OFFICE OF COMPTROLLER, DIVISION OF SECURITIES AND INVESTOR PROTECTION vs JACK BENSON COULTER; FIRST FINANCIAL PLANNERS, INC.; AND FIRST INVESTMENT SERVICES, INC., 97-002812 (1997)
Court: Division of Administrative Hearings, Florida
Number: 97-002812
Visitors: 18
Petitioner: OFFICE OF COMPTROLLER, DIVISION OF SECURITIES AND INVESTOR PROTECTION
Respondent: JACK BENSON COULTER; FIRST FINANCIAL PLANNERS, INC.; AND FIRST INVESTMENT SERVICES, INC.
Judges: CLAUDE B. ARRINGTON
Agency: Department of Financial Services
Locations: Tallahassee, Florida
Filed: Jun. 13, 1997
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Wednesday, April 15, 1998.
Latest Update: Feb. 23, 2025
Docket for Case No: 97-002812
| Issue Date |
Proceedings |
|
Apr. 15, 1998 |
Order Closing File sent out. CASE CLOSED. |
|
Apr. 15, 1998 |
(Respondent) Response to Order to Show Cause filed. |
|
Apr. 03, 1998 |
Order to Show Cause sent out. (parties to respond by 4/17/98 as to why case file should not be closed) |
|
Dec. 03, 1997 |
Order of Abeyance sent out. (12/8/97 hearing cancelled; parties to file status report by 12/19/97) |
|
Dec. 02, 1997 |
(Respondent) Motion for Continuance to Allow Completion of Settlement filed. |
|
Nov. 17, 1997 |
(From C. Forthman) Response to Request for Admissions filed. |
|
Nov. 17, 1997 |
Order Rescheduling Hearing sent out. (hearing set for Dec. 8-9, 1997; 9:00am; Tallahassee) |
|
Nov. 12, 1997 |
Motion For Leave to Amend Petition For Hearing filed. |
|
Nov. 12, 1997 |
Amended Petition For Hearing filed. |
|
Nov. 10, 1997 |
(Respondent) Response to Motion to Strike; (Respondent) Response to Petitioner`s Motion for Summary Final Order filed. |
|
Nov. 07, 1997 |
(Respondent) Motion for Extension of Time to File Reply to Motions to Strike and for Summary Final Order filed. |
|
Nov. 07, 1997 |
(Petitioner) Notice of Filing Affidavit of Proof; Affidavit of Proof filed. |
|
Oct. 31, 1997 |
(Petitioner) Motion for Summary Final Order; (Petitioner) Motion to Strike filed. |
|
Oct. 23, 1997 |
Joint Motion for Continuance filed. |
|
Oct. 22, 1997 |
Notice of substitution of counsel (filed via facsimile). |
|
Aug. 11, 1997 |
(Petitioner) Notice of Service of Request for Admissions; (Petitioner) Notice of Service of Interrogatories filed. |
|
Jul. 22, 1997 |
Notice of Hearing sent out. (hearing set for Nov. 18-21, 1997; 9:00am; Tallahassee) |
|
Jul. 22, 1997 |
Prehearing Order sent out. |
|
Jun. 25, 1997 |
(Petitioner) Response to Initial Order filed. |
|
Jun. 16, 1997 |
Initial Order issued. |
|
Jun. 13, 1997 |
Petition for Section 120.57(1) Formal Administrative Proceeding; Agency Referral letter; Administrative Complaint and Notice of Rights filed. |
Source: Florida - Division of Administrative Hearings
