ROBINSON, District Judge.
This employment discrimination case was initiated by plaintiff Rene Flores ("plaintiff') against defendants Carl C.
Presently before the court are defendants' motions for summary judgment. (D.I. 64, 67) The issues are fully briefed. (D.I. 65, 66, 68, 69, 70, 71, 72, 73, 74, 75, 82, 83, 84, 85, 86, 88) For the reasons that follow, defendants' motions for summary judgment will be granted.
Plaintiff,
In September 2001, plaintiff was promoted to lieutenant and transferred to JTVCC. (Id. at DA348) In 2002, he was transferred back to Sussex Boot Camp and, approximately a year later, was transferred to SCI with the rank of lieutenant.
In 2009, plaintiff interviewed for a vacant staff lieutenant position, but was not selected as a candidate. (D.I. 69 at DA70-71) Plaintiff filed a grievance, challenging the promotion selection process. Defendant DeLoy heard the grievance, found merit to plaintiff's contentions and recommended promotion. (Id. at DA6) However, because another candidate had already been selected, plaintiff was promoted to a different staff lieutenant position, with adjusted back pay.
In 2010, plaintiff applied for a vacant captain position. (Id. at DA24; D.I. 70 at DA415) At that time, the committee
Subsequently, after learning that the other DOC wardens had abandoned using numerical score sheets in favor of a more subjective candidate evaluation process
(D.I. 70 at DA119)
In 2011, when a captain position became vacant, defendant Valentino chose Ernest McBroom, DOC trainer/educator, and Jeannette Christian, DOC human resources, as members of the selection panel ("the panel")
On April 8, 2011, Ryan Hobbs ("Hobbs") contacted the SCI's warden's office, complaining that plaintiff had accessed Hobbs' criminal record illegally through the DELJIS
Tigue was unable to verify whether plaintiff had in fact accessed Hobbs' information because the DELJIS records for the pertinent time period were inaccessible. (Id. at PA148) Consequently, Tigue reported that, "[without supporting documentation from DELJIS, the allegations made by Hobbs [were] unsubstantiated" and the IA investigation case was closed. (Id.)
In a letter dated April 15, 2011, defendant Valentino announced the panel's selection for the captain position. The panel unanimously agreed that the top candidate was "JB," a Caucasian, male lieutenant with bachelors and associates degrees in criminal justice technology, perfect attendance during a two-year period, and experience as a watch commander.
In explaining the panel's reasons for choosing JB for the position, defendant Valentino wrote:
(D.I. 69 at DA25-26) Defendant Valentino testified that, at his interview, plaintiff stumbled with some of his responses. (D.I. 70 at DA123-124) Jeannette Christian's interview notes reflect that plaintiff "rambled" at points. (D.I. 69 at DA22-24) Plaintiff testified that the interview went very well and that the questions presented were easy. (D.I. 70 at DA431-434) On May 24, 2011, plaintiff filed a grievance, complaining that the captain selection process was deficient because: (1) the panel did not use an objective score sheet; and (2) the panel members had never served as a watch commander or as a captain. (Id. at DA440-48)
During this same time period, DELJIS commenced an investigation into Hobbs' complaint as well. In a June 23, 2011 memorandum, the DELJIS Executive Committee decided that plaintiff should re-sign the DELJIS directive #1 and attend security training within 60 days. (D.I. 80 at PA149-150) Plaintiff successfully completed the training and signed the directive within the designated time period.
On June 28, 2011, Tigue interviewed plaintiff as part of a "continuing" investigation into the DELJIS violations. (D.I. 80 at PA151) In further explaining the searches, plaintiff stated that, as watch commander, he occasionally had to run registration numbers of vehicles parked in the SCI parking lot. (Id.) Tigue advised that plaintiff's conduct violated DOC policy relating to DELJIS and DOC computer use. (Id. at PA152) The investigation was closed.
On July 13, 2011, Truman Mears ("Mears"), SCI Security Superintendent, commenced a disciplinary investigation into the DELJIS matter. (D.I. 70 at DA132; D.I. 80 at PA153) Mears interviewed plaintiff, who had "nothing to add to what [he had] stated to IA." (D.I. 80 at PA153) Mears reviewed DELJIS logs and memos, IA memos, DELJIS directives, and a previously recorded interview of plaintiff.
In a disciplinary investigation report dated August 2, 2011, Mears concluded that plaintiff violated DELJIS directive #1, which prohibits the dissemination of criminal history and motor vehicle records. In support of this conclusion, Mears determined that plaintiff used DELJIS to access the criminal history of: (1) Hobbs, on 16 occasions; (2) "BG," a friend of Hobbs, two times; and (3) another 27 individuals, accessed on multiple occasions. (Id. at PA154) Of these 29 people ("the list"), Mears found only one name on the list who was a possible visitor at SCI.
On August 8, 2011, defendant DeLoy conducted a hearing to consider plaintiff's grievance over the captain position hiring process. Plaintiff and union representatives were present. (D.I. 69 at DA34) Plaintiff claimed that he was not selected for the position because he is Hispanic and that the selection process discriminated against him. (D.I. 69 at DA34) More specifically, he asserted that he had more
Defendant DeLoy denied the grievance for the following reasons:
(D.I. 69 at DA35)
On September 21, 2011, plaintiff filed a charge of discrimination with the Equal Employment Opportunity Commission ("EEOC"). He alleged:
(D.I. 69 at DA36)
In a letter dated November 29, 2011, defendant Johnson advised that plaintiff was being considered for disciplinary action due to an external complaint that plaintiff had illegally accessed DELJIS and "used that information to threaten the complainant." (Id. at PA156) Defendant Johnson instructed plaintiff that he was entitled to a fact-finding meeting to present "any reason why" disciplinary action was unwarranted. (Id.)
On January 17, 2012, defendant Johnson held a fact-finding meeting with plaintiff and a union representative. (Id. at PA161) During the meeting, plaintiff said that he had accessed DELJIS because "apparently there had been an ongoing social relationship between plaintiff's daughter and Hobbs. At some point there was police intervention between the two, thus prompting court action." (Id.)
In response, defendant Johnson identified the individuals on the list
On January 25, 2012, defendant Johnson informed Bureau Chief Karl Hines that the explanations given by plaintiff were unbelievable, deceptive and unsupported by the evidence uncovered during the investigations. Defendant Johnson requested that plaintiff be terminated for his gross abuse of privileges.
(Id. at DA44) Durkee
A human resources search revealed two other SCI employees had committed DELJIS violations. (D.I. 66 at A19) One, "AS," was initially deceptive and could not recall certain information until confronted with evidence substantiating the charges. AS then accepted responsibility and provided the circumstances regarding the events leading to the violation. (D.I. 80 at PA264) AS searched approximately four individuals. (D.I. 80 at PA274) AS received a five-day paper suspension. (D.I. 70 at DA173, DA230) The other employee, "VB," was charged with assessing information for non-work related reasons.
Although plaintiff never denied looking up people on DELJIS, defendant Johnson testified that plaintiff's case was different because of "the amounts of inquiries, the types of inquiries and the people, some of which were employees" and accessing specific offender and complaint information made plaintiff's case much more substantial than the other two employees. (D.I. 70 at DA230) Also, the way that plaintiff's conduct was discovered was different than the other two employees. Significantly,
In correspondence to the EEOC dated February 10, 2012, plaintiff amended his original complaint to add a charge of "retaliation" based on his termination for the DELJIS violations. (D.I. 69 at DA46) Plaintiff asserted that he was being singled out and retaliated against for, among other things, filing the claim of discrimination regarding the captain position. (Id. at DA46-49)
On March 6, 2012, defendant Danberg had a meeting with plaintiff to give him the opportunity to provide a reason why he should not be dismissed. (D.I. 70 at DA261, DA487; D.I. 80 at PA172-173) Also present at the meeting were union members and defendants Johnson and Durkee. (D.I. 69 at DASO) Defendant Danberg was prepared to reverse the termination decision and save plaintiff's job. (D.I. 70 at DA265, DA270) As the meeting progressed, however, defendant Danberg became convinced that plaintiff was lying about the reasons for searching on DELJIS. (Id. at DA262, DA51) At the conclusion of the meeting, defendant Danberg said he would take the matter under consideration. On April 2, 2012, Defendant Danberg
On October 15, 2012, the EEOC notified plaintiff that it was closing its file because its investigation had not established violations of statutes. (D.I. 69 at DA52) Plaintiff was further advised of his "right to sue" within 90 days of receipt of the EEOC correspondence. On January 11, 2013, plaintiff filed the instant complaint. (D.I. 1)
A court shall grant summary judgment only if "the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c). The moving party bears the burden of proving that no genuine issue of material fact exists. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 n.10, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). "Facts that could alter the outcome are `material,' and disputes are `genuine' if evidence exists from which a rational person could conclude that the position of the person with the burden of proof on the disputed issue is correct." Horowitz v. Fed. Kemper Life Assurance Co., 57 F.3d 300, 302 n.1 (3d Cir.1995) (internal citations omitted). If the moving party has demonstrated an absence of material fact, the nonmoving party then "must come forward with `specific facts showing that there is a genuine issue for trial.'" Matsushita, 475 U.S. at 587, 106 S.Ct. 1348 (quoting Fed.R.Civ.P. 56(e)). The court will "view the underlying facts and all reasonable inferences therefrom in the light most favorable to the party opposing the motion." Pa. Coal Ass'n v. Babbitt, 63 F.3d 231, 236 (3d Cir.1995). The mere existence of some evidence in support of the nonmoving party, however, will not be sufficient for denial of a motion for summary judgment; there must be enough evidence to enable a jury reasonably to find for the nonmoving party on that issue. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). If the nonmoving party fails to make a sufficient showing on an essential element of its case with respect to which it has the burden of proof, the moving party is entitled to judgment as a matter of law. See Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). With respect to summary judgment in discrimination cases, the court's role is "to determine whether, upon reviewing all the facts and inferences to be drawn therefrom in the light most favorable to the plaintiff, there exists sufficient evidence to create a genuine issue of material fact as to whether the employer intentionally discriminated against the plaintiff." Revis v. Slocomb Indus., 814 F.Supp. 1209, 1215 (D.Del. 1993) (quoting Hankins v. Temple Univ., 829 F.2d 437, 440 (3d Cir.1987)).
Plaintiff claims that defendants discriminated against him by denying him a promotion to the rank of captain because he is Hispanic. Plaintiff contends that he was fired in retaliation for filing the EEOC charge. (D.I. 23) Although defendants have moved for summary judgment based on various grounds, for simplicity the court will consider the dispositive issues related to the captain position and termination.
Title VII prohibits employment discrimination against "any individual" based on that individual's "race, color, religion, sex, or national origin." 42 U.S.C. § 2000e-2(a)(1). Title VII also prohibits employers
Section 1981 similarly provides that:
42 U.S.C. § 1981.
Plaintiff's racial discrimination and retaliation claims are analyzed under the burden-shifting framework established in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973); see also, Patterson v. McLean Credit Union, 491 U.S. 164, 186, 109 S.Ct. 2363, 105 L.Ed.2d 132, (1989) (applying framework to claims under 42 U.S.C. § 1981). Under this framework, a plaintiff must establish a prima facie case of discrimination or retaliation by showing that: (1) he is a member of a protected class; (2) he is qualified for the position; (3) he suffered an adverse employment action; and (4) the action occurred under circumstances that give rise to an inference of unlawful discrimination, such as might occur when a similarly situated person not of the protected class is treated differently. Cole v. Delaware Technical and Community College, 459 F.Supp.2d 296, 303 (D.Del.2006). The question of whether a plaintiff has established this prima face case is a question of law to be determined by the court. Sarullo v. U.S. Postal Serv., 352 F.3d 789, 797 n. 7 (3d Cir.2003).
If the plaintiff successfully establishes a prima facie case, the burden then shifts to the defendant to articulate some legitimate nondiscriminatory reason for the adverse employment action. McDonnell Douglas, 411 U.S. at 802, 93 S.Ct. 1817. If this burden is met, the plaintiff must then demonstrate that the defendant's asserted rationale is pretextual. Id. 804-05, 93 S.Ct. 1817.
The McDonnell Douglas framework does not apply in employment discrimination or retaliation cases where there is direct evidence of discrimination. Swierkiewicz v. Sorema N.A., 534 U.S. 506, 511, 122 S.Ct. 992, 152 L.Ed.2d 1 (2002). Plaintiff
Defendants submit that plaintiff was not selected because of his poor interview performance, specifically, plaintiff stumbled with some answers. In contrast, the selection panel considered JB's interview the best they had witnessed in a long time and found his answers "through, concise and well-articulated." (D.I. 69 at DA25-26)
Poor performance in an interview is recognized as a legitimate nondiscriminatory
Having found that defendants have articulated a legitimate, nondiscriminatory reason for the failure to hire plaintiff, the burden shifts back to plaintiff to show that defendants' explanation was merely a pretext for its actions. While plaintiff seems to suggest that the hiring and promotional history at SCI, with respect to ranks higher than captain, demonstrates discriminatory intent, the court concludes that plaintiff has failed to show sufficient evidence from which a reasonable juror could conclude that defendants' legitimate, nondiscriminatory reason was pretext. The court will grant summary judgment for defendants on this claim for racial discrimination in violation of Title VII and § 1981.
To establish a prima facie claim for retaliation under Title VII, plaintiff must show that: (1) he engaged in a protected activity; (2) there was an adverse employment action after or contemporaneous with the protected activity; and (3) the protected activity and the adverse employment action were causally linked, Moore v. Philadelphia, 461 F.3d 331, 340-41 (3d Cir.2006); Hussein v. UPMC Mercy Hosp., 466 Fed.Appx. 108, 112 (3d Cir. 2012). The protected activity must be the "but-for" cause of the defendants' alleged retaliatory action under the causation prong of the prima facie case. Univ. Of Tex. S. Med. Ctr. v. Nassar, ___ U.S. ___, 133 S.Ct. 2517, 186 L.Ed.2d 503 (2013).
If the plaintiff proves a prima facie retaliation claim, the McDonnell Douglas burden-shifting analysis applies in which the defendant is then obligated to advance a legitimate, non-retaliatory purpose for its adverse employment action. Moore, 461 F.3d at 342. If the defendant does so, the burden shifts back to the plaintiff to prove the defendant's adverse action was a pretext for retaliation. Id. Where the plaintiff fails to raise a genuine issue of material fact for each element of his retaliation claim, summary judgment should be granted to the defendant. Krouse v. Am. Sterilizer Co., 126 F.3d 494, 503 (1997).
Plaintiff argues that he engaged in activity protected by Title VII by reporting racial discrimination to the EEOC and, as a result, suffered a materially adverse employment action—termination. He avers that deposition testimony and documents support a causal connection between his reporting the racial discrimination and his termination.
Viewing the facts in the light most favorable to the non-movant, plaintiff's Title VII retaliation claim cannot survive a motion for summary judgment. Plaintiff has established the first and second prongs of a prima facie case, however, he has not demonstrated that the filing of the EEOC charge was the "but-for" reason for the termination. Although the filling of the EEOC charge and the termination occurred within a short time period, temporal proximity alone is insufficient to overcome a defendant's allegations of pretext. Andes v. N.J. City Univ., 419 Fed.Appx. 230, 234 (3d Cir.2011) (finding that court erred in focusing exclusively on temporal proximity when it found no causal connection between the protected activity and the alleged retaliatory conduct); Kachmar v.
Moreover, a closer examination of the events reveals that an intervening and independent event caused plaintiff's termination, that is, the DELJIS investigation. On April 8, 2011, Hobbs contacted the warden's office, complaining that plaintiff had accessed Hobbs' criminal record illegally through DELJIS. As a result, an IA investigation was launched. On April 15, 2011, defendant Valentino announced that the panel had chosen JB for the captain position, not plaintiff. Plaintiff filed a grievance on May 24, 2011 and the EEOC charge on September 21, 2011, subsequent to the DELJIS investigation.
This investigation ultimately revealed that plaintiff had committed extensive DELJIS violations. Plaintiff was afforded several opportunities to address and explain his conduct. Yet plaintiff continued to offer explanations that proved implausible and/or false. Defendant Danberg was prepared to reverse the termination recommendation. During their March 6, 2012 meeting, however, defendant Danberg concluded that plaintiff was not telling the truth. Since he considered honesty a "hallmark of a law enforcement officer," defendant Danberg concluded that plaintiff's deception was sufficiently compelling to warrant termination. This is a non-retaliatory and legitimate reason for the termination. Plaintiff has presented nothing demonstrating that defendant Danberg ordered termination because plaintiff had initiated an EEOC charge. Similarly, the record does not evince that any of the other defendants acted against plaintiff because of the EEOC charge.
With respect to the claims under the Fourteenth Amendment's right of equal protection under 42 U.S.C. § 1983, a plaintiff must demonstrate purposeful discrimination in order to prevail. Andrews v. City of Philadelphia, 895 F.2d 1469, 1478 (3d Cir.1990). The McDonnell Douglas framework applies to allegations of racial discrimination. Stewart v. Rutgers, The State University, 120 F.3d 426, 432 (3d Cir.1997). Both parties rely on the arguments made under plaintiff's Title VII claim with regard to plaintiff's equal protection claim based on race discrimination. Accordingly, for the same reasons the court provided for finding against plaintiff on his Title VII claim, a summary judgment on his equal protection claim shall be entered as well.
Having concluded that summary judgment of the federal claims is appropriate, the court will exercise its discretion and will decline to exercise supplemental jurisdiction over plaintiff's claims for tortious interference and under the Whistleblowers' Act. See 28 U.S.C. § 1367(c); see also, Carlsbad Tech., Inc. v. HIF Bio, Inc., 556 U.S. 635, 639-40, 129 S.Ct. 1862, 173 L.Ed.2d 843 (2009) (noting purely discretionary abuse of standard of review); De Asencio v. Tyson Foods, Inc., 342 F.3d 301, 309 (3d Cir.2003).
For the reasons stated, defendants' motions for summary judgment are granted. An order shall issue.
At Wilmington this 24th day of March, 2015, consistent with the memorandum opinion issued this same date; IT IS ORDERED that:
1. Defendants' motions for summary judgment are granted. (D.I. 64, 67)
(D.I. 70 at DA234)
(D.I. 70 at DA185)
(D.I. 70 at DA262)