v. Jolab Corp., 155 F.3d 1344, 1348 (Fed.
Cir. 1998) (alteration in original). "`Substantial' evidence is such relevant evidence from the record taken as a whole as might be accepted by a reasonable mind as adequate to support the finding under review." Perkin-Elmer Corp. v. Computervision Corp., 732 F.2d 888, 893 (Fed. Cir. 1984).
In assessing the sufficiency of the evidence, the court must give the non-moving party, "as [the] verdict winner, the benefit of all logical inferences that could be drawn from the evidence presented, resolve all conflicts in the evidence in his favor and, in general, view the record in the light most favorable to him." Williamson v. Consol. Rail Corp., 926 F.2d 1344, 1348 (3d Cir. 1991). The court may not determine the credibility of the witnesses nor "substitute its choice for that of the jury between conflicting elements in the evidence." Perkin-Elmer Corp., 732 F.2d at 893. Rather, the court must determine whether the evidence supports the jury's verdict. See Dawn Equip. Co. v. Ky. Farms Inc., 140 F.3d 1009, 1014 (Fed. Cir. 1998); Gomez v. Allegheny Health Servs. Inc., 71 F.3d 1079, 1083 (3d Cir. 1995) (describing standard as "whether there is evidence upon which a reasonable jury could properly have found its verdict"); 9B CHARLES ALAN WRIGHT & ARTHUR R. MILLER, FEDERAL PRACTICE AND PROCEDURE § 2524 (3d ed. 2008) ("The question is not whether there is literally no evidence supporting the party against whom the motion is directed but whether there is evidence upon which the jury might reasonably find a verdict for that party.").
Where the moving party bears the burden of proof, the Third Circuit applies a different standard. This standard "`requires the judge to test the body of evidence not for its insufficiency to support a finding, but rather for its overwhelming effect.'" Fireman's Fund Ins. Co. v. Videfreeze Corp., 540 F.2d 1171, 1177 (3d Cir. 1976) (quoting Mihalchak v. Am. Dredging Co., 266 F.2d 875, 877 (3d Cir. 1959)). The Court "`must be able to say not only that there is sufficient evidence to support the finding, even though other evidence could support as well a contrary finding, but additionally that there is insufficient evidence for permitting any different finding.'" Id. (quoting Mihalchak, 266 F.2d at 877).
Invalidity must be proved by clear and convincing evidence. Microsoft Corp. v. i4i Ltd. P'ship, 131 S.Ct. 2238, 2242 (2011). A claim is invalid as obvious "ifthe differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains." 35 U.S.C. § 103. Obviousness is a question oflaw decided on the basis of the four Graham factors: (1) the level of ordinary skill in the art; (2) the scope and content of the prior art; (3) the differences between the prior art and the challenged claim; and (4) secondary considerations of non-obviousness. Kinetic Concepts, Inc. v. Smith & Nephew, Inc., 688 F.3d 1342, 1359-60 (Fed. Cir. 2012) (citing Graham v. John Deere Co. ofKansas City, 383 U.S. 1, 17-18 (1966)).
In KSR International Co. v. Teleflex, Inc., the Supreme Court instructed courts to take an "expansive and flexible approach" to determining obviousness. 550 U.S. 398, 415 (2007). The Court emphasized that "[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results." Id. at 416. It also stated that "if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill." Id. at 417. Ultimately, "a court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions." Id.
In making this assessment, courts must consider whether there was a reason to combine the known elements in the fashion claimed by the patent at issue. Id. at 418. The reason can come from the prior art, the background knowledge of one of ordinary skill in the art, the nature of any problem or need to be addressed, market demand, or common sense. Id. While motivation to combine is an issue of fact, district courts cannot accept a jury's finding that motivation is lacking when the motivation is evident in the prior art references themselves or a matter of common sense. See Wyers v. Master Lock Co., 616 F.3d 1231, 1243, 1245 (Fed. Cir. 2010).
The parties' post-trial briefing raised only one issue: whether it was obvious to add an in-pixel amplifier to Eto's pixel. Sony contends that it is. L-3 contends that it is not, as the jury held. During oral argument, L-3 raised a new argument.
I believe that the jury's finding of non-obviousness was erroneous, both legally and because it was not supported by the evidence. There was a clear motivation to add an in-pixel amplifier to Eto's pixel design. Eto disclosed that one of the problems with his pixel was low signal to noise ratio. (DX-0150 at 562). Eto solved this by using an image intensifier. (DX-0150 at 563). The prior art, in particular, Weimer, taught that in-pixel amplifiers were another method to increase signal to noise ratio. (DX-0175 at 193). The problem of signal to noise ratio was known. The methods of curing that problem were known. Eto chose one of those methods. The person of ordinary skill in the art would have found it obvious to have chosen the other.
L-3 presented evidence at trial that the person of ordinary skill in the art would not incorporate an in-pixel amplifier into Eto's design because of "tradeoffs." Essentially, L-3 argues that the presence of tradeoffs teaches away from making the combination. L-3 hangs its hat on two statements in the Weimer reference that supposedly teach away from using in-pixel amplifiers. The first statement equates image intensifiers with in-pixel amplifiers:
(DX-0175 at 193). The second statement expands on the issue of complexity:
(DX-0175 at 199). L-3's expert, Dr. Neikirk, interpreted these statements and testified that "[Weimer] said don't use an amplifier, use an image intensifier." (Tr. at 550:18).
This is an incorrect characterization of the prior art. Weimer did not say "don't use an amplifier." Weimer merely stated that there were tradeoffs to using an amplifier-an increase in complexity and nonuniformity. Weimer stated his beliefthat in-pixel amplifiers were not practical at the time, which was 1975. The `654 patent was filed in 1993. Dr. Neikirk testified that, in 1992, "these problems identified by Weimer hadn't disappeared." (Tr. at 550:23-551:1). However, the prior art references belie that statement. For instance, the Andoh reference, published in 1990, is titled, "A 250,000-Pixel Image Sensor with FET Amplification at Each Pixel of High-Speed Television Cameras." (DX-0147 at 212).
L-3 also argues that adding an in-pixel amplifier to Eto would not have solved the problem that Eto was trying to solve, namely signal to noise ratio in low light situations, and that Eto taught away from using amplifiers. I disagree. Eto never once mentions amplifiers. It therefore cannot possibly teach away from their use. See DyStar Textilfarben GmbH & Co. Deutsch/and KG v. C.H Patrick Co., 464 F.3d 1356, 1364 (Fed. Cir. 2006) ("We will not read into a reference a teaching away from a process where no such language exists."). Additionally, the express teaching of Weimer states that the use of in-pixel amplifiers is one way to fix "poor signal-to-noise ratio at low light levels." (DX-0175 at 193).
It is undisputed that "when the prior art teaches away from combining certain known elements, discovery of a successful means of combining them is more likely to be nonobvious." KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). The test for a teaching away is whether "when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant." In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994). However, the presence of tradeoffs does not constitute a teaching away. "`[A] finding that the prior art as a whole suggests the desirability of a particular combination need not be supported by a finding that the prior art suggests that the combination claimed ... is the preferred, or most desirable, combination.'" Bayer Healthcare Pharm., Inc. v. Watson Pharm., Inc., 713 F.3d 1369, 1376 (Fed. Cir. 2013) (citing In re Fulton, 391 F.3d 1195, 1200 (Fed. Cir. 2004)). Here, the prior art clearly equated image intensifiers with in-pixel amplifiers. That there were tradeoffs does not make the combination non-obvious. I find that a person of ordinary skill in the art at the time of the invention would have been motivated to add an in-pixel amplifier to Eto's pixel design.
L-3 implied that Sony's proof on this issue was conclusory, citing a snippet of testimony from Dr. Yadid-Pecht's cross examination where she stated that, "Both [locations to place the amplifier] are obvious." (Tr. at 659:3-6). However, this was a gross oversimplification of Dr. Yadid-Pecht's testimony. A fairer view of her testimony is disclosed in the excerpt below:
(Tr. at 657: 14-659:6). Dr. Neikirk never actually rebutted this testimony. Dr. Neikirk repeatedly opined that there was no motivation to add an in-pixel amplifier to Eto, and did question why one of ordinary skill would arrive at the identified location. (Tr. at 549:3-7, 621: 11-22, 626:9-14).
However, when asked squarely where a person of ordinary skill would add an amplifier, he replied, "One of ordinary skill in the art wouldn't want to put an amplifier in this, that pixel, because Eto has told them use this design with an image intensifier." (Tr. at 584:5-8). When questioned about the Fossum reference, Dr. Neikirk again did not answer the question:
(Tr. at 676:22-628:23). Dr. Neikirk's testimony on this issue did not rebut Dr. Yadid-Pecht's regarding the location of the amplifier. Dr. Neikirk simply never reached the possible locations of the amplifier, opining merely that one would not add an amplifier or asking why one would arrive at the location. Conversely, Dr. Yadid-Pecht testified that there were only two possible locations to add the amplifier, at that both would be obvious. I therefore hold that the location of the amplifier was also obvious, as there were only a finite number (two) of places in which to add the amplifier, each of which would yield predictable results. Sony has met its burden to show by clear and convincing evidence that the asserted claims are invalid.
For the reasons stated above, Sony's Renewed Motion for Judgment As a Matter of Law That The Asserted Patent Claims Are Invalid And, In The Alternative, For a New Trial (D.I. 274) is granted. Claims 15, 16, 17, 19-21, 50, 60, 63, 70, 73, and 80 of the `654 patent are invalid as obvious.