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AGENCY FOR HEALTH CARE ADMINISTRATION vs SUSAN MARR, 01-002855PL (2001)

Court: Division of Administrative Hearings, Florida Number: 01-002855PL Visitors: 5
Petitioner: AGENCY FOR HEALTH CARE ADMINISTRATION
Respondent: SUSAN MARR
Judges: LARRY J. SARTIN
Agency: Agency for Health Care Administration
Locations: Tallahassee, Florida
Filed: Jul. 18, 2001
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Wednesday, December 12, 2001.

Latest Update: Dec. 25, 2024
a cin ae RE eomennin® Certified Article Number AOL YS7S 12 SON7 bubb SENDERS RECORD STATE OF FLORIDA oe F ro AGENCY FOR HEALTH CARE ADMINISTRATION 27. @ ‘3, Boe - STATE OF FLORIDA, AGENCY FOR BRE, 2 0 HEALTH CARE ADMINISTRATION, REN 2 a Petitioner, vs. AHCA NO: 02-01-0115-RM SUSAN MARR, | 6-59 LL, Respondent. . $$ . ADMINISTRATIVE COMPLAINT Petitioner, STATE OF FLORIDA, AGENCY FOR HEALTH CARE ADMINISTRATION (“Agency”), by and through its undersigned counsel, files this administrative complaint against Respondent, SUSAN MARR ("RESPONDENT"), for violations of Chapter 395, Florida Statutes, governing risk management licensure. In support thereof, the Agency states the following: 1. Petitioner is the state agency charged with regulating the practice of risk management pursuant to Chapter 395, Florida Statutes, and Rule 59A-10, Florida Administrative Code. . 2. RESPONDENT, is and has been at all times material hereto, a licensed Risk Manager in the State of Florida, having been issued license number 5501454 on certificate number 1344. 3. RESPONDENT's last known address is, 550 NEL Town Terrace, Jensen Beach, Florida 34957. EXHIBIT A 4. At all times material hereto, RESPONDENT was employed by Lawnwood Regional Medical Center (Lawnwood"), located at 1700 S. 2374 Street, Fort Pierce, Florida 34950. The employer facility’s license number is 100246. 5. The Agency conducted a risk management survey of Lawnwood on or about January 11, 2000 O 6. Pursuant to section 395.0197(5)(a)(1), Florida Statutes, for purposes of reporting to the Agency, the term "adverse incident’ means an event over which health care personnel could exercise control and which is associated in whole or in part with medical intervention, rather than the condition for which such intervention. occurred, and which results in death. 7. Pursuant to section 395.0197(5)(c), Florida Statutes, for purposes of reporting to the Agency, the term "adverse incident’ means an event over which health care personnel could exercise control and which is associated in whole or in part with medical intervention, rather than the condition for which such intervention occurred, and which required the surgical repair of damage resulting to a patient from a planned surgical procedure, where the damage was not a recognized specific risk, as disclosed to the patient and documented through the informed consent process. | . 8. Risk Managers are required to report the following adverse incidents whether occurring in the licensed facility or arising from health weer re care prior to admission in the licensed facility to the agency within fifteen (15) calendar days after their occurrence, pursuant to §395.0197(8), Florida Statutes: a. The death of a patient; 8. The surgical repair of damage resulting to a patient from a planned surgical procedure, where the damage is not a recognized specific risk , as disclosed to the patient and documented through the informed consent process. 9. The January 11, 2000 survey disclosed that patient W.A. was admitted through the emergency room for jaw, back and neck pain with a history of diabetes, congestive heart fiuilure, coronary artery disease and a leaky heart valve. During an exploratory laparotomy to rule out rupture of an abdominal aortic aneurysm, W.A. expired. Postoperative diagnosis stated that the abdominal pain was most likely due to myocardial infarction and two x-ray summary reports indicate congestive heart failure. No abdominal aortic aneurysm was found during W. A. 8 laparotomy. 10. The death of W. A was an Adverse event as defined by section 395. 0197(5)(a)(1), Florida, Statutes and was not reported to the Agency as required by section 395,.0197(8)(a), Florida Statutes. 11, During the survey conducted on January 11, 2000, the Agency found another unreported incident which met the criteria of a reportable adverse event. Patient J.B.. underwent three different surgical ome ner cere r- procedures to correct complications pf an infection of the'sternum. J.B.'s infection was a postoperative noscomially acquired infection that arose as a result of having undergone coronary artery bypass grafts. The infection constituted an adverse event as defined by section 395.0197(5)(a)(6), Florida Statutes and was not reported to the Agency as “mandated pursuant to section 395,0197(8)(g), Florida Statutes. 12. Pursuant to Rule 59A-10,.0055(3), Florida Administrative Code, the risk manager shall be responsible for the regular and systematic reviewing of all incident reports inclucling fifteen day incident reports for the purposes of identifying trends or patterns as to time place or persons. _ 18. The risk manager could not provide documentation of investigation, analysis, tracking and trending for the two patient incident investigations requested during the January 11, 2000 survey. Additionally, there was no tracking and trending of Infection Control issues, or physician performance issues into the risk management evaluation process that is supposed to be implemented in any patient injury case. 14, Based on review of risk management documents, incident reports, clinical records, facility docjzments and interview with the risk manager/designee and other key personnel, the Agency determined that RESPONDENT failed to regularly, systematically review all incident - ran en a A RR Se -_ a reports to track and trend patterns as to time, place or persons, as required by Rule 59A-10.0055(3), Florida Administrative Code. 15. Through negligence, incompetence, or misconduct, RESPONDENT failed to report the above-mentioned adverse events to the Agency as required by §395.0197(6), Florida Statutes, and failed to track and trend adverse incident reports as required by Rule 59A~10.0055(3), Florida Administrative Code. 16. Based on the foregoing, RESPONDENT'S license to practice risk management is subject to discipline pursuant to §395.10975(1) & (2), Florida Statutes, for violation of §395.0197(8)(a), Florida Statutes, and Rule 59A-10.0055(3), Florida Administrative Code. ‘17. The Agency intends to issue a final order that imposes one or more of the following penalties against Respondent's license: administrative fine not to exceed $2,500 for each count or separate offense; revocation; suspension; isduance ofa reprimand; or probation fora period of time subject to such conditions as the Agency may specify. Respondent ‘is notified that she has a right to request an administrative hearing pursuant to Section 120.57, Florida Statutes, to be represented by counsel (at her own expense), to take testimony, to call or cross-examine witnesses, to have subpoenas and/or subpoenas duces tecum issued, and to present written evidence or argument if it requests a hearing, . . & beget Qf Serie ge In order to obtain a formal Yroceeding under Section 120,.57(1), Florida Statutes, Respondent’s request must state which issues of material fact are disputed. Failure to dispute material issues of fact in the request for a hearing, may be treated by the Agency as an election by Respondent for an informal proceeding under Section 120.57(2), Florida Statutes. All requests for hearing should be made to the Agency for Health Care Administration, Attention: Sam Power, Agency Clerk, Senior Attorney, 2727 Mahan Drive, Mail Stop #3, Tallahassee, Florida 32308. RESPONDENT IS FURTHER NOTIFIED THAT THE FAILURE TO REQUEST A HEARING WITHIN 21 DAYS OF RECEIPT OF THIS COMPLAINT WILL RESULT IN AN ADMISSION OF THE FACTS ALLEGED IN THE COMPLAINT AND THE ENTRY OF A FINAL ORDER EY THE AGENCY, Issued this “74 Way of Yaus_, 2001. heuer tite Anna Polk, Manager >> Risk Managernent Unit -.. Agency for Health Care ~ Administration Managed Care & Health Quality 2727 Mahan )Drive, Bldg. 1 Tallahassee, Florida 32308 t So RRMT Sees a He tic CERTIFICATE OF SERVICE Ga Og, 1 HEREBY CERTIFY that the original complaint was sent by U.S. Mail, Return Receipt Requested, to: Susan Marr,'550 N.E. Town Terrace, Jensen Beach, Florida 34957 on this tetay of _-S Un, 2001. Obi tent Christine T. Messana, Esquire Office of the Greneral Counsel Copies furnished to: Christine T. Messana Attorney Agency for Health Care Administration 2727 Mahan Drive Mail Stop #3 Tallahassee, Florida 32308 { . - Elizabeth Dudek, Acting Deputy Secretary Managed Care and Health Quality Agency for Health Care Administration 2727 Mahan Drive, Building 1 Tallahassee, Florida 32308-5403 Anna Polk, Manager Risk Management Unit Agency for Health Care Administration Managed Care & Health Quality 2727 Mahan Drive, Bldg. 1 Tallahassee, Florida 32308 Gloria Collins, Finance & Accounting CNET yea re +

Docket for Case No: 01-002855PL
Issue Date Proceedings
Mar. 18, 2002 Final Order filed.
Dec. 12, 2001 Order Closing File issued. CASE CLOSED.
Nov. 26, 2001 Petitioner`s Notice of Voluntary Dismissal (filed via facsimile).
Nov. 15, 2001 Order Granting Respondent`s Motion to Strike Filing an Denying Motion for Sanctions issued.
Nov. 09, 2001 Response to Respondent`s Motion to Strike Filing and Motion for Sanctions (filed by Petitioner via facsimile).
Oct. 31, 2001 Respondent`s Motion to Strike Filing and Motion for Sanctions filed.
Oct. 23, 2001 Amended Administrative Complaint (filed by Petitioner via facsimile).
Oct. 18, 2001 Order Denying Motion to Amend and Serve Complaint issued.
Sep. 19, 2001 Order Denying Petitioner`s Motion to Relinquish Jurisdiction issued.
Sep. 19, 2001 Order Concerning Motion to Relinquish Jurisdiction and Denying Petitioner`s Motion to Strike issued.
Sep. 18, 2001 Response to AHCA`s Motion to Amend and Serve Complaint filed by Respondent.
Sep. 14, 2001 Petitioner`s Memorandum of Law Supporting AHCA`s Authority to Discipline Licensed Health Care Risk Managers (filed via facsimile).
Sep. 13, 2001 Motion to Amend and Serve Complaint (filed by Petitioner via facsimile).
Sep. 11, 2001 Order Granting Motion for Extension of Time issued.
Sep. 10, 2001 Supplemental Memorandum in Support of Respondent`s Motion to Relinquish Jurisdiction filed by Respondent
Sep. 10, 2001 Motion for Official Reconition filed by Respondent
Sep. 10, 2001 Motion for Extension of Time to File Additional Argument as to Whether Separate Motions to Relinquish Jurisdiction Should be Granted (filed by Petitioner via facsimile).
Sep. 05, 2001 Answers to Respondent`s Interrogatories (filed by Petitioner via facsimile).
Sep. 05, 2001 Notice of Providing Answers to Respondent`s First Set of Interrogatories (filed by Petitioner via facsimile).
Sep. 05, 2001 Response to Respondent`s First Request for Admissions (filed by Petitioner via facsimile).
Sep. 05, 2001 Response to Respondent`s First Request for Production of Documents (filed by Petitioner via facsimile).
Aug. 31, 2001 Order Granting Continuance issued (parties to advise status by September 10, 2001).
Aug. 30, 2001 Notice of Voluntary Dismissal of Motion for Leave to File an Amended Administrative Complaint (filed by Petitioner via facsimile).
Aug. 30, 2001 Motion to Relinquish Jurisdiction (filed by Petitioner via facsimile).
Aug. 30, 2001 Motion to Relinquish Jurisdiction (filed by Petitioner via facsimile).
Aug. 30, 2001 Motion for Leave to File an Amended Administrative Complaint (filed by Petitioner via facsimile).
Aug. 14, 2001 Petitioner`s Motion to Strike Respondent`s Response to Pettioner`s Motion to Relinquish Jurisdiction (filed via facsimile).
Aug. 09, 2001 Notice of Correction (filed by Petitioner via facsimile).
Aug. 08, 2001 Response to Agency for Health Care Administration`s Motion to Relinquish Jurisdiction and Reply to Agency Response to Respondent`s Motion to Relinquish filed by Respondent
Aug. 06, 2001 Petitioner`s Response to Respondent`s Motion to Relinquish Jurisdiction (filed via facsimile).
Aug. 03, 2001 Respondent`s First Request for Production of Documents to the Agency for Health Care Administration filed.
Aug. 03, 2001 Respondent`s First Request for Admissions to the Agency for Health Care Administration filed.
Aug. 03, 2001 Respondent`s First Set of Interrogatories to the Agency for Health Care Administration filed.
Aug. 03, 2001 Respondent`s Notice of Service of First Set of Interrogatories to the Agency for Health Care Administration filed.
Aug. 03, 2001 Letter to Judge Sartin from R. Prescott regarding Motion to Relinquish Jurisdiction w/exhibit filed.
Jul. 31, 2001 Motion to Relinquish Jurisdiction filed by Respondent
Jul. 30, 2001 Order of Pre-hearing Instructions issued.
Jul. 30, 2001 Notice of Hearing issued (hearing set for October 2 through 4, 2001; 9:30 a.m.; Tallahassee, FL).
Jul. 26, 2001 Joint Response to Initial Order filed.
Jul. 19, 2001 Initial Order issued.
Jul. 18, 2001 Petition for Formal Administrative Hearing filed.
Jul. 18, 2001 Administrative Complaint filed.
Jul. 18, 2001 Notice (of Agency referral) filed.
Source:  Florida - Division of Administrative Hearings

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