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OFFICE OF COMPTROLLER, DIVISION OF SECURITIES AND INVESTOR PROTECTION vs BRUCE M. WALKER, 94-001358 (1994)

Court: Division of Administrative Hearings, Florida Number: 94-001358 Visitors: 5
Petitioner: OFFICE OF COMPTROLLER, DIVISION OF SECURITIES AND INVESTOR PROTECTION
Respondent: BRUCE M. WALKER
Judges: D. R. ALEXANDER
Agency: Department of Financial Services
Locations: Pensacola, Florida
Filed: Mar. 14, 1994
Status: Closed
Recommended Order on Monday, September 12, 1994.

Latest Update: Oct. 05, 2024

Docket for Case No: 94-001358
Issue Date Proceedings
Feb. 15, 1995 Letter to Margaret S. Karniewicz from J. Lofton Westmoreland (cc: HO)Re: Response to your correspondence dated 2/8/95 concerning the factual bsis for our client's "yes" answers to these interrogatories and objecting to several of your request for offic
Oct. 05, 1994 Final Order filed.
Sep. 12, 1994 Recommended Order sent out. CASE CLOSED. Hearing held 6-27-94.
Aug. 22, 1994 Respondent, Bruce M. Walker, Proposed Findings of Fact and Conclusions of Law and Recommended Order; Brief in Support of Respondent, Bruce M. Walker filed.
Aug. 16, 1994 (Respondent) Brief in Support of Respondent, John E. Phillips, Jr.; Respondent, John E. Phillips, Jr., Proposed Findings of Fact and Conclusions of Law and Recommended Order w/Exhibits A&B filed.
Aug. 16, 1994 Brief in Support of Respondent, John E. Phillips, Jr.; Respondent, John E. Phillips, Jr., Proposed Findings of Fact and Conclusions of Law Recommended Order w/Exhibit-A filed.
Aug. 15, 1994 Petitioner`s Proposed Recommended Order filed.
Aug. 04, 1994 Transcript of Proceedings filed.
Jun. 22, 1994 Order sent out. (hearing scheduled for 11:00 on 6/27/94 will commence at 10:00am)
Jun. 21, 1994 Deposition of Robert R. Kynoch ; Deposition of Mike Blaker filed.
Jun. 21, 1994 Deposition of Kenneth Yon filed.
Jun. 21, 1994 (John Phillips) Notice of Filing filed.
Jun. 20, 1994 Notice of Compliance With Respondent`s Bruce M. Walker, First Request for Production filed.
Jun. 13, 1994 Respondents` Motion for Summary Judgment and Supporting Memorandum of Law filed.
Jun. 13, 1994 Respondent Bruce M. Walker`s First Request for Production of Documents to Petitioner filed.
Jun. 13, 1994 (Petitioner) Notice of Filing; Respondent`s Response to Petitioner`s First Request for Admissions filed.
Jun. 08, 1994 Amended Notice of Taking Deposition Duces Tecum (from J. Westmoreland)
Jun. 07, 1994 Amended Notice of Taking Deposition Duces Tecum (from J. L. Westmoreland) filed.
May 26, 1994 Notice of Taking Deposition Duces Tecum w/Exhibit-A filed. (From J. Lofton Westmoreland)
May 26, 1994 Notice of Taking Deposition Duces Tecum w/Exhibit-A & Exhibit-A filed.
May 26, 1994 Respondent`s Response to Petitioner`s First Request for Admissions filed.
May 18, 1994 Notice of Taking Deposition Duces Tecum (3) filed.
May 16, 1994 CC Mr. Walker`s Answers to Department`s Interrogatories; Notice of Withdrawal of Petitioner`s Motion to Compel Discovery From Respondent Bruce M. Walker filed.
May 16, 1994 (Respondent) Notice of Filing w/Petitioner`s First Set of Interrogatories to Respondent Bruce M. Walker and Request for Production filed.
May 09, 1994 (ltr form) Request for Subpoenas filed. (From Margaret S. Kaniewicz)
May 06, 1994 Petitioner`s Motion to Compel Discovery From Respondent Bruce M. Walker filed.
May 03, 1994 Order sent out. (Consolidated cases are: 94-1266 & 94-1358; Hearing in case 94-1358 set for 6/27/94; 11:00am; Pensacola; Consolidated proceeding will be heard on that date, time, place unless good cause is shown within 10 days)
Apr. 29, 1994 Petitioner`s First Request for Admissions To Respondent Bruce M. Walker filed.
Apr. 08, 1994 Notice of Hearing sent out. (hearing set for 6/27/94; 11:00am; Pensacola)
Apr. 01, 1994 Notice of Service of Petitioner`s First Set of Interrogatories to Respondent Bruce M. Walker; Petitioner`s First Set of Interrogatories to Respondent Bruce M. Walker and Request for Production filed.
Mar. 31, 1994 Memorandum in Opposition to Petitioners Motion to Consolidate (with DOAH Case No/s. 94-1266 & 94-1358) filed.
Mar. 31, 1994 (J. Phillips) Request for Telephonic Oral Argument With Respect to Petitioner`s Motion to Consolidate (for 94-1266 & 94-1358) filed.
Mar. 30, 1994 (Petitioner) Response to Initial Order filed.
Mar. 23, 1994 Petitioner`s Response to Initial Order filed.
Mar. 23, 1994 Joint Response to Initial Order filed.
Mar. 18, 1994 Initial Order issued.
Mar. 14, 1994 Agency referral letter; Administrative Charges and Complaint, Denial of Registration and Notice of Rights; Petition for Formal Proceeding filed.
Source:  Florida - Division of Administrative Hearings

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