DEPARTMENT OF BANKING AND FINANCE, DIVISION OF SECURITIES AND INVESTOR PROTECTION vs SOUTHERN FINANCIAL GROUP, INC., A SOUTH CAROLINA CORPORATION, AND JAMES C. TAYLOR, AS GENERAL SECURITIES REPRESENTATIVE FOR SOUTHERN FINANCIAL GROUP, 01-003085 (2001)
Court: Division of Administrative Hearings, Florida
Number: 01-003085
Visitors: 25
Petitioner: DEPARTMENT OF BANKING AND FINANCE, DIVISION OF SECURITIES AND INVESTOR PROTECTION
Respondent: SOUTHERN FINANCIAL GROUP, INC., A SOUTH CAROLINA CORPORATION, AND JAMES C. TAYLOR, AS GENERAL SECURITIES REPRESENTATIVE FOR SOUTHERN FINANCIAL GROUP
Judges: DANIEL M. KILBRIDE
Agency: Department of Financial Services
Locations: Maitland, Florida
Filed: Aug. 03, 2001
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, October 23, 2001.
Latest Update: Jan. 20, 2025
Docket for Case No: 01-003085
| Issue Date |
Proceedings |
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Oct. 23, 2001 |
Order Closing File issued. CASE CLOSED.
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Oct. 22, 2001 |
Motion to Relinquish Jurisdiction (filed by Petitioner via facsimile).
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Sep. 24, 2001 |
Order Placing Case in Abeyance issued (parties to advise status by October 5, 2001).
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Sep. 20, 2001 |
Letter to Judge Kilbride from C. Lindamood awaiting receipt of a signed waiver and a restitution check from the complainant in this case (filed via facsimile).
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Aug. 27, 2001 |
Order issued (the parties are directed to file their joint response to the initial order by September 20, 2001).
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Aug. 23, 2001 |
Letter to Judge Kilbride from C. Lindamood requesting an extension of time filed.
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Aug. 13, 2001 |
Letter to Judge Kilbride from C. Lindamood (request for extension of time) filed via facsimile.
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Aug. 09, 2001 |
Department`s Request for Admissions (filed via facsimile).
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Aug. 09, 2001 |
Department`s Request for Production (filed via facsimile).
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Aug. 06, 2001 |
Initial Order issued.
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Aug. 03, 2001 |
Administrative Complaint and Notice of Intent to Issue Cease and Desist Order, Impose Penalties and Revoke, Suspend, or Deny Application for Registration and Notice of Rights (filed via facsimile).
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Aug. 03, 2001 |
Agency referral, Requesting a Hearing (filed via facsimile).
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Source: Florida - Division of Administrative Hearings
