ROY B. DALTON, JR., District Judge.
This cause is before the Court on the following:
Resolution of Defendants' Motion for Judgment on the Pleadings requires this Court to examine Florida's Wrongful Death Act,
It is axiomatic that this Court must apply Florida's substantive law to decide Defendants' Motion for Judgment on the Pleadings. See Erie R.R. Co. v. Tompkins, 304 U.S. 64, 78, 58 S.Ct. 817, 82 L.Ed. 1188 (1938). The Eleventh Circuit instructs that "[w]here the highest court — in this case, the Florida Supreme Court — has spoken on the topic, [federal courts] follow its rule. Where that court has not spoken, however, [federal courts] must predict how the highest court would decide this case." Molinos Valle Del Cibao, C. por A. v. Lama, 633 F.3d 1330, 1348 (citing Guideone Elite Ins. Co. v. Old Cutler Presbyterian Church, Inc., 420 F.3d 1317, 1326 n. 5 (11th Cir.2005)). The Florida District Courts of Appeal "provide data for this prediction," and federal courts generally "must follow the decisions of these intermediate courts." Id. (citations omitted). However, the federal courts "may disregard these decisions if persuasive evidence demonstrates that the highest court would conclude otherwise." Id. (citations omitted). For the reasons discussed herein, the Court finds that there is persuasive evidence, including the legislative intent of the Wrongful Death Act (Fla.Stat. § 768.21), that the Florida Supreme Court would allow an Engle Smoker's personal representative to amend the Smoker's personal injury complaint to state a cause of action under the Act.
Florida's Survival Statute
In 1973, the Florida Legislature enacted Florida's Wrongful Death Act to limit the application of the Survival Statute to the extent that an action for personal injuries resulting in death, previously maintainable by a decedent's personal representative under the survival statute, now abates, and the personal representative must instead file a wrongful death action. See Fla. Stat. §§ 768.16-768.26. "In merging the two prior actions, the legislature
In pertinent part, the Wrongful Death Act provides: "When a personal injury to the decedent results in death, no action for the personal injury shall survive, and any such action pending at the time of death shall abate." Fla. Stat. § 768.20; see Martin, 314 So.2d at 770. "However, the survival statute is still applicable to preserve other actions which the decedent may have brought or was bringing prior to his death," including personal injury actions, in which the personal injury is not also the cause of death. Id. at 770 n. 18. The Act provides a right of action "[w]hen the death of a person is caused by the wrongful act, negligence, default, or breach of contract or warranty of any person, including those occurring on navigable waters, and the event would have entitled the person injured to maintain an action and recover damages if death had not ensued...." Fla. Stat. § 768.19.
The Wrongful Death Act's directive that "any such action pending at the time of death shall abate" is particularly problematic for the Engle progeny cases, in light of the Third District Court of Appeal's Capone decision, which it issued on December 1, 2010. According to the Third District, this language requires the Engle Smokers'
In Capone, Mrs. Capone served as the personal representative of her husband's estate. Her husband, an Engle Smoker, died in July of 2006 while awaiting his trial against Philip Morris and other cigarette manufacturers for personal injuries allegedly caused by his addiction to cigarettes. Id. at 35. On January 14, 2008, Mrs. Capone "moved to amend the complaint to assert what she claimed was a new cause of action for injured smokers created by the Florida Supreme Court in Engle v. Liggett Group, Inc., 945 So.2d 1246 (Fla. 2006), and moved to substitute herself as the estate's personal representative." Capone, 56 So.3d at 35.
Philip Morris filed a motion to dismiss Mrs. Capone's amended complaint, claiming that Mr. Capone's "personal injury action was abated when [he] died and that any action for wrongful death had to be filed as a new lawsuit pursuant to Florida Statutes Section 768.20." Id. It was undisputed
Id. at 36 (citations omitted).
The court declined to consider the implications, if any, the Engle findings might have had on Mrs. Capone's case. It found the analysis unnecessary because Mrs. Capone "moved to amend her complaint on January 14, 2008, more than one year from the January 11, 2007, Engle mandate." Id. Thus, it did not analyze whether the Florida Supreme Court would have intended that the Engle findings apply to an Engle Smoker's personal representative's wrongful death action. Nevertheless, the court's interpretation of the procedural requirements of the Wrongful Death Act effectively denies the Engle Smokers' personal representatives any benefit from Engle findings if they assert a wrongful death or survival action any time after January 11, 2008. See id.; Engle III, 945 So.2d at 1277.
In May 2011, Mrs. Capone appealed the Third District's Capone decision to the Florida Supreme Court. Capone, 56 So.3d 34, appeal docketed, No. SC11-849 (Fla. 2011). Among other reasons for filing her petition for review, Mrs. Capone asserted that Florida District Courts of Appeal are in conflict as to the Florida Wrongful Death Act's procedural requirements. Brief for Petitioner at 7 Capone v. Philip Morris U.S.A., No. SC11-849 (Fla. Apr. 26, 2011). Mrs. Capone seeks guidance from the Florida Supreme Court on the following questions regarding the death of a plaintiff in a personal injury action. First, "[d]oes the court file `self-destruct' requiring an entirely new lawsuit be filed?" Alternatively, "is it a simple matter of substituting in the personal representative to continue the personal injury claim, convert it to a wrongful death claim, or pursue both claims in the alternative?" Id. at p. 8. To date, that action remains pending at the Florida Supreme Court.
Mrs. Capone and other Engle progeny plaintiffs (including Mrs. Starling, in the instant action) argue that the Third District Court of Appeal's Capone decision conflicts with the Second District Court of Appeal's Niemi decision. In Niemi, the decedent's personal representative sought leave to amend the decedent's personal injury complaint to assert a claim for wrongful death where the decedent died during the pendency of personal injury action. Niemi, 862 So.2d at 31. Reversing the trial court's denial of the personal representative's request to amend the pleadings "to plead both a personal injury action and an alternative wrongful death action," the Second District Court of Appeal noted that the personal representative had every right to amend her complaint and that the pending personal injury lawsuit did not "self-destruct" when the plaintiff to that suit dies. Niemi, 862 So.2d at 33, 34. The Niemi Court further noted that the decedent's personal representative
The key distinction between Niemi and Capone relates to the cause of death. In Capone, it was undisputed that the decedent's personal injury caused his death, whereas in Niemi, the cause of death was unknown. Capone, 56 So.3d at 36; Niemi, 862 So.2d at 34. Florida law is clear that where the cause of death is the personal injury, a personal representative cannot be substituted for the decedent to pursue the personal injury action under the Survival Statute — in fact, Niemi and Capone both serve as support for this proposition. See Capone, 56 So.3d at 36; Niemi, 862 So.2d at 34. Florida law is equally clear, however, that when the cause of death issue is unresolved, a personal representative is permitted to amend a complaint to allege alternative theories under the Survival Statute and the Wrongful Death Act. Niemi, 862 So.2d at 34 (citing Poole v. Tallahassee Mem'l Hosp., Med. Ctr., Inc., 520 So.2d 627 (Fla. 1st Dist.Ct.App.1988); Smith v. Lusk, 356 So.2d 1309 (Fla.2d Dist.Ct.App.1978)).
In light of the latter, the conflict between the Third District Court of Appeal's Capone decision and the Second District Court of Appeal's Niemi decision becomes apparent. Whereas Capone expressly states that a wrongful death action "cannot be brought as an amendment to a personal injury action," Niemi allows a plaintiff to amend a complaint for personal injuries to state alternative wrongful death and survival claims. Capone, 56 So.3d at 36; Niemi, 862 So.2d at 34. In the circumstances envisioned in Niemi, if it was later discovered that the plaintiff's personal injury caused his or her death, then the original personal injury action would no longer be viable (i.e., it would "abate"), and the subsequently added wrongful death claim would move forward as the appropriate cause of action. Thus, a case like Niemi could reach the very result that Capone proscribes — a plaintiff could eventually proceed to trial with a wrongful death action that originated as an amendment to a personal injury complaint.
This conflict is not isolated to the Third District Court of Appeal and Second District Court of Appeal. The First District Court of Appeal has allowed personal representatives to amend a decedent's personal injury complaint to allege a wrongful death claim. In Williams v. Bay Hospital, 471 So.2d 626, 628 (Fla. 1st Dist.Ct.App. 1985), Mrs. Williams filed a personal injury lawsuit seeking damages allegedly caused by the defendant hospital's failure to inform her about the results of an x-ray examination that indicated she had abnormalities around her rib cage. Mr. Williams, her husband, brought consortium claims as well. See id. After filing the suit, Mrs. Williams found a lump on the right side of her neck, and died of lung cancer shortly thereafter. Id. Because she
On appeal, Mr. Williams conceded that following Mrs. Williams's death, "discovery proceeded in this cause
The First District Court of Appeal reversed the trial court's decision granting summary judgment. It found that although the husband could not pursue a wrongful death action because the defendant had not caused his wife's death, he could pursue a survival action on her behalf, for pain and suffering for "non-death-resulting injuries" defendant allegedly caused during her lifetime. Id. The appellate court remanded the case, finding that Mr. Williams's failure to amend his complaint to include a "specific reference to reliance on Section 46.021" was not "fatal" because he was "
Trial courts in the Third District (before the appellate court decided Capone) and Fifth District have relied on the Fifth District Court of Appeal's Taylor v. Orlando Clinic, 555 So.2d 876 (Fla. 5th Dist.Ct.App. 1989) for the proposition that a personal representative cannot amend a personal injury complaint to state a cause of action for wrongful death. In Taylor, the appellate court held, "[T]he trial court's action in dismissing the deceased patient's personal injury medical malpractice action was proper, not because the motion to substitute a wrongful death action was not made within the 90 day rule time limitation but because the motion erroneously attempted to substitute a wrongful death action for the abated personal injury negligence action." Id. at 879.
For example, on January 4, 2000, the Honorable Judge Donner of the Eleventh Judicial Circuit Court in and for Dade County denied a plaintiff's motion to amend a personal injury complaint to include a claim for wrongful death, holding that granting the personal representative's motion to amend would allow her to "erroneously substitute a wrongful death action for the abated personal injury negligence action." Pickett v. R.J. Reynolds Tobacco Co., No. 97-29321 CA 23, 2000 WL 35789457 (Fla.Cir.Ct. Jan. 4, 2000). More recently, the Honorable Judge Parsons of the Seventh Judicial Circuit Court in and for Volusia County, Florida felt that his "obligation ... to follow the Fifth [District Court of Appeal]" precluded him from allowing an Engle Smoker's personal representative to amend the complaint in the deceased Engle Smoker's personal injury action to state an outright claim for wrongful death (as opposed to pleading in the alternative). Powers v. R.J. Reynolds Tobacco Co., et al., No. 2009-30670 (Fla.Cir.
Just over sixteen years ago, on August 29, 1995, Mr. Starling filed a Complaint in the Eleventh Judicial Circuit Court in and for Dade County, Florida against a number of cigarette manufacturers, including Defendants in the instant action. (See Case No. 09-cv-10027-J-34-JBT, "Starling Docket," Doc. No. 51-1.) He voluntarily dismissed that action only to file a new complaint in the Circuit Court of the Fourth Judicial Circuit in and for Duval County, Florida ("Fourth Judicial Circuit") about a month later. (Starling Docket, Doc. No. 51-3.)
While Mr. Starling's Fourth Judicial Circuit action was underway, the Third District Court of Appeal of Florida issued the Engle I decision,
Engle I, 672 So.2d at 40 (emphasis added). After the Third District Court of Appeal certified the class, the trial court issued its first post-Engle I trial plan, which included three phases. Engle II, 853 So.2d at 441-42 (discussing the trial court procedural history following the Engle I decision); See Brown, 611 F.3d at 1326-29 (discussing the phases of the Engle trilogy trial plan).
Sometime after the Engle class was certified, Mr. Starling sought voluntary dismissal of his second lawsuit, allegedly "in favor of joining the class action." (Starling Docket, Doc. No. 51, p. 2; Starling Docket, Doc. No. 51-4, p. 3.)
At the conclusion of Phase II of the Engle trial plan, during which the Phase I jury decided the issue of damages, the defendants appealed the Phase I and
Approximately three years later, at the end of 2006, the Florida Supreme Court issued the Engle III decision. It determined that the trial court "had not abused its discretion in certifying the Engle class for Phases I and II, but also decided that continued class action treatment for Phase III of the trial plan [was] not feasible because individualized issues, such as legal causation, comparative fault, and damages [would] predominate." Brown, 611 F.3d at 1328 (quoting Engle III, 945 So.2d at 1255) (internal quotation marks and citations omitted). The court maintained that "[i]nvalidating the completed class action proceedings on manageability and superiority grounds after a trial has occurred does not accord with common sense or logic." Engle III, 945 So.2d at 1267.
The Florida Supreme Court ultimately determined that the "pragmatic solution" would be to decertify the class, "retaining the jury's Phase I findings [ (the Engle findings) ]
The court explained that "[c]lass members [could] choose to initiate individual damages actions and the Phase I common core findings ... [would] have res judicata
The Majority in the Engle III decision noted that "the procedural posture of this case is unique and unlikely to be repeated." Id. at 1270 n. 12. What the court seemingly failed to realize is that regardless of whether the procedural posture of the Engle trilogy will be "repeated," its holding serves as binding precedent for the thousands of individual cases that now constitute the Engle progeny. As Justice Wells aptly concluded in his Engle III dissent, the Majority opinion has not, in reality, served as a "pragmatic solution," but rather, an endlessly "problematic" one. Id. at 1284 (citing Majority Op. at 1269). The issues presented by Defendants' Motion for Judgment on the Pleadings exhibits a few of the many "problems" that characterize the Engle progeny cases.
On August 16, 2007, well within the Engle savings period, Mr. Starling and thirty other plaintiffs filed a consolidated complaint ("Original Complaint") for personal injuries against R.J. Reynolds Tobacco Company, Philip Morris, USA, Inc., and Lorillard Tobacco Company ("Defendants"), pursuant to the Engle III decision. (See 2007 Docket, Doc. No. 1);
On December 21, 2007, Mr. Starling and the thirty additional plaintiffs filed a consolidated "Amended Complaint." (2007 Docket, Doc. No. 23.) They included allegations that were tailored to encompass the Engle findings. For example, the consolidated plaintiffs alleged:
(Id. at ¶ 44.) Additionally, the consolidated plaintiffs added loss of consortium claims on behalf of their respective spouses. (Id. at ¶¶ 52-53.) These loss of consortium claims purportedly applied to Mrs. Starling, who was married to Mr. Starling
On October 5, 2007, the parties filed a Joint Motion to Stay all Proceedings and Memorandum of Law in Support. (2007 Docket, Doc. No. 6.) On December 3, 2007, this Court (the Honorable Henry Adams) granted the Motion to Stay, pending transfer to In Re Engle Progeny Tobacco Products Liability Litigation, MDL No. 1887. (2007 Docket, Doc. No. 21.) On February 25, 2008, pursuant to an Order from the Judicial Panel on Multidistrict Litigation denying transfer to In re Engle Progeny Tobacco Products Liability Litigation, MDL No. 1887, the Court lifted the stay. (2007 Docket, Doc. No. 30.)
On March 18, 2008, Mr. Starling passed away at the age of seventy-nine. (Starling Docket, Doc. No. 38-4.) At the time of his death, this Court and the parties were working diligently to create a manageable trial plan for the thousands of Engle progeny cases filed during the Engle savings period. Mr. Starling's action was still consolidated with thirty other plaintiffs, but the parties recognized that the Court might ultimately sever the numerous consolidated cases. (See 2007 Docket, Doc. No. 35, p. 2.) By this point, the Engle Smokers, the original plaintiffs in these actions, were dying at a fairly constant rate.
On April 9, 2008, the Court issued an Order requiring the parties to identify the first ten plaintiffs "they propose to try in these cases." (2007 Docket, Doc. No. 54, ¶ 6.) On May 12, 2008, Plaintiffs submitted their "Amended Proposed 10-case Trial Plan," including Mr. Starling as one of the first ten plaintiffs. (2007 Docket, Doc. No. 62, p. 9.) It is clear from this document, filed within three months of Mr. Starling's death, that he had passed away. Section 6.5 of Plaintiffs' Amended Proposed 10-case Trial Plan states:
(Id. at p. 6.) When Defendants filed their Response to Plaintiffs' Amended Proposed 10-Case Trial Plan and to Questions from the Court on June 19, 2008, they acknowledged
On October 14, 2008, approximately seven months after Mr. Starling died, the parties filed their second Joint Motion to Stay, pending resolution of (1) the parties' requested appeal of the Court's Order in Bernice Brown v. R.J. Reynolds Tobacco Co., Case No. 3:07-cv-00761-J-25HTS (M.D.Fla. Aug. 28, 2008) and (2) Plaintiffs' requested appeal of the Court's Order in Cooper v. R.J. Reynolds Tobacco Co., Case No. 3:08-cv-153-J-32HTS (M.D.Fla. Aug. 29, 2008). (2007 Docket, Doc. No. 81.) In the motion, the parties requested that "the Court stay discovery and pretrial proceedings in all pending Engle progeny cases...." (Id. at p. 4.) On October 30, 2008, the Court granted the joint motion and the second stay went into effect. (2007 Docket, Doc. No. 82, "October 2008 Order.")
On May 14, 2009, the Court issued an order sua sponte directing the Clerk to sever the approximately forty-four consolidated cases filed in this Court due to the "substantial logistical issues involved in handling these cases." (2007 Docket, Doc. No. 85, "May 2009 Order.") Each severed case was to include one plaintiff and the defendants. (Id. at ¶ 1.) The pending cases otherwise remained stayed. (Id. at ¶ 3.) Additionally, the May 2009 Order instructed the Clerk to create a new, separate Engle progeny docket. (Id.)
On November 27, 2009, the Court entered an Order (dated November 12, 2009) on the Master Docket, setting forth instructions about its use and purpose and reiterating that the stay would remain in effect for all pending Engle progeny cases. (Master Docket, Doc. No. 1, ¶ 5, "November 2009 Order.") The Court alerted the parties that, "[u]pon lifting the stay," it would "enter orders requiring the filing of an amended complaint and answer in each case." (Id.) The Court directed the Clerk to "close the originally filed cases ... and terminate all pending motions in all cases." (Id. at ¶ 6.) Finally, the Court directed the parties to re-file any pending motions with the appropriate new case style and case number
In accordance with the May 2009 Order, the Clerk closed Mr. Starling's consolidated action on November 27, 2009, and designated the above styled case number to the Starling action. The first docket entry on the Starling Docket contains the November 2009 Order severing the consolidated cases, along with "[p]ertinent orders entered in some or all of the consolidated actions." (Master Docket, Doc. No. 1, p. 2.) Pursuant to the November 2009 Order, the Starling action remained stayed "until further order of the Court." (Id. at ¶ 5.)
On August 30, 2010, the parties filed a Joint Motion to Retain a Limited Stay in Engle Progeny Cases, requesting that the Court retain the stay in the Engle progeny cases except as to a group of ten proposed "lead cases" involving Defendants R.J. Reynolds Tobacco Company, Philip Morris USA Inc., and Lorillard Tobacco Company ("Defendants"). (Master Docket, Doc. No. 5.) Plaintiffs selected the "lead cases" as the first to be tried in this Court. On October 8, 2010, the parties filed separate
On December 22, 2010, less than one month after the Third District decided Capone, this Court issued its "First Omnibus Engle Order." (Master Docket, Doc. No. 42.) Most relevant to the case at hand, the Court lifted the stay in twelve Engle progeny cases (the ten "lead cases" and two back-up cases, with the Starling action as a back-up case) that were identified in Plaintiffs' Motion to Lift Stay and Request for Case Management Conference. (Master Docket, Doc. No. 8, pp. 4-5; see also Master Docket, Doc. No. 42, ¶ 1.) On January 26, 2011, the Court entered an Order sua sponte directing Plaintiffs to file amended complaints in the twelve activated cases "(naming only the respective individual plaintiffs) no later than February 18, 2011." (Master Docket, Doc. No. 56, pp. 1-2, "January 2011 Order.")
Pursuant to the January 2011 Order, Mrs. Starling filed her first complaint as the personal representative for Mr. Starling's estate, entitled "First Amended Complaint," on February 18, 2011. (Starling Docket, Doc. No. 17.) Mrs. Starling's First Amended Complaint unequivocally alleged a claim under Florida's Wrongful Death Act. (Starling Docket, Doc. No. 17 at ¶ 1.1); Fla. Stat. §§ 768.16-768.26.
In her First Amended Complaint, she stated that the "Decedent died of a tobacco related illness," but she did not specify which "tobacco related illness" allegedly caused his death. (Id. at ¶ 1.3.) She sought damages on behalf of Mr. Starling's estate and "each Survivor" in the form of medical and funeral expenses, loss of support and services, mental pain and suffering, interest and expenses, "as defined by the Florida Wrongful Death Act." (Id. at ¶¶ 10.1, 10.3.) Additionally, she noted her intention to further amend the First Amended Complaint to seek punitive damages.
On February 23, 2011, the Court sua sponte struck the first amended complaints in all twelve newly activated cases, including Mrs. Starling's complaint finding the complaints deficient for a number of reasons. (Master Docket, Doc. No. 91.) The Order specified that it did "not preclude any objections Defendants may raise on these and other related issues in the future," and instructed Plaintiffs to "file amended complaints in the twelve active cases (naming only the respective individual Plaintiffs) in accordance with the directives" of that Order. (Id. at p. 3.)
Accordingly, on March 3, 2011, Mrs. Starling filed her "Second Amended Complaint," addressing the deficiencies and making a few notable changes to the substance of her First Amended Complaint. (Starling Docket, Doc. No. 21.) First, Mrs. Starling specified the cause of Mr. Starling's death: lung cancer. (Id. at ¶ 4.) Mrs. Starling alleged:
(Id. at ¶ 13.) She further alleged that "[a]s a direct and proximate result of Decedent's smoking Defendants' cigarettes, Decedent suffered mental and emotional pain, medical and financial expenses, and shortened life expectancy. Decedent's lung cancer resulted in aggravation of previously existing conditions, physical pain
On July 13, 2011, Defendants filed their Motion for Judgment on the Pleadings and Incorporated Memorandum of Law. (Starling Docket, Doc. No. 34.)
Defendants argue that it was impermissible for Mrs. Starling to amend Mr. Starling's Amended Complaint (2007 Docket, Doc. No. 23), which was the operative complaint at the time the Court stayed the Engle progeny cases on its docket in October 2008 and before they were severed in May 2009, to the extent that she did — removing entirely his personal injury claims and stating only her own wrongful death claims. (See Starling Docket, Doc. No. 34, p. 4.) Defendants contend that because Mr. Starling's personal injury suit abated when his personal injuries caused his death, Mrs. Starling could not "substitute" herself as the plaintiff in his personal injury action, and, pursuant to their reading of Capone, she could not amend Mr. Starling's complaint to convert his personal injury action to her wrongful death action. (Id. at pp. 4-10); see Capone, 56 So.3d at 35.
Second, Defendants argue that Mrs. Starling's wrongful death claims, which she first alleged in her First Amended Complaint on February 18, 2011, were barred by the two-year statute of limitations for wrongful death actions. (Starling Docket, Doc. No. 34, p. 10); see Fla. Stat. § 95.11(4)(d) (2011) ("Section 95.11(4)(d)"). Section 95.11(4)(d) and the case law referencing it provide that an action for wrongful death must be commenced on or before the two year anniversary of the date of death. See Vaughn v. City of Orlando, No. 6:07-cv-1695-Orl-19GJK, 2008 WL 3540434, *6 (M.D.Fla. Aug. 12, 2008) (citing Raie v. Cheminova, Inc., 336 F.3d 1278, 1280 (11th Cir.2003); Fulton Cnty. Adm'r v. Sullivan, 753 So.2d 549, 552 (Fla.1999)). Defendants maintain that Mrs. Starling, as personal representative of her husband's estate, could have timely filed a separate wrongful death action at any point within two years after his death, but because she did not, the Court should grant judgment on the pleadings in their favor. (Starling Docket, Doc. No. 34, p. 10.)
On July 27, 2011, Mrs. Starling filed Plaintiff's Response in Opposition to Defendants' Motion for Judgment on the Pleadings. (Starling Docket, Doc. No. 38.) She asserts that Florida law does not require a personal representative to file an entirely new complaint to assert wrongful death claims, particularly where there is any doubt or dispute with regard to the cause of death. (Id. at p. 8 (citing Niemi, 862 So.2d at 33).) She correctly contends that "[n]othing in the text of the Wrongful Death Act suggests that when a plaintiff in a personal injury action dies from the personal injury, [his or her personal representative] must file a new lawsuit rather than amend the operative complaint to add an alternative or substitute a claim for wrongful
Defendants argue that the Court imposed stay is irrelevant to Mrs. Starling's wrongful death action, maintaining that the stay did not preclude her from filing a separate wrongful death action within two years of the date of Mr. Starling's death. (Starling Docket, Doc. No. 54, p. 7.) They maintain that the stay "applied only to Mr. Starling's personal injury action" and that it "did not, and indeed could not, prevent Mrs. Starling from bringing her wrongful death action" before the statute of limitations ran. (Starling Docket, Doc. No. 40, p. 6.) Defendants arguments presume that the Third District correctly interpreted the Wrongful Death Act's procedural requirements, i.e., that the Act does not allow for a personal representative to amend a personal injury complaint to state claims for wrongful death. See Capone, 56 So.3d at 36.
The conflict between the Florida District Courts of Appeal notwithstanding, this Court finds that under Florida's Wrongful Death Act, a personal representative may be permitted to amend a personal injury complaint to state an alternative cause of action for wrongful death or an outright wrongful death action.
The struggle with the procedural requirements envisioned by the Wrongful Death Act emanates from imprecise judicial language that has taken root and created a procedure that was never contemplated by the legislature. To the extent that the Capone decision may be read to interpret the Wrongful Death Act to require a personal representative to file an entirely new lawsuit to convert a personal injury claim to a wrongful death claim, where the plaintiff's personal injuries cause his or her death during the pendency of a personal injury litigation, the Court declines to accept that construction as it would be inconsistent with existing practice, illogical, and would constitute a restrictive interpretation of a remedial statute.
The suggestion that a separate action for wrongful death following the death of a plaintiff must be presented by filing a new complaint in a new lawsuit defies all logic and, while perhaps a boon to the judicial coffers from the standpoint of filing fees, would create a needless administrative
Certainly, it is true that the elements of a personal injury claim where the death is alleged or proven to have resulted from the complained of tortious conduct are subsumed in the statutory cause of action created by the Wrongful Death Act. Fla. Stat. §§ 768.16-768.26. It is also true that the two claims cannot co-exist unless plead in the alternative, dependent upon the factual resolution of the cause of death. There is nothing to suggest, however, that the institution of this new, separate, statutory cause of action arising from the same facts cannot be implemented by virtue of an amendment to an existing complaint so long as the plaintiff does not seek to proceed on both causes of action where there is no issue related to the cause of death. "Alternative pleading is a time honored practice," and alternative pleadings, one for "pain and suffering, for injuries not resulting in a plaintiff's death," and one "for those elements of damages allowed by the legislature where the injury results] in one's death" constitute a "classic[]" example of "inconsistent and alternative pleadings." Smith v. Lusk, 356 So.2d 1309, 1311 (Fla.2d Dist.Ct.App.1978).
As recently as April of 2011, the Florida Supreme Court discussed the Wrongful Death Act in detail, explaining that it should be liberally construed. In Wagner v. Kennedy Law Grp., 64 So.3d 1187, 1191 (Fla.2011) (internal quotation marks and citations omitted) (emphasis added), the court stated:
If a statute is considered remedial, it should be given a liberal interpretation and should be construed to give the terms used the most extensive meaning to which they are reasonably susceptible. See N. Singer & J. Singer, Sutherland Statutory Construction (7th Ed. 2008) § 60:2. Remedial statutes are to be interpreted "in favor of granting access to the remedy provided by the Legislature." Golf Channel v. Jenkins, 752 So.2d 561, 565-66 (Fla.2000) (citations omitted). Reading the Wrongful Death Act so restrictively as to require every Engle Smoker's personal representative to file a new complaint as opposed to amending an existing complaint to state a cause of action under the Act would constitute a strict construction of a remedial statute as applied here, in part because it would not allow the Engle Smokers' personal representatives to benefit from the Engle findings.
"It is the public policy of the state [of Florida] to shift the losses resulting when wrongful death occurs from the survivors of the decedent to the wrongdoer." Fla. Stat. § 768.17. It comports with the legislative intent to ensure that the personal representatives would have the same advantages given to Engle Smokers who die trying their respective personal injury cases. To hold otherwise would be to effectively punish the Engle Smokers' survivors where the Smoker actually dies, rather than continues to suffer personal injuries during his or her lifetime, from the tobacco company Defendants' alleged wrongdoing.
The Court finds that the Wrongful Death Act's loss shifting goal is best served by allowing the Engle Smokers' personal representatives to amend the decedents' personal injury complaints to state a cause of action for wrongful death, whether outright or as an alternative to a survival action for a decedent's personal injuries, rather than forcing the personal representatives to file a new lawsuit. This interpretation not only spares the personal representatives the burdens of filing a new lawsuit and paying another filing fee, but it also ensures that they will benefit from any preclusive effects of the Engle findings that may have been provided to the Engle Smoker had he or she lived through the duration of his or her personal injury action.
At first glance, it appears that Mrs. Starling's wrongful death action must be dismissed because it was filed nearly three years after Mr. Starling's death. See Fla. Stat. § 95.11(4)(d). After a thorough review of the record, however, the Court deems Mrs. Starling's First Amended Complaint to be timely filed.
The Eleventh Circuit has explained:
Aruanno v. Martin Cnty. Sheriff, 343 Fed. Appx. 535, 537 n. 2 (11th Cir.2009) (alterations in original). Allowing equitable tolling in this case is appropriate because Mrs. Starling was "lulled into inaction" as of October 30, 2008, when the Court stayed all the Engle progeny cases filed on its docket. (2007 Docket, Doc. No. 82.)
When Plaintiffs filed their Proposed 10-case Trial Plan on May 12, 2008, within two months of Mr. Starling's death, Section 6.5 clearly stated that Mr. Starling had died on March 18, 2008. (2007 Docket, Doc. No. 62, p. 9.) On June 19, 2008, a short three months and one day after Mr. Starling's death, Defendants acknowledged that Mrs. Starling, not Mr. Starling, was the plaintiff in the Starling action — and further acknowledged that she was proceeding under the Wrongful Death Act. (See 2007 Docket, Doc. Nos. 71, 71-8, p. 4.) Additionally, when the Clerk created the Starling Docket in November of 2009, Mrs. Starling (as personal representative of Mr. Starling's estate) was the appropriate party because Mr. Starling was deceased and her case was already proposed to be "activated" as a wrongful death action. These facts show that Mrs. Starling justifiably believed that the Court imposed stay applied to her wrongful death action and prohibited her from filing her claims until the Court lifted the stay that first went into effect on October 30, 2008.
The Court emphasizes that this tolling period does not prejudice Defendants. The Court already found Defendants would be prejudiced if it dismissed this action without prejudice at this stage of the litigation. (Starling Docket, Doc. No. 61.) Accordingly, the Court denied Mrs. Starling's Motion for Voluntary Dismissal (Starling Docket, Doc. No. 35) because the trial term is set to commence in approximately three to four months, nearly all discovery deadlines have passed, and Mrs. Starling should have moved to dismiss the duplicative state court proceeding as soon as Plaintiffs proposed the Starling action to be among the first ten activated cases in this Court. (Starling Docket, Doc. No. 61) Additionally, Defendants did not partake in discovery during the stay, but have presumably conducted discovery to the extent necessary to defend against Mrs. Starling's wrongful death claims since the Court activated her case on December 22, 2010.
The Court finds the two-year statute of limitations period was equitably tolled between October 30, 2008, when the Court imposed stay took effect, and December 22, 2010, when it lifted the stay on the activated cases. (See 2007 Docket, Doc. No. 82; Master Docket, Doc. No. 42.) Exactly seven months and twelve days ran between Mr. Starling's death on March 18, 2008 and October 30, 2008. Add to that the one month and twenty-seven days between December 22, 2010, when the stay was lifted, and February 18, 2011, when Mrs. Starling filed her first wrongful death pleading, the First Amended Complaint,
In light of the foregoing, the Court
Accordingly, it is hereby
This cause is before the Court on the following:
Defendants move this Court to reconsider Section III, Part B of its November 2, 2011 Order, in which it found that equitable tolling applied to the facts of Mrs. Starling's case and deemed her wrongful death action timely filed. (Doc. No. 62, p. 32.) They maintain that the Court should not have considered the "excuses" Mrs. Starling provided in her pleadings to explain why she filed her wrongful death action after the two-year statute of limitations passed because they are not found in the tolling scenarios listed in Florida Statutes Section 95.051. (Doc. No. 69, p. 5.) They argue that a Court imposed stay does not toll a statute of limitations, unless the stay "prevents a party from exercising a legal remedy" under federal law. (Id. at p. 3 (emphasis in original) (citing United States ex rel. Campbell v. Lockheed Martin Corp., 282 F.Supp.2d 1324 (M.D.Fla. 2003).) Defendants submit that this Court should have found Mrs. Starling's action was filed outside of the statutorily prescribed time period and summarily dismissed
Mrs. Starling maintains that the Court's ruling was proper in light of the circumstances presented here. She reiterates that she timely filed her complaint, in accordance with the Court's instructions, when the Court lifted the stay on the nine activated cases. (Doc. No. 76, pp. 3-4.) Mrs. Starling also asserts that the Florida Supreme Court would allow equitable tolling in this instance, arguing that "subsequent to the Florida Legislature's enacting Section 95.051 in 1974, the Florida Supreme Court and courts of appeal have repeatedly recognized the continuing availability of equitable tolling." (Id. at pp. 7-8 (citing Machules, 523 So.2d at 1133-34; Williams v. Albertson's, Inc., 879 So.2d 657 (Fla. 5th Dist.Ct.App.2004).) She distinguishes the exclusive list of "statutory tolling" mechanisms from "equitable tolling," the latter being outside the purview of the legislature as it is "equitable in nature, not legal." (Id. at p. 9.)
Defendants rely heavily on Hillman for their contention that the doctrine of equitable tolling is not available in Florida, under any circumstances, outside the context of an administrative law proceeding. Hillman, 906 So.2d 1094. This view has been endorsed by at least three federal courts. See Socas, 829 F.Supp.2d 1262, 2011 WL 5223085; Watson v. Paul Revere Life Ins. Co., No. 11-21492, 2011 WL 5025120 (S.D.Fla. Oct. 21, 2011); Pierson v. Orl. Regional Healthcare Sys. Inc., No. 6:07-cv-466, 2010 WL 1408391 (M.D.Fla. Apr. 6, 2010). However, none of these cases has offered an in-depth analysis of the rationale that would justify the availability of the doctrine of equitable tolling in the context of an administrative law proceeding, but not in the context of a civil action. Instead, they rely on Hillman's analysis.
The Court reviewed Hillman prior to entering its Order, but did not consider it binding, not only because of the factual distinctions, but also because "persuasive evidence demonstrates that the highest court [in Florida] would conclude otherwise" under the particular circumstances presented in the Starling action. See Molinos Valle Del Cibao, C. por A. v. Lama, 633 F.3d 1330, 1348 (11th Cir.2011). "Where the highest court — in this case, the Florida Supreme Court — has spoken on the topic, [this Court follows] its rule. Where that court has not spoken, however, [this Court] must predict how the highest court would decide this case." Id. (citing Guideone Elite Ins. Co. v. Old Cutler Presbyterian Church, Inc., 420 F.3d 1317, 1326 n. 5 (11th Cir.2005)). This Court looks to Florida's intermediate appellate court decisions to provide "data for this prediction." Id. (citing Bravo v. United States, 577 F.3d 1324, 1325 (11th Cir.2009) (per curiam) (citations omitted)). "Although a decision by an inferior state court is usually considered `trustworthy data' of substantive state law, it is not binding on a federal court, particularly where it appears to have misapplied state law." Caban v. J.P. Morgan Chase & Co., 606 F.Supp.2d 1361, 1367 (S.D.Fla.2009).
In Hillman, the Second District Court of Appeal reviewed the Florida Supreme Court's decisions in Hearndon v. Graham, 767 So.2d 1179 (Fla.2000) and Major League Baseball v. Morsani, 790 So.2d 1071, 1075 (Fla.2001) and explained:
Hillman, 906 So.2d at 1100.
This Court is not persuaded that these cases, or any other Florida Supreme Court authority, indicate that the court would find the doctrine of equitable tolling inapplicable to
The two Florida Supreme Court cases on which the Second District Court of Appeal based its decision "declined to create additional tolling exceptions to those listed in the statute and instead deferred to the legislative directive that there be no tolling exceptions other than those declared by the legislature." Id.; see Hearndon, 767 So.2d 1179; Morsani, 790 So.2d 1071. In Hearndon, the Florida Supreme Court recognized that "the tolling statute specifically precludes application of any tolling provision not specifically provided therein," and ultimately receded from "past decisions that applied the delayed discovery doctrine to toll the running of a statute of limitation." Hearndon, 767 So.2d at 1185. In the later decided Morsani, however, the court listed mechanisms "that may operate to deflect the statute of limitations, such as accrual, tolling,
Id. at 1077 n. 11 (emphasis added).
If the Florida Supreme Court intended to limit the doctrine of equitable tolling to the administrative law context, it could have so indicated. At the very least, it would have based the doctrine's applicability on the context in which the action arises (i.e., the fact that the statute of limitations issue in Machules stemmed from deadlines applicable to administrative proceedings), rather than the "the plaintiff's blameless ignorance and lack of prejudice to the defendant." Id. Instead, the court made a general statement about the availability of the doctrine, citing the Machules case as just one example in which it permitted equitable tolling to save an otherwise untimely action. Id. (using the introductory signal "see, e.g.," before its citation to Machules, rather than citing directly to Machules). Further, the court listed "equitable tolling" separate and apart from "tolling," for which it included an explanatory footnote stating the "statutory bases for tolling the statutes of limitation are set forth in section 95.051, Florida Statutes (1991)."
Furthermore, this Court's close reading of Machules leads it to conclude that the
Id. at 1133-34 (emphasis added) (footnote omitted) (internal citation omitted).
The court noted that "[a]lthough there [was] no Florida decision pertaining to the application of the tolling doctrine in administrative proceedings, federal courts have applied it in many different contexts." Id.
Finally, the Florida Supreme Court has explained that fixed limitations on actions
Morsani, 790 So.2d at 1074-75 (footnotes containing citations omitted) (quoting Nardone v. Reynolds, 333 So.2d 25, 36 (Fla. 1976) (quoting Wilkinson v. Harrington, 104 R.I. 224, 243 A.2d 745, 752 (R.I.1968))). Public policy and legislative intent would not be frustrated in actions like Starling, where these concerns are absent.
Although this Court is respectful of the need to give heed to the well-reasoned conclusions of the Florida intermediate appellate courts, it is compelled to reaffirm its decision that the Starling wrongful death action should be deemed timely filed. The facts of the instant case demonstrate a procedural perfect storm justifying the application of "an extraordinary remedy which should be extended only sparingly." Justice, 6 F.3d at 1479 (discussing equitable tolling). As described in the November 2, 2011 Order, the Court finds that the Defendants in this case are not forced to defend "claims which, because of their antiquity," would place them at "a grave disadvantage." See Morsani, 790 So.2d at 1074-75 (footnotes omitted) (citations omitted). Further, Mrs. Starling has not "willfully or carelessly" slept on her rights, and the claim here is anything but "unfresh." See id.
The Court does, however, take this opportunity to clarify that the equitable tolling portion of its November 2, 2011 Order is specific to the particularly unique factual and procedural history of the Starling action, to wit, a court imposed stay of the proceedings
To the extent that other Engle progeny plaintiffs do not share the procedural and factual background presented here, the Court would be chary of extending equitable tolling beyond those facts. Regardless of whether a pending Engle progeny case is stayed or active, it is the parties' responsibility to preserve all causes of action and to protect their respective rights, which may vary from case to case.
Given the extraordinary circumstances presented in this particular Engle progeny case, and because the Court finds "persuasive indication that the state's highest court would decide the issue otherwise," this Court reaffirms its decision that this action warranted the "extraordinary remedy" of equitable tolling. See Justice, 6 F.3d at 1480. Accordingly, it is hereby ordered that the Defendants' Motion for Reconsideration of the Court's Order Denying Judgment on the Pleadings (Doc. No. 69) is
Engle III, 945 So.2d at 1276-77 (emphasis and parenthesis around numbers added for clarity).
Id. at 116-17, 107 So. 336 (emphasis added). In the Engle progeny cases, Defendants will not begin discovery until the cases are "activated" by the court. They will have ample time to prepare to defend against the appropriate cause of action. Additionally, Defendants will not be prejudiced by any lack of "notice" of the claims asserted against them if an Engle Smoker's personal representative amends the Smoker's personal injury complaint to state a cause of action for wrongful death. See Davenport v. U.S., 217 F.3d 1341, 1345 n. 8 (11th Cir.2000) (discussing amendments in the context of Federal Rule of Civil Procedure 15(c) and explaining that "the critical issue in Rule 15(c) determinations is whether the original complaint gave notice to the defendant of the claim now being asserted") (internal quotation marks and citations omitted). The Engle Smokers' personal representatives' claims arise from the same "conduct, transaction, or occurrence" that caused the Engle Smokers to file personal injury actions in the first place; the wrongful death action is brought against the same Defendants that were parties to the personal injury action and the damages are largely the same, even though the focus shifts from the decedent's damages to the survivors' damages (e.g., the decedent's damages for pain and suffering are replaced with his or her survivors' damages for pain and suffering). Martin, 314 So.2d at 768-69; Fla. Stat. § 768.21.
Skyrme, 2011 WL 5832338, at *3 (emphasis added) (footnotes omitted). The Skyrme decision provides further "persuasive evidence" that the Florida Supreme Court would allow Engle Smoker's personal representatives to amend the Smoker's personal injury complaint to allege a wrongful death action. Furthermore, the court's concern that it would be "inequitable to bar that new wrongful death lawsuit as being untimely insofar as receiving the benefits of Engle," indicates that the Florida state courts recognize that the unusual issues presented by the Engle progeny cases may sometimes require the court to resort to equitable remedies to ensure justice is served.
Although this unpublished opinion is not binding, it is nonetheless persuasive authority indicating how the Eleventh Circuit has interpreted "equitable tolling" under Florida law.