LEONARD P. STARK, District Judge.
Presently before the Court is the issue of claim construction of various disputed terms of U.S. Pat. No. RE43,318 ("the `318 patent").
Plaintiff FlatWorld Interactives LLC ("Plaintiff') filed these patent infringement actions on June 22, 2012 against defendants Samsung Electronics America Inc., Samsung Electronics Co. Ltd., and Samsung Telecommunications America LLC (C.A. No. 12-804-LPS D.I. 1) and on July 20, 2012 against defendants LG Electronics Inc., LG Electronics Mobilecomm U.S.A. Inc., and LG Electronics U.S.A. Inc. (collectively, "Defendants") (C.A. No. 12-964-LPS D.I. 1), alleging infringement of the `318 patent.
The parties initially completed their claim construction briefing on October 15, 2013. (D.I. 55, 57, 67, 73)
On January 3, 2014, the Honorable William H. Orrick of the United States District Court for the Northern District of California issued a claim construction ruling in the case of FlatWorld Interactives LLC v. Apple Inc., 2014 WL 31392 (N.D. Cal. Jan. 3, 2014) (hereinafter, "Apple"). Apple involves the same `318 patent which is the patent-in-suit here. The Court ordered and received supplemental briefs from the parties addressing the impact, if any, of the Apple Court's construction on the disputes pending here. (See D.I. 107, 108, 109, 110, 111, 113, 114, 120) As the parties appear to agree, while the Apple Court's construction of the same disputed claim terms is not binding on this Court, it can and should be considered persuasive authority. See, e.g., Biovail Labs. Intl v. Intelgenx Corp., 2010 WL 5625746 (D. Del. Dec. 27, 2010); see also D.I. 113 at 2-3; D.I. 114 at 6-7.
On June 2, 2014, the Supreme Court issued its opinion in Nautilus, Inc. v. Biosig Instruments, Inc., 134 S.Ct. 2120 (2014), relating to indefiniteness. As the disputes pending before the Court include Defendants' contentions that certain claim terms are invalid as indefinite, the Court ordered and received supplemental briefing on the impact of Nautilus. (See D.I. 121, 122, 123, 125, 126)
"It is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (internal quotation marks omitted). Construing the claims of a patent presents a question of law. See Markman v. Westview Instruments, Inc., 52 F.3d 967, 977-78 (Fed. Cir. 1995), aff'd, 517 U.S. 370, 388-90 (1996). "[T]here is no magic formula or catechism for conducting claim construction." Phillips, 415 F.3d at 1324. Instead, the court is free to attach the appropriate weight to appropriate sources "in light of the statutes and policies that inform patent law." Id.
"[T]he words of a claim are generally given their ordinary and customary meaning . . . [which is] the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Id. at 1312-13 (internal citations and quotation marks omitted). "[T]he ordinary meaning of a claim term is its meaning to the ordinary artisan after reading the entire patent." Id. at 1321 (internal quotation marks omitted). The patent specification "is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term." Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
While "the claims themselves provide substantial guidance as to the meaning of particular claim terms," the context of the surrounding words of the claim also must be considered. Phillips, 415 F.3d at 1314. Furthermore, "[o]ther claims of the patent in question, both asserted and unasserted, can also be valuable sources of enlightenment . . . [b]ecause claim terms are normally used consistently throughout the patent . . . ." Id. (internal citation omitted).
It is likewise true that "[d]ifferences among claims can also be a useful guide . . . . For example, the presence of a dependent claim that adds a particular limitation gives rise to a presumption that the limitation in question is not present in the independent claim." Id. at 1314-15 (internal citation omitted). This "presumption is especially strong when the limitation in dispute is the only meaningful difference between an independent and dependent claim, and one party is urging that the limitation in the dependent claim should be read into the independent claim." SunRace Roots Enter. Co., Ltd. v. SRAM Corp., 336 F.3d 1298, 1303 (Fed. Cir. 2003).
It is also possible that "the specification may reveal a special definition given to a claim term by the patentee that differs from the meaning it would otherwise possess. In such cases, the inventor's lexicography governs." Phillips, 415 F.3d at 1316. It bears emphasis that "[e]ven when the specification describes only a single embodiment, the claims of the patent will not be read restrictively unless the patentee has demonstrated a clear intention to limit the claim scope using words or expressions of manifest exclusion or restriction." Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 906 (Fed. Cir. 2004) (internal quotation marks omitted), aff'd, 481 F.3d 1371 (Fed. Cir. 2007).
In addition to the specification, a court "should also consider the patent's prosecution history, if it is in evidence." Markman, 52 F.3d at 980. The prosecution history, which is "intrinsic evidence," "consists of the complete record of the proceedings before the PTO [Patent and Trademark Office] and includes the prior art cited during the examination of the patent." Phillips, 415 F.3d at 1317. "[T]he prosecution history can often inform the meaning of the claim language by demonstrating how the inventor understood the invention and whether the inventor limited the invention in the course of prosecution, making the claim scope narrower than it would otherwise be." Id.
A court also may rely on "extrinsic evidence," which "consists of all evidence external to the patent and prosecution history, including expert and inventor testimony, dictionaries, and learned treatises." Markman, 52 F.3d at 980. For instance, technical dictionaries can assist the court in determining the meaning of a term to those of skill in the relevant art because such dictionaries "endeavor to collect the accepted meanings of terms used in various fields of science and technology." Phillips, 415 F.3d at 1318. In addition, expert testimony can be useful "to ensure that the court's understanding of the technical aspects of the patent is consistent with that of a person of ordinary skill in the art, or to establish that a particular term in the patent or the prior art has a particular meaning in the pertinent field." Id. Nonetheless, courts must not lose sight of the fact that "expert reports and testimony [are] generated at the time of and for the purpose of litigation and thus can suffer from bias that is not present in intrinsic evidence." Id. Overall, while extrinsic evidence "may be useful" to the court, it is "less reliable" than intrinsic evidence, and its consideration "is unlikely to result in a reliable interpretation of patent claim scope unless considered in the context of the intrinsic evidence." Id, at 1318-19. Finally, "[t]he construction that stays true to the claim language and most naturally aligns with the patent's description of the invention will be, in the end, the correct construction." Renishaw PLC v. Marposs Societa' per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998). It follows that "a claim interpretation that would exclude the inventor's device is rarely the correct interpretation." Osram GmbH v. ITC, 505 F.3d 1351, 1358 (Fed. Cir. 2007).
Plaintiff contends the term "dragged" should be construed as
The words of a claim should generally be construed in accordance with their plain and ordinary meaning, unless an exception applies, such as where the specification includes a special definition or the inventor intentionally narrows the meaning of the claim term. See Phillips, 415 F.3d at 1312-16 (internal citations omitted). In support of its proposed construction, Plaintiff cites claim 1, which is the only independent claim that includes the term "dragged." Claim 1 states expressly that there must be a "computer causing the images to be manipulated in response to location inputs." (118 patent at 15:4-5) Thus, when "the image is being
"[A]bsent contravening evidence from the specification or prosecution history, plain and unambiguous claim language controls the construction analysis." REckitt Benckiser Inc. v. Watson Labs., Inc., 430 F. App'x 871, 875-76 (Fed. Cir. 2011) (citing DSW, Inc. v. Shoe Pavilion, Inc., 537 F.3d 1342, 1347 (Fed. Cir. 2008)). Plaintiff identifies no such evidence here. Accordingly, the Court rejects Plaintiff's "caused to" language and construes "dragged" to have its plain and ordinary meaning.
Plaintiff argues "continually moved"/"continuing touch" should be construed as "a movement/touch that causes an image to be dragged across the screen." (D.I. 57 at 16) Defendants propose "moved/touching without interruption" because, they contend, it is "more reasonable." (D.I. 55 at 13; see also D.I. 67). The Court is unpersuaded by both sides. Instead, the Court will adopt the constructions given by Judge Orrick in Apple.
The claim language here is highly instructive. See generally Phillips, 415 F.3d at 1312 ("[T]he claims of a patent define the invention to which the patentee is entitled the right to exclude."). Claim 7 discloses a system for manipulating a movable image comprising (1) a touch-sensitive screen and (2) a computer coupled to the screen. (`318 patent at 15:35-39) An additional limitation in the claim describes the events that cause the computer to execute a "throw" operation, in which two distinct entities are being "continually moved." (Id. at 15:43-48) First, in the earlier part of the claim, the "point" or "touch" of the user's finger or other pointing device contacts the surface of the screen. (Id. at 15:43-45) (
Similarly, claim 15 discloses (1) a touch screen and (2) a computer coupled to the touch screen, and further claims "the computer respond[s] to a continuing touch
For these reasons, as well as the reasons set forth by the Court in Apple, 2014 WL 31392, at *9, the Court construes "continually moved" to mean "when the point being touched is moving without interruption," and "continuing touch" to mean "a touch [that moves the image] that remains in existence without interruption."
Several of the disputed terms in the following sections involve the same underlying issue: do the claims require that the system always execute a throw if the image being dragged exceeds a threshold velocity, or (instead) is exceeding a threshold velocity only one condition for executing the throw? Plaintiff contends "threshold velocity" means "a velocity (the speed of motion in a given direction) that if exceeded is a condition to change the meaning of a gesture from a drag to a throw." (See D.I. 57 at 10) That is, Plaintiff takes the view that exceeding the threshold velocity is only one condition for executing a throw. By contrast, Defendants take the position that "threshold velocity" means "a velocity that when exceeded changes the meaning of the gesture from a drag to a throw." (D.I. 55 at 11) In Defendants' view, then, each time the threshold velocity is exceeded the gesture will be a throw.
Because neither sides' construction fairly accounts for the context of the surrounding claim language, the Court concludes that neither proposed construction properly construes the claim term. See Phillips, 415 F.3d at 1314 ("[T]he context of the surrounding words of the claim also must be considered in determining the ordinary and customary meaning of those terms.") (internal quotation marks omitted). Based on the surrounding claim Language of claims 1 and 7, a "threshold velocity" is a velocity that, once
Plaintiff contends that because claim 1 is an open ("comprising") claim, the claim covers embodiments that require other conditions in addition to a threshold velocity to be satisfied before a throw is executed. (D.I. 57 at 10-11) Open claim language, however, cannot operate to eviscerate the clear limitations of a claim. See Dippin' Dots, Inc. v. Mosey, 476 F.3d 1337, 1343 (Fed. Cir. 2007) ("`Comprising' is not a weasel word with which to abrogate claim limitations.") (internal quotation marks omitted). Here, Claim 1 includes three main limitations: (1) a screen for displaying images (`318 patent at 15:3), (2) a computer coupled to the screen that causes the images to be manipulated in response to location inputs from a pointing device (id. at 15:4-6), and a requirement that (3) "when the image is being dragged in response to the location inputs and
The specification reinforces this conclusion. The preferred embodiment in Figure 13 discloses a sequence for how the system "detects" a "threshold velocity" has been reached. As Plaintiff observes, the source code of Portion 1301 describes that the "drag" operation "repeats forever" until the system detects the "mouse is up," at which point the algorithm "exit[s] repeat."
Defendants' proposed construction excludes a preferred embodiment, which is "rarely, if ever, correct." Osram GmbH v. Int'l Trade Comm'n, 505 F.3d 1351, 1358 (Fed. Cir. 2007) (citing Hoechst Celanese Corp. v. BP Chemicals, 78 F.3d 1575, 1581 (Fed. Cir. 1996)); see also REckitt Benckiser, 430 F. App'x at 876 ("To narrow the scope of claim language, a prosecution history disclaimer must be `clear and unambiguous."). Defendants support this conclusion by identifying what they view as a prosecution history disclaimer. Specifically, Defendants argue that, in spite of the preferred embodiment of Figure 13, the applicant for the `318 patent disavowed "throwing" after a finger is lifted by disclaiming this embodiment when distinguishing the invention from the prior art Henckel reference. (D.I. 67 at 4-6)
To distinguish Henckel, the applicant initially argued, "[t]here is absolutely no suggestion . . . that the
(See Joint Claim Construction Chart ("JCCC") Ex. D-2 (Mar. 22, 2004 Response to Final Office Action) at 6) (emphasis in original) The applicant concluded by explaining, of Heckel: "when the turning operation is begun and the finger is removed from the image of the page, a number of fast, short swipes cause a number of pages to be turned quickly. Making
Thus, the applicant's basis for overcoming Henckel was not that in the claimed invention the finger remains down, while in Henckel the finger is lifted. Instead, the applicant distinguished Henckel on the basis that in Henckel the velocity of the drag simply had no effect on the throw operation. That is, the distinction is the claimed invention's use of a threshold velocity. The applicant was silent as to whether the finger needed to be down or up; what is required in the patent-in-suit is that the semantic has to change once the threshold velocity is reached and detected by the system. Thus, even if there is support in the prosecution history for limiting the claims to a requirement that the finger remain down, there is no
The parties' dispute is whether "when" means the image is thrown
Defendants argue that the surrounding language of the claim shows that "when" contains an inherent time-based limitation, in that each instance of the term describes the throw s occurring "when" the image
Claim 3, which also includes the term "when," states "when the image that is being removed is dragged in a first direction, the removed image is replaced with a different image of the same class . . ." (Id. at 15:20-22) Imposing a temporal limitation here of "during or at," as Defendants suggest, would mean that the image is both "replaced" and is still "being dragged" at the very same moment. This paradox is avoided by construing "when" as simply a conditional statement.
The specification also uses "when" to describe what the computer does if the conditions in the preferred embodiment of FIG. 13 are met, without specifying a particular window in which the code must be executed. (See id. at 12:28-29) ("The code that is executed when these conditions are raised is shown in FIG. 15 . . .")
As a result, the proper construction of "when" is its broader, conditional meaning, as proposed by Plaintiff.
Both sides agree that an "image" is displayed in or on the screen and is manipulated in response to touch or location inputs. Their primary dispute is whether an "image" must also be construed to be manipulated "as a unit," as Plaintiff insists. For the same reasons articulated by the Court in Apple, 2014 WL 31392, at *2-3 (describing Plaintiff's concession that phrase "as a unit" appears nowhere in patent-in-suit and how Plaintiff is attempting to limit claim to preferred embodiment), the Court agrees with Defendants that the proper construction of "image" should not include "as a unit." Accordingly, the Court adopts Defendants' construction.
The parties dispute whether an "ordered set" can encompass
The term "ordered set" appears in claims 18, 19, and 20. Claim 18, which is representative, describes "the removed image" and the "other image" as belonging to "an ordered set thereof;" the claim states that "if the removed image was dragged in a first direction, the other image precedes the removed image in the ordered set," and "if the removed image was dragged in a second direction, the other image follows the removed image in the ordered set." (Id. at 16:41-45) It follows that the actual arrangement of the set of images cannot be random. To find otherwise would render these other claim terms — which require that another image "precedes" or "follows" "the other image" — meaningless, since the "other image" would just be random selected anew. See Merck & Co. v. Teva Pharm. USA, Inc., 395 F.3d 1364, 1372 (Fed. Cir. 2005) ("A claim construction that gives meaning to all the terms of the claim is preferred over one that does not do so.").
Plaintiff cites to a portion of the specification which describes two possible embodiments in which "[t]here may be a predetermined order of pictures"
Defendants originally contended that the disputed term "representative thereof' is indefinite because it is "insolubly ambiguous" and not "amenable to construction." (D.I. 55 at 17; see also Halliburton Energy Servs., Inc. v. M-I LLC, 514 F.3d 1244, 1250 (Fed. Cir. 2008)) Recently, however, the Supreme Court restated the standard for indefiniteness in Nautilus, Inc. v. Biosig Instruments, Inc., 134 S.Ct. 2120 (2014). Applying Nautilus, Defendants maintain the term remains indefinite. The Court concludes that this claim term is not indefinite, and adopts as the proper construction the alternative offered by Defendants.
Indefiniteness, like claim construction, is a question of law. See Atmel Corp. v. Info. Storage Devices, Inc., 198 F.3d 1374, 1378 (Fed. Cir. 1999). To the extent factual findings support a court's indefiniteness conclusion, they must be proven by clear and convincing evidence. See Young v. Lumenis, Inc., 492 F.3d 1336, 1347 (Fed. Cir. 2007); 35 U.S.C. § 282; see also Microsoft Corp. v. i4i Ltd. P'ship, 131 S.Ct. 2238, 2242 (2011) (invalidity defenses require clear and convincing evidence); Nautilus, 134 S. Ct. at 2130 n.10 (remanding issue of whether factual findings subsidiary to ultimate definiteness determination existed to trigger clear and convincing standard)
Section 112, ¶ 2 requires that the specification "shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention." Under Nautilus, 134 S. Ct. at 2124, "a patent is invalid for indefiniteness if its claims, read in light of the specification delineating the patent, and the prosecution history, fail to inform, with reasonable certainty, those skilled in the art about the scope of the invention." "The certainty which the law requires in patents is not greater than is reasonable, having regard to their subject-matter." Id. (internal quotations omitted). However, it is not sufficient that "a court can ascribe
The Court finds the claim term at issue is sufficiently definite. The claim language states that when the conditions for a throw are satisfied, "the system responds by removing the image from the display without leaving any representative thereof in the display." (`318 patent at 15:11-13, 46-48) (emphasis added) The specification makes clear that the throw operation "gets rid of the part being thrown" and makes no mention of a portion of the original image or an alternative representation of the image remaining. (Id. at 12:23-24, 14:40-42) Defendants have pointed to no portion of the intrinsic evidence, including the specification, suggesting that this broad but clear limitation somehow fails to inform a person of ordinary skill with "reasonable certainty" that no part of the image or any representative of that image remains.
The only expert testimony Defendants proffer as extrinsic evidence of the level of certainty a person of ordinary skill would have in assessing these claim terms is that of the inventor, Dr. Slavoljob Milekic, who commented that whether or not something was "representative thereof' depended on the user's physical ability to perceive the object. (DI 55 at 17-18) (citing to Milekic Samsung Dep. Tr. at 44:11 to 45:11) ("I would, as long as it was obvious to the user in terms of features of this, and so, it would depend on the size of the thumbnail and how much it was degraded, because thumbnails, by definition, are the thumb size, like, so they're smaller than the original.") Defendants mischaracterize Dr. Milekic's testimony as an admission that the term "representative thereof' is based on a user's subjective, conceptual "perception" of an image (which might leave a skilled artisan highly uncertain of the claim's scope). The cited portions of Dr. Milekic's testimony fall far short of demonstrating, by clear and convincing evidence, that a person having ordinary skill in the art would not be reasonably certain of the scope of the invention. Accordingly, the claim term is not indefinite.
Turning, next, to the proper construction of the claim term, the primary dispute among the parties is whether, as Defendants contend, the "removed image" and the "representative thereof' are
The claim language, "representative thereof," appears on its face to be merely a reference to the "image" being removed, and not the image itself (`318 patent at 15:11-13) Additionally, here there is a clear disclaimer. See Purdue Pharma L.P. v. Endo Pharms. Inc., 438 F.3d 1123, 1136 (Fed. Cir. 2006) ("[A] patentee may limit the meaning of a claim term by making a clear and unmistakable disavowal of scope during prosecution."); Elbex Video, Ltd. v. Sensormatic Elecs. Corp., 508 F.3d 1366, 1371 (Fed. Cir. 2007) ("[W]hen a patent applicant surrendered claim scope during prosecution before the PTO, the ordinary and customary meaning of a claim term may not apply."). The prosecution history demonstrates that the applicant expressly disclaimed claim scope such that both the original image
The examiner's original rejection of the relevant claims as obvious over the Henckel reference was based on his view that the original image being manipulated as well as any subsequently-altered version of that image were two distinct objects. (See JCCC, Ex. D-2 at 7) Henckel disclosed a system for turning the pages of a book represented on a touch screen. (JCCC, Ex. D-6 (Henckel patent) at Fig. 2)) According to the examiner's rejection, when Henckel's page turn operation occurred, the original page was removed and a separate representative — a page edge (vertical line) — was generated on the side of the display; the page itself did not remain on the screen the whole time and merely turn to a different position. (See Handy Decl. Ex. C at 7) On three separate occasions, the applicant tried to convince the examiner that Henckel never removes the page but "changes the form that the image of the page has" — and the examiner rejected this argument each time.
The applicant's statement here is clear and unambiguous. There is no other reasonable interpretation of the applicant's statement, other than that it was disclaiming embodiments in which both the image and its representative are removed. See 01 Communique Lab., Inc. v. LogMeln, Inc., 687 F.3d 1292, 1297 (Fed. Cir. 2012) ("There is no `clear and unmistakable' disclaimer if a prosecution argument is subject to more than one reasonable interpretation, one of which is consistent with a proffered meaning of the disputed term."); SanDisk Corp. v. Memorex Products, Inc., 415 F.3d 1278, 1287 (Fed. Cir. 2005) ("An ambiguous disclaimer, however, does not advance the patent's notice function or justify public reliance, and the court will not use it to limit a claim term's ordinary meaning."). As a result of this prosecution history disclaimer, Defendants are correct that a "representative thereof" must be construed as wholly distinct from the image itself
Defendants contend the disputed term "class" is indefinite. The Court is not persuaded the claim term, read in light of the specification and the prosecution history, "fail[s] to inform, with reasonable certainty, those skilled in the art about the scope of the invention." Nautilus, 134 S. Ct. at 2124.
The Nautilus Court emphasized that "[t]he certainty which the law requires in patents is not greater than is reasonable, having regard to
Here, Defendants' principal argument is that because some images can belong to different classes, the word "class" is indefinite. However, given the particular subject matter involved here — a user interface for manipulating images with a computer and touch sensitive display — listing every possible image class and every member of each image class (if even possible) is not necessary to inform those skilled in the art with reasonable certainty as to the scope of the claim. Just as the claimed process in Hyde was sufficiently definite despite the infinite variations in ore composition, here the term "class" is "sufficiently definite to guide those skilled in the art to its successful application," even though there may be an infinite number of classes that could be designed.
The Court concludes that a skilled artisan, after reading the specification
Defendants do not propose an alternative construction. Consistent with the claim language and intrinsic evidence, the Court concludes that "class" means "a category of images sharing common attributes."
Defendants contend that "image's content" is indefinite. The Court is not persuaded that this claim term, considered in light of the specification and the prosecution history, fails to inform those skilled in the art about the scope of the invention with reasonable certainty. See Nautilus, 134 S. Ct. at 2124. Additionally, Defendants provide no expert testimony regarding how a person of ordinary skill would not be reasonably certain about the scope of this claim term. Defendants have failed to persuade the Court that the claim term is indefinite.
Claim 3, which is representative, states: "there is a plurality [of] images, each image belonging to a class of a plurality thereof according to the image's content." (`318 patent at 15:18-19) Depending on the direction of the drag used to execute a throw, the thrown image will either be replaced by an image from the same class or of a different class. (Id. at 15:20-25) The specification, when discussing how to make a system for the manipulation of images, emphasizes making the "content," or the visual "information" of the image, accessible to the user. (`318 patent at 4:25-27 ("making the information (content) manipulable, and . . . making the content structure compatible with the child's social environment"); see also id. at 4:16-25) The specification goes on to describe how this "information (content)" of an image is encoded. (Id. at 12:47-52) ("Within the class, the part has an ID number, and if it is a part that comes in pairs, it has an indication whether it is the left or right member of the pair. In the preferred embodiment, this information about the part is encoded in the part's name. For instance, in the part name Leye5, eye indicates the class name, 5 the kind of eye, and L that the eye is a left eye.")
Consistent with the intrinsic evidence cited above, the Court is persuaded that "image's content" means "the attributes of the image" and therefore adopts Plaintiff s construction.
The Court finds that, in light of the foregoing constructions, the disputes between the parties have been resolved. Construction of the remaining terms is not necessary given the remaining phrases are made up of the now-construed terms and only duplicate those same disputes.
For the foregoing reasons, the Court will construe the disputed claim terms of the `318 patent consistent with this Memorandum Opinion. An appropriate Order follows.