CASANUEVA, Judge.
In these consolidated appeals, State Farm Mutual Automobile Insurance Co. and Daniel J. Thomas, combined, raise six claims of error. These are (1) that a defense expert witness, Dr. Steven Knezevich, was improperly limited as to the scope of his testimony; (2) that a different defense expert witness, Dr. Charles Bain, was wrongly precluded entirely from providing opinion testimony regarding the cause of plaintiff/appellee Holli R. Thorne's injuries; (3) that Mr. Thomas was erroneously precluded from recalling a third expert defense witness, Dr. Steven Tresser, called by other defendants, as his own witness; (4) that the trial court erred in disallowing into evidence the high-low agreement the plaintiff had with some of the defendants; (5) that the trial court abused its discretion in denying a mistrial or a new trial based on improper closing argument by plaintiff's counsel; and (6) that the trial court erred in ordering State Farm to pay its policy limits over and above the full damage award, subjecting Mr. Thomas to the possibility of double liability should State Farm seek subrogation against him. Ms. Thorne essentially concedes the merit of the sixth issue, and we find no abuse of discretion in the trial court's refusal to allow Mr. Thomas to recall Dr. Tresser as his own witness.
In 2004, Ms. Thorne was a passenger in a vehicle that was rear-ended while it was stopped at a traffic light. In 2006, while driving her own car, she was again rear-ended while stopped at a traffic signal. After the 2006 accident, she underwent three shoulder surgeries, neck surgery, and knee surgery. Claiming injuries from either or both of these accidents, she instituted a tort action claiming damages against the defendants in the earlier incident (the "2004 defendants"),
During the course of its pretrial investigation, State Farm retained Dr. Steven Knezevich, a board-certified orthopedic surgeon, to review Ms. Thorne's personal injury claims. Dr. Knezevich concluded that Ms. Thorne's three shoulder surgeries and her knee surgery were unrelated to the 2006 accident involving Mr. Thomas. The parties were ordered to serve their respective witness and exhibit lists by October 29, 2010. After this date, State Farm served an amended witness and exhibit list which identified for the first time Dr. Knezevich as an expert. Trial was scheduled to begin on January 24, 2011, sixty-nine days hence. State Farm's witness list also included a summary of Dr. Knezevich's expected testimony; he was also made available for deposition. And Ms. Thorne's counsel deposed Dr. Knezevich prior to trial. At trial, Ms. Thorne's counsel cited the late-filed disclosure of Dr. Knezevich to argue that his testimony should be disallowed in its entirety. Because Ms. Thorne had only recently had her third shoulder surgery, the trial court allowed Dr. Knezevich to opine on the need for that surgery but disallowed any opinion testimony from Dr. Knezevich relating to the prior two shoulder surgeries or the knee surgery.
State Farm hired expert witness Dr. Charles Bain, M.D., who also works as a biomedical engineer, to do a comprehensive analysis of the accident. He works for Biodynamic Research Corp. which researches crush data, the forces involved in vehicle accidents, and exemplar studies. Ms. Thorne claimed that her knee and neck injuries, necessitating past and future treatment and surgery, were caused by her face hitting the steering wheel and her knee hitting the dashboard when Mr. Thomas struck her from behind. She also claimed that she received these injuries despite wearing her seatbelt. Dr. Bain's investigation resulted in his opinion that Ms. Thorne must not have been wearing a seatbelt because she would not have received these injuries if she had. At trial, Ms. Thorne's counsel, based upon a Frye
Just before trial, Ms. Thorne and the 2004 defendants reached a "high-low" agreement. This agreement provided that these defendants would remain in the lawsuit and regardless of whatever amount for which the jury decided they were liable they would pay her a minimum of $100,000 and a maximum of $350,000. Upon discovering this fact, State Farm and Mr. Thomas
At trial, Ms. Thorne's counsel in closing argument harped on the lack of defense evidence to dispute the link between the first two shoulder injuries and the knee injury with the 2006 accident. We set forth several passages to illustrate the nature of the argument. State Farm repeatedly objected, but the trial court overruled the objections as well as the final objection that the cumulative effect of these arguments merited a mistrial.
Because this issue involves an evidentiary matter, we review it under the abuse of
State Farm filed an amended expert witness list sixty-nine days before trial that for the first time listed Dr. Knezevich as an expert in orthopedic medicine and surgery. In accord with pretrial procedure, State Farm further provided a summary of his opinion testimony, supplemental answers to expert witness interrogatories, his full report detailing his findings, and made him available for deposition, of which opportunity Ms. Thorne's counsel availed himself. Dr. Knezevich's opinion was that all three shoulder surgeries and her knee surgery were unrelated to the 2006 accident. Despite the fact that Ms. Thorne knew about Dr. Knezevich and had deposed him, upon her motion the trial court limited Dr. Knezevich to testifying only about the third shoulder surgery which had been recently performed.
A trial court has discretion to exclude testimony from a witness not disclosed pursuant to a pretrial order. But Binger v. King Pest Control, 401 So.2d 1310, 1314 (Fla.1981), requires a finding of such prejudice before discretion may be exercised. In the Binger context, prejudice is "surprise in fact." Id. Further, exclusion is a drastic remedy to be utilized only in compelling circumstances. See Clair v. Perry, 66 So.3d 1078, 1080 (Fla. 4th DCA 2011); see also Harrell v. Aztec Envtl., Inc., 921 So.2d 805 (Fla. 1st DCA 2006).
There are a number of factors available for the trial court's consideration in determining whether to exercise its discretionary power to exclude a witness. The record before us does not evidence that the late-filing of the amended expert witness list naming Dr. Knezevich for the first time sixty-nine days before trial caused the necessary prejudice to Ms. Thorne.
Binger, 401 So.2d at 1314. State Farm met its burden to show that it fulfilled the requirements that Binger outlined to effectively mitigate the late-filed disclosure of Dr. Knezevich and thereby curing any prejudice Ms. Thorne might encounter. The trial court allowed Dr. Knezevich to testify about the third shoulder surgery only based on the fact that it had only been performed three months before trial. But we fail to see how this allowed State Farm and Mr. Thomas any benefit from Dr. Knezevich's limited testimony when all three shoulder surgeries and the knee surgery were performed after the 2006 accident. In this regard, we conclude that the trial court abused its discretion in limiting the testimony of Dr. Knezevich. See also Chin v. Caiaffa, 42 So.3d 300 (Fla. 3d DCA
The prejudice the trial court's ruling caused State Farm and Mr. Thomas in limiting Dr. Knezevich's testimony was compounded by the use Ms. Thorne's counsel made of his testimony in closing argument, as discussed below.
Although this is an evidentiary issue, we review it de novo. Marsh v. Valyou, 977 So.2d 543, 547 (Fla.2007) ("We review Frye issues de novo, with general acceptance considered as of the time of the appeal." (citing Castillo v. E.I. Du Pont De Nemours & Co., Inc., 854 So.2d 1264, 1268 (Fla.2003))).
Dr. Bain would have testified that the injuries to Ms. Thorne's neck and knee could not have happened had Ms. Thorne been wearing her seatbelt. This testimony was precluded upon Ms. Thorne's counsel's Frye challenge. It is clear that Dr. Bain was offering his opinion as to causation, although stated in the negative. But the supreme court in Marsh specifically stated that an expert's opinion is based on the expert's training and experience, 977 So.2d at 548, and that "`[m]edical expert testimony concerning the causation of a medical condition will be considered pure opinion testimony — and thus not subject to Frye analysis — when it is based solely on the expert's training and experience.'" Id. (quoting Gelsthorpe v. Weinstein, 897 So.2d 504, 510 (Fla. 2d DCA 2005)). And Ms. Thorne's counsel specifically admitted at the hearing that biomechanics is not a new or novel science. Because Frye does not apply to testimony of a causal link between trauma and injury, id. at 550, the trial court erred in precluding Dr. Bain from giving his opinion on the lack of causal link between the 2006 accident and Ms. Thorne's face and knee injuries.
The high-low agreement in this case is not a true Mary Carter agreement, which has been outlawed in Florida. See Dosdourian, 624 So.2d at 246 ("We are convinced that the only effective way to eliminate the sinister influence of Mary Carter agreements is to outlaw their use.").
In Dosdourian, the settling defendant would remain in the lawsuit through judgment after reaching an agreement with the plaintiff that she would pay only up to her policy limits. Id. at 242. Over the objection of the nonsettling defendant, the agreement was not introduced into evidence at trial, and the jury found the settling defendant 55% liable for the plaintiff's injuries, the nonsettling defendant 35% liable, and the plaintiff 10% liable. The supreme court analogized this agreement to a Mary Carter agreement and — because the court was outlawing such agreements prospectively only — ordered that on remand the agreement could be allowed to stand but had to be disclosed to the jury at trial.
The supreme court in Dosdourian addressed the following certified question:
Id. at 242. In addressing the particular facts of the case before it, the supreme court held:
Id. at 247. Here, on remand at retrial, any high-low agreement must be disclosed to the jury.
After having successfully limited the extent of State Farm's and Mr. Thomas' expert testimonies, Ms. Thorne's counsel's closing argument repeatedly suggested to the jurors that:
When defense counsel objected during closing argument, the trial court overruled the objection thereby permitting Ms. Thorne's counsel to continue on this theme. And continue on is what transpired. Ms. Thorne's counsel's further argument suggested a lack of a scintilla of
The law on this point is clear: "Case law indicates it is improper for a lawyer, who has successfully excluded evidence, to seek an advantage before the jury because the evidence was not presented." JVA Enters., I, LLC v. Prentice, 48 So.3d 109, 115 (Fla. 4th DCA 2010) (citing Carnival Corp. v. Pajares, 972 So.2d 973, 975-76 (Fla. 3d DCA 2007)).
Similar to Ms. Thorne's case, in JVA, the trial court excluded opinion evidence of a party's susceptibility to future injuries. In closing argument, the party who had obtained the exclusion of evidence stated: "[W]here is the testimony to support the speculation of some big, bad neck injury, or shoulder [injury] in the past? ... Where is the testimony or evidence?" Id. at 115 (alterations in original). In reversing the judgment against the defendants, the Fourth District concluded that the argument was prejudicial because it improperly implied that the failure to offer the testimony was because the defendant had no favorable testimony to present to the fact finder. Id. (citing Carnival Corp., 972 So.2d at 975); see also Hernandez v. Home Depot U.S.A., Inc., 695 So.2d 484, 485 (Fla. 3d DCA 1997) (holding that the error in excluding the plaintiff's expert testimony on the issue of negligence was unfairly exacerbated and compounded when in closing defense counsel stated: "What is the evidence that we were negligent?").
In Carnival Corp., 972 So.2d 973, trial counsel successfully obtained an order excluding testimony on the medical standard of care and after excluding such testimony, commented to the jury that the opposing party failed to offer the very testimony counsel had successfully excluded. "These comments were improper as counsel implied that Dr. Diskin's failure to offer testimony regarding the standard of care of Carnival's doctors was because Carnival had no favorable testimony to provide." Id. at 976. We agree with the Third and Fourth Districts that arguments of this nature are "disingenuous and misleading." The extent and nature of Ms. Thorne's counsel's closing argument has caused reversible error.
Objectionable was Ms. Thorne's counsel's contention in closing that the defendants' evidence and argument were an attempt "to avoid responsibility" and, as a result, the defendants exhibited shameful conduct. A similar argument was offered in Intramed, Inc. v. Guider, 93 So.3d 503, 505 (Fla. 4th DCA 2012) (holding that "[s]erial improprieties in the plaintiff's closing argument, when combined with the procedural prejudice of the untimely disclosure of an expert, operated to deny the defendant a fair trial"). There, counsel argued, "They have never taken responsibility... and they still take zero responsibility." Id. at 507. Although counsel in Intramed did not use any variant of the word "shame" in describing the defendant's
Because Ms. Thorne's counsel's repeated arguments in closing were improper and allowed over objection, we agree with State Farm and Mr. Thomas that reversal is mandated.
State Farm's and Mr. Thomas' arguments about these evidentiary errors at trial have merit: The combination of the trial court's limiting Dr. Knezevich's expert testimony, excluding Dr. Bain's opinion testimony based on a Frye challenge, excluding from the jury's consideration evidence of the high-low agreement, and allowing multiple improper statements in plaintiff's closing argument all constituted reversible error. Accordingly, we conclude that a new trial is warranted.
Affirmed in part, reversed in part, and remanded for a new trial.
KELLY and MORRIS, JJ., Concur.
Dosdourian, 624 So.2d at 246.