Petitioner: AGENCY FOR HEALTH CARE ADMINISTRATION
Respondent: SNH SE TENANT TRS, INC., D/B/A FIVE STAR PREMIER RESIDENCES OF HOLLYWOOD
Judges: EDWARD T. BAUER
Agency: Agency for Health Care Administration
Locations: Miami, Florida
Filed: Mar. 28, 2013
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Wednesday, August 28, 2013.
Latest Update: Jan. 03, 2014
STATE OF FLORIDA
AGENCY FOR HEALTH CARE ADMINISTRATION
STATE OF FLORIDA, AGENCY FOR HEALTH
CARE ADMINISTRATION,
Petitioner, AHCA No.: 2012012979
Return Receipt Requested:
v. 7009 0080 0000 0585 8275
SNH SE TENANT TRS, INC. d/b/a
FIVE STAR PREMIER RESIDENCES OF
HOLLYWOOD ,
Respondent.
ADMINISTRATIVE COMPLAINT
COMES NOW State of Florida, Agency for Health Care
Administration (“AHCA”), by and through the undersigned counsel,
and files this administrative complaint against SNH SE Tenant
TRS, Inc. d/b/a Five Star Premier Residences of Hollywood
(hereinafter “Five Star Premier Residences of Hollywood”),
pursuant to Chapter 429, Part I, Chapter 408, Part II, and
Section 120.60, Florida Statutes (2012), and alleges:
NATURE OF THE ACTION
1. This is an action to impose an administrative fine of
$10,000.00 pursuant to Sections 429.14 and 429.19, Florida
Statutes (2012), for the protection of public health, safety and
welfare, and a survey fee in the amount of $500.00 pursuant to
Section 429.19(2) (c) and 429.19(7), Florida Statutes (2012).
JURISDICTION AND VENUE
2. This Court has jurisdiction pursuant to Sections
120.569 and 120.57, Florida Statutes (2012), and Chapter 28-106,
Florida Administrative Code (2012).
3. Venue lies pursuant to Rule 28-106.207, Florida
Administrative Code (2012).
PARTIES
4... AHCA is the regulatory authority responsible for
licensure and enforcement of all applicable statutes and rules
governing assisted living facilities pursuant to Chapter 429,
Part I, Chapter 408, Part II, Florida Statutes (2012), and
Chapter 58A-5 Florida Administrative Code (2012).
5. Five Star Premier Residences of Hollywood operates a
200-bed assisted living facility located at 2480 North Park
road, Hollywood, Florida 33021. Five Star Premier Residences of
Hollywood is licensed as an assisted living facility under
license number 5622. Five Star Premier Residences of Hollywood
was at all times material hereto a licensed facility under the
licensing authority of AHCA and was required to comply with all
applicable rules and statutes.
COUNT I
FIVE STAR PREMIER RESIDENCES OF HOLLYWOOD FAILED TO PROVIDE
SUPERVISION APPROPRIATE TO THE NEEDS OF A RESIDENT WHICH
RESULTED IN DEATH.
RULE 5@A-5 -0182(1), FLORIDA ADMINISTRATIVE CODE
(RESIDENT CARE AND SUPERVISION STANDARDS)
CLASS I VIOLATION
6. AHCA re-alleges and incorporates paragraphs (1)
through (5) as if fully set forth herein.
7. Five Star Premier Residences of Hollywood was cited
with one (1) Class I deficiency as the result of a complaint
investigation survey that was conducted on September 17, 2012
8. A complaint investigation survey -was conducted on
September 17, 2012. Based on record review and interview, it was
determined that the facility did not provide supervision
appropriate to the needs of 1 out of 3 residents (resident #1),
which resulted in the death of the resident. The findings
include the following.
9. Review of resident #1's record indicated that she was
admitted to the facility on 12-16-08 with diagnoses including
Alzheimer's disease, depression, hypothyroidism, vertigo, memory
loss, and functional decline. Review of the resident's health
assessment dated on 3-20-12 indicated that the resident needed a
walker to ambulate, needed assistance with ambulation, bathing,
dressing and transferring, and she was to receive oversight of
her well-being and whereabouts on a daily basis. Further review
of the resident's health assessment dated on 3-20-12 indicated
that the facility staff began providing daily ambulation and
transferring services to the resident on 2-1-11.
10. In an interview with the administrator on 9-17-12 at
1:25pm, she stated that resident #1 was found lifeless floating
in the lake by a facility maintenance director on 9-16-12 at
approximately 9:30am. The administrator also stated at this time
that the resident was last seen when alive by two direct care
nursing assistants on 9-16-12 at approximately 5:00am.
11. In an interview by telephone with the nursing
assistant on 9-17-12 at 3:00pm, she stated that she last saw
resident #1 on 9-16-12 at approximately 5:15am, when she
completed assisting another nursing assistant bathe and groom
the resident. The nursing assistant also stated at this time
that resident #1 was combative while she was assisting the
resident in the shower on 9-16-12 to the point that the resident
received a laceration on her foot, which was treated by the
facility nurse on 9-16-12 at approximately 5:00am, and the
resident had calmed down by the time she left the resident
sitting on the couch in her room on 9-16-12 at about 5:15am.
12. In an interview by telephone with the direct care
nurse on 9-17-12 at 3:30pm, he stated that he began his work
shift at 7:00am on 9-16-12. At approximately 9:20am the facility
maintenance supervisor alerted all staff over 2-way radio that a
resident was found floating in the lake and he immediately
responded to the lake which was located on the southern end of
the facility. The direct care nurse stated at this time. that
when he arrived to the lake on 9-16-12 at approximately 9:25am,
him and the maintenance supervisor were the only ones at the
scene when he first arrived and he saw a body floating in the
lake approximately 12 feet from the shoreline, the fire
department (FD) was also. responding to this emergency since they
were in the facility dealing with a smoke alarm issue and a FD
staff member retrieved the body from the lake.
13. The direct care nurse also stated on 9-17-12 at 3:35pm
that the FD staff attempted to revive the person they removed
from the lake on 9-16-12, a police officer asked him to identify
the person and he identified the person to be resident #1, and
resident #1's body was later removed from the facility by a
medical examiner staff member on 9-16-12 at approximately
12:30pm.
14. In an interview with the administrator on 9-17-12 at
3:45pm, she stated that resident #1 received private duty aide
(PDA) assistance from 1:00pm to 11:00pm every day, the resident
was used to going unassisted or unsupervised to the lake most
mornings to feed the ducks and on 9-16-12 in the morning hours
the PDA was not with the resident. The administrator stated at
this time that on the morning of 9-16-12, resident #1 most
likely independently transferred and ambulated from her room on
the fourth floor of the facility to the first floor southern
exit and into the walkway next to the lake to sit by the bench
next to the lake, and not knowing how the resident fell from the
rolling grassy shoreline into the lake.
15. In an interview with the administrator on 9-17-12 at
3:50pm, she stated that there were no current physician orders
to allow resident #1 to transfer or ambulate independently,
without supervision or assistance. Review of the resident's
record indicated that on 8-27-12 the resident's family provided
her with a PDA for 10 hours per day to assist with her
activities of daily living.
16. %In an interview with the police detective on 9-17-12
at 4:10pm he stated that he responded to the facility on the
morning of 9-16-12 to investigate the accidental death of
resident #1, the resident did not have any unusual markings on
her body to indicate a struggle with someone else and he did not
yet receive the cause of death from the medical examiner's
office.
17. %In an interview with resident #1's contact person on
9-17-12 at 4:30pm, she stated that she was hired by the
resident's out-of-state family to be the resident's care manager
for approximately 4 years, she would usually receive telephone
calls from the facility regarding the resident's physician
appointments or when the resident was involved in a fall and she
was very familiar with the resident's care needs.
18. The resident's contact person stated at this time. that
the resident required supervision with transfers and ambulation
and that she was called by the facility on 9-16-12 at
approximately 9:30am to get the resident's family contact
information due to an incident that the facility would not share
with her and the resident's family member later that day shared
with her.
19. Review of resident #1's record did not indicate that
the resident underwent a significant change in condition after
her health assessment dated on 3-20-12. Review of a letter from
the facility to the resident dated on 2-15-10 indicated that
based on an evaluation completed on 2-11-10 the resident's care
level needed to be increased from level 1 to level 2 and she was
to be charged by the facility $550.00 extra per month due to
this increase in care level requirement.
20. Review of the resident's contract with the facility
dated on 6-7-12 indicated that the resident was to receive a
service care level 2 for an additional $600.00 per month paid to
the facility which included ' supportive’ physical assistance
with transferring and ambulation.
21. %In an interview with a medical examiner investigator
on 9-20-12 at 11:20am, he stated that medical examiner case
#1271 represented resident #1's death by accidental asphyxia due
to drowning on 9-16-12.
22. Based on the foregoing .facts, Five Star Premier
Residences of Hollywood violated Rule 58A-5.0182(1), Florida
Administrative Code, herein classified as a Class I violation,
which warrants an assessed fine of $10,000.00.
SURVEY FEE
Pursuant to Section 429.19(7), Florida Statues (2012), AHCA
may assess a survey fee in the amount of $500.00 to cover the
cost of conducting initial complaint investigations that result
in the finding of a violation that was the subject of the
complaint or monitoring visits.
CLAIM FOR RELIEF
WHEREFORE, the Agency requests the Court to order the
following relief:
1. Enter a judgment in favor of the Agency for Health
Care Administration against Five Star Premier Residences of
Hollywood on Count I.
2. Assess an administrative fine of $10,000.00 against
Five Star Premier Residences of Hollywood on Count I for the
violation cited above.
3. Assess a survey fee of $500.00 against. Five Star
Premier Residences of Hollywood on Count I for the violation
cited above.
4, Assess costs related to the investigation and
prosecution of this matter, if the Court finds costs applicable.
5. Grant such other relief as this Court deems is just
and proper.
Respondent is notified that it has a right to request an
administrative hearing pursuant to Sections 120.569 and 120.57,
Florida Statutes (2012). Specific options for administrative
action are set out in the attached Election of Rights. All
requests for hearing shall be made to the Agency for Health Care
Administration, and delivered to the Agency Clerk, Agency for
Health Care Administration, 2727 Mahan Drive, MS #3,
Tallahassee, Florida 32308.
RESPONDENT IS FURTHER NOTIFIED THAT THE FAILURE TO RECEIVE A
REQUEST FOR A HEARING WITHIN TWENTY-ONE (21) DAYS OF RECEIPT OF
THIS COMPLAINT WILL RESULT IN AN ADMISSION OF THE FACTS ALLEGED
IN THE COMPLAINT AND THE ENTRY OF A FINAL ORDER BY THE AGENCY.
IF YOU WANT TO HIRE AN ATTORNEY, YOU HAVE THE RIGHT TO BE
REPRESENTED BY AN ATTORNEY IN THIS MATTER
Pre cetos Alea aary,
Lourdes A. Naranjo, Esq.
Fla. Bar No.: 0880175
Assistant General Counsel
Agency for Health Care
Administration
8333 N.W. 53°¢ Street
Suite 300
Miami, Florida 33166
305-718-5609
Copies furnished to:
Arlene Mayo-Davis
Field Office Manager
Agency for Health Care Administration
5150 Linton Blvd. - Suite 500
Delray Beach, Florida 33484
(U.S. Mail)
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true and correct copy of the
foregoing has been furnished by U.S. Certified Mail, Return
Receipt Requested to Carla Lehman, Administrator, Five Star
Premier Residences of Hollywood, 2480 North Park Road,
Hol\_ywood, Florida 33021 on this 7. day of
Ath , 2013.
D022, Coleman,
ourdes A. Naranjo, Bat
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Docket for Case No: 13-001150
Issue Date |
Proceedings |
Jan. 03, 2014 |
Settlement Agreement filed.
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Jan. 03, 2014 |
Agency Final Order filed.
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Aug. 28, 2013 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Aug. 28, 2013 |
Joint Motion to Relinquish Jurisdiction filed.
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Aug. 22, 2013 |
Order on Petitioner`s Second Motion to Compel.
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Aug. 22, 2013 |
Order Denying Petitioner`s Motion to Shorten Deadline for Response to Second Set of Admissions.
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Aug. 22, 2013 |
Order on Motion to Compel Answer to Interrogatory Number Four of Petitioner`s Second Set of Interrogatories.
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Aug. 21, 2013 |
Exhibits in Support of AHCA's Third Motion to Compel Respondent to Answer AHCA's Second Set of Interrogatories filed.
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Aug. 20, 2013 |
Respondent's Response to AHCA's Third Motion to Compel Respondent to Answer AHCA's Second Set of Interrogatories filed.
|
Aug. 20, 2013 |
Respondent's Response to AHCA's Motion to Shorten Period to Have Respondent Respond to AHCA's Second Set of Admissions filed.
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Aug. 16, 2013 |
Respondent's Response to AHCA's Second Motion to Compel to Answer AHCA's First Set of Interrogatories filed.
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Aug. 16, 2013 |
AHCA's Motion to Shorten Time to Respond to AHCA's Second Set of Admissions filed.
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Aug. 16, 2013 |
AHCA'S Third Motion to Compel Respondent to Answer AHCA's Second Set of Interrogatories filed.
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Aug. 14, 2013 |
Respondent's Responses to the Agency's First Request for Admissions filed.
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Aug. 14, 2013 |
AHCA'S Second Motion to Compel Respondent to Answer AHCA's First Set of Interrogatories filed.
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Aug. 05, 2013 |
Notice of Unavailability filed.
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Aug. 02, 2013 |
Notice of Taking Deposition Duces Tecum (of D. Korn) filed.
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Aug. 02, 2013 |
Respondent's Response to AHCA's Motion to Compel Documents Requested in AHCA's Request for Production and to Shorten the Period in Which the Documents Must be Produced filed.
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Aug. 02, 2013 |
AHCA's Second Request for Admissions and to Order the Answers within 15 Days filed.
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Aug. 01, 2013 |
AHCA'S Motion to Compel Respondent to Produce Documents Requested in AHCA's Request for Production of Documents and to Shorten the Period in Which the Documents Must be Produced filed.
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Jul. 29, 2013 |
Respondent's Notice of Serving Amended Sworn Answers to First Set of Interrogatories filed.
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Jul. 18, 2013 |
Amended Notice of Taking Deposition (of P. Blankfeld and J. Stark) filed.
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Jul. 17, 2013 |
Order on Motion to Compel.
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Jul. 16, 2013 |
AHCA's First Request for Admissions filed.
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Jul. 12, 2013 |
Respondent's Answers to Agency's Second Set of Interrogatories filed.
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Jul. 05, 2013 |
Notice of Taking Deposition Duces Tecum (of N. Edison) filed.
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Jul. 05, 2013 |
Notice of Taking Deposition Duces Tecum (of D. Byk) filed.
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Jul. 05, 2013 |
Notice of Taking Deposition Duces Tecum (of J. Foster) filed.
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Jul. 05, 2013 |
Notice of Taking Deposition Duces Tecum (of B. Kaplowitz) filed.
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Jul. 05, 2013 |
Notice of Taking Deposition Duces Tecum (of H. Pabon) filed.
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Jul. 05, 2013 |
AHCA's Motion to Compel Answer to Interrogatories filed.
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Jun. 27, 2013 |
Notice of Taking Deposition Duces Tecum (of Sundance Rehabilitation Agency) filed.
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Jun. 27, 2013 |
Notice of Taking Deposition Duces Tecum (of P. Ventre) filed.
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Jun. 27, 2013 |
Notice of Taking Deposition Duces Tecum (of R. Marrinzini) filed.
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Jun. 12, 2013 |
AHCA's Second Set of Interrogatories filed.
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Jun. 07, 2013 |
AHCA's Corrected Response to Five Star Premier's First Request for Production of Documents filed.
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Jun. 07, 2013 |
AHCA's Response to Five Star Premier's First Request for Production of Documents filed.
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May 29, 2013 |
Respondent's Notice of Serving Answers to First Set of Interrogatories filed.
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May 28, 2013 |
Order Granting Continuance and Re-scheduling Hearing by Video Teleconference (hearing set for October 1 and 2, 2013; 9:00 a.m.; Miami, FL).
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May 22, 2013 |
AHCA's Unopposed Motion for Continuance filed.
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May 20, 2013 |
Respondent's Notice of Serving Responses to Request for Production filed.
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May 17, 2013 |
Respondent's Notice of Serving Answers to First Set of Interrogatories filed.
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May 03, 2013 |
Respondent's First Interrogatories to Petitioner filed.
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May 03, 2013 |
Respondent's First Request for Production of Documents to Petitioner filed.
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Apr. 04, 2013 |
Order of Pre-hearing Instructions.
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Apr. 04, 2013 |
Notice of Hearing (hearing set for June 13, 2013; 9:00 a.m.; Miami, FL).
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Apr. 03, 2013 |
Notice of Appearance (Thomas Caufman) filed.
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Apr. 03, 2013 |
AHCA's First Set of Interrogatories filed.
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Apr. 03, 2013 |
AHCA's First Request for Production filed.
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Apr. 03, 2013 |
Joint Response to Initial Order filed.
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Mar. 29, 2013 |
Initial Order.
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Mar. 28, 2013 |
Administrative Complaint filed.
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Mar. 28, 2013 |
Petition for Formal Administrative Hearing filed.
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Mar. 28, 2013 |
Amended Election of Rights filed.
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Mar. 28, 2013 |
Notice (of Agency referral) filed.
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Orders for Case No: 13-001150