STEELE, Chief Justice.
Marian Roache allegedly suffered injuries when Constance Rogers rear ended her car in 2007. She filed a complaint on October 7, 2009. At a summary judgment hearing, the trial judge held that Roache's expert failed to state an opinion on causation and denied a request for a 24 hour continuance to clarify the expert's report. Roache appeals on two grounds: (1) the expert report was sufficient to survive the motion for summary judgment; and, (2) the trial judge abused his discretion by denying the continuance. Although Roache's expert failed to provide an opinion on causation, the trial judge abused his discretion by refusing to grant the 24 hour continuance. We therefore REVERSE.
On October 10, 2007, Marian Roache drove her two sons Kaliff and Kyrees as passengers in New Castle County when Constance Rogers car collided with theirs. Roache alleges that she and her two sons sustained injuries to their respective necks and lower backs as a result of the accident.
After a few months of physical therapy, Roache's primary care physician referred her to orthopedic surgeon Dr. Bruce Katz. Dr. Katz first treated Roache on February 5, 2008 and recorded the following note: "The patient is a CNA who denies any history of pain, however on 10/10/07 she was involved in a motor vehicle accident. She was a restrained driver who was rear ended twice by another driver who unfortunately was having a seizure."
On January 6, 2009, Dr. Katz examined Roache for neck symptoms in addition to back and leg pain. Office records from this appointment indicate that "[Roache] was last seen on 12/9/09 for her low-back. She presents today to have her neck examined. Her history is identical. She was involved in a motor vehicle accident on 10/10/07."
Roache later filed a complaint against Stanley Charney on October 7, 2009. Constance Rogers had expired for reasons unrelated to the automobile collision, and Charney was appointed the administrator of Rogers' estate. The complaint alleges that Roache suffered serious and permanent personal injuries including but not limited to (1) cervical strain and sprain, (2) lumbar strain and sprain, (3) pain and suffering, and (4) herniated disc at L4-5.
The treating physician, Dr. Katz, authored an October 30, 2009 expert report about Roache's medical treatment. In the report, Dr. Katz first describes the accident as follows: "She indicated on 10/10/07 she was involved in a motor vehicle accident. She was a restrained driver who was rear ended twice by another driver. She did not hit her head or lose consciousness. She went to Christiana Hospital via ambulance afterwards."
On January 15, 2010, Roache drafted a letter asking Dr. Katz to prepare an addendum to the narrative report he provided in October. The letter included all of Roache's medical records on file and specifically asked "whether these records affect your causation opinion."
Dr. Errol Ger, expert for defendant Charney, also provided a report on April 25, 2011. This report was based on a physical examination of Roache and a review of her medical records. According to the Ger report, Roache was involved in a car accident about 23 years ago and saw Dr. Dressler in 2005 with chronic low back pain. In conclusion, Dr. Ger found that "the neck pain was directly attributable to the automobile accident. However, there were pre-existing low back complaints and it is not clear whether the surgery performed for her low back was necessitated by the automobile accident or due to the pre-existing low back problems."
On June 13, 2011, Charney filed a Motion for Summary Judgment claiming that Dr. Katz's expert report failed to state an opinion on causation between Dr. Katz's treatment and Roache's automobile collision. The trial judge held a hearing on June 27, 2011. According to the transcript, the trial judge first found that Dr. Katz's reports did not address causation:
Roache requested a 24 hour continuance to clarify the meaning of Dr. Katz's report, but the trial judge found that a continuance would be problematic because Charney would have to "go back and look at her expert and see whether they need to get this matter, or have a further response or hire another expert" only 8 days before trial.
In order to survive a motion for summary judgment, Roache must adequately establish all of the elements essential to her case that she would have the burden to prove at trial.
Roache's expert Dr. Katz provided two expert reports. In the October 2009 report, Dr. Katz discussed Roache's accident and medical treatment following the accident but did not explicitly state that the injuries were caused by or related to the accident with Constance Rogers in 2007. The report also failed to discuss Roache's medical history before 2007, including back and neck injuries suffered from a previous car accident around 1989. When Roache requested an addendum expert report, specifically asking for a causation opinion, Dr. Katz responded with a letter stating "I have not changed my opinion with respect to the patient's lower back and leg issues."
This Court reviews a request for a continuance under the abuse of discretion standard. We held in the 1918 case State v. Henry that "[t]he matter of the continuance of a case is one for the sound judicial discretion of the trial court-a discretion which may not be exercised arbitrarily or unjustly."
Conversely, when a trial judge exceeds the bounds of reason in light of the circumstances or has ignored recognized rules of law or practice to produce injustice, discretion has been abused.
In Secrest v. State, we established guidelines for reviewing the grant or denial of a continuance. "First, the party seeking the continuance has the burden of establishing a clear record of the relevant facts relating to the criteria for a continuance, including the length of the requested continuance."
Roache has satisfied Secrest by establishing a record of facts relating to the continuance and specifically including the length of the requested continuance. Furthermore, Roache can be distinguished from two cases where the party requesting the continuance failed to provide the required information.
In Smith v. State, the trial judge denied Corey Smith's request for a continuance to locate a subpoenaed witness who failed to appear. We applied the standards of Secrest v. State and affirmed the denial of the continuance because Smith did not disclose the length of his requested continuance and did not show that the denial of the continuance would cause prejudice to his case.
In Ungar v. Sarafite, Sidney Ungar argued for a continuance on the ground that a few hours were needed to enable him to present medical proof and expert testimony showing no contempt was intended, but the trial judge denied the continuance.
Under Secrest, Roache must show that (a) she was diligent in the preparation of the expert opinion, (b) the continuance will likely satisfy the need to present the testimony, and (c) the inconvenience created by the continuance is insubstantial to the prejudice that would occur if the continuance were denied.
The record demonstrates that Roache's counsel was diligent in preparing the expert opinion for purposes of the Secrest test. Two days after Roache filed her complaint, counsel drafted a letter requesting the expert opinion. Dr. Katz finished the expert report on October 30, 2009 which was then relayed to opposing counsel on November 10, 2009. When defendant's attorney claimed that Roache had preexisting injuries, Roache's counsel provided Dr. Katz with more medical records and again requested an expert opinion specifically focused on causation.
Although we affirm that the second opinion failed to establish causation, the trial judge acknowledged that Roache could have held a good faith, albeit mistaken, belief that Dr. Katz provided a sufficient causation opinion. According to the hearing transcript, the trial judge admitted that Dr. Katz's causation finding "may be a reasonable inference from [Roache's] perspective, but I just don't see it."
Based on the short length of the continuance and the two sentence opinion required to satisfy the causation requirement, the continuance is also likely to satisfy the need to present the testimony. Dr. Katz's expert testimony is necessary to satisfy the plaintiff's requirement to prove the causal connection between the negligent conduct and the injury with the direct testimony of a competent medical expert.
The trial judge abused his discretion by failing to consider the prejudice that would befall Roache in relation to the minimal inconvenience to Charney and the court. Secrest requires the trial judge to examine both the inconvenience to the court, opposing parties, jurors, and witnesses as well as the prejudice that would result from a denial of the continuance.
The trial judge found that the continuance would inconvenience opposing counsel by requiring her to reconvene with her expert when trial was 8 days away. In opposing counsel's expert report, however, Dr. Ger already concluded that "the neck pain was directly attributable to the automobile accident."
Dr. Ger also concluded that "there were pre-existing low back complaints and it is not clear whether the surgery performed for her low back was necessitated by the automobile accident or due to the pre-existing low back problems."
On the other hand, Roache suffered clear prejudice as a result of the trial judge's decision to deny the continuance. In Smith v. State, Corey Smith requested a continuance to have witnesses testify that he did not own a gun and had never seen one before the day he was arrested. Because police found Smith in possession of a gun and Smith admitted to police that he owned the gun, we held that the witnesses' testimony would have minimal probative value, and therefore, Smith would not be prejudiced by the denied continuance.
For the forgoing reasons, the judgment of the Superior Court is reversed.
