OFFICE OF FINANCIAL REGULATION vs REGENT INVESTMENT ADVISORS, INC., AND TIMOTHY C. MINGO, 15-002719 (2015)
Court: Division of Administrative Hearings, Florida
Number: 15-002719
Visitors: 12
Petitioner: OFFICE OF FINANCIAL REGULATION
Respondent: REGENT INVESTMENT ADVISORS, INC., AND TIMOTHY C. MINGO
Judges: CATHY M. SELLERS
Agency: Office of Financial Regulation
Locations: Miami, Florida
Filed: May 18, 2015
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Monday, July 6, 2015.
Latest Update: Jan. 18, 2025
Docket for Case No: 15-002719
| Issue Date |
Proceedings |
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Jul. 06, 2015 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Jul. 06, 2015 |
Joint Motion to Relinquish Jurisdiction filed.
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May 26, 2015 |
Amended Notice of Hearing by Video Teleconference (hearing set for July 23, 2015; 9:00 a.m.; Miami and Tallahassee, FL; amended as to Miami hearing location).
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May 26, 2015 |
Order of Pre-hearing Instructions.
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May 26, 2015 |
Notice of Hearing by Video Teleconference (hearing set for July 23, 2015; 10:00 a.m.; West Palm Beach and Tallahassee, FL).
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May 21, 2015 |
Notice of Service (of Discovery) filed.
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May 21, 2015 |
Joint Response to Initial Order filed.
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May 18, 2015 |
Initial Order.
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May 18, 2015 |
Notice of Appearance (Michael Lawrence) filed.
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May 18, 2015 |
Petition for Formal Administrative Hearing filed.
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May 18, 2015 |
Administrative Complaint and Notice of Rights filed.
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May 18, 2015 |
Agency referral filed.
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Source: Florida - Division of Administrative Hearings
