OFFICE OF COMPTROLLER, DIVISION OF SECURITIES AND INVESTOR PROTECTION vs WATERHOUSE FINANCIAL, INC.; MICHAEL ALBERT, A/K/A MICHAEL EINSTEIN; AND JOHN J. FLYNN, 91-007881 (1991)
Court: Division of Administrative Hearings, Florida
Number: 91-007881
Visitors: 6
Petitioner: OFFICE OF COMPTROLLER, DIVISION OF SECURITIES AND INVESTOR PROTECTION
Respondent: WATERHOUSE FINANCIAL, INC.; MICHAEL ALBERT, A/K/A MICHAEL EINSTEIN; AND JOHN J. FLYNN
Judges: DANIEL MANRY
Agency: Department of Financial Services
Locations: Fort Lauderdale, Florida
Filed: Dec. 06, 1991
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, May 19, 1992.
Latest Update: Jan. 05, 2025
Docket for Case No: 91-007881
| Issue Date |
Proceedings |
|
May 19, 1992 |
Order Relinquishing Jurisdiction and Closing File sent out. CASE CLOSED, Petitioner`s Motion to Relinquish jurisdiction. |
|
May 08, 1992 |
(Petitioner) Motion to Relinquish Jurisdiction filed. |
|
Jan. 07, 1992 |
Notice of Hearing sent out. (hearing set for June 9, 1992; 10:30am; & June 10-12, 1992; 9:00am; Ft Lauderdale). |
|
Dec. 10, 1991 |
Initial Order issued. |
|
Dec. 06, 1991 |
Agency referral letter; Administrative Complaint to Impose Sanctions and Notice of Intent to Issue Cease and Desist Order With Notice of Rights; Petition for Formal Hearing; Answer filed. |
Source: Florida - Division of Administrative Hearings
