Reuben Alexis appeals his conviction of aggravated assault with a firearm. The sole issue before the Court is whether Alexis validly waived his trial attorney's potential conflict of interest due to the joint representation of Alexis and a codefendant. Based upon this Court's holding in Lee v. State, 690 So.2d 664 (Fla. 1st DCA 1997), we conclude that because the trial court's inquiry was legally insufficient, Alexis' waiver of his attorney's potential conflict was invalid. Such a finding requires reversal and remand for a new trial. Subsequent to their arrests, both Alexis and his codefendant were tried together and represented by the same attorney. The issue of a potential conflict of interest due to the joint representation was raised at a pretrial hearing.
Alexis now argues his waiver was invalid. We agree.
"When defense counsel makes a pretrial disclosure of a possible conflict of interest with the defendant, the trial court must either conduct an inquiry to determine whether the asserted conflict of interest will impair the defendant's right to the effective assistance of counsel or appoint separate counsel." Lee, 690 So.2d at 667 (citing Holloway v. Arkansas, 435 U.S. 475, 484, 98 S.Ct. 1173, 55 L.Ed.2d 426 (1978)). A defendant may however validly waive a conflict by "clear, unequivocal, and unambiguous language." Id. Our supreme court has mandated three requirements to show a waiver of conflict: the record must show the defendant (1) was aware of the conflict of interest, (2) realized the conflict could affect the defense, and (3) knew of the right to obtain other counsel. Id. (quoting Larzelere v. State, 676 So.2d 394, 403 (Fla.1996)). Each of these requirements
In this case, when defense counsel disclosed his possible conflict of interest the trial court became legally obligated to either conduct an inquiry or appoint separate counsel. Here, the court made an attempt at an inquiry. Yet it was not sufficient. The trial court's inquiry must address the three requirements of Lee: the defendant (1) was aware of the conflict of interest, (2) realized the conflict could affect the defense, and (3) knew of the right to obtain other counsel. It is the trial judge's responsibility to conduct this three-part inquiry.
The record here shows the court failed to inquire into the second and third requirements — whether Alexis knew his defense could be affected by his attorney's potential conflict or that he had the right to obtain other, conflict-free counsel. Further, an examination of the rest of the record does not reveal that Alexis had independent knowledge of these prior to making his waiver. As such, because the inquiry here was legally insufficient, Alexis' resulting waiver was invalid. Therefore, the trial court erred in determining that Alexis voluntarily waived his right to conflict-free counsel.
"[E]rror in accepting a waiver of the right to conflict-free counsel cannot be excused as harmless error on direct appeal." Id. at 668. When, as here, Alexis "preserve[d] the conflict issue by raising it before trial and [did] not validly waive the conflict, the trial court's failure to conduct an inquiry ... requires that the resulting conviction be reversed." Id. at 668-69. Due to the trial court's error in accepting his invalid waiver of conflict-free counsel, Alexis' conviction is REVERSED and the case is REMANDED for a new trial.
VAN NORTWICK, J., concurs, and WOLF, J., concurring with opinion.
WOLF, J., concurring.
Were we not bound by this court's decision in Lee v. State, 690 So.2d 664 (Fla. 1st DCA 1997), I would affirm for two reasons. The trial court conducted a sufficient inquiry concerning a potential conflict based on the circumstances, and the failure to conduct a more thorough inquiry in this case should constitute harmless error.
First, at the time the trial court was made aware of a potential conflict, counsel represented that the issue had been resolved. Any potential conflict of interest arose out of a statement made by appellant's co-defendant in this case. It was revealed that the co-defendant now disavowed the statement, and both defendants wished to pursue compatible defenses that neither committed the crime. In fact, the State never sought to introduce the statement at trial. No conflict existed. The Third District affirmed under similar circumstances in Dixon v. State, 758 So.2d 1278 (Fla. 3d DCA 2000). Absent the decision in Lee, I would affirm based on Dixon.
Second, I disagree with the reasoning in Lee that the harmless error analysis may never be applied in cases upon failure to conduct a sufficient conflict of interest inquiry because of the holding in Holloway v. Arkansas, 435 U.S. 475, 98 S.Ct. 1173, 55 L.Ed.2d 426 (1978). In Mickens v. Taylor, 535 U.S. 162, 122 S.Ct. 1237, 152 L.Ed.2d 291 (2002), the U.S. Supreme Court said Holloway's holding means automatic reversal is only necessary where counsel is required to conduct joint representation over a specific objection asserting that a conflict exists which precludes adequate representation. In the instant