SHERRY R. FALLON, Magistrate Judge.
Presently, there are two motions for summary judgment before the court in this asbestos-related personal injury action. The motions were filed by Defendants, Ingersoll Rand Co. ("Ingersoll") (D.I. 165), and Honeywell International, Inc. ("Honeywell") (D.I. 175), (collectively "Defendants").
Robert Lee Winhauer filed this asbestos action in the Delaware Superior Court against multiple defendants on December 18, 2014, asserting personal injury claims proximately caused by alleged wrongful exposure to asbestos. (D.I. 1, Ex. 1) Defendant Crane Co. removed the action to this court on February 23, 2015. (D.I. 1) After Mr. Winhauer's death, the complaint was amended to substitute a representative of Mr. Winhauer's estate as the plaintiff, and to add a wrongful death claim. (D.I. 180)
Defendants filed their respective motions for summary judgment on March 4, 2016. (D.I. 165, 175) Plaintiff opposes the motions. (D.I. 189, 188)
Plaintiff alleges that Mr. Winhauer developed mesothelioma as a result of exposure to asbestos-containing products while performing personal automotive maintenance work from the 1940's through the 1990's, during his course of employment at Ingalls Shipyard in Pascagoula, Mississippi from 1965 to 1976, and while working at Courtaulds North America Rayon Staple Plant ("Courtaulds") in Le Moyne, Alabama from 1977 to 1998. (D.I. 180 at ¶ 32) Plaintiff asserts that Defendants manufactured, sold, distributed, or designed the products at issue, which allegedly contained, or were designed for use with, asbestos-containing products. (Id. at ¶ 38)
Mr. Winhauer testified regarding his alleged asbestos exposure at a deposition on February 3, 2015. (D.I. 188, Ex. 1) He is the sole product identification witness in this action. Mr. Winhauer testified that he went to work at the Ingalls Shipyard in Pascagoula, Mississippi from 1965 to 1976. (Id. at 15:22-16:5) He started as a pipefitter and later became a pipefitter supervisor, working on planning and installation of pipes on new construction projects. (Id. at 17:2-18:4, 33:20-22) His work included installing gaskets on the pipes, using gaskets to join pipes together, and installing pumps and valves on the pipes. (Id. at 17:2-21:15) He also testified that he often worked around insulators who were installing insulation in engine rooms. (Id. at 29:10-13) Mr. Winhauerworkedonfreighter ships, the USS Tarawa, and on some destroyers while at Ingalls Shipyard. (Id. at 18:9-19:7)
In 1977, Mr. Winhauer moved to Courtaulds in Le Moyne, Alabama, where he worked as a maintenance mechanic until 1998. (Id. at 32:7-18) There, he worked on pipes, pumps, valves, and insulation. (Id. at 32:19-23) Mr. Winhauer did repair work at Courtaulds, unlike his work with new construction at Ingalls Shipyard. (Id. at 33:20-22)
Finally, Mr. Winhauer testified that he was exposed to asbestos-containing products while conducting maintenance to his personal vehicles. (Id. at 60-84) He explained that he worked on about twelve different vehicles throughout his life, performing brake, engine, generator, and clutch repairs. (Id.
Honeywell was formerly known as Allied-Signal, Inc., and it is a successor-in-interest to Bendix Corporation ("Bendix"). (D.I. 180 at ¶ 18) Honeywell sold asbestos-containing Bendix brakes from 1939 to 2001. (D.I. 188, Ex. 6) Mr. Winhauer testified that he used either Bendix or remanufactured brakes when doing brake work on his twelve personal automobiles. (Id., Ex. 1 at 71:7-72:23) Although he knew some of the brakes he worked with were Bendix brand, he could not provide any details as to the amount, make, or model of the cars on which he recalled installing Bendix brakes. (Id., Ex. 2 at 165:10-166:20, 168:13-19)
Mr. Winhauer testified that he did infrequent maintenance work to air compressors while employed by Courtaulds. (Id. at 148:11-25, Ex. 1 at 39:8-41:8) He could not recall the name of the manufacturer of the compressors, but he answered affirmatively when counsel asked if they were Ingersoll compressors. (Id., Ex. 1 at 39:41-51:8) Later, however, he testified that Allis Chalmers manufactured the air compressors, and he knew that because it was written on the compressors. (Id., Ex. 2 at 151:2-14) On redirect, though, Mr. Winhauer's counsel asked if the air compressors were manufactured by Ingersoll or Allis Chalmers, and he stated he was "pretty sure" they were manufactured by Ingersoll. (Id. at 170:24-171:14)
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Material facts are those that could affect the outcome of the proceeding, and "a dispute about a material fact is `genuine' ifthe evidence is sufficient to permit a reasonable jury to return a verdict for the nonmoving party." Lamont v. New Jersey, 637 F.3d 177, 181 (3d Cir. 2011) (citing Anderson v. Liberty Lobby Inc., 477 U.S. 242, 248 (1986); Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986)).
The moving party bears the initial burden of proving the absence of a genuinely disputed material fact. See Celotex, 477 U.S. at 321. The burden then shifts to the non-movant to demonstrate the existence of a genuine issue for trial, and the court must view the evidence in the light most favorable to the non-moving party. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986); Williams v. Borough of West Chester, Pa., 891 F.2d 458, 460-61 (3d Cir. 1989); Scott v. Harris, 550 U.S. 372, 380 (2007). The non-movant must support its contention by citing to particular documents in the record, by showing that the cited materials do not establish the absence or presence of a genuine dispute, or by showing that an adverse party cannot produce admissible evidence to support the fact. Fed. R. Civ. P. 56(c)(1)(A)-(B). The existence of some alleged factual dispute may not be sufficient to deny a motion for summary judgment; rather, there must be enough evidence to enable a jury to reasonably find for the non-moving party on the issue. See Anderson, 477 U.S. at 247-49. "If the evidence is merely colorable, or is not significantly probative, summary judgment may be granted." Clark v. Welch, Civ. N0.14-029-SLR, 2016 WL 859259, at *2 (D. Del. Mar. 3, 2016). If the non-movant fails to make a sufficient showing on an essential element of its case on which it bears the burden of proof, then the movant is entitled to judgment as a matter oflaw. See Celotex, 477 U.S. at 322.
If a party fails to address another party's assertion of fact, the court may consider the fact undisputed, or grant summary judgment ifthe facts show that the movant is entitled to it. Fed. R. Civ. P. 56(e)(2)-(3).
A federal court sitting in diversity is "required to apply the substantive law of the state whose laws govern the action." Robertson v. Allied Signal, 914 F.2d 360, 378 (3d Cir. 1990). Consequently, the parties agree that Mississippi substantive law applies to this action. (D.I. 144)
Mississippi courts apply the "frequency, regularity, and proximity'' test in evaluating a plaintiffs asbestos-related claims. Monsanto Co. v. Hall, 912 So.2d 134, 137 (Miss. 2005) (citing Gorman-Rupp Co. v. Hall, 908 So.2d 749, 757 (Miss. 2005) (holding that a plaintiff must show: (1) he worked with or around a particular defendant's product, (2) with sufficient frequency and regularity, (3) in proximity to where he actually worked,' (4) and that it was probable his alleged exposure to that defendant's product caused his injury)). As such, Plaintiff must use this standard to show identification of Defendants' products, Mr. Winhauer's exposure to those products, and causation as to his injuries. Id. Summary judgment is appropriate if Plaintiff fails to meet the burden of proving product identification, exposure, or causation under the frequency, regularity, and proximity test. See Gorman-Rupp, 908 So. 2d at 757 (granting summary judgment where the plaintiff failed establish causation); Monsanto, 912 So. 2d at 137 (granting summary judgment where the plaintiff failed to identify exposure to any particular product).
Plaintiff argues that these factors are to be applied "less rigidly" in cases involving mesothelioma.
Products liability actions in Mississippi are governed by the Mississippi Products Liability Act ("MPLA"). The MPLA provides that to bring a claim for strict liability, a plaintiff must prove that at the time the product left the control of the manufacturer or seller, the product contained a manufacturing defect, design defect, inadequate warnings, or the product breached an express warranty. Miss. Code Ann. § 11-1-63(a) (2014). Plaintiff must also show that the defect rendered the product unreasonably dangerous and that the condition of the product proximately caused the damages for which recovery is sought. Id.
Under the MPLA, a product may be found defective if it "fail[s] to contain adequate warnings."
A claim for failure to warn may be based on a theory of negligence or strict liability. O'Flynn v. Owens-Corning Fiberglas, 759 So.2d 526, 535 (Miss. Ct. App. 2000). "The strict liability in tort theory is derived from State Stove Manufacturing Co. v. Hodges, and Section 402A of the Restatement (Second) of Torts." Id.; see also Scordino, 662 So. 2d at 642; Coca Cola Bottling Co. v. Reeves, 486 So.2d 374, 377 (Miss. 1986); State Stove Mfg. Co. v. Hodges, 189 So.2d 113, 118 (Miss. 1966), cert. denied, 386 U.S. 912 (1967). By proving the required elements in a failure to warn cause of action,
O'Flynn, 759 So. 2d at 535. (citation omitted). Section 402A defines who may be liable for a defective product as follows:
Restatement (Second) of Torts § 402A (1965). It follows that under § 402A, one who neither manufactures nor sells the product can be liable under a products liability theory. Dalton v. 3M Co., Civil Action No. 10-113-SLR-SRF, 2013 WL 4886658, at *8 (D. Del. Sept. 12, 2013), report and recommendation adopted, 2013 WL 5486813 (D. Del. Oct. 1, 2013) (citing Scordino, 662 So. 2d at 643) (quoting Harmon v. Nat'l Auto. Parts Ass'n, 720 F.Supp. 79, 80 (N.D. Miss. 1989))).
Although Mississippi courts have not yet addressed the bare metal defense, this court has previously found that based on the MPLA, § 402A, and case authority that, "it is reasonably likely that the Supreme Court of Mississippi would follow the majority of jurisdictions that have refused to find defendants liable for other manufacturers' asbestos products." Dalton, 2013 WL 4886658, at *10 (citing Murray v. General Motors, LLC, 478 Fed. App'x 175, 182 (5th Cir. 2012) (there is no post-sale duty to warn under Mississippi law); Scordino, 662 So. 2d at 643 (strict liability depends on whether defendant is a manufacturer or seller of a product); Harmon, 720 F. Supp. at 80 (strict liability is not imposed on one who neither manufactures nor sells the products)).
The bare metal defense applies to shield defendants from liability for injuries caused by asbestos components where the defendant neither manufactured nor supplied the product that allegedly caused the plaintiff to be exposed to asbestos. Id. at *6-7 (citing Conner v. Alfa Laval, Inc., 842 F.Supp.2d 791, 793 (E.D. Pa. 2012)). Accordingly, courts embracing the principles of the bare metal defense refuse to impose liability upon manufacturers for dangers associated with asbestos-containing products manufactured and distributed by other entities. Id. at *7 (citing Lindstrom v. A-C Prod. Liab. Trust, 424 F.3d 488, 495 (6th Cir. 2005); Conner, 842 F. Supp. 2d at 801; Surre v. Foster Wheeler LLC, 831 F.Supp.2d 797, 801 (S.D.N.Y. 2011); Niemann v. McDonnell Douglas Corp., 721 F.Supp. 1019, 1030 (S.D. Ill. 1989); O'Neil v. Crane Co., 266 P.3d 987, 997-98 (Cal. 2012); Taylor v. Elliott Turbomachinery Co., 90 Cal.Rptr.3d 414, 429 (Cal. Ct. App. 2009); In re Asbestos Litig. (Howton), C.A. No. N11C-03218 ASB, 2012 WL 1409011, at *1 (Del. Super. Ct. Apr. 2, 2012); In re Asbestos Litig. (Wolfe), C.A. No. NolOC-08-258 ASB, 2012 WL 1415706, at *3-4 (Del. Super. Ct. Feb. 28, 2012); Braaten v. Saberhagen Holdings, 198 P.3d 493, 498-99 (Wash. 2008); Simonetta v. Viad Corp., 197 P.3d 127, 134-35 (Wash. 2008)). Therefore, a manufacturer is not subject to a duty to warn or protect against hazards arising from a product it did not manufacture, supply, or sell. Id. at * 10.
Product identification is a threshold question in in this case: Plaintiff must show that Defendants' products proximately caused Mr. Winhauer's injuries. See Dependable Abrasives, Inc. v. Pierce, 156 So.3d 891, 896 (Miss. 2015) (quoting Banks ex rel. Banks v. Sherwin-Williams Co., 134 So.3d 706, 710 (Miss. 2014)). To survive a motion for summary judgment under Mississippi law, Plaintiff must show that Mr. Winhauer was exposed to Defendants' asbestos-containing products with the requisite frequency, regularity, and proximity. See Gorman-Rupp Co. v. Hall, 908 So.2d 749, 757 (Miss. 2005).
The court recommends granting Honeywell's motion for summary judgment. Honeywell asserts that the motion should be granted because mere speculation is not enough for Plaintiff to demonstrate frequent, regular, and proximate exposure to asbestos-containing Bendix brakes. (D.I. 197 at 2) Moreover, any exposure that may have occurred is de minimis. (Id.) Plaintiff responds that Mr. Winhauer was exposed to significant amounts of asbestos as a result of completing twelve brake jobs on personal automobiles with Bendix Brakes, each requiring four to five hours to complete. (D.I. 188 at 16-19) Additionally, the frequency, regularity, and proximity analysis is relaxed inmesothelioma cases. (Id.)
As explained supra, there is no precedent based on Mississippi law to support the assertion that the frequency, regularity, and proximity standard should be relaxed in this case. See § III(B)(1). Instead, Plaintiff must show "proof of exposure to the product, on a regular basis, over an extended period of time and in proximity to where [Mr. Winhauer] actually worked." Gorman-Rupp Co. v. Hall, 908 So.2d 749, 757 (Miss. 2005). Additionally, any "inferences must be supported by facts in the record, not by speculation or conjecture." In re Asbestos Litig. (Dumas), Civil Action No. 13-229-SLR-SRF, 2015 WL 5766460, at *10 (D. Del. Sept. 30, 2015), report and recommendation adopted, 2016 WL 310724 (D. Del. Jan. 26, 2016).
The Mississippi Supreme Court has found that twenty years of frequent exposure in close proximity to an asbestos containing product was enough to satisfy the frequency, regularity, and proximity standard. See Phillips 66 Co. v. Lofton, 94 So.3d 1051, 1063 (Miss. 2012). In Dalton, even though the plaintiff could not recall specifics, testimony regarding general occupational work with and around asbestos-containing products was sufficient to deny summary judgment based on the Mississippi product identification standard. Dalton v. 3M Co., MDL No. 875, E.D. Pa Civil Action No. 2:10-64604, 2011WL5881010, at *4 (E.D. Pa. Aug. 2, 2011). Similarly, it was sufficient in a related matter that the plaintiff testified about working with asbestos containing pumps and valves on many occasions, even though he did not know how many times he specifically worked with a manufacturer's brand. Dalton v. 3M Co., MDL No. 875, E.D. PA Civil Action No. 2:10-64604, 2011WL5881011, at *1 (E.D. Pa. Aug. 2, 2011). However, in Lohrmann, followed by the Mississippi Supreme Court in adopting the frequency, regularity, and proximity standard, the court found that exposure to an asbestos containing product ten to fifteen times during the course of employment was not sufficient to raise a permissible inference of causation. Lohrmann v. Pittsburgh Corning Corp., 782 F.2d 1156, 1163 (4th Cir. 1986).
Mr. Winhauer testified that he worked on the brakes of his vehicles twelve times. (D.I. 188, Ex. 1 at 60:7-81:19) He identified that some of the brakes he used were Bendix brand, as he remembered that the name was stamped on the product. (Id., Ex. 2 at 165:10-18) However, he also testified to using remanufactured brakes, and he did not know how often he used what brand. (Id. at 166:11-167:2) He could not recall how many times he worked specifically with Bendix brakes, and he could not provide any details about that general use, including the car on which he installed them. (Id. at 168:5-19) Consequently, the court is left with guessing whether Mr. Winhauer was exposed to asbestos-containing Bendix brakes one time, or up to twelve times.
Unlike Phillips, there is no evidence that Mr. Winhauer was regularly exposed to Bendix brakes over a prolcinged period of time. See 94 So. 3d at 1063. Additionally, in contrast to the Dalton cases, there is no assertion that Mr. Winhauer's exposure to Bendix brakes occurred in a general or regularly established manner. See 2011 WL 5881010; 2011WL5881011. Rather, the facts are more akin to Lohrmann because the record indicates that Mr. Winhauer could have been exposed to asbestos-containing brakes up to twelve times, and likely less, because Mr. Winhauer testified to using remanufactured brakes on some of his projects. See 782 F.2d at 1163. (D.I. 188, Ex. 1 at 166:11-168:19) Plaintiffs assertion that Mr. Winhauer used Bendix brakes on each brake job (twelve times), is an inference only supported by speculation, and the court may not rely on mere speculation to find sufficient exposure. See In re Asbestos Litig. (Dumas), Civil Action No. 13-229-SLR-SRF, 2015 WL 5766460, at *10 (D. Del. Sept. 30, 2015), report and recommendation adopted, 2016 WL 310724 (D. Del. Jan. 26, 2016). The court may grant summary judgment on the instant record wherein the evidence is merely colorable, or it is not significantly probative. Clark v. Welch, Civ. N0.14-029-SLR, 2016 WL 859259, at *2 (D. Del. Mar. 3, 2016). Consequently, there is no genuine issue of material fact as to the frequency, regularity, and proximity of Mr. Winhauer's exposure to Bendix Brakes, so the court recommends granting summary judgment in Honeywell's favor.
The court recommends granting Ingersoll's motion for summary judgment. Ingersoll asserts that it is speculative to assume that the air compressors at issue were manufactured by Ingersoll. (D.I. 168 at 7) Further, there is no evidence that Mr. Winhauer was exposed to asbestos from working with the air compressors at issue. (Id.) Plaintiff responds that cumulative exposure to Ingersoll's air compressors, despite Mr. Winhauer's "mistaken" identification of Allis Chalmers as the compressor manufacturer, is sufficient to satisfy the frequency, regularity, and proximity test under a lessened standard for mesothelioma cases. (D.I. 189 at 13-14)
As previously addressed, there is no basis to alter the frequency, regularity, and proximity standard in this case. Accordingly, "the mere proof that the plaintiff and a certain asbestos product are at the shipyard at the same time, without n;iore, does not prove exposure to that product." Lohrmann v. Pittsburgh Corning Corp., 782 F.2d 1156, 1162 (4th Cir. 1986).
In the present action, Mr. Winhauer's testimony was internally inconsistent. He testified that he performed much work on air compressors-at least once a year-including rebuilding them and replacing gaskets. (D.I. 188, Ex. 1 at 41:19-42:7, 39:8-21) He could not recall who manufactured the air compressors, but he responded affirmatively when his counsel asked him if it was Ingersoll. (Id. at 40:6-11) However, later, he specifically testified that the air compressors were manufactured by Allis Chalmers, and he did not do any gasket work to the compressors. (Id., Ex. 2 at 150:24-151:8) He said he knew they were Allis Chalmers compressors because he was "absolutely" sure that the name "was written right on them." (Id. at 151:9-14) However, on re-direct, when asked if the compressors were manufactured by Allis Chalmers or Ingersoll, Mr. Winhauer testified that he was "pretty sure" they were all manufactured by Ingersoll. (Id. at 170:24-171:14) Plaintiff cannot create an issue of material fact by citing to inconsistencies in Mr. Winhauer's testimony. See Walkup v. Air & Liquid Sys. Corp., Civil Action No. 12-1635-SLR-SRF, 2014 WL 2514353, at *5 n.9 (D. Del. June 4, 2014), report and recommendation adopted, 2014 WL 4447568 (D. Del. Sept. 8, 2014) (citing Stevens v. 3M Bus. Prods. Sales, 2011 WL 6444950, at *1 n.1 (E.D. Pa. July 26, 2011)).
However, assuming for arguments sake that Mr. Winhauer affirmatively identified working with Ingersoll compressors, there is insufficient evidence in the record of frequency, regularity, and proximity to asbestos during his work with such compressors. Mr. Winhauer testified that he could not recall what the gaskets were made of, whether it was rubber, cork, or fiber. (Id., Ex. 1 at 42:9-12) Even if original Ingersoll gaskets did contain asbestos, there is no evidence that Mr. Winhauer was exposed to original gaskets, as he testified that all of the compressors had been overhauled before he ever starting working at Courtaulds. (Id., Ex. 2 at 105:25-10, 147:11-19) Additionally, he did not work on compressors until a couple years or more after he started working at Courtaulds. (Id.) Pursuant to the MPLA and the bare metal defense, Ingersoll is not responsible for asbestos-containing products, including gaskets, for which it did not manufacture or sell. See Miss. Code Ann. § 11-1-63(a) (2014); Dalton v. 3M Co., Civil Action No. 10-113-SLR-SRF, 2013 WL 4886658, at *4-7 (D. Del. Sept. 12, 2013), report and recommendation adopted, 2013 WL 5486813 (D. Qel. Oct. 1, 2013). Plaintiff cannot establish that Mr. Winhauer was exposed to an asbestos-containing Ingersoll product with the requisite frequency, regularity, and proximity. Therefore, the court recommends that Ingersoll's motion for summary judgment be granted.
For the foregoing reasons; the court recommends granting the summary judgment motions filed by Honeywell International, Inc. and Ingersoll Rand Co. (D.I. 165, 175)
This Report and Recommendation is filed pursuant to 28 U.S.C. § 636(b)(1)(B), Fed. R. Civ. P. 72(b)(1), and D. Del. LR 72.1. The parties may serve and file specific written objections within fourteen (14) days after being served with a copy of this Report and Recommendation. Fed. R. Civ. P. 72(b)(2). The objection and responses to the objections are limited to ten (10) pages each. The failure of a party to object to legal conclusions may result in the loss of the right to de novo review in the District Court. See Sincavage v. Barnhart, 171 F. App'x 924, 925 n.1 (3d Cir. 2006); Henderson v. Carlson, 812 F.2d 874, 878-79 (3d Cir. 1987).
The parties are directed to the court's Standing Order For Objections Filed Under Fed. R. Civ. P. 72, dated October 9, 2013, a copy of which is available on the court's website, http://www.ded.uscourts.gov.
Fed. R. Civ. P. 56(e) advisory committee's note. Before the amendment, the Third Circuit would have denied summary jmigment ifthe averments were "well-pleaded," and not conclusory. Id. However, the Advisory Committee noted that summary judgment is meant to pierce the pleadings and to assess proof to see whether there is a genuine need for trial. Id. Accordingly, the pre-amendment Third Circuit precedent was incompatible with the basic purpose of the rule. Id. The amendment recognizes that, "despite the best efforts of counsel to make his pleadings accurate, they may be overwhelmingly contradicted by the proof available to his adversary." Id. The amendment, however, was not designed to affect the ordinary standard applicable to summary judgment. Id.
§ 11-1-63(c)(ii).