NOREIKA, U.S. DISTRICT JUDGE:
Presently before the Court are the objections of Plaintiffs (D.I. 62-66) ("Plaintiffs' Objections") and of Defendants Dennis P. Williams ("Williams") (D.I. 67 ("Williams' Objections")), the City of Wilmington, Delaware ("City") (D.I. 68 ("City's Objections")), and Anthony S. Goode ("Goode") (D.I. 70 ("Goode's Objections")) (collectively, "Present Defendants" and "Present Defendants' Objections," respectively), to Chief Magistrate Judge Thynge's Report and Recommendation (D.I. 57, "the Report") relating to Present Defendants' Motions to Dismiss (D.I. 37, 39, 43 ("Williams' Motion," "Goode's Motion," and "City's Motion," respectively; collectively, "Present Defendants' Motions")). The Report recommends dismissal of at least some of Plaintiffs' counts against each of Present Defendants.
The Report sets forth a detailed description of the factual and procedural background of this matter. (D.I. 57 at 2-12). The parties have not objected to any of those sections of the Report and the Court's reasoned consideration finds no clear error. The Court therefore adopts those sections and incorporates them here.
As noted in the Report, this matter concerns the death of three Wilmington Fire Department ("WFD") firefighters and the substantial injury of three other firefighters as a result of a house fire that occurred on September 24, 2016 in Wilmington, DE. Plaintiffs allege that the injuries sustained were proximately caused by the policies and actions of, inter alia, Present Defendants, regarding "rolling bypass," which Plaintiffs contend violated their substantive
Plaintiffs' Complaint (D.I. 1) asserts three counts under 42 U.S.C. § 1983: a "state-created danger" count (Count I), a "shocks the conscience" standalone count (Count II), and a "maintenance of policies, practices, and customs" count (Count III). Via their Motions, Present Defendants separately sought dismissal of each of the counts, asserting a variety of different — though frequently overlapping — grounds.
For Defendants Williams and Goode, the Report finds that Plaintiffs failed to sufficiently allege facts necessary to meet the elements of Count I but succeeded for Counts II and III. (D.I. 57 at 14-28). For the City, the Report finds that Plaintiffs have successfully pleaded Count III, but not Counts I or II. (Id.). The Report also recommends that neither Williams nor Goode is entitled to qualified immunity at this stage, (id. at 28-30), but Williams (not Goode) is protected by the political question doctrine, (id. at 32-37). Finally, the Report recommends that Plaintiffs Brad Speakman, Terrance Tate, John Cawthray, and the estates of Jerry W. Fickes, Ardythe D. Hope, and Christopher M. Leach ("Firefighter Plaintiffs") have standing to bring an action under § 1983, but all other Plaintiffs ("Family Member Plaintiffs") do not. (Id. at 31-32).
On September 11, 2019, both sides filed their Objections. (D.I. 62-68, 70). On September 25, 2019, they filed their Responses. (D.I. 75, 76, 78-82).
In ruling on a motion to dismiss under Rule 12(b)(6) of the Federal Rules of Civil Procedure, the Court must accept all well-pleaded factual allegations as true and view them in the light most favorable to the plaintiff. See Mayer v. Belichick, 605 F.3d 223, 229 (3d Cir. 2010); see also Phillips v. Cty. of Allegheny, 515 F.3d 224, 232-33 (3d Cir. 2008). "To survive a motion to dismiss, [however,] a civil plaintiff must allege facts that `raise a right to relief above the speculative level on the assumption that the allegations in the complaint are true (even if doubtful in fact).'" Victaulic Co. v. Tieman, 499 F.3d 227, 234 (3d Cir. 2007) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Dismissal under Rule 12(b)(6) is appropriate if a complaint does not contain "sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Twombly, 550 U.S. at 570, 127 S.Ct. 1955); see also Fowler v. UPMC Shadyside, 578 F.3d 203, 210 (3d Cir. 2009). A claim is facially plausible "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Iqbal, 556 U.S. at 678, 129 S.Ct. 1937. The Court is not obligated to accept as true "bald assertions" or "unsupported conclusions and unwarranted inferences." Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997) Schuylkill Energy Res., Inc. v. Pennsylvania Power & Light Co., 113 F.3d 405, 417 (3d Cir. 1997). Instead, "[t]he complaint must state enough facts to raise a reasonable expectation that discovery will reveal evidence of [each] necessary element" of a plaintiff's claim. Wilkerson v. New Media Tech. Charter Sch. Inc., 522 F.3d 315, 321 (3d Cir. 2008) (internal quotation marks omitted).
The power invested in a federal magistrate judge varies depending on
For reports and recommendations issued for dispositive motions, Rule 72(b)(3) of the Federal Rules of Civil Procedure instructs that "a party may serve and file specific written objections to the proposed findings and recommendations" "[w]ithin 14 days" and "[t]he district judge must determine de novo any part of the magistrate judge's disposition that has been properly objected to." See also 28 U.S.C. § 636(b)(1); Brown v. Astrue, 649 F.3d 193, 195 (3d Cir. 2011). When no timely objection is filed, "the court need only satisfy itself that there is no clear error on the face of the record in order to accept the recommendation." Fed. R. Civ. P. 72(b) advisory committee notes to 1983 amendment. "[B]ecause a district court must take some action for a report and recommendation to become a final order and because `[t]he authority and the responsibility to make an informed, final determination... remains with the judge," however, district courts are still obligated to apply "reasoned consideration" in such situations. City of Long Branch, 866 F.3d at 99-100 (citing Mathews v. Weber, 423 U.S. 261, 271, 96 S.Ct. 549, 46 L.Ed.2d 483 (1976); Henderson v. Carlson, 812 F.2d 874, 878 (3d Cir. 1987)).
As an initial matter, the Court must determine whether the parties' Objections were both timely and "specific." Fed. R. Civ. P. 72(b)(2). All of the Objections and Responses were timely, as they were filed within the requisite fourteen-day period. Some of the Objections and Responses were also fairly specific. Others, however, were not. The Court will not belabor the point it has made in its two previous related decisions in this matter, (see D.I. 84 at 4-5; D.I. 87 at 4-5), but the same issues noted in those orders in regard to the specificity of objections and responses persist in the relevant filings here. As in those decisions, however, the Court — as a matter of judicial efficiency — has considered all issues in the parties' Objections and Responses that are specifically targeted to present opposing parties, as well as all other arguments explicitly brought to the Court's attention.
The following issues raised by the parties are addressed below: (A) whether Plaintiffs properly allege deprivation of a constitutional right; and (B) whether Family Member Plaintiffs have standing.
"To state a § 1983 claim, a plaintiff must demonstrate the defendant, acting under color of state law, deprived him or her of a right secured by the Constitution or the laws of the United States." Kaucher v. Cty. of Bucks, 455 F.3d 418, 423 (3d Cir. 2006) (citing Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50, 119 S.Ct. 977, 143 L.Ed.2d 130 (1999); Mark v. Borough of Hatboro, 51 F.3d 1137, 1141 (3d Cir. 1995)); accord L.R. v. Sch. Dist. of Phila., 836 F.3d 235, 241 (3d Cir. 2016); see also Kedra v. Schroeter, 876 F.3d 424, 436
Present Defendants each object that all three of Plaintiffs' counts must be dismissed because the Complaint fails to plead any underlying constitutional injury.
As noted, "[t]he threshold question... is whether [Plaintiffs have] sufficiently alleged a deprivation of a constitutional right." L.R., 836 F.3d at 241; accord Kaucher, 455 F.3d at 423 (internal citations omitted). The Due Process Clause of the Fourteenth Amendment states that no state "shall ... deprive any person of life, liberty, or property, without due process of law." U.S. Const. amend. XIV, § 1. Despite this broad language, the Supreme Court has "always been reluctant to expand the concept of substantive due process because guideposts for responsible decisionmaking in this uncharted area are scarce and open-ended." Collins v. City of Harker Heights, Tex., 503 U.S. 115, 125, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992); accord District Attny's Office for Third Judicial District v. Osborne, 557 U.S. 52, 72, 129 S.Ct. 2308, 174 L.Ed.2d 38 (2009). Moreover, "the purpose of the [Fourteenth Amendment's Due Process] Clause is `to protect the people from the State, not to ensure that the State protect[s the people] from each other.'" L.R., 836 F.3d at 241-42 (quoting Deshaney v. Winnebago Cty. Dep't of Soc. Servs., 489 U.S. 189, 196, 109 S.Ct. 998,
As with most rules, however, this one has at least one exception — "state-created danger" claims, like Count I, which require foreseeable and fairly direct harm, a "special relationship" between the government and the injured party, a government officer's use of authority to create an opportunity for danger, and conduct that "shocks the conscience." See Kedra, 876 F.3d at 436; L.R., 836 F.3d at 242. Independent "shocks the conscience" claims like Count II may be another.
Yet where the injuries alleged result from a person's municipal employment, such exceptions rub up against another, well-settled Supreme Court edict — that the Due Process Clause is "not a guarantee against incorrect or ill-advised personnel decisions," nor does it "guarantee municipal employees certain minimal levels of safety and security in the workplace" or impose federal duties analogous to those imposed by state tort law. Collins, 503 U.S. at 126-130, 112 S.Ct. 1061 (citations omitted); accord Kaucher, 455 F.3d at 430-31 (concluding that "a failure to devote sufficient resources to establish a safe working environment does not violate the Due Process Clause," noting other Courts of Appeals have found the same (citing White v. Lemacks, 183 F.3d 1253, 1258 (11th Cir. 1999); Walker v. Rowe, 791 F.2d 507, 510-11 (7th Cir. 1986)), and using this as basis to reject state-created danger and shocks the conscience claims); id. at 435-36 (noting Supreme "Court's admonition that we refrain from importing traditional tort law into the Due Process Clause" was "emphasized in Collins," but "established well before" (citations omitted)); see also Eddy, 256 F.3d at 212-13 ("[W]e understand Collins to mean that... the Due Process Clause does not reach a public employee's ordinary breach of its duty of care relative to its employees."); Estate of Carrigan v. Park Cty. Sheriff's Office, 381 F.Supp.3d 1316, 1324-25 (D. Colo. 2019).
As another District Court has noted,
Estate of Carrigan, 381 F. Supp. 3d at 1324-25 (considering similar due process claims stemming from dangers plaintiffs "encountered ... as part of their jobs as law-enforcement officials"); see also White, 183 F.3d at 1258 (interpreting Collins as stating, inter alia, that "when someone not in custody is harmed because too few resources were devoted to their safety and protection, that harm will seldom, if ever, be cognizable under the Due Process Clause").
In the Third Circuit, a government employee may, despite Collins, bring a substantive due process claim against his employer "if the [municipality] compelled the employee to be exposed to a risk of harm not inherent in the workplace." See Kedra, 876 F.3d at 436 n.6 (citing Kaucher, 455 F.3d at 430-31; Eddy v. V.I. Water & Power Auth., 256 F.3d 204, 212-13 (3d Cir. 2001)).
Inherent risks are those to which an employee can expect to be exposed during the course of his employment. A risk is only not inherent if it is "qualitatively different from the types of risks the employee agreed to face when he or she accepted employment." See Estate of Carrigan, 381 F. Supp. 3d at 1325 (comparing Kedra, 876 F.3d 424 with Witkowski, 480 F.3d 511). Thus, an increase in the likelihood of an inherent risk does not necessarily transform it into a non-inherent risk unless the increase is so severe that supervisors know an employee will
Plaintiffs argue that inherent risks do not include risks that violate mandatory workplace health, safety, and staffing laws duly enacted by the legislature. (D.I. 79 at 8-10). More specifically, Plaintiffs argue that
(D.I. 79 at 9). In support, Plaintiffs cite a Pennsylvania Supreme Court decision for the proposition that "a direct and significant relationship between shift staffing and firefighter safety" exists, which is "unambiguous and powerful." (Id. at 9 n.5 (quoting City of Allentown v. Int'l Ass'n of Fire Fighters Local 302, 638 Pa. 584, 157 A.3d 899, 913-14 (2017)); see also D.I. 46 at 52-53).
Yet the Court of Appeals for the District of Columbia Circuit ("D.C. Circuit") considered
Similar to Plaintiffs, the Estate of Phillips firefighters argued that Collins did not bar their claims because they "d[id] not claim constitutional protection from inherent hazards ... but from [the fire chief's] deliberate indifference to the known need to implement and enforce mandatory safety procedures," which, they argued, was "not inherent to their profession, but rather constituted `avoidable state-created additional risks of injury' unknown to [them] when they joined the Department." Id. at 407 (emphasis in original). The D.C. Circuit, however, rejected this theory on the basis that "increase[ing] [a] plaintiff's risk of harm" does not "constitute[the] conscience-shocking action" necessary to avoid Collins and establish a substantive due process violation under § 1983. Id. (citing Washington v. D.C., 802 F.2d 1478, 1479, 1482 (D.C. Cir. 1986) (cited with approval in Kaucher, 455 F.3d at 435-36); Fraternal Order of Police v. Williams, 375 F.3d 1141, 1146 (D.C. Cir. 2004); Collins, 503 U.S. at 128, 112 S.Ct. 1061)). It then held that the fire chief's "deliberate indifference may have increased the firefighters' exposure to risk, but the risk itself — injury or death suffered in a fire — is inherent in their profession." Id. Thus, because "the District is not constitutionally obligated by the Due Process Clause to protect public employees from inherent job-related risks," the D.C. Circuit concluded that the firefighters had not alleged the necessary violation of a constitutional right. Id. (citing Washington, 802 F.2d at 1479; Fraternal Order of Police, 375 F.3d at 1146; Collins, 503 U.S. at 128, 112 S.Ct. 1061).
Although not binding on this Court, the Estate of Phillips decision addresses the question the Court now faces, under the same posture (i.e. motion to dismiss), analyzes a very similar factual pattern and arguments, and employs standards and logic that are rooted in Supreme Court precedent and that align closely with those articulated by the Third Circuit, see, e.g., Kedra, 876 F.3d at 436 n.6; Kaucher, 455 F.3d at 430-31. Thus, the Court finds the reasoning and conclusions of Estate of Phillips persuasive.
Plaintiffs' claims suffer from the same defects as those in Estate of Phillips,
Here, like the risk that a law enforcement officer will be infected, shot, or otherwise injured by a prisoner, and like the risk the Estate of Phillips firefighters asserted, the risk Plaintiffs' allege — "injury or death suffered in a fire — is inherent in [Firefighter Plaintiffs'] profession" as firefighters. Id. Moreover, unlike in Eddy, the Complaint explains that the complained-of policies were in place for years before any Wilmington firefighters were allegedly injured as a result, (see, e.g., D.I. 1 ¶ 111-337), belying any contention that the increased risks were so elevated that WFD firefighters were almost certainly and immediately assured injury or death if they carried out their firefighting duties. Additionally, for the entire time the policies were in place, Firefighter Plaintiffs were aware of the purported increased risk they faced, (see, e.g., id. ¶ 116-18, 207-16, 265, 295-98, 312-15 (recounting various warnings issued before September 24, 2016 fire by WFD union regarding dangers of rolling bypass, detailing widespread media attention of challenged policies for years before fire, and describing how, "by early 2016," "[i]t had become widely known and accepted that rolling bypass was inconsistent with and a direct threat to public safety ... [and] an operational and fiscal failure")), further diluting Plaintiffs' contention that those heightened risks were not inherent to employment at the WFD.
Whether the increased risk resulted from violations of legislative mandates or standards of practice does not alter this conclusion. See, e.g., Kaucher, 455 F.3d at 430-31 (holding risk of contracting infection from inmate inherent to corrections officer's employment, even if contraction resulted from "unsanitary and dangerous conditions" at correctional facility); Witkowski, 480 F.3d at 512-13 (holding risk of being shot by prisoner inherent to sheriff's deputy's employment, even if shooting results from prisoner obtaining weapon of second deputy because prisoner was improperly restrained, in violation of protocol); Estate of Phillips, 455 F.3d at 399-400, 407 (deeming risk of injury or death in fire inherent to firefighters' employment, even if risk increased by supervisors' failure to follow departmental standard operating procedures); Wallace, 115 F.3d at 430 (holding risk of injury from inmate attack inherent to corrections officer's employment, even if officer's supervisors promised him protection).
Finally, even if the heightened risks Firefighter Plaintiffs faced and ultimately suffered from could be construed as not inherent to their employment, unlike in Eddy or Kedra, Plaintiffs have made no allegation or suggestion that Firefighter Plaintiffs were compelled — either with threats of job loss or otherwise — to be exposed to those risks. Compare Kedra, 876 F.3d at 436 n.6 (finding plaintiff's claims not precluded by Collins because he
As such, all of Plaintiffs' claims — as currently alleged — are precluded by Collins. Like the Third Circuit's decision in Kaucher, this conclusion is "informed and supported by the [Supreme] Court's admonition that we refrain from importing traditional tort law into the Due Process Clause." Kaucher, 455 F.3d at 435-36 (citing Deshaney, 489 U.S. at 202, 109 S.Ct. 998 ("[T]he Due Process Clause of the Fourteenth Amendment ... does not transform every tort committed by a state actor into a constitutional violation."); Daniels v. Williams, 474 U.S. 327, 332, 106 S.Ct. 662, 88 L.Ed.2d 662 (1986) ("Our Constitution ... does not purport to supplant traditional tort law in laying down rules of conduct to regulate liability for injuries that attend living together in society."); Baker v. McCollan, 443 U.S. 137, 146, 99 S.Ct. 2689, 61 L.Ed.2d 433 (1979) ("Section 1983 imposes liability for violations of rights protected by the Constitution, not for violations of duties of care arising out of tort law.")); see also id. at 436 (stating with approval that the D.C. Circuit has "noted that under state tort law, an employer may have a duty to provide, and an employee may have a right to demand, a workplace free from unreasonable risks of harm. But `[s]uch tort-law rights and duties ... are quite distinct from those secured by the Constitution or federal law,' ... and the Supreme Court has repeatedly warned `that section 1983 must not be used to duplicate state tort law on the federal level.'" (quoting Washington, 802 F.2d at 1480-82)).
This case, like Estate of Phillips, involves a tragedy. Lieutenant Christopher Leach, Senior Firefighter Jerry Fickes, and Senior Firefighter Ardythe Hope died, and Firefighter Brad Speakman, Senior Firefighter Terrance Tate, and Lieutenant John Cawthray suffered severe injuries. But as the Estate of Phillips court recognized, the Constitution does not provide a basis to address all injuries. See id. at 408. The Court has no doubt that, as Plaintiffs argue, (see D.I. 46 at 52-53; D.I. 79 at 9 n.5), a relationship exists between shift staffing and firefighter safety.
The parties also disagree regarding whether Family Member Plaintiffs have standing in this case. The Report holds that they do not, (D.I. 57 at 31-32), and Plaintiffs object, (D.I. 63). Thus, the Court exercises de novo review of this issue. See 28 U.S.C. § 636(b)(1); Brown, 649 F.3d at 195.
Williams and the City originally argued that Family Member Plaintiffs "appear to assert a constitutional wrongful death action for violation of their own due process rights" and such claims are not permitted unless "the alleged violation was ... deliberately directed at the relationship between them," which Plaintiffs fail to allege. (D.I. 44 at 30; see also D.I. 38 at 20). Plaintiffs answered and now object that Family Member Plaintiffs do not assert independent § 1983 claims based on any personal constitutional injury but, rather, properly assert "derivative" wrongful death claims based on the deaths of the deceased Firefighter Plaintiffs. (See, e.g., D.I. 46 at 92; D.I. 63 at 4-5). The City counters that such claims do not exist. (D.I. 78 at 4-5).
A wrongful death action is an action for damages arising out of the death of an injured party, but which action benefits certain relatives of the deceased (e.g., children, parents, spouse, etc.) rather than the deceased's estate. See 10 Del. C. § 3721-25. Such claims permit the recovery of damages suffered by those relatives as a result of the deceased's death. Id. § 3724-25. In other words, wrongful death claims are "derivative" claims in that they are based on the injury suffered by the deceased rather than any injury suffered by the claim beneficiaries (i.e. the deceased's entitled relatives). Family Member Plaintiffs' claims are such "derivative" claims — they are based on the constitutional injuries allegedly suffered by the deceased Firefighter Plaintiffs. (See D.I. 1 ¶ 11, 18, 23 (stating Family Member Plaintiffs are bringing the "§ 1983 wrongful death action[s]"); id. ¶ 10, 17, 22, 460, 463 (describing traditional wrongful death damages as those being sought by Family Member Plaintiffs); id. ¶ 481-515 (tying three counts to alleged violations of Firefighter Plaintiffs' rights)).
The representatives of a deceased's estate may bring § 1983 wrongful death claims. See, e.g., 10 Del. C. § 3724; Balas v. Taylor, 567 F.Supp.2d 654, 661-62 (D. Del. 2008); see also Becker v. Carbon Cty., 177 F.Supp.3d 841, 853-54 (M.D. Pa. 2016) (noting "[i]t is clear that Pennsylvania law provides for certain damages under the ... wrongful death act[] if entitlement... is demonstrated and that Section 1983 does not provide for a specific remedy," and remaining "[un]persuaded" at the motion to dismiss stage "that application of the wrongful death damages is inconsistent with Sections 1983 and 1988."); Moyer v. Berks Heim Nursing Home, No. 13-CV-4497, 2014 WL 1096043, at *3 (E.D. Pa.
Indeed, despite its argument that such claims cannot exist, the City appears to agree. (See D.I. 78 at 4-5 n.3 ("The City did not argue that § 1983 claims cannot be brought by family members who are representatives of the estates of the deceased firefighters, in that capacity....")).
The only question for the Court, therefore, is whether the asserted wrongful death claims may be brought by Family Member Plaintiffs in their individual capacities or must be brought by the representative(s) of the deceased Firefighter Plaintiffs' estates.
The Court is cognizant of "the general rule that a litigant may only assert his own constitutional rights or immunities" and the principle that one cannot typically sue for the deprivation of another's civil rights. O'Malley v. Brierley, 477 F.2d 785, 789 (3d Cir. 1973) (citing, inter alia, McGowan v. Maryland, 366 U.S. 420, 429, 81 S.Ct. 1101, 6 L.Ed.2d 393 (1961) and United States v. Raines, 362 U.S. 17, 22, 80 S.Ct. 519, 4 L.Ed.2d 524 (1960)); see also Stukes v. Knowles, 229 F. App'x 151, 152 n.2 (3d Cir. 2007); Moyer, 2014 WL 1096043, at *3. The administrators of the deceased Firefighter Plaintiffs' estates, however, are also part of this suit, (see D.I. 1 ¶ 8-24), and their standing is not challenged. Thus, whatever the Court decides, the wrongful death claims could likely remain in the suit if Plaintiffs choose to amend and re-file.
Nevertheless, Plaintiffs have not cited a single case in which a wrongful death claim was maintained by the beneficiary of such a claim rather than the representative of the deceased's estate and the Court has similarly not found such a case. Thus, given the Third Circuit's guidance, the Court finds that Family Member Plaintiffs' lack standing to bring § 1983 wrongful death claims in this action. Such claims, however, may be brought by the representatives of the deceased Firefighter Plaintiffs' estates, in that capacity.
Accordingly, the Complaint will be dismissed because Plaintiffs have failed allege the necessary underlying constitutional violation for any of the three counts.