COLM F. CONNOLLY, UNITED STATES DISTRICT JUDGE.
Plaintiffs ViiV Healthcare Company; Shionogi & Co., Ltd.; and ViiV Healthcare UK (No. 3) Limited (collectively, ViiV)
Gilead has moved pursuant to Federal Rule of Civil Procedure 12(c) for judgment on the pleadings. D.I. 103. Regional circuit law governs a court's review of motions for judgment on the pleadings in patent cases. Amdocs (Israel) Ltd. v. Openet Telecom, Inc., 841 F.3d 1288, 1293 (Fed. Cir. 2016). Under Third Circuit law, a court may grant a Rule 12(c) motion only where "the movant clearly establishes that no material issue of fact remains to be resolved and [the movant] is entitled to judgment as a matter of law." Rosenau v. Unifund Corp., 539 F.3d 218, 221 (3d Cir. 2008). In considering a Rule 12(c) motion, the court must accept as true all well-pleaded allegations in the non-movant's pleadings and draw all reasonable inferences in the non-movant's favor. Zimmerman v. Corbett, 873 F.3d 414, 417-18 (3d Cir. 2017).
Gilead argues that it is entitled to judgment as a matter of law because (1) the disclosure-dedication rule bars ViiV from alleging that Bictegravir equivalently infringes claim 6 of the #385 patent and (2) the specific exclusion principle bars ViiV from alleging that Bictegravir equivalently infringes claim 2 of the patent. Whether the disclosure-dedication rule bars an infringement claim is a question of law. See Toro Co. v. White Consol. Indus., Inc., 383 F.3d 1326, 1333 (Fed. Cir. 2004). Whether the specific exclusion principle bars an infringement claim is also a question of law. MorphoSys AG v. Janssen Biotech, Inc., 385 F.Supp.3d 354, 362 (D. Del. 2019). Resolution of these questions is therefore appropriate in the context of a Rule 12(c) motion.
Section 112(b) of Title 35 provides that a patent's "specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention." This requirement codifies the "bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc) (internal quotation marks and citations omitted); see also Univ. of Rochester v. G.D. Searle & Co., 375 F.3d 1303, 1325 (Fed. Cir. 2004) (Linn, J., dissenting from the court's decision not to hear the case en banc) ("Surely there is no principle more firmly established in patent law than the primacy of the claims in establishing the bounds of the right to exclude.") (citations omitted); Ariad Pharms., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1347 (Fed. Cir. 2010) (en banc) ("Claims define the subject matter that, after examination, has been found to meet the statutory requirements for a patent.") (citation omitted). It is the claims—not the patent's written description—that define the invention and provide the measure of the patentee's right to exclude others from
A corollary to the principle that only the claims define the scope of a patented invention is the disclosure-dedication rule.
The rule was first articulated by the Supreme Court in 1881 in Miller v. Bridgeport Brass Co., 104 U.S. 350, 352, 26 S.Ct. 783 (1881) ("[T]he claim of a specific device or combination, and an omission to claim other devices or combinations apparent on the face of the patent, are, in law, a dedication to the public of that which is not claimed."). Three years later, in Mahn v. Harwood, 112 U.S. 354, 5 S.Ct. 174, 28 S.Ct. 665 (1884), the Court offered this explanation of the rule:
112 U.S. at 361, 5 S.Ct. 174, 28 S.Ct. 665.
The disclosure-dedication rule "applies equally" to literal and equivalence infringement claims. Maxwell v. J. Baker, Inc., 86 F.3d 1098, 1107 (Fed. Cir. 1996). As the Federal Circuit noted in Johnson, the claims provide notice of an invention's scope not only to the public (and thus potential competitors), but also to the examiner at the U.S. Patent and Trademark Office (PTO). 285 F.3d at 1052. Thus, application of the disclosure-dedication rule helps to prevent a patentee from narrowly claiming an invention to avoid prosecution scrutiny by the PTO, and then, after the patent issues, using the doctrine of equivalents to "extend[] the coverage of an exclusive right to encompass more than that properly examined by the PTO." Id. at 1055 (citation omitted).
Claim 6 of the #385 patent teaches a chemical compound that has among other things a benzyl ring with two flourines (a diflouro benzyl ring). Bictegravir has a benzyl ring with three flourines (a trifluoro benzyl ring). ViiV alleges that "the difluoro benzyl ring in claim 6 and the equivalent trifluoro benzyl ring in [Bictegravir] perform substantially the same function." D.I. 1 ¶85.
A disclosure made in a claim, however, cannot trigger the disclosure-dedication rule. The rule has effect only when the patentee "declines to claim subject matter" that is disclosed in the written description. Johnston, 285 F.3d at 1054 (emphasis added); see also Toro, 383 F.3d at 1333 ("[T]he disclosure-dedication rule applies to cases in which technology is both in existence and recognizably described in the written description of the patent, yet left unclaimed."). By definition, a disclosure in a claim is not dedicated to the public. A patent's claims define the inventor's right to exclude the public from being able to practice the invention; thus, the claims do the exact opposite of dedicating the invention to the public. Accordingly, the disclosure-dedication rule does not bar ViiV from alleging equivalence infringement of claim 6 of the #385 patent.
A patentee cannot allege that a structure is equivalent to a claimed limitation when the limitation specifically excludes that structure. See Augme Techs., Inc. v. Yahoo! Inc., 755 F.3d 1326, 1335 (Fed. Cir. 2014). "[B]y defining the claim in a way that clearly exclude[s] certain subject matter, the patent[ee] implicitly disclaim[s] th[at] subject matter[.]" SciMed Life Sys., Inc. v. Advanced Cardiovascular Sys., Inc., 242 F.3d 1337, 1346 (Fed. Cir. 2001). The Federal Circuit has "found `specific exclusion' where the patentee seeks to encompass a structural feature that is the opposite of, or inconsistent with, the recited limitation." Augme Techs., 755 F.3d at 1326 (citing SciMed Life Sys., 242 F.3d at 1346-47.
As noted above, ViiV alleges that Bictegravir equivalently infringes claim 2 of the #385 patent. Claim 2 is dependent on claim 1, which discloses a chemical compound that has the following "ring A" in its structure:
#385 Patent 177: 45-67. Each of the six "R
#385 patent, claim 1, at 178:1-3.
Going into the Markman hearing last spring,
After the Markman hearing, I thought I may have come upon a solution to harmonize the parties' competing constructions. And so, I asked the parties if they could agree to the following construction of the disputed limitation:
The parties agreed to this construction, and I entered an order on May 13, 2019 adopting it. See D.I. 84.
My belief that this construction was a workable compromise was short-lived. The briefing and oral argument on the pending
Gilead argues that the agreed-upon construction of the "are independently" limitation specifically excludes ViiV from alleging that Bictegravir equivalently infringes claim 2 because Bictegravir has substituents that are located at two R
Meriam-Webster's Dictionary defines "distinct" as "distinguishable to the eye or mind as being discrete (see DISCRETE sense 1) or not the same: SEPARATE" and as "readily and unmistakably apprehended." Distinct, MERRIAM-WEBSTER, https://www.merriam-webster.com/ dictionary/distinct. Here, Gilead is interpreting "distinct" to mean separate, whereas ViiV is interpreting it to mean "distinguishable to the mind or eye" and "readily and unmistakably apprehended." Thus, for Gilead, R
Given the parties' fundamental disagreements about the meaning of the agreed-upon construction of "are independently," I have decided that it is necessary to revisit claim construction. Cf. Pfizer, Inc. v. Teva Pharm., USA, Inc., 429 F.3d 1364, 1377 (Fed.Cir.2005) ("[D]istrict courts may engage in rolling claim construction, in which the court revisits and alters its interpretation of the claim terms as its understanding of the technology evolves.") (quotation marks and citation omitted). I have also decided that extrinsic evidence, including expert testimony, would be useful for me to determine what a person of ordinary skill in the art would have understood "are independently" to mean at the time of the invention. See Phillips, 415 F.3d at 1319 ("[B]ecause extrinsic evidence can help educate the court regarding the field of the invention and can help the court determine what a person of ordinary skill in the art would understand claim terms to mean, it is permissible for the district court in its sound discretion to admit and use such evidence."). Both sides argue that I should give "are independently" its plain and ordinary meaning, but they differ on what the plain and ordinary meaning is. Both sides argued in their claim construction briefing and at the Markman hearing that I could construe the disputed term based solely on the intrinsic evidence; but "are independently" is not defined in the claims or the written description of the #385 patent, and neither side has persuaded me that the conflicting intrinsic evidence weighs in favor of its respective proposed construction.
Accordingly, I will vacate the claim construction order of May 13, 2019 (D.I. 84) and schedule an evidentiary hearing at which the parties can present extrinsic evidence, including expert testimony, on the issue of what a person of ordinary skill in the art would have understood "are independently" to mean at the time of the invention. That evidence should also address the meaning of "independent" and "substituent." To be clear, the parties are not precluded from arguing for the constructions they proposed previously.
Because Gilead's specific exclusion argument is premised on its interpretation of the May 13, 2019 claim construction order,
For the reasons discussed above, I will deny Gilead's motion for judgment on the pleadings (D.I. 103) and convene an evidentiary hearing on the construction of the "are independently" limitation.
The Court will issue an Order consistent with this Memorandum Opinion.