CHRISTOPHER J. BURKE, Magistrate Judge.
Presently before the Court in this patent infringement case is Defendant Rhapsody International Inc. ("Rhapsody") and Defendant Spotify USA Inc.'s ("Spotify" and collectively, "Defendants") "Early Motion for Summary Judgment of Invalidity Pursuant to 35 U.S.C. § 101 ["Section 101"]" (the "Motion"), filed pursuant to Federal Rule of Civil Procedure 56. (D.I. 9)
The '680 patent is entitled "Method and Apparatus for Realizing Personalized Information from Multiple Information Sources." (D.I. 1, ex. 3 (the "'680 patent")) The '680 patent has 18 claims in total; three are independent claims (claim 1, claim 11 and claim 16) and 15 are dependent claims. (Id., col. 10:20-12:64)
The technology at issue in the '680 patent "relates to browsing and/or searching various information sources, and more particularly to searching and/or presenting information from multiple information sources in a personalized and organized manner." (Id., col. 1:8-11) In general, the asserted patent discloses "[a] system for a meta-browser [that] includes a receiver, an output device for displaying a virtual unified browsing space, and a selector input device for navigating the space and making selections therein." (Id., Abstract) This meta-browser "presents personalized collections of information from multiple sources of different media types" (such as broadcast programming, electronic program guide information and the Internet) as "different media collections in the unified browsing space, which can be easily and intuitively browsed." (Id.) The user's browsing experience is improved by the ability to generate personalized recommendations based on a profile of the user's interests (including through, among other things, the use of "[c]ollaborative filtering"). (Id.)
The '680 patent explains that, at the time of the invention, users were able "to browse [via web browsers and electronic program guides] various information sources[,] such as Web sites, television program listings, and music collections." (Id., col. 1:13-15) However, the searches were typically limited to only "one type of collection of information." (Id., col. 1:16-17) For example, a user interested in information about a particular television program could search the Web via a search engine for information about the program, but the user would typically receive only a listing of websites related to the program (and would not receive, for example, the time when the program was being shown in the user's viewing area). (Id., col. 1:17-24) Although searching tools improved, (see id., col. 1:26-29), the patent states that there still remained a need for an invention that could: (1) "improve the usefulness of searching by providing an integrated approach to specifying and searching multiple information resources[,]" (id., col. 1:38-40); and (2) "use existing standards and a plethora of new component technologies to provide a search tool that gives the user greater access to a variety of different content types from a variety of different sources in a personalized, easy and intuitive way[,]" (id., col. 1:42-46). The inventions claimed in the '680 patent were said to meet those needs. (Id., cols. 1:50-2:16)
The Court hereby incorporates by reference the summary of the procedural background of this matter, which was set out in its March 8, 2019 Memorandum Opinion ("March 8, 2019 MO"). (D.I. 25 at 4)
The Court also incorporates by reference the standard of review applicable to summary judgment motions and the legal standards relating to Section 101, which were also set out in the March 8, 2019 MO. (Id. at 4-11)
In resolving Defendants' Motion, the Court will first discuss which claims will (and will not) be specifically addressed herein. Thereafter, it will analyze the relevant claim under both steps of the test for patent eligibility set out in Alice Corp. Pty. Ltd. v. CLS Bank Int'l, 134 S.Ct. 2347 (2014).
In its Complaint, Plaintiff alleged infringement of "at least claim 16 of the '680 patent[.]" (D.I. 1 at ¶ 76) In their opening brief, Defendants addressed each of the patent's 18 claims and moved that all of these claims be found ineligible. (See D.I. 11 at 34) Plaintiff, in its answering brief, then made specific reference only to the content of independent claim 16 in explaining why all of the patent's claims were patent eligible. (D.I. 14 at 28-31) In light of this, the Court will address only claim 16 herein, understanding that Plaintiffs arguments for eligibility as to all of the patent's claims rise and fall on the arguments it made with regard to this particular claim. See Berkheimer v. HP Inc., 881 F.3d 1360, 1365-66 (Fed. Cir. 2018); TMI Sols. LLC v. Bath & Body Works Direct, Inc., C.A. No. 17-965-LPS-CJB, 2018 WL 4660370, at *6 (D. Del. Sept. 28, 2018).
Claim 16 recites:
('680 patent, col. 12:25-53)
Defendants assert that the claims of the '680 patent are directed to the abstract idea of "organizing content based on the user's preferences." (D.I. 11 at 34) In response, Plaintiff does not contest that "organizing content based on the user's preferences" is an abstract idea; instead, it argues that the claims are not actually "directed to" such an idea. (D.I. 14 at 28) In that regard, Plaintiff asserts that by "bring[ing] together numerous unconventional elements and steps previously unknown in the field of computerized browsing and recommendation technology[,]" (id. at 28), the patent-in-suit is instead "directed to an invention that improves a computerized browsing and recommendation process[,]" (id. at 29 (emphasis omitted)).
To support its position at step one, Defendants argue that in various portions of the '680 patent's specification, the patentees used broad terminology that makes it sound like the basic thrust of their invention is drawn to the general concept of "organizing content based on the user's preferences." (D.I. 11 at 35; Defendants' Oral Argument Presentation Slides at 72) These include the following:
Moreover, although it is not disputed that claim 16 is to a computerized product, (Tr. at 131), Defendants argue that the claim can easily be analogized to the way a physical library has always worked. That is, they argue that the claim's limitations are analogous to: (1) a librarian stocking a library's shelves with children's books and DVDs (the "populater" limitation); (2) a child then browsing the library, moving between the book and movie shelves (the "browser" limitation); (3) the child then asking the librarian for a new book to read (the "search engine" limitation); (4) the librarian (who knows that the child has previously told her that she likes books with pictures) selecting books liked by other children of the same age (the "filter" limitation); (5) the librarian handing the books in the stack with "The Cat in the Hat" on top to the child and suggesting the child will like that particular book (the "prioritizer" limitation); and (6) the librarian, after seeing the child select "The Cat in the Hat," then noting to herself that half of the books the child selected from the library were Dr. Seuss books (the "updater" limitation). (Defendants' Oral Argument Presentation Slides at 73; see also D.I. 11 at 37).
Defendants also argue that claim 16 does not claim "any particular device or specialized hardware" that might suggest that the claim is instead directed to such hardware. (D.I. 11 at 35, 37; D.I. 16 at 34-35) see also Affinity Labs of Texas, LLC v. DIRECTV, LLC, 838 F.3d 1253, 1260 (Fed. Cir. 2016) (explaining that even if a claimed invention requires "the use of concrete, tangible components such as telephone unit and a server," the claim will not be seen to be directed to those elements at step one if "the specification [makes] clear that the recited physical components merely provide a generic environment in which to carry out the abstract idea" at issue) (internal quotation marks and citation omitted). And it is true that while the claim makes use of a populater, a browser, a search engine, a filter, a prioritizer, and an updater, ('680 patent, col. 12:30-53), much of what the patent tells us about those components does suggest that they could be implemented by using any number of forms of generic computer hardware, (D.I. 17 at ¶ 108). This seems evident, for example, when the specification explains that the receiver (which the meta-browser runs on) "may be implement[ed] in any of a variety of ways," ('680 patent, col. 5:20-22), or that "[t]he selector
While Defendants make some good points above, the Court also acknowledges Plaintiff's argument that it seems a touch simplistic to state that claim 16 is directed only to "organizing content based on user preferences." (See D.I. 14 at 29); see also In re TLI Commc'ns LLC Patent Litig., 823 F.3d 607, 611 (Fed. Cir. 2016) (cautioning courts to "avoid oversimplifying the claims" at step one). After all, the claim on its face clearly has greater nuance than that. One example cited by Plaintiff is that the claimed filter utilizes, inter alia, "implicit filtering[,]" which "draws from collaborative data among said plurality of different media collections and similar user profiles[.]" ('680 patent, col. 12:40-47) The specification talks about this implicit filtering process in some detail, such as when it explains how the claimed computer program product could utilize a "collaborative filtering database" (a "sizable database of profiles of users who visit the Web sites hosted by the server") as part of the implicit filtering step, and how the product could draw information from profiles of similar users found in the database to identify "possible user interests" that could be useful to the user. (Id., cols. 7:23-8:21; see also id., col. 1:38-46 (the specification emphasizing that the invention is in part meant to provide a way to give the user "greater access to a variety of different content types from a variety of different sources in a personalized ... way")) Defendants' articulation of the abstract idea at issue tends to gloss over this sort of detail.
The step one question is thus a difficult one. In light of that, the Court will assume arguendo that the claims are directed to the abstract idea put forward by Defendants, and will address Plaintiff's concerns about what else there is in the claim at step two. Cf. Enfish, LLC v. Microsoft Corp., 822 F.3d. 1327, 1339 (Fed. Cir. 2016) (noting that there may sometimes be "close calls" about how to characterize what a claim is directed to at Alice step one, and in such scenarios, an analysis of whether the claims amount to an improvement to computer technology could take place at step two).
At step two, the key question is whether the elements of claim 16, either considered individually or taken together, amount to more than simply well-understood, routine and conventional technology from the perspective of a person of skill in the art ("POSITA") at the time of the invention.
Defendants argue that they do not. In making that case, Defendants cite to portions of the specification that suggest that various individual claim elements were well-known at the time. (See D.I. 11 at 37-39; D.I. 17 at ¶ 114) For example, the patent notes that:
Defendants' expert, Dr. Kevin Jeffay, opined that in his view, references like these indicate that there is "nothing in the claims ... beyond off-the-shelf, generic computer technology that performs conventional functions, all of which would have been well-known to a POSITA at the time of the '680 patent's filing." (D.I. 17 at ¶ 114)
Dr. Jeffay also states that the literal order of the claim limitations is logical and not inventive. Here, he opines this is so because "each claim simply recite[s] the basic idea of organizing content based on user preferences with a conventional ordering of steps in a wholly conventional manner[;]" this, he says, is "just the order in which one must perform steps to organize content based on user preferences[]" and "[p]erforming the steps in a different order would not be logical." (Id. at ¶ 116)
But Plaintiff counters that it is the "`ordered combination'" of these claim elements, taken together, that demonstrates that the claim includes an inventive concept. (D.I. 14 at 30) In that regard, Plaintiff's expert, Dr. Michael J. Pazzani, explains that at the time of the invention (1999), there existed recommendation systems based on either analyzing content or "`collaborative filtering' in which recommendations are based on similar users" but "there was no consensus on the best way to" combine both, resulting in a better system. (D.I. 15 at ¶ 49) Dr. Pazzani, whose work is cited in the patent-in-suit, also states that, at the time of the invention, he was perplexed as to how to "mak[e] recommendations for different types of objects, such as different types of media[;]" he opines that the use of multiple media types, especially in explicit filtering, was unconventional. (Id. at ¶¶ 50-51) He concludes that the invention's combination of "a plethora of new component technologies ... provide a tool that gives the user greater access to a variety of different content types from a variety of different sources in a personalized, easy and intuitive way[]" and that it therefore represented "a considerable advance in the field of computerized browsing and recommendation technology[]" that "improved operations of existing computerized technologies." (Id. at ¶¶ 54-55; see also Tr. at 137)
Defendants fault Dr. Pazzani's "ordered combination" arguments for being "conclusory." (D.I. 16 at 36) To be sure, Dr. Pazzani's arguments on this point are not lengthy. But they are no less fulsome than Dr. Jeffay's arguments to the contrary. (See D.I. 17 at ¶ 116) And they do contain some factual assertions. It might just be, for example, that (as Dr. Pazzani states) at the time of the invention, it was decidedly unconventional for a computer-based meta-browser/recommendation system to use both "explicit filtering" and "implicit filtering" at the same time. (D.I. 15 at ¶ 49)
In the Court's view, Dr. Pazzani's opinion demonstrates that there is a material dispute of fact as to the conventionality of the ordered combination of claim limitations. See Berkheimer, 881 F.3d at 1368 (stating that "[t]he question of whether a ... combination of elements is well-understood, routine and conventional to a skilled artisan in the relevant field is a question of fact[]" and that only "[w]hen there is no genuine issue of material fact regarding whether the ... claimed combination is well-understood, routine, conventional to a skilled artisan in the relevant field [can the] issue can be decided on summary judgment as a matter of law[]"); see also Vaporstream, Inc. v. Snap Inc., No. 2:17-cv-00220-MLH (KSx), 2018 WL 1116530, at *6 (C.D. Cal. Feb. 27, 2018) (denying the defendant's motion for summary judgment on Section 101 grounds because the parties' experts offered conflicting testimony with regard to "what was well-understood, routine, and conventional at the time of the invention"). That, in and of itself, would be sufficient to suggest that denial of the Motion is appropriate.
But Plaintiff's case is also helped by the record it made on the issue of preemption. The Supreme Court of the United States has stated that the "concern that drives th[e] exclusionary principle [regarding the non-eligibility of abstract ideas i]s one of pre-emption[,]" Alice, 134 S. Ct. at 2354, in that if a claim is so abstract so as to "pre-empt use of [the claimed] approach in all fields, and would effectively grant a monopoly over an abstract idea[,]" it would not be patent eligible, Bilski v. Kappos, 561 U.S. 593, 612 (2010). Although Dr. Jeffay asserted in his declaration that the "claims of the '680 patent foreclose future innovation by applying the abstract idea of organizing content based on user preferences to a nearly limitless variety of circumstances[,]" (D.I. 17 at ¶ 118), in his deposition, Dr. Jeffay was forced to acknowledge that claim 16 does not capture many different ways of "organizing content based on user preferences," (D.I. 21, ex. B at 85-86 (recognizing that one could organize content based on user preferences without populating a library based on a user profile); id. at 88 (same, as to the required claim element of browsing a virtual library); id. at 93-94 (agreeing that one could perform the abstract idea without updating a user profile based on a user's selection of results); id. at 103-04 (noting that one could perform the abstract idea by only doing one of explicit or implicit filtering and thus be outside of the claim's scope); id. at 105 (agreeing that performing the abstract idea by not using a plurality of different media collections would put one outside of the claim's scope); id. at 106 (same, as to the claim's required use of similar user profiles regarding implicit filtering)). Indeed, Dr. Jeffay acknowledged that there is "lots of verbiage here in [c]laim 16 that doesn't appear in the ... statement of the abstract idea[.]" (Id. at 109) And when flatly asked at one point in his deposition whether claim 16 "disproportionately tie[s] up the use of the idea of organizing content based on user preferences[,]" Dr. Jeffay initially replied: "I haven't done that analysis for just [c]laim 16." (Id. at 111)
For all of these reasons, the Court finds there to be a genuine dispute of material fact as to whether the claims of the '680 patent contain an inventive concept. This precludes a grant of summary judgment.
For the foregoing reasons, the Court finds that Defendants' Motion with regard to the '680 patent should be DENIED.