SALTER, J.
In this Engle-progeny
In the direct appeal, we reverse and remand the case for a new trial for two independently sufficient reasons. First, there was no competent record evidence that "the accumulated effects of the substance [had] manifest[ed] in a way which supplie[d to Ms. Frazier] some evidence of the causal relationship to the manufactured product"
Second, Ms. Frazier made and preserved meritorious objections to the court's adoption of the jury instruction and special interrogatory verdict question submitted by the appellees on the statute of limitations defense. Although this issue becomes moot on the basis of our ruling on the direction of a verdict, we conclude that Ms. Frazier's motion for a new trial was well taken on this issue as well.
In the cross appeal, we affirm the trial court's rulings on both issues.
At the time of the trial in 2010, Ms. Frazier was 65 years old. She began smoking cigarettes at the age of 14 or 15. After numerous attempts to quit smoking, she was successful in 1992, with medical assistance and nicotine patches. Ms. Frazier's medical records disclosed medical treatment for respiratory complaints beginning in approximately 1986. Ms. Frazier and those records described a bout with pneumonia:
In March and April 1987, Ms. Frazier returned to the emergency room with continued complaints of a cough and pain in her ribs. The treating physician diagnosed right middle lobe pneumonia and advised her to return for an x-ray if the symptoms continued. On a second visit, the same doctor diagnosed "recurrent pneumonia and/or bronchitis." During the first visit, the doctor prescribed erythromycin; subsequently Ms. Frazier was switched to doxycycline for the infection and Percocet for the cough. Importantly, during these visits the treating physician did not refer her to a pulmonologist or order specialized tests for investigation of a possible condition more serious than a short-term infection.
Thereafter, Ms. Frazier moved from Massachusetts to Florida. In October 1987, she visited a walk-in clinic because she had a "bad cold" and a "temperature." In her trial testimony, she described the incident:
Ms. Frazier's next relevant medical incident occurred in February 1991 — a time well after the statute of limitations bar date. She had developed an upper respiratory infection (she had a sore throat, nasal congestion, and a fever of 102 degrees). She went to an urgent care center and was then admitted to a hospital. The radiologist's report on a chest x-ray taken at that time indicated "changes of COPD,"
In a follow-up in April 1991, the pulmonologist reported that the bronchitis had resolved. In a further follow-up in August 1991, the pulmonologist's records noted tobacco addiction and (for the first time, following the tests ordered in February) "underlying COPD," and this was noted again during a visit in February 1992. After a follow-up in July 1992, Ms. Frazier's pulmonologist reported that she was a patient "with underlying COPD secondary to her long term tobacco use for the last 30 years." Over the course of several years, the damage to Ms. Frazier's lungs was classified as "severe COPD" and as emphysema, and by 2001 she was under evaluation for bilateral lung transplants (which she later received).
Before trial, Ms. Frazier sought an order "to preclude speculative testimony of Defendant's expert pulmonologist, Eric Schroeder, M.D., concerning the time frame during which [Ms. Frazier] developed COPD." In her motion, Ms. Frazier argued that "Dr. Schroeder in this case purports to use the results from a pulmonary function test (PFT) performed on the plaintiff in 1991 to speculate as to what her lung function would have been four to six years earlier, even though no such tests were performed on the plaintiff before
At trial, however, Dr. Schroeder was permitted to render opinions (over objection), purportedly because of his expertise in pulmonary medicine, that Ms. Frazier's 1986 and 1987 emergency room visits for pneumonia and bronchitis were actually manifestations of COPD and emphysema through "signs and symptoms that would have been apparent to the patient herself." He also testified, based on Ms. Frazier's 1991 chest x-rays (ordered and evaluated well after the applicable statute of limitations bar date) and her first PFT report from 1993, that it was possible to deduce from them that she must have had COPD in the 1980s. He admitted, however, that this opinion was based on his own experience rather than any scientific research or medical literature.
Dr. Schroeder's testimony regarding Ms. Frazier's emergency room visit for bronchitis in 1987 — based on a licensed physician's report with no mention of any possibility of COPD or emphysema, or even a referral for a PFT or consultation with a pulmonologist — is illustrative:
The record establishes that Dr. Schroeder's knowledge and opinions were based on all of Ms. Frazier's medical records, through and including her actual diagnosis with COPD and her lung transplants. Dr. Schroeder did not testify that Dr. Lincoln (the emergency room physician who diagnosed and treated Ms. Frazier's pneumonia and bronchitis in 1987) misdiagnosed Ms. Frazier, or that any competent physician should have known then what Dr. Schroeder said seemed apparent to him 23 years later. Dr. Schroeder neither listened to Ms. Frazier's lungs in 1987 nor discussed Ms. Frazier's case with Dr. Lincoln. Nor did Dr. Schroeder testify that Ms. Frazier herself, a hairdresser with no medical training whatsoever, should have surmised that the doctor treating her in 1987 was missing the "manifestation" of a condition more sinister and chronic than pneumonia or bronchitis.
The parties disagreed at the charge conference regarding the form of a jury instruction on the statute of limitations affirmative defense raised by the appellees. The pertinent excerpts from the instruction proposed by the appellees are:
Ms. Frazier sought an instruction on the limitations issue which included, in pertinent part:
During the charge conference, the trial court considered the arguments by both sides — and both counsel characterized this as a "case-defining" issue. Each side submitted a memorandum of law regarding its proposed instruction on the issue. Ultimately, the trial court gave an instruction on limitations which included this formulation:
(Footnote added).
Finally, the trial court approved a verdict form that posed this interrogatory on the limitations issue, as proposed by the appellees:
Ms. Frazier had asked for two nearly-identical interrogatories on the verdict form, one for emphysema and one for COPD. The latter interrogatory would have asked:
After deliberations, the jury returned a verdict determining that Ms. Frazier was addicted to cigarettes containing nicotine and that her addiction was a legal cause of her COPD/emphysema. On the limitations interrogatory, however, the jury found that Ms. Frazier knew or should have known before May 5, 1990, that she had been injured and that there was a causal connection between her smoking and her having been injured. As directed by the verdict form based on that finding, the jury did not proceed to answer the remaining interrogatories regarding liability, reliance, percentage responsibility, economic and non-economic damages, or liability for punitive damages.
Ms. Frazier filed post-trial motions seeking judgment in accordance with her motion for a directed verdict on the limitations issue and for a new trial, which were denied. Final judgment was entered for each appellee, and this appeal and cross-appeal followed.
In Engle, the Supreme Court of Florida held that "[t]he critical event is not when an illness was actually diagnosed by a physician, but when the disease or condition manifested itself." 945 So.2d at 1276. The context involved a class membership cutoff date rather than a limitations date, but Florida's decisional law regarding so-called "creeping diseases" such as asbestosis
(Footnote added).
In assessing the applicability of the statute of repose to a cause of action for asbestos-related injuries, this court held the statute unconstitutional because of the "long delay in manifestation of symptoms that will support a medical diagnosis of injury." Owens-Corning v. Corcoran, 679 So.2d 291, 294-95 (Fla. 3d DCA 1996). Plainly, many symptoms or effects that might later develop to become a compensable injury attributable to smoking — shortness of breath, or persistent coughing, for example — do not in isolation provide a sufficient legal basis for initiating a lawsuit against a tobacco company. Applying the teaching of Engle and the other "creeping disease" cases, these medically — and practically-ambiguous "manifestations" do not create an issue of fact for resolution by a jury or the court.
Rather, the "manifestations" that are pertinent are symptoms or effects that actually disclose that the prospective claimant is suffering from a disease or medical condition caused by tobacco use, and which are thus sufficient to assert a cause of action against the responsible manufacturer(s). In the case at hand, Ms. Frazier could not have filed a non-frivolous lawsuit against the appellees in 1986 on a theory that her symptoms and pneumonia were compensable results of her addiction to tobacco, nor could she have filed such a lawsuit in 1987 for "pneumonia and/or bronchitis." It was not until February 1991 that a set of tests and a referral adduced competent evidence that COPD/emphysema was a likely suspect.
Similarly, in Engle the Supreme Court looked at an early 1997 medical report that included a reference to Ms. Della Vecchia's past medical history of COPD and significant hypertension to confirm her eligibility for class membership. 945 So.2d at 1276. While the accrual date for a disease caused by tobacco addiction may be prior to "formal diagnosis" as that term was used in Engle, certainly that date would not be before a medical professional treating the patient noted at least some suspicion that the presenting "manifestations" might require tests to rule out that disease.
In Marsh v. Valyou, 977 So.2d 543 (Fla. 2007), the Supreme Court of Florida addressed the boundaries of expert testimony under the Florida Evidence Code. In the present case, Dr. Schroeder conceded that his inferences from the 1991 (and later) x-rays, were not supported by any x-rays, pulmonary function tests, or direct observations obtained before the May 5, 1990, limitations bar date, and were not based on any generally accepted medical or scientific principles or methodologies. But neither were his conclusions a "pure opinion" of the kind addressed in Marsh.
The issue was not whether Ms. Frazier "had" the creeping, stealthy disease of COPD/emphysema before May 5, 1990; the issue was whether she knew, or reasonably should have known, enough to permit her to commence a non-frivolous tort lawsuit against the appellees on the basis of those physical, observable, patent symptoms and effects ("manifestations") before that date. And Dr. Schroeder had no competent evidence before him from which to hazard his own guesses regarding Ms. Frazier's knowledge. Here, as in Young-Chin v. City of Homestead, 597 So.2d 879, 882 (Fla. 3d DCA 1992), a medical expert may not furnish a prognosis "from an inference" lacking appropriate supporting physical evidence.
The trial court correctly granted Ms. Frazier's motion in limine regarding Dr. Schroeder's testimony, and Dr. Schroeder and the appellees should not have ventured beyond that ruling.
Although our conclusions regarding the pertinent accrual date and the absence of competent evidence to prove a date before May 5, 1990, are dispositive of this appeal, we also address Ms. Frazier's legal arguments directed to the form of jury instruction and verdict form relating to the statute of limitations defense. While acknowledging that the appellees proposed, and the trial court accepted, a statute of limitations form of instruction adapted from Florida Standard Jury Instructions in Civil Cases 402.14.a and Carter, the plaintiff in Carter did not raise and preserve the objections raised in the trial court and here by Ms. Frazier. Regarding the standard instruction and the variation proposed by the appellees and given by the trial court, we conclude that the appellees'
This problem came to the forefront in the recent case of Philip Morris USA, Inc. v. Barbanell, ___ So.3d ___, 2012 WL 555402 (Fla. 4th DCA 2012), another Engle-progeny case. The instruction and form of verdict on the limitations issue in Barbanell were based in part on Carter (using knowledge of an "injury" prior to May 5, 1990, as the initial question). However, the verdict included a further interrogatory asking whether the plaintiff knew or should have known "prior to May 5, 1990, that she suffered from emphysema, a form of COPD, and that there was a reasonable possibility that her injury was caused by cigarette smoking." The jury returned a verdict answering "yes" to the "knowledge of injury" question (a defense verdict), and "no" on the COPD/emphysema question (but for the preceding response, a plaintiff's verdict). The trial court declined to direct a defense verdict on these two responses, but the Fourth District concluded that this was error and remanded for the entry of a judgment in favor of the defendant. The concurring opinion noted that counsel for the plaintiff had not addressed the "puzzling" differences between the two limitations interrogatories and the jury's verdict on each. Barbanell, ___ So.3d at ___ (Hazouri, J., concurring specially).
In the present case, Ms. Frazier's counsel raised and specifically objected to the "knowledge of injury" form of instruction and corresponding interrogatory on the verdict form. Ms. Frazier presented competing forms of the limitations instruction and verdict forms, thereby preserving her position on this issue.
As noted at the outset, we reject the appellees' arguments regarding their cross-appeal. This court has already acknowledged the preclusive effect of the Phase I findings in Engle.
The appellees also argue that Florida's twelve year statute of repose relating to fraud claims, section 95.031(2)(a), Florida Statutes (1994), barred Ms. Frazier's cause of action for fraudulent concealment or conspiracy to conceal. The appellees contend that Ms. Frazier was obligated to prove that she relied upon a deceptive statement or omission after May 5, 1982 (twelve years before the Engle lawsuit began in the trial court). The trial court refused a jury instruction requested by the appellees on this point. We conclude that the last act done in furtherance of the alleged conspiracy fixes the pertinent date for purposes of commencement of the statute of repose, and we conclude that Ms. Frazier introduced evidence of deceptive statements or omissions occurring after May 5, 1982. Laschke v. Brown & Williamson Tobacco Corp., 766 So.2d 1076, 1078 (Fla. 2d DCA 2000). We reject the appellees' contention that Ms. Frazier was
In the direct appeal, Ms. Frazier relies upon a carefully-protected record on the statute of limitations evidence and on the jury instruction and verdict forms. Regarding the evidence, and in particular the speculative, clear-in-hindsight-only testimony of Dr. Schroeder, Ms. Frazier sought and obtained an appropriate order in limine, and she objected as well. Dr. Schroeder could not and did not render competent testimony about what Ms. Frazier knew or might reasonably have known regarding the "manifestations" of her Engle-eligible COPD/emphysema and the causal relationship of those manifestations to the cigarettes produced by the appellees. He violated the order in limine as his testimony ventured into what was not "manifest" in 1986 and 1987, whether to Ms. Frazier or her treating physician. The manifestations of her COPD/emphysema did not begin, on this record, until 1991, a date within the statutory limitations period.
Regarding the form of jury instructions and verdict form, Ms. Frazier challenged the forms proposed by the appellees and requested forms that would not mislead the jury into a belief that an "injury" of some undefined type — perhaps shortness of breath or an acute illness like pneumonia — might trigger the accrual of the four-year statute. In an Engle-progeny case such as this, there is no reason to open the door to such a possibility. The class certification order in Engle confined the class to Florida citizens and residents, and their survivors, "who have suffered, presently suffer or who have died from diseases and medical conditions caused by their addiction to cigarettes that contain nicotine." Engle, 945 So.2d at 1256. Ms. Frazier's complaint further narrowed her "disease and medical condition" to COPD/emphysema. The limitations instruction and the counterpart interrogatory on the verdict form should have been similarly limited, as Ms. Frazier proposed.
Finally, in the cross-appeal we find no error in the trial court's ruling granting preclusive effect to the pertinent Phase I class findings from Engle or denying an instruction on the fraud statute of repose.
Reversed and remanded with instructions to grant Ms. Frazier a directed verdict on the statute of limitations issue, and for further proceedings in accordance with this opinion; affirmed as to all issues raised on cross-appeal by the appellees.