ELIZABETH A. JENKINS, Magistrate Judge.
Plaintiff brings this action pursuant to the Social Security Act ("the Act"), as amended, Title 42, United States Code, Sections 405(g) and 1383(c)(3), to obtain judicial review of a final decision of the Commissioner of Social Security ("Commissioner") denying his claim for Supplemental Security Income ("SSI").
After reviewing the record, including a transcript of the proceedings before the Administrative Law Judge ("ALJ"), the administrative record, and the pleadings and memoranda submitted by the parties in this case, the undersigned affirms the Commissioner's decision and dismisses this case.
In an action for judicial review, the reviewing court must affirm the decision of the Commissioner if it is supported by substantial evidence in the record as a whole and comports with applicable legal standards.
If the Commissioner committed an error of law, the case must be remanded to the Commissioner for application of the correct legal standard.
On March 13, 2008, Plaintiff filed an application for SSI, alleging disability beginning October 28, 2000. (T 121) Plaintiff's application was denied initially and upon reconsideration, and an administrative hearing was held on February 23, 2010. (T 31, 61-63, 70-72) Thirty-nine years old at the time of the hearing, Plaintiff has a ninth grade education and past relevant work experience as a dishwasher, short order cook, and construction laborer. (T 37-38, 53)
On April 5, 2010, an ALJ denied Plaintiff's application. (T 14) Although Plaintiff's severe impairments included partial thyroidectomy, degenerative disc disease of the neck and back, and ankle and toe deformity, these impairments did not meet or medically equal one of the impairments listed in 20 C.F.R. Part 404, Subpart P, App. 1. (T 19) Despite these impairments, Plaintiff was determined to have a residual functional capacity ("RFC") for light work with the following limitations: lift and carry twenty pounds occasionally and ten pounds frequently; stand, walk, and sit for six hours in an eight-hour workday with normal breaks; frequently climb, balance, stoop, kneel, crouch, and crawl; and must avoid concentrated exposure to extreme heat, cold, and hazards. (T 20)
Although Plaintiff was unable to perform any past relevant work, the ALJ found Plaintiff capable of performing jobs available in significant numbers in the national economy, such as a poly packer/heat sealer, assembler, and final inspector. (T 24) Accordingly, the ALJ concluded that Plaintiff was not disabled during the relevant period. (T 24-25) On March 23, 2011, the Appeals Council denied review of the ALJ's decision, making the ALJ's decision the final decision of the Commissioner. (T 1)
The medical and other evidence has been reviewed in the ALJ's decision and will not be repeated here except as necessary to address the issues presented.
Plaintiff claims that the ALJ erred in: (1) determining that Plaintiff did not have a severe mental impairment; (2) evaluating Plaintiff's complaints of pain and other subjective symptoms; and (3) determining Plaintiff's RFC.
Plaintiff first alleges that the ALJ erred by finding Plaintiff's alleged mental impairments not severe.
An impairment can be considered as not severe only if it is "a slight abnormality which has such a minimal effect on the individual that it would not be expected to interfere with the individual's ability to work, irrespective of age, education, or work experience."
Finding that Plaintiff did not have a severe mental impairment despite medical treatment for a short period of time for depression and anxiety, the ALJ stated that:
(T 19)
Plaintiff contends that this finding is erroneous due to a Global Assessment of Functioning ("GAF") score of 50 noted by treating physician Haliz Rahman, M.D. ("Dr. Rahman") during Plaintiff's office visit on September 4, 2007. (T 444) However, one GAF score, even one signifying serious symptoms,
The ALJ's finding that Plaintiff does not have a severe mental impairment is well-supported by the evidence. Mental health consultants Carol Deatrick, Ph.D. ("Dr. Deatrick") on June 5, 2008 and James Levasseur, Ph.D. ("Dr. Levasseur") on August 15, 2008 concluded that Plaintiff does not have a severe mental impairment. (T 497, 709) Specifically, Dr. Deatrick and Dr. Levasseur determined in a psychiatric review that Plaintiff has no limitations in performing daily living activities, no more than mild limitations in concentration, persistence, or pace, and no episodes of decompensation. (T 507, 719) Additionally, Dr. Levasseur found that Plaintiff has no limitations, and Dr. Deatrick found that Plaintiff has no more than mild limitations, in maintaining social functioning. (
While Dr. Rahman diagnosed Plaintiff with major depression and prescribed Lexapro, Dr. Rahman treated Plaintiff for only a short period of time from September 4, 2007 through April 11, 2008. (T 443-44) By October 19, 2007, Plaintiff's anxiety and mood had improved significantly with medication and Plaintiff reported "feeling very well [with] the help of his meds." (T 443) Six months later, on April 11, 2008, Plaintiff requested medication after revealing that he had "been out of meds for a while." (
Plaintiff argues that the ALJ improperly assessed her subjective complaints of pain and other symptoms and substantial evidence does not support the ALJ's finding that Plaintiff's complaints are not fully credible. (Dkt. 18 at 3-5) However, the ALJ fully evaluated Plaintiff's testimony and properly found that she was not entirely credible. (T 21-25)
In evaluating Plaintiff's complaints of pain and other subjective symptoms, the ALJ cited Plaintiff's complaints of back, neck, and foot pain, ankle surgeries, depression, and thyroid problems and concluded that Plaintiff's testimony was inconsistent with the medical evidence of record and his reported daily activities. (T 21-22)
The Eleventh Circuit has established a three-part "pain standard" to use when a claimant attempts to establish disability through testimony of pain or other subjective symptoms.
Plaintiff's argument on this issue is unpersuasive. He refers only to the treatment records of Frank Gomes, M.D. ("Dr. Gomes"), citing to pages "744-824" of the record. (Dkt. 18 at 5) These pages consist of medical records from March 21, 2008 to December 9, 2008 from the Physicians Group, LLC, including Dr. Gomes' evaluation of Plaintiff on December 9, 2008. (T 741, 745, 747, 757) This evidence, comprising approximately eighty pages of records, will not be addressed extensively in this order because Plaintiff failed to cite to any specific portion or portionsof of the record supporting his argument.
Following a March 10, 2008 automobile accident, Plaintiff complained of neck, back, and shoulder pain. (T 650-51) Nancy Wolverton, ARNP, ("Ms. Wolverton) determined on March 21, 2008 that Plaintiff had a reduced range of motion in his neck and back and some tenderness to palpation. (T 652-53) Plaintiff had a reduced range of motion in his left ankle and some general weakness in his left leg, and his straight leg raising test was negative bilaterally. (T 654-55) Ms. Wolverton recommended light, conservative physical therapy, no lifting over fifteen pounds, and to continue his medications. (T 655-56)
Odion Binitie, M.D. ("Dr. Binitie") found on March 24, 2008 that Plaintiff had a limited range of motion in his neck, but was not tender to palpation, and X-rays showed no fracture, normal alignment from C1 to T1, and no soft tissue swelling. (T 21, 460-61) Dr. Binitie diagnosed a left trapezius bruise with no evidence of a spine fracture or neurological impingement. (T 461-62) On March 31, 2008, Plaintiff followed up with Adrianne Payne, M.D. ("Dr. Payne") who found that Plaintiff still had tenderness to palpation, no focal rotator cuff strength deficits, normal range of motion in both shoulders, and normal strength in the upper and lower extremities. (T 662-63)
On December 9, 2008, Dr. Gomes noted that Plaintiff had disc protrusions, annular tears, and stenosis at L4-5 and L5-S1 and opined that Plaintiff should avoid lifting over twenty pounds, high impact activities, and prolonged sitting, standing, pushing, or pulling. (T 747) While Dr. Gomes referred Plaintiff to pain management, the ALJ properly noted the absence of evidence that Plaintiff followed up with a pain management specialist or sought any additional treatment after December 2008. (T 22, 741)
As to Plaintiff's alleged thyroid problems, he underwent a left hemithyroidectomy for removal of a benign thyroid nodule on April 3, 2008. (T 526, 538) Kathryn Hall, M.D. ("Dr. Hall") discharged Plaintiff in good condition on April 4, 2008 and noted that he was doing well. (T 526) The ALJ concluded that Plaintiff's impairments "may impose a slight limitation on his ability to function, but not to the degree alleged." (T 22) The medical evidence supports the ALJ's finding that Plaintiff's statements concerning the intensity, persistence, and limiting effects of his symptoms not entirely credible. (T 21)
Apart from challenging the medical evidence, Plaintiff submits that the ALJ improperly relied on Plaintiff's ability to perform daily activities in finding Plaintiff's testimony less credible. (Dkt. 9-10) The ALJ stated:
(T 22)
Plaintiff contends that his ability to drive a car, grocery shop, sweep, watch television, draw, and watch movies is an invalid basis to reject his credibility regarding the severity of his symptoms.
The ability to engage in everyday activities of short duration such as housework or fishing does not disqualify a claimant from receiving disability benefits.
Although daily activities alone will not justify a finding that a claimant lacks credibility, they are a relevant factor. Certainly, sporadic or limited activities are not probative, as the caselaw cited by Plaintiff explains. However, it was not inappropriate for the ALJ to note that Plaintiff's activities "would require walking, standing, sitting, and a lot of movement of the extremities." (T 22) Further, the ALJ properly considered Plaintiff's daily activities, along with the other evidence, in evaluating credibility. Here, the ALJ did not rely solely on Plaintiff's household and other activities, but viewed them as corroborating the medical evidence in terms of the restrictions which were supported and those which were not.
In summary, the ALJ's evaluation of Plaintiff's credibility is well supported by substantial evidence and the proper legal principles.
Finally, Plaintiff contends that the ALJ erred by excluding from the RFC assessment mental restrictions and sit, stand, push, and pull limitations. In determining Plaintiff's RFC, the ALJ made the following findings:
(T 20)
Based on the testimony of a Vocational Expert ("VE"), the ALJ found that Plaintiff can perform other work in the national economy at the light exertional level as a small products assembler, (DOT 739.687-030), poly packer/heat sealer, (DOT 920.686-038), and final inspector (DOT 727.687-054). (T 24)
According to Plaintiff, the RFC is incomplete because it failed to include a limitation on prolonged sitting, standing, pushing, and pulling, as recommended by Dr. Gomes.
The ALJ discussed Dr. Gomes' opinion that Plaintiff "should avoid heavy lifting over twenty pounds as well as high impact activity, prolonged sitting or standing, and pushing or pulling." (T 22, 747) Assigning significant weight to Dr. Gomes' opinion, the ALJ explained that Dr. Gomes' "examined claimant thoroughly and reviewed MRI's prior to referring him to a pain management specialist." (T 23) The ALJ found Dr. Gomes' opinion consistent with the state agency consultants. (
Plaintiff argues that the inability to sit or stand for prolonged periods is inconsistent with the RFC finding that Plaintiff can sit or stand for six hours in an eight-hour workday. However, the ALJ included in the RFC that Plaintiff could sit or stand for six hours in an eight-hour workday with normal breaks. (T 20, 53)
The SSA Procedures and Operations Manual defines "normal breaks" as taking a break in the morning, during lunch, and in the afternoon, and is not the same as the need for frequent changes of position.
As for pushing or pulling restrictions, the Commissioner correctly points out that the definition of light work under the regulations requires only "some pushing and pulling of arm or leg controls." 20 C.F.R. § 404.1567(b) (2011). Although the ALJ gave "significant weight" to Dr. Gomes' opinion, the ALJ failed to address in the RFC assessment any pushing and pulling limitations. Additionally, the ALJ erroneously concluded that the state agency reports are consistent with Dr. Gomes' opinion. The state agency reports, finding that Plaintiff has no limitations in pushing and pulling, are inconsistent with Dr. Gomes' opinion that Plaintiff should avoid prolonged pushing and pulling. As the RFC assessment is silent as to any pushing or pulling limitation, the case should be remanded for the ALJ to determine Plaintiff's pushing and pulling limitations and to cite the evidence in support of the findings.
Plaintiff's other challenge to the ALJ's RFC assessment — that it is deficient for failing to include any limitations due to his major depressive disorder (including a GAF score of 50) — is without merit. The ALJ properly found no severe mental impairment, as previously discussed. The omission of any work-related restrictions in the RFC assessment was appropriate.
Because a remand is required for additional fact-finding regarding Plaintiff's residual functional capacity, the case should be reversed and remanded consistent with the recommendations made above. The Court expresses no views as to what ultimate determinations the ALJ should make on the issues Plaintiff raises. Both sides should be afforded an opportunity to present evidence on the issues remaining for determination.
Accordingly and upon consideration, it is
(2) The Clerk of Court enter final judgment in accordance with 42 U.S.C. § 405(g) as a "sentence four" remand and close the file, with each party bearing his own costs and expenses.