DIGITAL INVESTMENT ADVICE LLC vs FLORIDA OFFICE OF FINANCIAL REGULATION, 19-006729 (2019)
Court: Division of Administrative Hearings, Florida
Number: 19-006729
Visitors: 30
Petitioner: DIGITAL INVESTMENT ADVICE LLC
Respondent: FLORIDA OFFICE OF FINANCIAL REGULATION
Judges: MARY LI CREASY
Agency: Office of Financial Regulation
Locations: Miami, Florida
Filed: Dec. 19, 2019
Status: Closed
Settled and/or Dismissed prior to entry of RO/FO on Tuesday, January 21, 2020.
Latest Update: Dec. 23, 2024
Docket for Case No: 19-006729
| Issue Date |
Proceedings |
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Jan. 21, 2020 |
Order Closing File and Relinquishing Jurisdiction. CASE CLOSED.
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Jan. 21, 2020 |
Unopposed Motion to Cancel Hearing and Relinquish Jurisdiction filed.
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Dec. 30, 2019 |
Letter to Judge Creasy from Petitioner filed.
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Dec. 30, 2019 |
Inquiry to Judge filed by Petitioner.
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Dec. 27, 2019 |
Order of Pre-hearing Instructions.
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Dec. 27, 2019 |
Notice of Hearing by Video Teleconference (hearing set for February 7, 2020; 9:00 a.m.; Miami and Tallahassee, FL).
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Dec. 27, 2019 |
Order on Request for Default Judgment.
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Dec. 27, 2019 |
Amended Initial Order filed.
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Dec. 27, 2019 |
Petitioner's 1st Interrogatories to Respondent filed.
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Dec. 26, 2019 |
Respondent's Unilateral Response to Initial Order filed.
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Dec. 26, 2019 |
Petitioner's Request to Judge filed.
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Dec. 26, 2019 |
2nd Request for Discovery - Requesting All Documents filed by Petitioner.
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Dec. 26, 2019 |
Discovery Request - Documents filed by Petitioner.
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Dec. 26, 2019 |
First Request for Discovery to Respondent - Exhibits filed by Petitioner.
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Dec. 26, 2019 |
Respondent's First Request for Admissions filed.
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Dec. 26, 2019 |
Response to Initial Order filed.
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Dec. 26, 2019 |
Respondent's Certificate of Serving Interrogatories on Petitioner Digital Investment Advice LLC filed.
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Dec. 26, 2019 |
Respondent's First Request for Production of Documents filed.
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Dec. 26, 2019 |
Respondent's First Request for Admissions filed.
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Dec. 20, 2019 |
Initial Order.
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Dec. 19, 2019 |
Amended Notice of Denial of Registration as an Investment Adviser under Chapter 517, Florida Statutes filed.
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Dec. 19, 2019 |
Order Granting Motion to Relinquishing Jurisdiction (dated 12/4/19) filed.
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Dec. 19, 2019 |
Unopposed Motion to Relinquish Jurisdiction and Refer to the Division of Administrative Hearings (dated 12/3/19) filed.
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Dec. 19, 2019 |
Order Appointing New Hearing Officer (dated 11/19/19) filed.
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Dec. 19, 2019 |
Notice of Filing (filed 11/12/19) filed.
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Dec. 19, 2019 |
Order Granting Informal Hearing and Appointing Hearing Officer (docketed 11/5/19) filed.
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Dec. 19, 2019 |
Petition for Hearing (dated 10/18/19) filed.
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Dec. 19, 2019 |
Order Finding Resposne to Notice of Denial of Registration Non-Compliant with Leave to File Compliant Request for Hearing (docketed 10/10/19) filed.
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Dec. 19, 2019 |
Non-compliant email responses to Notice of Denial (dated 10/1/19 through 10/4/19) filed.
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Dec. 19, 2019 |
Notice of Denial of Registration as an Investment Adviser Under Chapter 517, Florida Statutes (dated 9/26/19) filed.
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Dec. 19, 2019 |
Agency referral filed.
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Source: Florida - Division of Administrative Hearings
