OFFICE OF FINANCIAL REGULATION vs DIGGER CAPITAL, INC., CRD NO. 142933; AND SCOTT MARC BALOTIN, CRD NO. 2541066, 17-006955 (2017)
Court: Division of Administrative Hearings, Florida
Number: 17-006955
Visitors: 3
Petitioner: OFFICE OF FINANCIAL REGULATION
Respondent: DIGGER CAPITAL, INC., CRD NO. 142933; AND SCOTT MARC BALOTIN, CRD NO. 2541066
Judges: JAMES H. PETERSON, III
Agency: Office of Financial Regulation
Locations: Jacksonville, Florida
Filed: Dec. 27, 2017
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Monday, March 12, 2018.
Latest Update: Dec. 24, 2024
Docket for Case No: 17-006955
| Issue Date |
Proceedings |
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Mar. 13, 2018 |
Transmittal letter from Claudia Llado forwarding Petitioner's Exhibits to Petitioner.
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Mar. 12, 2018 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Mar. 09, 2018 |
Motion to Relinquish Jurisdiction filed.
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Mar. 05, 2018 |
Order Canceling Hearing and Requiring Either Motion to Relinquish Jurisdiction or Status Report (parties to advise status by March 9, 2018).
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Feb. 28, 2018 |
Order Allowing Testimony by Telephone.
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Feb. 27, 2018 |
Petitioner's Proposed Exhibits filed (exhibits not available for viewing). |
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Feb. 27, 2018 |
Petitioner's Unopposed Request to Allow Witness to Testify at Final Hearing by Telephone filed.
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Feb. 27, 2018 |
Petitioner's Unilateral Pre-hearing Stipulation filed.
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Feb. 26, 2018 |
Petitioner's Notice of Filing Proposed Exhibits filed.
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Feb. 26, 2018 |
Petitioner's Motion to Deem Request for Admissions to Respondent Scott Marc Balotin Admitted filed.
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Feb. 26, 2018 |
Petitioner's Motion to Deem Request for Admissions to Respondent Digger Capital Admitted filed.
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Jan. 31, 2018 |
Order Denying Respondents' Motion to Dismiss and Request for Relief.
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Jan. 31, 2018 |
Petitioner's Response in Opposition to Motion to Dismiss filed.
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Jan. 30, 2018 |
Notice of Appearance (Jennifer Erlinger) filed.
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Jan. 22, 2018 |
Petitioner's Request for Admissions to Respondent Scott Marc Balotin, CRD# 2541066 (without exhibits) filed.
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Jan. 19, 2018 |
Petitioner's Request for Admissions to Respondent Digger Capital, Inc., CRD# 142933 (without exhibits) filed.
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Jan. 19, 2018 |
Petitioner's Motion to Disqualify Respondent Balotin from Acting as a Qualified Representative filed.
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Jan. 19, 2018 |
Respondent's Additional Request for Petitioner to Produce filed.
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Jan. 08, 2018 |
Order (enclosing rules regarding qualified representatives).
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Jan. 08, 2018 |
Order of Pre-hearing Instructions.
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Jan. 08, 2018 |
Notice of Hearing by Video Teleconference (hearing set for March 6 and 7, 2018; 9:00 a.m.; Jacksonville and Tallahassee, FL).
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Jan. 04, 2018 |
Respondents' Amended Unilateral Written Hearing Preferences filed.
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Jan. 04, 2018 |
Petitioner's Unilateral Response to Initial Order filed.
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Jan. 03, 2018 |
Respondent's Motion to Dismiss and Request for Relief filed.
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Jan. 03, 2018 |
Respondent's Request for Petitioner to Produce filed.
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Jan. 03, 2018 |
Respondent's Written Hearing Preferences filed.
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Dec. 28, 2017 |
Initial Order.
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Dec. 27, 2017 |
Email by Dionne C. Fajardo indicating she and her firm, Wiand Guerra King, are no longer representing the Respondents (dated 12/21/17) filed.
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Dec. 27, 2017 |
Email by undersigned counsel on behalf of Office to counsel for Respondents following receipt of 12/19/17 email from Respondent Scott Marc Balotin (dated 12/20/19) filed.
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Dec. 27, 2017 |
Email by Respondent Scott Marc Balotin to the Office indicating your document filed on IAPD is defamatory and unreasonable filed.
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Dec. 27, 2017 |
Email by Dionne C. Fajardo indicating she and the firm of Wiand Guerra King have been retained to represent the Respondents (dated November 9, 2017) filed.
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Dec. 27, 2017 |
Email by Marla Rosin-Borrousch following withdrawal of representation of Respondents, providing Respondents' contact information (dated 9/28/17) filed.
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Dec. 27, 2017 |
Amended Answer and Petition for Florida Administrative Hearing filed.
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Dec. 27, 2017 |
Email by Steven G. Buchbinder indicating he no longer represents Respondents (dated 7/21/17) filed.
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Dec. 27, 2017 |
Amended Administrative Complaint and Notice of Rights filed.
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Dec. 27, 2017 |
Petition for Florida Administrative Hearing filed.
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Dec. 27, 2017 |
Administrative Complaint and Notice of Rights filed.
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Dec. 27, 2017 |
Agency referral filed.
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Source: Florida - Division of Administrative Hearings
