ELIZABETH A. KOVACHEVICH, District Judge.
This cause is before the Court on:
Defendant Polk County moves for summary judgment on the Second Amended Complaint. Plaintiff Riggins opposes Defendant's Motion.
Summary judgment should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits, show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c).
The appropriate substantive law will guide the determination of which facts are material and which facts are . . . irrelevant.
Defendant has filed a Motion for Summary Judgment on the merits of this case, to which Plaintiff Riggins has filed a response. Neither party has addressed Plaintiff's standing. The Court is required to inquire into the issue of standing sua sponte whenever it may be lacking.
The issue of standing is distinct from the "real party in interest" issue. Standing is determined as of the commencement of a lawsuit.
The elements of standing are not mere pleading requirements, but an indispensable part of the case; each element must be supported in the same way as any other matter on which the plaintiff bears the burden of proof, in the manner and with the degree of evidence required at successive stages of litigation. At the pleading stage, general factual allegations of injury may suffice, since it is presumed that general allegations embrace the specific facts necessary to support the claim. In response to a motion for summary judgment, the plaintiff must set forth by affidavit or other evidence specific facts which will be taken as true for the purpose of the motion for summary judgment.
At the pleading stage, the Court accepts the factual allegations of the complaint as true. However, the duty to accept the facts of the complaint as true does not require that the Court ignore the specific factual details of the pleading in favor of general or conclusory allegations. When the exhibits contradict the general and conclusory allegations of the pleading, the exhibits govern.
At the summary judgment stage, the Court can look beyond the four corners of the Second Amended Complaint, and consider other evidence in the record. The Court takes judicial notice of the additional exhibits attached to the Complaint (Dkt. 1) in resolving the issue of standing.
There are constitutional as well as prudential requirements for standing.
The Court must consider the following prudential requirements: 1) whether the plaintiff's complaint falls within the zone of interests protected by the statute or constitutional provision at issue: 2) whether the complaint raises abstract questions amounting to generalized grievances which are more appropriately resolved by the legislative branches; and 3) whether the plaintiff is asserting his or her own legal rights and interests rather than the legal rights and interests of third parties.
In the Second Amended Complaint, Plaintiff Riggins seeks injunctive relief as well as other forms of equitable relief, and the award of attorney's fees. The Court notes that, in the Claim for Relief (Dkt. 21, p. 10), Plaintiff Riggins alleges that American Hydraulics, Inc. has benefitted financially from the award of the Contract 12-037, but Plaintiff does not request the award of compensatory or nominal damages. Where a party seeks injunctive relief, the plaintiff must demonstrate that he is likely to suffer future injury, that he is likely to suffer such injury at the hands of the defendant, and that the relief the plaintiff seeks will likely prevent such injury from occurring.
The Court notes that the Invitation to Quote was directed to D.C. Riggins, Inc. (Dkt. 1, p. 3). The Instructions (Dkt. 1, pp. 11-13) request the submittal of quotes from vendors that are interested in providing all labor, equipment, materials and supplies necessary [for] Pump Station Maintenance. The Instructions explain the Local Preference policy and define "Polk County entity":
(Dkt. 1, p. 12). The Instructions further explain the Vendor Preference policy and define "Women or Minority Owned Entity":
The Vendor Preference Policy further provides that it does not supersede the Local Preference Policy. (Dkt. 1, p. 12).
In the context of an equal protection challenge to a minority set-aside program for government contracts, the "injury-in-fact" required for standing is the inability to compete on an equal footing in the bidding process.
D.C. Riggins, Inc. was the business entity which submitted a quote to Defendant Polk County. In general, an action to redress injuries to a corporation cannot be maintained by a stockholder in his own name, but must be brought in the name of the corporation; the shareholder's right to seek redress is derivative rather than direct, even where the individual is the sole stockholder.
The Court understands Plaintiff Riggins to argue that Plaintiff Riggins is pursuing redress for his own injury independent of that of the corporation. Plaintiff believes that this case should be tried in the name of Plaintiff David Riggins, personally. (Dkt. 23, p. 2). Plaintiff Riggins asserts that his personal constitutional right to equal protection has been violated by Defendant's alleged discrimination on the basis of race and gender. Plaintiff Riggins admits that
A claim that is based on the deprivation of an abstract constitutional right is not justiciable unless a legally protectable interest is at stake. In the Second Amended Complaint, Plaintiff Riggins does not allege a legally cognizable injury to Plaintiff which is distinct from the harm suffered by D.C. Riggins, Inc. Plaintiffs generalized claim of "freedom from discrimination" is not sufficient. The Court notes that the named plaintiffs in many cases adjudicating a constitutional challenge to programs which accord preferential treatment to minority contractors are either trade associations (which can establish associational standing) or an individual business (which can establish individual standing), for example:
The Court further notes that some cases include both a claim by the corporation and an individual claim, e.g.
Because Plaintiff Riggins does not meet the constitutional requirements for standing in that Plaintiff Riggins has not established an injury that is concrete and particularized to Plaintiff, not conjectural and hypothetical, and which will be redressed by a favorable decision, the Court concludes that the Court does not have subject matter jurisdiction. The Court therefore
Defendant incorporates Defendant's Motion to Dismiss With Prejudice into Defendant's Motion for Summary Judgment, which is based on Plaintiff's alleged willful failure to add D.C. Riggins, Inc. as a plaintiff, and to obtain counsel as required by L.R. 2.03.
In response, Plaintiff Riggins incorporates the issues raised in Plaintiffs Motion for Clarification: 1) Plaintiff objects to the designation of D.C. Riggins, Inc. as the real party in interest as it was the race and gender of Plaintiff Riggins personally that was considered when Defendant Polk County determined not to award the contract to Plaintiff; 2) Plaintiff will not be allowed to defend his constitutional rights as a
To the extent that Defendant has incorporated Defendant's Motion to Dismiss Second Amended Complaint With Prejudice and to Dismiss Race Discrimination Claim into Defendant's Motion for Summary Judgment, the Court denies the Motions as moot, since the Court has concluded that the Second Amended Complaint should be dismissed for lack of subject matter jurisdiction. Accordingly, it is
1. On August 30, 2012, Polk County moved to dismiss the Complaint and to strike portions of the Complaint.
2. The Court dismissed the Amended Complaint with leave to amend to exclude Plaintiff's Title VII claim and to add specific allegations as to Plaintiff's equal protection claim. (Document 19)
3. The Court further ordered that the Second Amended Complaint be brought in the name of the real party in interest, D.C. Riggins, Inc., and that, upon the filing of the Second Amended Complaint, Plaintiff be represented by counsel as required by Local Rule 2.03(e).
4. On November 25, 2013, Plaintiff filed his Second Amended Complaint. (Document 21)
5. Plaintiff alleges discrimination, in violation of the equal protection laws of the Fourteenth Amendment, based upon race and gender in the award of Polk County Quote 12-037, in that Plaintiffs company was the lowest qualified bidder but the contract was awarded to another contractor pursuant to a Polk County ordinance with vendor preference provisions. (Document 21)
6. Polk County has filed a Motion to Dismiss the Second Amended Complaint. (Document 22)
7. There has been no notice of appearance by an attorney on behalf of Plaintiff and there is no other evidence that Plaintiff has hired an attorney.
8. In February 2000, Polk County entered into a Settlement Agreement and General Release (a copy of which Plaintiff filed in support of his Complaint) with the State Conference of NAACP Branches in a lawsuit that dealt with the lack of procurement opportunities and spending with women and minority business enterprises. (Buford Aff. ¶ 5)
9. According to the Settlement Agreement, the County was to "conduct a public hearing to consider the enactment of an ordinance establishing a Women/Minority Business Enterprise Program" and that the program had to "apply to all contracts for the procurement of goods and services entered into by the County that [were] not otherwise included in the provisions of the DBE Program [Disadvantaged Business Enterprise Program]." (Complaint Exhibit, p.4)
10. The Settlement Agreement set out specific requirements for the DBE and W/MBE programs. (Complaint Exhibit, p.4)
11. In 2008 and 2009, the BoCC was again challenged by local NAACP Branches and the Community Relations Advisory Council (CRAC). (Buford Aff. ¶ 7)
12. During this time, minorities represented approximately 37% of the Polk County population and females represented 51% of the population. (Buford Aff. ¶ 7)
13. Additionally, 32.5% of vendors and contractors were registered W/MBEs with the BoCC, which included 17.5% white females. (Buford Aff. ¶ 7)
14. The BoCC implemented the CRAC's proposed strategy, "Vendor Preference," codified in Polk County Ordinance 10-005. (Buford Aff. ¶ 7)
15. The Ordinance became effective on January 29, 2010. (Buford Aff. ¶ 7)
16. Pursuant to the Ordinance,
17. Additionally, the Local Preference program, which gives preference to local businesses, without regard to race or gender, supersedes the Vendor Preference Program. (Ordinance, Sec. II.C.c.(v); Buford Aff. ¶ 8)
18. In 2011, Plaintiff bid on a maintenance contract and was the lowest qualified bidder. (Document 11, Amended Complaint, ¶ I. 1)
19. However, because his business is not a "local" business and is not a registered W/MBE, and because the County had received a quote from a WBE that was within 5% of Plaintiffs bid, the WBE was given the opportunity to match Plaintiff's bid and did so. (Document 11, Amended Complaint, ¶ III. 2)