ANNE C. CONWAY, District Judge.
This cause is before the Court on Plaintiff Charles Edward Day's ("Plaintiff") Complaint for review of the final decision of the Commissioner of Social Security (the "Commissioner") denying benefits to Plaintiff.
The United States Magistrate Judge has submitted a report recommending that the decision of the Commissioner be AFFIRMED. Doc. 24.
After an independent de novo review of the record in this matter, including the Objections filed by the Charles Edward Day (Doc. 25) and the Commissioner's Response (Doc. 26), the Court agrees entirely with the findings of fact and conclusions of law in the Report and Recommendation.
The Court briefly sets forth the relevant procedural history. On June 27, 2012, Plaintiff filed an application for a period of disability and disability insurance benefits, alleging disability beginning on May 31, 2012. R. at 22. After his application was denied initially and on reconsideration, on March 6, 2014, an Administrative Law Judge ("ALJ") held a hearing at Plaintiff's request. R. 41-70. On April 24, 2014, the ALJ issued a decision finding Plaintiff not disabled. R. at 19, 81, 94. Based on the ALJ's residual functional capacity ("RFC") assessment and the testimony of the vocational expert ("VE"), the ALJ found that Plaintiff could perform other work available in the national economy. R. 32-33. Plaintiff appealed the ALJ's decision to the Appeals Council, which denied Plaintiff's request for review. R. 1-6. Thereafter, on February 3, 2016, Plaintiff filed his Complaint in this Court. Doc. 1.
In the Eleventh Circuit, a district judge may accept, reject or modify a magistrate judge's report and recommendation after conducting a careful and complete review of the findings and recommendations. 28 U.S.C. § 636(b)(1); Williams v. Wainwright, 681 F.2d 732, 732 (11th Cir. 1982), cert. denied, 459 U.S. 1112, 103 S.Ct. 744, 74 L.Ed.2d 964 (1983). A district judge must conduct a de novo review of the portions of a magistrate judge's report and recommendation to which a party objects. 28 U.S.C. § 636(b)(1) (C). The district judge "may accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate." Id. This requires that the district judge "give fresh consideration to those issues to which specific objection has been made by a party." Jeffrey S. v. State Bd. of Educ., 896 F.2d 507, 512 (11th Cir.1990) (citing H.R.Rep. No. 94-1609, 94th Cong., 2nd Sess., reprinted in 1976 U.S.Code Cong. & Admin. News 6162, 6163). A district judge reviews legal conclusions de novo, even in the absence of an objection. See Cooper-Houston v. Southern Ry., 37 F.3d 603, 604 (11th Cir.1994).
When an ALJ makes a disability determination, the ALJ follows a five-step evaluation process: (1) whether Plaintiff is currently performing substantial gainful activity; (2) whether Plaintiff has a severe impairment; (3) whether the severe impairment meets or exceeds an impairment in the listings; (4) whether the Plaintiff can perform his past relevant work; and (5) whether Plaintiff can perform other jobs that exist in the national economy. See Wright v. Comm'r of Soc. Sec., 327 F. App'x 135, 136-37 (11th Cir. 2009) (per curiam) (citations omitted).
When reviewing the ALJ's findings of fact, the Social Security Act mandates that "findings of the Secretary as to any fact, if supported by substantial evidence, shall be conclusive." Foote v. Chater, 67 F.3d 1553, 1560 (11th Cir. 1995) (per curiam) (citation omitted). Substantial evidence is evidence that is "more than a scintilla, i.e., evidence that must do more than create a suspicion of the existence of the fact to be established, and such relevant evidence as a reasonable person would accept as adequate to support the conclusion." Id. at 1560 (citations omitted). The Court also reviews de novo the ALJ's conclusions of law. Ingram v. Comm'r of Soc. Sec., 496 F.3d 1253, 1260 (11th Cir. 2007). If the ALJ fails to apply the correct law or provide the Court with sufficient reasoning for determining that the proper legal analysis was conducted, then the Court must reverse. Id. (citation omitted).
Plaintiff's objections are limited to the ALJ's determination regarding Step 5 finding that Plaintiff was able to perform a significant number of relevant jobs in the national economy. Doc. 25. At step four, the ALJ determined that Plaintiff had the residual functional capacity ("RFC") to perform a reduced range of light work, lifting twenty pounds occasionally and ten pounds frequently; standing/walking for up to four hours in an eight-hour day; sitting for up to six hours in an eight-hour day; and requiring a sit/stand option with additional restrictions.
Plaintiff contends the ALJ erred at Step 5 in finding there was a significant number of jobs in the national economy that Plaintiff could perform. He argues that the ALJ's RFC was for light work and, if Plaintiff is only able to perform sedentary jobs, then Plaintiff should be found disabled under the Agency's own rules. Doc. 25 at 2. Plaintiff cites in support the Ninth Circuit's decision in Distasio v. Shalala, 47 F.3d 346, 349-50 (9th Cir. 1995), finding that "[b]ecause the Secretary failed to produce evidence that any job categorized as light work was available to [the plaintiff], but only produced evidence of sedentary work available to him, the use of the grid rule 202.14 [related to light work] as a framework for decision-making was not based on substantial evidence." Doc. 25 at 2 (citing Distasio, 47 F.3d at 350). Plaintiff contends, "[t]his is exactly the same situation present in this case and the result should be the same due to the logical supportability of the Distasio decision." Id.
Plaintiff argues that Magistrate Judge Kelly in this case erred in determining substantial evidence supported the ALJ's finding of "not disabled" based on the light-level RFC via the opinion from Dr. Perdomo. Plaintiff argues that Magistrate Judge Kelly's conclusion ignores the fact that the ALJ has the burden at Step 5. Doc. 25 (citing Bear v. Astrue, 838 F.Supp.2d 1267, 1272 (M.D. Fla. 2011) and Bowen v. Yuckert, 482 U.S. 137, 146 (1987)). Plaintiff also argues that Magistrate Judge Kelly misconstrued his fundamental argument, which was not that the ALJ should have changed the RFC to limit Plaintiff to sedentary work based on the VE's testimony, but that the ALJ failed to meet what Plaintiff argues was the Commissioner's burden to show that there were at least some light-level jobs in the national economy that Plaintiff remained able to perform with the provided RFC. Doc. 25 at 2-3.
Plaintiff contends that he would be disabled under the Agency's own rules if he is only able to perform sedentary jobs. He relies on the Ninth Circuit's holding in Distasio v. Shalala, 47 F.3d 348, 349-50 (9th Cir. 1995) as finding that there was reversible error where the ALJ failed to apply the Medical-Vocational Rules to direct a finding of disability despite the ALJ's acceptance of VE testimony that, even with an arguably light-level RFC, the only jobs that plaintiff would actually be able to perform were at the sedentary exertional level. Plaintiff cites language from the Distasio holding that states:
Distasio, 47 F. 3d at 350. He argues that the exact same situation present in this case and the result should be the same based on the logic of the Distasio decision.
The Commissioner argues
Lastly, the Commissioner argues that Plaintiff does not point to any controlling authority for his assertion that he would be limited to sedentary work if the VE could only identify sedentary jobs, and his argument is contrary to Commissioner's regulations, which state, "If someone can do light work, we determine that he or she can also do sedentary work." 20 C.F.R. § 404.1567(b). Thus, the Commissioner argues, the ALJ properly evaluated Plaintiff under the light work Grid rule. The Commissioner contends the ALJ properly considered the relevant evidence and performed his duty as the trier of fact of weighing and resolving any conflicts in the evidence, thus, substantial evidence supported the ALJ's conclusion that Plaintiff was not disabled.
In considering Plaintiff's and the Commissioner's arguments, Magistrate Judge Kelly found Plaintiff's argument that his RFC should be sedentary based on the VE testimony to be "an incorrect and backwards approach to the disability determination":
Doc. 24 at 10.
Judge Kelly also found Plaintiff had failed to challenge the ALJ's RFC determination that Plaintiff was capable of light work with additional limitations, rather than an RFC of sedentary work, and had waived any argument regarding the RFC. Doc. 24 at 10. He also found that the ALJ's determination of Plaintiff's RFC as capable of light work with some limitations, in spite of the VE's testimony that the only jobs available at the sedentary level, was supported by substantial evidence. Id. at 11. Judge Kelly further agreed with the Commissioner that Rule 201.09 applied only to a sedentary RFC, and because the ALJ assigned Plaintiff an RFC that included a range of light work, it would have been error for the ALJ to apply Rule 201.09 from the Grids. Doc. 24 at 10-11 (citing Freeman v. Comm'r, Soc. Secy. Admin., 593 F. App'x 911, 916, n.4 (11th Cir. 2014) (argument that ALJ did not properly apply grids was rejected where it was based on RFC being limited to sedentary work, but substantial evidence supported ALJ's RFC determination of wide range of medium and light work); Irby v. Halter, 171 F.Supp.2d 1287, 1291 (S.D. Ala. 2001) (where court rejected plaintiff's argument that he could not perform light work, claim that he was disabled under grids for sedentary work was without merit), aff'd, 281 F.3d 1286 (11th Cir. 2001)).
In his Objections to Magistrate Judge Kelly's Report and Recommendation, Plaintiff cites the Ninth Circuit's decision in Distasio v. Shalala as persuasive authority, but omits any reference or discussion to the more persuasive decisions of other Courts of Appeals such as Anderson v. Commissioner, 406 F. App'x 32 (6th Cir. 2010), which have rejected the reasoning of Distasio and are more consistent with the Eleventh Circuit's decision in Phillips v. Barnhart, 357 F.3d 1232 (11th Cir. 2004), the main case relied upon by Magistrate Judge Kelly. Doc. 25. In Anderson, the court held under a nearly identical set of facts that the ALJ had correctly determined the plaintiff— considered to be "closely approaching advanced age"—was not disabled in reliance on VE testimony rather than based on the Grids, even though the VE identified only sedentary jobs in response to a hypothetical containing the plaintiff's limitations. The court first explained that the application of the Grids is limited to situations when a claimant can perform the full range for a category of jobs, i.e., light, sedentary, etc.:
406 F. App'x at 35. However, when a claimant can perform less than a full range of work at a certain exertional level, the ALJ must consult a VE:
Id. Similar to Plaintiff's argument in this case, the claimant in Anderson argued that because the VE identified only sedentary jobs
The Sixth Circuit found, contrary to the holding in Distasio v. Shalala, that the claimant's argument was "premised on a misunderstanding of the regulations." Id. at 36. As the court explained:
406 F. App'x at 36. In one of the cases cited by the Sixth Circuit addressing the same issue, Johnson v. Barnhart, the district court summarized and rejected the same argument asserted in this case:
No. 05-C-129-C, 2005 WL 3271953, *14 (W.D.Wisc. Nov. 29, 2005) (quoted with approval in Anderson), report & recom. adopted, 2006 WL 6000889 (W.D.Wis. Feb. 10, 2006). See also Carrithers v. Astrue, No. 10-cv-03053-CMA, 2011 WL 5984721 (D. Colo. Nov. 30, 2011) (finding Distasio unpersuasive and affirming the ALJ's decision based on the VE's testimony that Plaintiff, with an RFC for a reduced range of light work, could perform the sedentary jobs of document preparer, charge account clerk, and telephone quotation clerk).
In this case, the ALJ determined that Plaintiff had the RFC for light work with additional limitations for a reduced range of light work, rather than an RFC for sedentary work. R. 27. The ALJ then properly posed a hypothetical to the VE which contained all of Plaintiff's limitations:
R. 68. The VE responded that there would be "some unskilled work at the sedentary level that would provide for a sit/stand option at the workstation." R. 68. The VE identified the positions of document preparer (15,000 jobs in the national labor market) and food and beverage clerk (18,000 jobs); both unskilled jobs were possible to be performed sitting or standing on task at the workstation. R. 69.
"Where a claimant's RFC is in between two exertional levels, . . . the grid guidelines, which reflect only common—and not all—patterns of vocational factors are not binding and are instead used only as an analytical framework. In such a situation, a VE is brought in to testify as to whether a significant number of jobs exist in the national economy that a hypothetical individual with the claimant's limitations can perform." Smith v. Astrue, No. 3:10cv641-WC, 2011 WL 2650588 (M.D. Ala. July 6, 2011) (quoting Anderson, 406 F. App'x at 35); see Wolfe v. Chater, 86 F.3d 1072, 1077-78 (11th Cir. 1996) ("The ALJ should not rely exclusively on the grids when the claimant has a nonexertional impairment that significantly limits his basic work skills or the claimant cannot perform a full range of employment at the appropriate level of exertion."); Welch v. Bowen, 854 F.2d 436, 439-40 (11th Cir. 1988) (where non-exertional impairments exist, the ALJ may use the grids as a framework to evaluate vocational factors but also must introduce independent evidence, preferably through a vocational expert's testimony, of the existence of jobs in the national economy that the claimant can perform"). In Anderson, the vocational expert testified that the claimant who had an RFC for a reduced range of light work could perform the sit/stand positions of cashier, counter clerk, inspector, order clerk, and information clerk. 406 F. App'x 33. "The VE does not testify as to what the claimant is physically capable of doing, but rather as to what jobs are available, given the claimant's physical capabilities. Thus, in a step-five analysis, the VE's testimony depends upon the RFC and not the other way around." Id. at 36.
In this case, the ALJ proposed a hypothetical corresponding to Plaintiff's RFC which contained all of Plaintiff's limitations, and the ALJ appropriately relied on the VE's testimony to find Plaintiff could perform other work in the national economy. As such, the ALJ's decision was based on substantial evidence and is
Therefore, it is
1. The Report and Recommendation filed January 18, 2017 (Doc. No. 24), is
2. Plaintiff's objections are
3. The final decision of the Commissioner of the Social Security Administration denying the claim for Disability Insurance Benefits is
4. The Clerk is directed to enter judgment, accordingly, and