JAMES R. KLINDT, District Judge.
Bruce Duane Beard ("Plaintiff") is appealing the Commissioner of the Social Security Administration's final decision denying his claim for supplemental security income. Plaintiff's alleged inability to work is "based on chronic obstructive pulmonary disease, degenerative joint disease, diabetes mellitus, hepatitis C and hypertension. . . ." Memorandum in Support of Complaint (Doc. No. 29; "Pl.'s Mem."), filed January 18, 2012, at 2.
On August 18, 2010, an ALJ held a hearing at which Plaintiff and a vocational expert testified. Tr. at 224-45. At the time of the hearing before the ALJ, Plaintiff was fifty years old. Tr. at 227-28. The ALJ issued a Decision on September 13, 2010, finding Plaintiff not disabled through the date of the Decision. Tr. at 15-22. After receiving additional evidence in the form of a letter from Plaintiff's then-representative and a letter from a neurologist, Tr. at 10, 218-20, 221-23, on November 19, 2010, the Appeals Council denied Plaintiff's request for review, Tr. at 7-9, thereby making the ALJ's Decision the final decision of the Commissioner.
On March 14, 2011, Plaintiff commenced this action under 42 U.S.C. § 1383(c)(3), by filing a Complaint (Doc. No. 1), seeking judicial review of the Commissioner's final decision. On September 16, 2011, an Order was entered (Doc. No. 16) staying this matter pending a ruling by the Appeals Council on Plaintiff's request for additional time to file a civil action. Thereafter, on September 26, 2011, the Commissioner filed an unopposed motion to remand this matter for further administrative proceedings (Doc. No. 17), which was granted by Order dated September 27, 2011 (Doc. No. 18). On October 3, 2011, the Appeals Council granted Plaintiff's request for additional time to file this action. Tr. at 4-5.
On November 18, 2011, the Commissioner moved to reopen the case (Doc. No. 21), the administrative proceedings having been completed. On November 21, 2011, the case was reopened (Doc. No. 25). Thereafter, the parties filed their respective memoranda.
Plaintiff raises two issues on appeal. The first is whether the ALJ "erred by not fully and fairly developing all the medical evidence," in that he did not await the results of neurology testing — which had not yet been conducted at the time of the hearing — prior to rendering the written Decision. Pl.'s Mem. at 5-6 (emphasis and capitalization omitted). The second is whether the ALJ "erred by not fully and fairly evaluating all the medical evidence[.]"
When determining whether an individual is disabled,
Here, the ALJ followed the five-step sequential inquiry.
The ALJ determined Plaintiff "has the [RFC] to perform light work as defined in 20 CFR 416.967(b) except he must avoid ladders, unprotected heights and the operation of heavy moving machinery. [ Plaintiff] can occasionally bend, crouch, kneel, squat, stoop or crawl. In addition, [ Plaintiff] must work in a clean air environment." Tr. at 18 (emphasis omitted). At step four, the ALJ found Plaintiff "is unable to perform any past relevant work," Tr. at 20 (emphasis and citation omitted), such work being in painting and house remodeling, Tr. at 229. After considering Plaintiff's age, education, work experience, and RFC, the ALJ found at step five that "there are jobs that exist in significant numbers in the national economy that [ Plaintiff] can perform," Tr. at 21 (emphasis and citation omitted), including "Information Clerk," "Ticket Taker," and "Furniture Rental Consultant," Tr. at 22. The ALJ concluded that Plaintiff "has not been under a disability . . . since March 5, 2007, the date the application was filed[.]" Tr. at 22.
This Court reviews the Commissioner's final decision as to disability pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). Although no deference is given to the ALJ's conclusions of law, findings of fact "are conclusive if . . . supported by `substantial evidence' . . . ."
As noted above, Plaintiff raises two issues, each is discussed in turn.
First, Plaintiff contends the ALJ failed to fully and fairly develop the record because he did not await the results of forthcoming neurology testing prior to issuing the written Decision. Pl.'s Mem. at 5-6. As previously noted, the results of such testing (memorialized in a letter) were received by the Appeals Council but were not available to the ALJ. Plaintiff elaborates that the testing "certainly documents the presence of neuropathy and generalized diffuse weakness and numbness."
"It is well-established that the ALJ has a basic duty to develop a full and fair record."
At the start of the August 18, 2010 hearing, Plaintiff's representative advised the ALJ that Plaintiff was going to be "having nerve conduction studies done on August the 24th and the 31st." Tr. at 226. The representative requested that the record be left open until the results of such studies could be obtained, Tr. at 226, which the ALJ declined to formally grant but then stated, "[I]f I get it before we issue a decision, I will receive it into evidence and evaluate it along with the other evidence in the file," Tr. at 227. When the ALJ issued his written Decision on September 13, 2010 (some two to three weeks after the studies were to have been conducted), he specifically noted the aforementioned exchange and indicated that "as of the date of this decision no test results were furnished."
Plaintiff had the burden at the administrative level of proving he was disabled.
Further, upon review of Dr. Pulley's letter, the undersigned is convinced that it does not render the Commissioner's final decision erroneous. "[A] federal district court must consider evidence not submitted to the administrative law judge but considered by the Appeals Council when that court reviews the Commissioner's final decision denying Social Security benefits."
Defendant correctly observes that "[o]ther than establishing a diagnosis for Plaintiff's numbness, Dr. Pulley's [letter] was not very helpful [because] Dr. Pulley did not offer an opinion about any functional limitations Plaintiff may have had." Def.'s Mem. at 6 (citing Tr. at 221-23). Again, the ALJ was aware of Plaintiff's complaints of numbness and such complaints were documented in the record prior to the Decision being rendered. Thus, Dr. Pulley's letter and the findings contained therein do not render the denial of benefits erroneous.
Plaintiff next contends that the ALJ did not fully and fairly evaluate the medical evidence before him. Pl.'s Mem. at 6-8. Specifically, Plaintiff assigns error to the ALJ's RFC determination in two respects: (1) an alleged failure to account for Plaintiff's lung mass and bleeding; and (2) an alleged failure to account for Plaintiff's weakness, numbness, and tingling in the lower extremities and upper extremities by failing to place "definite limitations on [P]laintiff's ability to walk or stand . . or his ability to lift and carry."
In determining an individual's RFC, the ALJ "must consider limitations and restrictions imposed by all of an individual's impairments . . . ." SSR 96-8P, 1996 WL 374184, at *5;
First, as to the alleged failure to account for the lung mass and difficulty breathing, the ALJ specifically discussed in his Decision Plaintiff's testimony that "he could not breathe very well secondary to a lung mass and that when his antibiotics were stopped he began coughing up blood within 30-days." Tr. at 18. In addition, the ALJ discussed the medical evidence relating to the lung mass. Tr. at 19. As explained in more detail below, when formulating the RFC, the ALJ generally accounted for the issues related to the lung mass and to Plaintiff's chronic pulmonary obstructive disease by limiting Plaintiff to light work with additional restrictions. Tr. at 18. The ALJ also specifically accounted for the issues related to the lung mass by limiting Plaintiff to working "in a clean air environment." Tr. at 18. Plaintiff does not suggest any other limitations the ALJ should have imposed based upon his lung mass, and the undersigned finds no error in this regard.
Second, as to the alleged failure on the part of the ALJ to impose any definite limitations on Plaintiff's ability to walk or stand and lift and carry, the ALJ did impose such limitations by limiting Plaintiff to light work. Tr. at 18. Light work, as defined in the Regulations, necessarily limits an individual to "
The ALJ fully and fairly developed the record, and he properly evaluated the evidence of record. After a thorough review of the record, the undersigned is convinced that the Commissioner's final decision is supported by substantial evidence.
After due consideration, it is
1. The Clerk of Court is directed to enter judgment pursuant to sentence four of 42 U.S.C. § 405(g), as incorporated by 42 U.S.C. § 1383(c)(3),
2. The Clerk of Court is further directed to close the file.