LEONARD P. STARK, District Judge.
On December 27, 2012, Plaintiff Zoll Medical Corporation ("Zoll" or "Plaintiff") filed suit against Defendant Respironics, Inc. ("Respironics" or "Defendant") alleging infringement of U.S. Patent No. 6,681,003 (the "'003 patent"). The patent claims methods and systems for the collection and transmission of data from wearable medical devices that monitor and treat patients.
The parties submitted technology tutorials and claim construction briefs. (D.I. 89, 91, 108, 109) The Court held a claim construction hearing on February 29, 2016. (See D.I. 126 ("Tr."))
The ultimate question of the proper construction of a patent is a question oflaw. See Teva Pharm. USA, Inc. v. Sandoz, Inc., 135 S.Ct. 831, 837 (2015) (citing Markman v. Westview Instruments, Inc., 517 U.S. 370, 388-91 (1996)). "It is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (internal quotation marks omitted). "[T]here is no magic formula or catechism for conducting claim construction." Id. at 1324. Instead, the court is free to attach the appropriate weight to appropriate sources "in light of the statutes and policies that inform patent law." Id.
"[T]he words of a claim are generally given their ordinary and customary meaning . . . [which is] the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Id. at 1312-13 (internal citations and quotation marks omitted). "[T]he ordinary meaning of a claim term is its meaning to the ordinary artisan after reading the entire patent." Id. at 1321 (internal quotation marks omitted). The patent specification "is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term." Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
While "the claims themselves provide substantial guidance as to the meaning of particular claim terms," the context of the surrounding words of the claim also must be considered. Phillips, 415 F.3d at 1314. Furthermore, "[o]ther claims of the patent in question, both asserted and unasserted, can also be valuable sources of enlightenment . . . [b]ecause claim terms are normally used consistently throughout the patent. . . ." Id. (internal citation omitted).
It is likewise true that "[d]ifferences among claims can also be a useful guide. . . . For example, the presence of a dependent claim that adds a particular limitation gives rise to a presumption that the limitation in question is not present in the independent claim." Id. at 1314-15 (internal citation omitted). This "presumption is especially strong when the limitation in dispute is the only meaningful difference between an independent and dependent claim, and one party is urging that the limitation in the dependent claim should be read into the independent claim." SunRace Roots Enter. Co., Ltd. v. SRAM Corp., 336 F.3d 1298, 1303 (Fed. Cir. 2003).
It is also possible that "the specification may reveal a special definition given to a claim term by the patentee that differs from the meaning it would otherwise possess. In such cases, the inventor's lexicography governs." Phillips, 415 F.3d at 1316. It bears emphasis that "[e]ven when the specification describes only a single embodiment, the claims of the patent will not be read restrictively unless the patentee has demonstrated a clear intention to limit the claim scope using words or expressions of manifest exclusion or restriction." Hill-Rom Servs., Inc. v. Stryker Corp., 755 F.3d 1367, 1372 (Fed. Cir. 2014) (quoting Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 906 (Fed. Cir. 2004)) (internal quotation marks omitted).
In addition to the specification, a court "should also consider the patent's prosecution history, if it is in evidence." Markman v. Westview Instruments, Inc., 52 F.3d 967, 980 (Fed. Cir. 1995), aff'd, 517 U.S. 370 (1996). The prosecution history, which is "intrinsic evidence," "consists of the complete record of the proceedings before the PTO [Patent and Trademark Office] and includes the prior art cited during the examination of the patent." Phillips, 415 F.3d at 1317. "[T]he prosecution history can often inform the meaning of the claim language by demonstrating how the inventor understood the invention and whether the inventor limited the invention in the course of prosecution, making the claim scope narrower than it would otherwise be." Id.
In some cases, "the district court will need to look beyond the patent's intrinsic evidence and to consult extrinsic evidence in order to understand, for example, the background science or the meaning of a term in the relevant art during the relevant time period." Teva, 135 S. Ct. at 841. Extrinsic evidence "consists of all evidence external to the patent and prosecution history, including expert and inventor testimony, dictionaries, and learned treatises." Markman, 52 F.3d at 980. For instance, technical dictionaries can assist the court in determining the meaning of a term to those of skill in the relevant art because such dictionaries "endeavor to collect the accepted meanings of terms used in various fields of science and technology." Phillips, 415 F.3d at 1318. In addition, expert testimony can be useful "to ensure that the court's understanding of the technical aspects of the patent is consistent with that of a person of skill in the art, or to establish that a particular term in the patent or the prior art has a particular meaning in the pertinent field." Id. Nonetheless, courts must not lose sight of the fact that "expert reports and testimony [are] generated at the time of and for the purpose of litigation and thus can suffer from bias that is not present in intrinsic evidence." Id. Overall, while extrinsic evidence "may be useful" to the court, it is "less reliable" than intrinsic evidence, and its consideration "is unlikely to result in a reliable interpretation of patent claim scope unless considered in the context of the intrinsic evidence." Id. at 1318-19. Where the intrinsic record unambiguously describes the scope of the patented invention, reliance on any extrinsic evidence is improper. See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1308 (Fed. Cir. 1999) (citing Vitronics, 90 F.3d at 1583).
Finally, "[t]he construction that stays true to the claim language and most naturally aligns with the patent's description of the invention will be, in the end, the correct construction." Renishaw PLC v. Marposs Societa `per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998). It follows that "a claim interpretation that would exclude the inventor's device is rarely the correct interpretation." Osram GmbH v. Int'l Trade Comm'n, 505 F.3d 1351, 1358 (Fed. Cir. 2007) (quoting Modine Mfg. Co. v. U.S. Int'l Trade Comm'n, 75 F.3d 1545, 1550 (Fed. Cir. 1996)).
Zoll moved to strike the responsive claim construction declaration of Defendant's expert, Dr. Stankovic. (See D.I. 114) As discussed below, the Court has resolved each of the claim construction disputes in this case solely on the intrinsic record. Therefore, Plaintiff's motion will be denied as moot.
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The asserted claims of the '003 patent are directed to systems and methods employing "wearable" medical devices that are "worn" by a patient. See, e.g. '938 pat. col. 10:28-31; 10:56-59; 11:60-64. The parties disagree about whether these limitations require that a device be worn in its entirety or whether the claims also cover devices worn "in part."
The claim language is unambiguous. It describes "a
Zoll nevertheless urges the Court to give the word "wearable" a special meaning, such that it includes within its scope devices that are not fully "wearable" in the plain and ordinary sense of that word. Zoll argues that while the plain and ordinary meaning of "wearable" might suggest a device that allows the wearer to be mobile, the term as used in the patent requires only that the device be operatively attached to the wearer for an extended period of time, in a manner workable for the context in which it is used. (Tr. at 5-8, 12-14) For example, a medical device designed for use while sleeping may be "wearable" even if one could not readily move around while connected to the device, since one would not be moving around while sleeping anyway. (Tr. at 7-8)
Zoll's argument is based primarily on statements the patentee made during prosecution.
While Zoll is correct that these statements show that the claimed device provides for continuous monitoring, they do not show that the term "wearable" is synonymous with continuity, which is the implication of Zoll's position. In fact, the prosecution history shows that the patentee added limitations requiring continuity before it added the wearability limitations. (See D.I. 89-1 at 65, 90) Since the claims already included the limitations — i.e., remaining operatively connected, so as to allow continuous monitoring — that Zoll attributes to the word "wearable," even before "wearable" was added, the addition of the word "wearable" suggests that the term itself means something more. As Zoll's strongest argument for its position is ultimately unpersuasive, and the intrinsic evidence supports Respironics, the Court rejects Zoll's proposed construction.
"a collection of patient records at one or more data centers"
"a storage location for data and/or information"
"a storage location for data and/or information"
The parties agree that the terms "information database" and "patient database" should have the same meaning. They further agree that the terms refer to a storage location for information about patients and their devices. However, they disagree about the best language for describing what information is stored and whether that information must be stored at a data center.
With regard to what information is stored, the parties agree that the claims require storing information about patients and about their devices' performance and/or operations. See `'938 pat. col. 11:3-7 and 12:7-11. Zoll argues that the information is stored as part of a "patient record," whereas Respironics argues that the claim does not require a specific storage format. The Court agrees with Respironics that the intrinsic record does not require Zoll's proposed limitation.
Zoll argues that the claimed database must be located at a data center, based on the specification's description of the database as "centrally located" and its statement that collection of data at a "central location" is a key advantage of the claimed invention. As Respironics notes, it is improper to limit the scope of a claim based on the purpose or alleged advantages of a patented invention. See Storage Tech. Corp. v. Cisco Sys., Inc., 329 F.3d 823, 832 (Fed. Cir. 2003). The patentee did not act as its own lexicographer or disclaim any part of the plain and ordinary meaning of the disputed term.
Need not be construed and not a "means plus function" term subject to 35 U.S.C. § 112(f).
If the term is deemed subject to 35 U.S.C. § 112(f):
The parties disagree about whether this term is a "means-plus-function" term governed by 35 U.S.C. § 112(f). The use of the word "means" in a patent claim raises a rebuttable presumption of a means-plus-function limitation. See Williamson v. Citrix Online, LLC, 792 F.3d 1339, 1348 (Fed. Cir. 2015). A party seeking to overcome that presumption has the burden of showing, by a preponderance of the evidence, that the term should not be construed as a means-plus-function term. See Apex Inc. v. Raritan Computer, Inc., 325 F.3d 1364, 1371-72 (Fed. Cir. 2003). Specifically, a party can rebut the presumption by showing that the functional
The parties agree that, as a means-plus-function term, "stor[ing] information" is the function associated with the term. They also agree that the appropriate structure is "memory." Their disagreement is whether that memory must be memory "of the wearable medical device." While the recited storage refers to memory "of the [antecedent] medical device," adding "wearable" is unnecessary and risks confusing the jury through redundancy. Each claim initially recites a "wearable medical device," but then subsequent references to that device omit the word "wearable." '003 pat. col. 10:30-45. Thus, the Court construes the means as "memory."
The parties agree that the asserted claims are means-plus-function claims. They also agree that the claimed functions are "monitoring" and "storing" the information and data specified in the claims. Each claim recites different types of data that are monitored and stored. Based on the parties' briefing and their presentations at the hearing, the Court understands the agreed-upon functions corresponding to the claim terms as follows:
See '003 pat. col. 10:53-11:10; 11:54-12:14 (underlining added to show data types).
The parties agree that "memory" is the structure corresponding to each of the "storing" functions."
A party asserting indefiniteness must demonstrate "by clear and convincing evidence[] that the specification lacks disclosure of structure sufficient to be understood by one skilled in the art as being adequate to perform the recited function." Chi. Bd. Options Exch., Inc. v. Int'l Secs. Exch., LLC, 748 F.3d 1134, 1141 (Fed. Cir. 2014). Under 35 U.S.C. § 112, a means-plus-function claim is indefinite if it fails to "clearly link[]" the claimed function to a structure disclosed in the specification. Default Proof Credit Card Sys., Inc. v. Home Depot U.S.A., Inc., 412 F.3d 1291, 1299 (Fed. Cir. 2005). The structure disclosed must be sufficient to perform each of the claimed functions. See Noah Sys., Inc. v. Intuit Inc., 675 F.3d 1302, 1318-19 (Fed. Cir. 2012). If the patent discloses structure sufficient to perform "some, but not all, of the functions associated with a means-plus-function limitation," then the claims are indefinite. Id.
Respironics argues that the asserted claims are indefinite because the patent fails to disclose structure sufficient to perform the "monitoring" functions. As highlighted above, each asserted claim requires monitoring not only a patient's medical parameters, but also at least one of "device performance data," "patient compliance [and use] data," "operations information of the medical device," and "an operating status of the medical device." (D.I. 89 at 15)
Zoll correctly responds that the patent discloses examples of performance and compliance data involving measurements other than raw medical readings.
The patent describes only two structures that perform
The parties agree that this is a means-plus-function term and that the function is as described in the claims. The parties also agree that modems are one disclosed structure for performing both the connecting and downloading functions.
The parties' first point of disagreement relates to whether the Court's construction should include each modem configuration that is disclosed in the specification. Respironics argues that the Court should do so, while Zoll argues this is improper. The construction of the structure portion of a means-plus-function term should include all of the structure necessary to perform the claimed function. See Northrop Grumman Corp. v. Intel Corp., 325 F.3d 1346, 1352 (Fed. Cir. 2003); see also Asyst Technologies, Inc. v. Empak, Inc., 268 F.3d 1364, 1370-71 (Fed. Cir. 2001). As Respironics noted at the claim construction hearing, each of the disclosed embodiments requires more than modem technology alone (e.g., cords) to perform the function of "connecting." Therefore, the Court will list each separate embodiment in its proposed construction, rather than reducing each to a "modem."
Respironics also urges the Court to include in its construction "other data transfer technologies," which is structure set forth in the specification as an alternative to a modem. '003 pat. 6:39-43. A means-plus-function claim should be construed to "embrace [all] distinct and alternative structures" that are clearly linked to performance of the claimed function. Creo Prods., Inc. v. Presstek, Inc., 305 F.3d 1337, 1346 (Fed. Cir. 2002). Each disclosed structure must be described in sufficient detail that a POSA would be able to identify the claimed class of structures. See Linear Tech. Corp. v. Impala Linear Corp., 379 F.3d 1311, 1322 (Fed. Cir. 2004). Zoll insists that the disclosure of "other data transfer technology" adds no meaningful structure, but Zoll provides no support for the proposition that a POSA would be unable to identify the claimed class of structures based on this language. Absent such evidence, the Court will include this alternative structure in its construction. See Atmel Corp v. Information Storage Devices, Inc., 198 F.3d 1374, 1382 (Fed. Cir. 1999).
The parties agree that this is a means-plus-function term and agree that the function is "connecting the patient database to the communication network." They disagree about the corresponding structure.
The specification of the '003 patent explains that the patient database exchanges data both with wearable medical devices and with "various concerned persons" who wish to access patient and device data from remote locations. '003 pat. 5:17-22, 5:36-42, 5:59-60, 6:33-48. This exchange is facilitated by the database's connection with a "communications network." Id. The specification describes the structure used to connect the database with the communications network only in its description of Figure 1. There, the patent describes how interested parties can communicate with the patient database via an Internet "gateway" or "communication server." Id. at 6:33-44. Figure 1 illustrates these connections, and the Court adopts them in its construction of the corresponding structure.
The scope of a means-plus-function limitation does not include every structure disclosed in the specification that is capable of performing the claimed function; rather, a particular structure falls within the scope of the claims only if the specification "clearly links or associates that structure to the function." Noah Sys., Inc. v. Intuit Inc., 675 F.3d 1302, 1311 (Fed. Cir. 2012). As Respironics notes, the specification discusses various other means by which devices can connect with a communications network, but none of these describes a connection between the
The parties agree that this is a means-plus-function term and further agree that the associated functions are as listed in the claims. They disagree about the corresponding structure.
The function described involves exchanging and transmitting information between the wearable device and patient database via the communications network. The patent links this function both to structures associated with the device and to structures associated with the patient database. As explained above in connection with the term "means for connecting the medical device," the specification links "modems or other data transfer technologies" to the function of connecting the medical device to the communications network. Similarly, as explained in connection with the term "means for connecting the patient database," the specification links "gateway or communication server with a modem bank" to the function of connecting the patient database to the communications network. The Court adopts both of these structures in the present construction.
The parties agree that this is a means-plus-function term and that the associated functions are as listed in the claims. They disagree about the corresponding structure.
The disputed claim term appears in a limitation that describes a "system . . . including means for accessing the patient database via the communication network, wherein medical personnel can analyze the patient medical information from a remote location." '003 pat. col. 11:46-49. Respironics asserts that the structure corresponding to this function is a "home or office computer," citing language in the Abstract of the '003 patent that describes the invention as allowing "physicians and technicians . . . to access the [database] from any home or office computer" and language elsewhere in the specification that describes the invention as enabling distribution of data "to remote computers." Id. at 5:28-32. The Court agrees with Zoll that these are examples of the devices from which patient data may be accessed, and are distinct from the claimed "means for accessing the patient database," which refers to the web site and servers described throughout the specification. Id. at 4:4-6, 6:62-67, 8:33-48.
The Court will deny Plaintiffs motion to strike as moot and will construe the disputed terms as explained above. An appropriate Order follows.
The Court declines to include this language in its construction, for the reasons discussed above in connection with "storage means."