ANDREWS, UNITED STATES DISTRICT JUDGE:
Before the Court is Defendant K12's Motion for Summary Judgment of Invalidity, Non-Infringement, and No Pre-Suit Damages. (D.I. 173). The motion is fully briefed (D.I. 174, 217, 239)
IpLearn, LLC filed a patent infringement action against K12, Inc. on October 26, 2011. (D.I. 1). IpLearn maintains that K12 directly infringes five claims of the 6,688,888 ("the '888 patent") — two independent claims 9 and 35, and three dependent claims 10, 19 and 20. (D.I. 182 at p. 4). The '888 patent is related to a computer-aided learning system, described in its abstract as follows:
('888 patent, Abstract).
Claim 9 of the '888 patent recites:
A computer-implemented learning method regarding learning a subject, which is separated into a plurality of areas, the method comprising:
(Id. at claim 9).
Dependent claim 10 reads:
(Id. at claim 10).
Dependent claim 19 reads:
(Id. at claim 19).
Dependent claim 20 reads:
(Id. at claim 20).
Claim 35 of the '888 patent, the other independent claim at issue, states:
A computer readable medium including at least computer program code for learning a subject, which is separated into a plurality of areas, said computer readable medium comprising:
wherein
(Id. at claim 35).
Defendant maintains that the patent does not claim patent-eligible subject matter under 35 U.S.C. § 101.
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The moving party has the initial burden of proving the absence of a genuinely disputed material fact relative to the claims in question. Celotex Corp. v. Catrett, 477 U.S. 317, 330, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Material facts are those "that could affect the outcome" of the proceeding, and "a dispute about a material fact is `genuine' if the evidence is sufficient to permit a reasonable jury to return a verdict for the nonmoving party." Lamont v. New Jersey, 637 F.3d 177, 181 (3d Cir. 2011) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)). The burden on the moving party may be discharged by pointing out to the district court that there is an absence of evidence supporting the non-moving party's case. Celotex, 477 U.S. at 323, 106 S.Ct. 2548.
The burden then shifts to the non-movant to demonstrate the existence of a genuine issue for trial. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986); Williams v. Borough of West Chester, Pa., 891 F.2d 458, 460-61 (3d Cir.1989). A non-moving party asserting that a fact is genuinely disputed must support such an assertion by: "(A) citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations ..., admissions, interrogatory answers, or other materials; or (B) showing that the materials cited [by the opposing party] do not establish the absence ... of a genuine dispute...." FED.R.Civ.P. 56(c)(1).
When determining whether a genuine issue of material fact exists, the court must view the evidence in the light most favorable to the non-moving party and draw all reasonable inferences in that party's favor. Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007); Wishkin v. Potter, 476 F.3d 180, 184 (3d Cir. 2007). A dispute is "genuine" only if the evidence is such that a reasonable jury could return a verdict for the non-moving party. Anderson, 477 U.S. at 247-49, 106 S.Ct. 2505. If the non-moving party fails to make a sufficient showing on an essential element of its case with respect to which it has the burden of proof, the moving party is entitled to judgment as a matter of law. See Celotex Corp., 477 U.S. at 322, 106 S.Ct. 2548.
"Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof,
The Federal Circuit in Ultramercial recently applied the Supreme Court's Alice Corp. framework for patent-eligible subject matter. A court must first determine whether the claims at issue are directed at one of the three patent-ineligible categories of subject matter. Ultramercial, Inc., 772 F.3d at 713-14. If the answer is yes, a court must then determine "whether the claims contain an element or combination of elements that is sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the ineligible concept itself." Id. (internal quotation marks omitted) (citations omitted). For this second step, the claims must contain an "inventive concept to transform" the abstract idea into patentable subject matter. Id. at 715. "[T]he mere recitation of a generic computer cannot transform a patent-ineligible abstract idea into a patent-eligible invention. Stating an abstract idea while adding the words `apply it' is not enough for patent eligibility." Alice Corp., 134 S.Ct. at 2358 (citations omitted) (internal quotation marks omitted). For this second step, the machine-or-transformation test can be a "useful clue," although it is not determinative. Ultramercial, Inc., 772 F.3d at 714.
"Whether a claim is valid in light of § 101 is a question of law," which the Federal Circuit reviews de novo, without deference. In re Nuijten, 500 F.3d 1346, 1352 (Fed.Cir.2007); see also Ultramercial, Inc., 772 F.3d at 713-14.
Defendant argues that claim 9 of the '888 patent seeks to "preempt the abstract concept of analyzing a learner's test results
The novelty of the invention is the use of computers. In the Background of the Invention, the inventors state:
('888 patent, 1:35-54) (emphasis added).
Three things are noteworthy about this passage. First, the educational practices were described as being "decades" old. Second, the educational testing practices that the inventors considered to be desirable were all well-known, as evidenced by the inventors' description of the undesirable practices as being "typical" and "usual." Implicit in the inventors' recitation is that the better practices were known, but rarely used. Third, the solution is described as "[add] computers."
Claims 9 and 35 are essentially the same invention, differing materially only in that claim 9 is a method claim and claim 35 is an apparatus claim of a "computer readable medium" including "computer program code" to perform nearly every step in claim 9.
The full text of claims 9 and 35 are above, but Plaintiff has broken down the nine steps of claim 9 in a way that seems appropriate and representative to the Court:
(D.I. 217 at 7).
Plaintiff does not concede that claim 9 and claim 35, as well as the dependent claims, are directed to an abstract idea, related to educational instruction and enhancing that instruction with a computer. At oral argument, Plaintiff argued in part that because claim 9 did not "preempt a fundamental building block of scientific and technological work," it was not an abstract idea (D.I. 282 at 53). The Court disagrees.
These claims follow several steps directed at the abstract idea of instruction, evaluation, and review. More specifically, the steps are an abstraction, addressed to fundamental human behavior related to instruction, which is apparent when the steps are summarized without their generic references to computers and networks: 1) accessing a learner's test results, 2) analyzing those test results, 3) providing guidance on weaknesses, 4) generating a report on two or more subjects to be shared with others, 5) considering the learner's preferences, 6) allowing access to areas of a subject on the Internet, 7) providing an identifier for a learner, 8) storing the learner's materials, and 9) allowing a search of those materials. None of these steps taken individually, or taken collectively, is sufficiently concrete. As a whole, they represent an abstract idea of conventional everyday teaching that happens in schools across the country. While there are limitations, they do not save the claims from being directed at an abstract idea.
Claim 9 starts by highlighting "[a] computer-implemented learning method regarding learning a subject, which is separated into a plurality of areas, the method comprising ..." ('888 Patent, Claim 9). Similarly, the '888 patent's Background section begins, "[t]he present invention relates generally to learning and more particularly to using a computer to enhance learning." (`888 Patent, Background). Such subject matter seems precisely the building blocks of ingenuity the Supreme Court in Alice Corp. was so concerned about inhibiting. 134 S.Ct. at 2354. Instructing students, evaluating those students, and providing methods to review their progress are concepts that have probably existed as long as there has been formal education. Whether or not the method outlined in the patent is sufficiently transformative of the abstract idea to make it patent eligible is the second-part of the inquiry. But, in my opinion, it is
Claims 9 and 35, as well as the dependent claims, are directed at an abstract idea. The second part of the Section 101 analysis requires determining whether the claims contain an "inventive concept to transform" the abstract idea into patentable subject matter. See Ultramercial, 772 F.3d at 715-16. Plaintiff argues that claim 9 discloses a "very specific, and narrow" method, that it is "narrowly tailored and, at the relevant time, claimed a new type of computer-implemented learning." (D.I. 217 at 20). A new idea, i.e., one that is non-anticipated and non-obvious, does not, however, make an abstract idea patent eligible. See Ultramercial, Inc, 772 F.3d at 714-15 ("We do not agree with Ultramercial that the addition of merely novel or non-routine components to the claimed idea necessarily turns an abstraction into something concrete."). Likewise, Plaintiff also argues that claim 35 can be distinguished from an abstract idea. At oral argument, Plaintiff argued that the "combination of elements" of claim 9, not each element discretely, together make the claim eligible subject matter. (D.I. 282 at 52).
While Plaintiff is correct that claims 9 and 35 contain limitations, none are sufficient to ensure that the claims amount to "significantly more" than patenting the abstract idea of instruction, evaluation, and review. Nor do they possess inventive concepts to transform the abstract idea. See Ultramercial, 772 F.3d at 713-14. Similarly, dependent claims 10, 19 and 20 do not add meaningful limitations to claim 9. Generating learning materials, allowing diagnostic testing, and allowing a learner to search an area for material on the learner's weaknesses are not meaningful limitations. See id.
A familiar hypothetical, which walks through steps of the claims, may be instructive. An elementary student is taught multiplication tables. She takes a test, and her results are graded (or "accessed") by her teacher. The teacher analyzes the student's test results against a grading rubric to determine the student's weaknesses. The teacher provides guidance to the student about her weaknesses. The teacher puts together a progress report on the student's multiplication tables, highlighting the student's most recent test, perhaps identifying weaknesses with multiples of 6 and 11. This progress report is shared with others, perhaps in a parent-teacher conference. The teacher takes into consideration the student's preference for math games over timed pop quizzes. The student is allowed to access flash cards ("materials") on her weak multiples, which are kept in a file cabinet in her classroom. Using the student's first and last name as an identifier, the teacher stores the student's materials in a file. Her parents can also request to see her file by telling the teacher her name. This is the kind of hypothetical that could happen every day in elementary schools in this country.
The fact that computers, networks, the Internet, computer readable medium, or computer program code figure
Claims 9, 35, and dependent claims 10, 19, 20, are directed toward an unpatentable abstract idea, and they have not been sufficiently transformed to save them. Therefore these claims are invalid under 35 U.S.C. § 101.
For the reasons stated above, the Defendant's Motion for Summary Judgment is granted with respect to the patent claims' invalidity under 35 U.S.C. § 101 as patent-ineligible subject matter.
A separate order will be issued.
For the reasons set forth in the Court's accompanying Memorandum' Opinion, K12's Motion for Summary Judgment of Invalidity, Non-Infringement, and No Pre-Suit Damages. (D.I. 173) is
Plaintiff, for example, points to DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 2014 WL 6845152 (Fed.Cir. Dec. 5, 2014). Plaintiff itself notes, however, that the claims in that case recite a way to solve a problem on the Internet. (See D.I. 283 at 2); DDR Holdings, 773 F.3d at 1259, 2014 WL 6845152, at *12 ("It is also clear that the claims at issue do not attempt to preempt every application of the [allegedly abstract idea]. Rather, they recite a specific way to... to solve a problem faced by websites on the Internet."). The claims at issue in this matter are not nearly so limited. Or, as the Federal Circuit further explained in DDR Holdings, the claims "stand apart because they do not merely recite the performance of some business practice known from the pre-Internet world along with the requirement to perform it on the Internet" but instead claim a solution to a "problem specifically arising in the realm of computer networks." Id. at 1257, 2014 WL 6845152 at *10. The current claims recite pre-Internet and pre-computer educational practices performed with computers and the Internet. The claims at issue do not solve a problem arising only in the realm of computers, networks, or the Internet. Therefore, the Court finds the current claims notably different from those in DDR Holdings. (See also infra Part III).