| Issue Date |
Proceedings |
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Jan. 22, 2013 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Jan. 22, 2013 |
Motion to Relinquish Jurisdiction filed.
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Nov. 06, 2012 |
Notice of Hearing (hearing set for February 26 through March 1, 2013; 9:30 a.m.; Sarasota, FL).
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Nov. 05, 2012 |
Joint Status Report and Dates for Final Hearing filed.
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Oct. 08, 2012 |
Order Requiring Status Report (parties to advise status by November 5, 2012).
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Oct. 05, 2012 |
Joint Status Report and Motion for Continuance filed.
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Sep. 10, 2012 |
Order Granting Continuance (parties to advise status by October 8, 2012).
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Sep. 07, 2012 |
Joint Motion for Continuance filed.
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Sep. 05, 2012 |
Amended Notice of Appearance (Greg Slemp) filed.
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Sep. 05, 2012 |
Amended Notice of Appearance (Scott Palmer) filed.
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Sep. 05, 2012 |
Notice of Appearance (Greg Slemp) filed.
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Sep. 05, 2012 |
Notice of Appearance (Scott Palmer) filed.
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Sep. 05, 2012 |
Order Granting Motion to Amend Administrative Complaint
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Sep. 05, 2012 |
Notice of Appearance (Matthew Criscuolo) filed.
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Sep. 05, 2012 |
Unopposed Motion to Amend Administrative Complaint filed.
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Sep. 04, 2012 |
Notice of Deposition (of M. Keeney) filed.
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Sep. 04, 2012 |
Pre-hearing Stipulation filed.
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Aug. 31, 2012 |
Designation of Email Addresses filed.
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Aug. 31, 2012 |
Petitioner's Amended Notice of Deposition Duces Tecum (of P. Bruce) filed.
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Aug. 29, 2012 |
Amended Notice of Deposition (of R. Lowry) filed.
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Aug. 29, 2012 |
Notice of Deposition (of R. Lowry) filed.
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Aug. 28, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of T. White) filed.
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Aug. 27, 2012 |
Petitioner's Amended Notice of Deposition Duces Tecum (of D. Paulukaitis) filed.
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Aug. 27, 2012 |
Notice of Deposition (of J. Stuelke) filed.
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Aug. 24, 2012 |
Notice of Use of Summary Exhibits filed.
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Aug. 24, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of P. Bruce) filed.
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Aug. 24, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of D. Ploss) filed.
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Aug. 24, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of L. Shulz) filed.
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Aug. 24, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of C. Shulz) filed.
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Aug. 24, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of D. Paulukaitis) filed.
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Aug. 24, 2012 |
Petitioner's Notice of Deposition Duces Tecum (of B. Morrissey) filed.
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Aug. 24, 2012 |
Notice of Deposition (of J. Drummond) filed.
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Aug. 24, 2012 |
Notice of Taking Deposition Duces Tecum (of C. Holmes) filed.
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Aug. 20, 2012 |
Respondents' Notice of Service of Answers and Objections to Petitioner, Office of Financial Regulation's, First Set of Interrogatories filed.
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Aug. 06, 2012 |
Amended Notice of Hearing (hearing set for September 11 through 14, 2012; 9:30 a.m.; Sarasota, FL; amended as to location of hearing).
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Aug. 03, 2012 |
Respondents' Notice of Service of Responses and Objections to Petitioner Office of Financial Regulation's First Requests for Production of Documents filed.
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Aug. 03, 2012 |
Petitioner's Second Request to Prime Capital Services and Asset and Financial Planning for Production of Documents filed.
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Aug. 03, 2012 |
Petitioner's Second Request to Richard Caparelli for Production of Documents filed.
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Aug. 03, 2012 |
Petitioner's Second Request to Antonio Gomes for Production of Documents filed.
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Aug. 03, 2012 |
Petitioner's Second Request to Scott Aabel for Production of Documents filed.
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Jul. 19, 2012 |
Petitioner's Notice of Service of Responses to Respondents Prime Capital Services, Inc., Asset & Financial Planning, Ltd., Scott Aabel, Antonio Gomes, and Richard Caparelli's First Set of Interrogatories to Petitioner and Scott Aabel's Second Set of Interrogatories to Petitioner filed.
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Jul. 05, 2012 |
Cross-Notice of Video Deposition (of B. Fried) filed.
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Jul. 05, 2012 |
Amended Notice of Video Deposition (of B. Fried) filed.
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Jul. 02, 2012 |
Notice of Video Deposition (of B. Fried) filed.
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Jun. 22, 2012 |
Notice of Service of Respondents Scott Aabel's and Antonio Gomes' Second Request for Production to Petitioner filed.
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Jun. 22, 2012 |
Notice of Serving Respondent, Scott Aabel's Second Set of Interrogatories to Petitioner filed.
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Jun. 22, 2012 |
Petitioner's First Request to Prime Capital Services and Asset and Financial Planning, Ltd. for Production of Documents filed.
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Jun. 22, 2012 |
Petitioner's First Request to Antonio Gomes for Production of Documents filed.
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Jun. 22, 2012 |
Petitioner's First Request to Richard Caparelli for Production of Documents filed.
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Jun. 22, 2012 |
Petitioner's First Request to Scott Aabel for Production of Documents filed.
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Jun. 22, 2012 |
Petitioner's First Request for Interrogatories to Scott Aabel filed.
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Jun. 22, 2012 |
Petitioner's First Request for Interrogatories to Asset and Financial Planning, Ltd. filed.
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Jun. 22, 2012 |
Petitioner's First Request for Interrogatories to Richard Caparelli filed.
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Jun. 22, 2012 |
Petitioner's First Request for Interrogatories to Antonio Gomes filed.
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Jun. 22, 2012 |
Petitioner's First Request for Interrogatories to Prime Capital Services, Inc. filed.
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Jun. 22, 2012 |
Notice of Serving Petitioner's First Request for Interrogatories to Prime Capital Services, Inc. filed.
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Jun. 18, 2012 |
Notice of Service of Respondent Richard Caparelli's Requests for Admission to Petitioner filed.
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Jun. 18, 2012 |
Notice of Service of Respondent Antonio Gomes' Requests for Admission to Petitioner filed.
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Jun. 18, 2012 |
Notice of Service of Respondent Scott Aabel's Requests for Admission to Petitioner filed.
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Jun. 18, 2012 |
Notice of Service of Respondent Asset and Financial Planning, Ltd.'s Requests for Admission to Petitioner filed.
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Jun. 18, 2012 |
Notice of Service of Respondent Prime Capital Services, Inc.'s Requests for Admissions to Petitioner filed.
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Jun. 18, 2012 |
Notice of Serving Respondent, Richard Caparelli's First Set of Interrogatories to Petitioner filed.
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Jun. 18, 2012 |
Notice of Serving Respondent, Antonio Gome's First Set of Interrogatories to Petitioner filed.
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Jun. 18, 2012 |
Notice of Serving Respondent, Scott Aabel's First Set of Interrogatories to Petitioner filed.
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Jun. 18, 2012 |
Notice of Serving Respondent, Prime Capital Services, Inc.'s First Set of Interrogatories to Petitioner filed.
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Jun. 18, 2012 |
Notice of Serving Respondent, Asset and Financial Planning, Ltd.'s First Set of Interrogatories to Petitioner filed.
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Jun. 15, 2012 |
Notice of Service of Respondent Richard Caparelli's Requests for Production to Petitioner filed.
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Jun. 15, 2012 |
Notice of Service of Respondent Antonio Gomes' Requests for Production to Petitioner filed.
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Jun. 15, 2012 |
Notice of Service of Respondent Scott Aabel's Requests for Production to Petitioner filed.
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Jun. 15, 2012 |
Notice of Service of Respondent Asset and Financial Planning, Ltd.'s Requests for Production to Petitioner filed.
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Jun. 15, 2012 |
Notice of Service of Prime Capital Services, Inc.'s Requests for Production to Petitioner filed.
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May 31, 2012 |
Order of Pre-hearing Instructions.
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May 31, 2012 |
Notice of Hearing (hearing set for September 11 through 14, 2012; 9:30 a.m.; Sarasota, FL).
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May 30, 2012 |
CASE STATUS: Pre-Hearing Conference Held. |
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May 29, 2012 |
Joint Response to Initial Order filed.
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May 29, 2012 |
Amended Order (granting Respondents' Motion for Leave to File First Amended Response and Request for Formal Administrative Proceeding).
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May 29, 2012 |
Order (granting Respondents' Motion for Leave to File First Amended Response and Request for Formal Administrative Proceeding).
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May 25, 2012 |
Motion for Leave to File First Amended Response and Request for Formal Administrative Proceeding filed.
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May 24, 2012 |
Notice of Appearance (of L. Raliegh) filed.
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May 24, 2012 |
Initial Order.
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May 23, 2012 |
Agency referral filed.
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May 23, 2012 |
Response and Request for Formal Administrative Proceeding filed.
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May 23, 2012 |
Administrative Complaint and Notice of Rights filed.
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