MAC R. McCOY, Magistrate Judge.
Pending before the Court is the Motion to Certify a Class Action Pursuant to Rule 23(B)(1) and (3) (
Plaintiffs allege that the School District is a political subdivision of the State of Florida and oversees the public school system in Lee County, Florida. (
In her Declaration, Gwynetta Gittens states as follows. (
Ms. Gittens continued to apply for administrative positions, but she was told that she would not be considered for an assistant principal position because she allegedly "`had no follow through.'" (Id. at ¶ 11). The School District never hired Ms. Gittens for an administrative position despite her qualifications for such a post. (Id. at ¶ 12). Ms. Gittens claims that the School District employs practices that disadvantage African-Americans. (Id.).
Further, Ms. Gittens claims that hiring statistics for April 2016 show that white employees comprised 83% (142 persons) of the Assistant Principal Pool ("AP Pool") whereas African-Americans comprised only 7% (12 persons) of the AP Pool. (Id. at ¶ 14). Ms. Gittens estimates that at least fifty (50) other African-American employees were denied an AP Pool position on multiple occasions. (Id. at ¶ 16). Ms. Gittens asserts that she will adequately represent the interests of the unnamed class members, will vigorously prosecute this action with class counsel, and has no conflict of interest between the class and herself. (Id. at ¶ 17).
In his Declaration, Dr. Thompson states as follows. (
Dr. Thompson also provides the same statistics as Ms. Gittens regarding the April 2016 AP Pool position composition as well as the number of African-American employees denied AP Pool positions. (See id. at ¶¶ 12, 14). Dr. Thompson claims that the School District employs practices that disadvantage African-Americans. (Id. at ¶ 11). As with Ms. Gittens, Dr. Thompson asserts that he will adequately represent the interests of the unnamed class members, will vigorously prosecute this action with class counsel, and has no conflict of interest between the class and himself. (Id. at ¶ 15).
In her Declaration, Ms. Lawrence states as follows. She is African-American and she was hired by the School District in 2007 as a teacher. (
Ms. Lawrence claims that the School District employs practices that disadvantage African-Americans. (Id. at ¶ 10). Further, Ms. Lawrence provides the same statistics as Ms. Gittens regarding the April 2016 AP Pool composition as well as the same number of African-American employees denied AP Pool positions. (See id. at ¶¶ 11, 13). As with Ms. Gittens, Ms. Lawrence asserts that she will adequately represent the interests of the unnamed class members, will vigorously prosecute this action with class counsel, and has no conflict of interest between the class and herself. (Id. at ¶ 14).
In his Declaration, Preston Towns states as follows. He is an African-American who holds a Masters Degree in Educational Leadership. (
Mr. Towns was transferred to another school with another white principal. (Id. at ¶ 7). Mr. Towns claims that he was treated differently than other administrators at this school. (Id.). After complaining to Dr. Tim Ferguson on April 1, 2014, Mr. Towns was informed that his contract would not be renewed and that he would have to apply for vacant administrator positions. (Id. at ¶ 8). However, in May 2014, Mr. Towns was instead transferred to Dunbar Community School under the supervision of Mr. Charles Dailey, but was told he would be demoted to a teacher effective August 2014. (Id. at ¶ 9). In April 2015, Mr. Towns discovered that he had been removed from the AP Pool with no explanation, but was promised he would be re-added. (Id. at ¶ 10). Mr. Towns learned that the word "reject" was placed next to his name in the School District's database. (Id. at ¶ 14).
Beginning in June 2015, Mr. Towns began applying again for administrative positions, specifically assistant principal positions in the School District. (Id. at ¶ 14). When he received interviews, the interviewers were outside his protected class and he was not selected for any of these positions. (Id.). Mr. Towns was never rehired for an administrative position. (Id. at ¶ 15). Mr. Towns claims that the School District employs practices that disadvantage African-Americans. (Id. at ¶ 16). Further, Mr. Towns provides the same statistics as Ms. Gittens regarding the April 2016 AP Pool composition as well as the same number of African-American employees denied AP Pool positions. (See id. at ¶¶ 17, 19). As with Ms. Gittens, Mr. Towns asserts that he will adequately represent the interests of the unnamed class members, will vigorously prosecute this action with class counsel, and has no conflict of interest between the class and himself. (Id. at ¶ 20).
Plaintiffs' claims call into question the School District's process for hiring assistant principals. Therefore, a review of that process is instructive. Chief Human Resources Office for the School District, Angela J. Pruitt, Ph.D. PMP, SHRM-CP, provided an Affidavit (
According to Dr. Pruitt, the AP Pool has three (3) phases: (1) meeting the minimum requirements; (2) passing the assessments; and (3) passing the interview or interviews. (Id. at ¶ 4). In the first phase, Dr. Pruitt states that the minimum requirements for the AP Pool are: (1) at least four years of teaching experience; (2) three years of effective and highly effective teacher ratings in all categories on annual performance reviews; (3) completion of a Master's Degree in Educational Leadership or its equivalent; (4) an Educational Leadership Certification; (5) a letter of recommendation from a current supervisor; and (6) a completed Principal Insight. (Id. at ¶ 5). In the second phase, Dr. Pruitt states that an applicant is required to complete a Florida Leadership Standards Reflection and pass a writing assessment. (Id.). Both the Florida Leadership Standards Reflection and the writing assessment are scored by 2-3 administrators on a rubric scale, and an applicant must score a 3.0 or higher to move on to the third phase. (Id. at ¶ 6). Dr. Pruitt asserts that an applicant's race is not disclosed to the administrators scoring the assessments. (Id.). For the third and final phase, Dr. Pruitt maintains that each interview team has two to four interviewers comprised of district-level administrators and school-based administrators from the elementary, middle, and high school levels. (Id. at ¶ 7). Dr. Pruitt states that the interview teams are selected for each "round" of applicants to the AP Pool and, while some of the interviewers may be the same if an applicant applies multiple times, it is "very unlikely" that an applicant would "ever encounter the same exact team of interviewers." (Id.).
After acceptance into the AP Pool — which is handled at the District level — an applicant must then apply to an open assistant principal position. (See id. at ¶ 8). Actual hiring is handled by the specific school that has the opening. (Id. at ¶ 8). Dr. Pruitt states that each individual school advertises its open assistant principal positions, screens the applicants, conducts its own interviews and, when selected by the Principal of that specific school, the candidate's name is submitted to the Superintendent, who then sends it to the School Board for final approval. (Id.).
A class action is "an exception to the usual rule that litigation is conducted by and on behalf of the individual named parties only." Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338, 348, (2011) (quotation and citation omitted). To justify a departure from that rule, a class representative must be a part of the class and possess the same interests and suffer the same injuries as the class members. Id. The requirements of Rule 23(a) ensure that named plaintiffs are appropriate representatives of the class they wish to litigate. Id. "The Rule's four requirements — numerosity, commonality, typicality, and adequate representation — `effectively limit the class claims to those fairly encompassed by the named plaintiff's claims.'" Id. (citing Gen. Tel. Co. of Sw. v. Falcon, 457 U.S. 147, 156 (1982)). The question of whether to certify a class rests in the sound discretion of the district court. Rosario-Guerrro v. Orange Blossom Harvesting, 265 F.R.D. 619, 624 (M.D. Fla. 2010) (citing Babineau v. Fed. Exp. Corp., 576 F.3d 1183, 1189 (11th Cir. 2009)). The party moving for class certification has the burden to establish all implicit and explicit requirements of Rule 23. Bussey v. Macon Cty. Greyhound Park, Inc., 562 F. App'x 782, 787 (11th Cir. 2014); Valley Drug Co. v. Geneva Pharm., Inc., 350 F.3d 1181, 1187 (11th Cir. 2003).
Rule 23 does not establish a mere pleading standard. Dukes, 564 U.S. at 350. "A party seeking class certification must affirmatively demonstrate his compliance with the Rule — that is, he must be prepared to prove that there are in fact sufficiently numerous parties, common questions of law or fact, etc. We recognized in Falcon that `sometimes it may be necessary for the court to probe behind the pleadings before coming to rest on the certification question.'" Id. at 351-51. The trial court must conduct a "rigorous" analysis of the prerequisites Rule 23(a) requirements that may overlap with the merits of plaintiffs' underlying claim. Id. at 351. "The class determination generally involves considerations that are enmeshed in the factual and legal issues comprising the plaintiff's cause of action." Id. (citing Falcon, 457 U.S. at 157).
Specifically, Rule 23(a) requires:
Fed. R. Civ. P. 23(a). These four prerequisites are "`designed to limit class claims to those fairly encompassed by the named plaintiffs' individual claims.'" Valley Drug Co., 350 F.3d at 1188 (quoting Prado-Steiman ex rel. Prado v. Bush, 221 F.3d 1266, 1278 (11th Cir. 2000)). If the party fails to establish any one of these four factors, then the party is precluded from class certification. Id. Once all of the requirements of Rule 23(a) are met, then the party must satisfy one of the requirements of Rule 23(b). Id.
As a threshold matter, Plaintiffs must have standing pursuant to Article III to raise each class claim. Busby v. JRHBW Realty, Inc., 513 F.3d 1314, 1321 (11th Cir. 2008). Defendants do not appear to seriously challenge the Plaintiffs' standing. Accordingly, the Court need not address it in detail here. The Court notes, however, that these Plaintiffs each allege that they were employees of the School District, were members of a protected class, applied for administrative positions and, due to the alleged unlawful and discriminatory practices of the School District, they were not hired for certain administrative positions. (
Another threshold consideration is that Plaintiffs must demonstrate that the proposed class is adequately defined and clearly ascertainable. Bussey, 562 F. App'x at 787. "An identifiable class exists if its members can be ascertained by reference to objective criteria" and the objective criteria is administratively feasible. Id. (quotation omitted). "Administrative feasibility means that identifying class members is a manageable process that does not require much, if any, individual inquiry." Id. (quotations omitted). A court should deny class certification when the class definition is "overly broad, amorphous, and vague, or where the number of individualized determinations required to determine class membership becomes too administratively difficult." Kirts v. Green Bullion Fin. Servs., LLC, No. 10-20312-CIV, 2010 WL 3184382, at *6 (S.D. Fla. Aug. 3, 2010). After a plaintiff satisfies this threshold issue, then the district court must conduct a rigorous analysis of the Rule 23 prerequisites. Bussey, 562 F. App'x at 787 (citations omitted).
Here, Plaintiffs seek to certify a class defined as follows:
(
Specifically, the language used in the putative class definition is subject to at least two interpretations, making it infeasible to ascertain class membership. On the one hand, the class definition can be read to include African-American employees who (1) applied for (2) a position in the AP Pool and (3) were denied a position in the AP Pool. On the other hand, the class definition can also be read to include African-American employees already in the AP Pool who (1) applied for (2) an assistant principal position and (3) were denied an assistant principal position. The plain language of the class definition would tend to support the former reading, but the facts and circumstances of the named Plaintiffs' individual claims tend to suggest the latter reading was intended. As a result, it is not at all clear whether the putative class definition includes African-American employees of the School District who applied for and were accepted into the AP Pool, but who subsequently applied for and were denied assistant principal positions in the School District's multi-step process for selecting assistant principals.
Plaintiffs' class certification motion (
The vague, ambiguous, and amorphous nature of the class definition is not without material consequence. It makes it infeasible to determine who the class member are. It is also potentially fatal to the named Plaintiffs' bid for class certification because — depending on how the class definition is interpreted — potentially all of the named Plaintiffs would be excluded from the putative class. For example, according to Dr. Pruitt's affidavit, Mr. Towns and Ms. Gittens were actually accepted into the AP Pool from May 27, 2012 to May 27, 2016, and Dr. Thompson was also accepted into the AP Pool in October 2016. (See
Alternatively, if the class definition is read to include African-American employees who applied for and were accepted into the AP Pool, but were later not selected to fill an assistant principal position, then Ms. Gittens, Dr. Thompson, and Mr. Towns would be members of the putative class and, at least arguably, would have suffered injuries similar to other members of the proposed class. However, any such reading of the class definition would still exclude Ms. Lawrence who, according to the uncontroverted evidence of record, never applied for an AP Pool position and, therefore, was not eligible for an assistant principal job. (See
Based on the foregoing, the proposed class definition here fails — as it is currently written — because it is impermissibly vague, ambiguous, and amorphous such that the putative class membership is not ascertainable. Class certification should be denied for that reason alone.
The Court will nevertheless continue with its analysis of the other class certification requirements under Fed. R. Civ. P. 23, assuming arguendo that the class definition is reformulated to include:
This revised class definition eliminates the vagueness and ambiguity that haunt the Plaintiffs' originally proposed class definition, while taking into account the School District's process for hiring assistant principals from the AP Pool. Further, this revised class definition would place more of the named Plaintiffs within the class than not. Utilizing this reformulated class definition, the Court addresses each of the Rule 23(a) prerequisites in turn below.
To certify a class, Rule 23(a) requires that "the class is so numerous that joinder of all members is impracticable." Fed. R. Civ. P. 23(a)(1). The plaintiff bears the burden of making some showing, albeit a "generally low hurdle," of "affording the district court the means to make a supported factual finding that the class actually certified meets the numerosity requirement." Vega v. T-Mobile USA, Inc., 564 F.3d 1256, 1267 (11th Cir. 2009); Schojan v. Papa Johns Int'l, Inc., 303 F.R.D. 659, 664 (M.D. Fla. 2014). Although the mere allegation of numerosity is insufficient, the plaintiff need not show a precise number of members for the putative class and, further, the rule imposes a "generally low hurdle." Vega, 564 F.3d at 1267. In dicta, the Eleventh Circuit has held, "while there is no fixed numerosity rule, `generally less than twenty-one is inadequate, more than forty adequate, with numbers between varying according to other factors.'" Cox v. Am. Cast Iron Pipe Co., 784 F.2d 1546, 1553 (11th Cir. 1986) (citation omitted).
To meet this requirement, Plaintiffs contend that the potential class is at least fifty (50) people and, thus, the numerosity requirement is easily satisfied. (
For its part, the School District does not challenge numerosity even though the School District does not believe that Plaintiffs have met their burden with respect to the numerosity requirement. (
Even though the School District does not challenge numerosity, a court has the responsibility "of conducting its own inquiry as to whether the requirements of Rule 23 have been satisfied in a particular case." Valley Drug Co., 350 F.3d at 1188. Both parties provide statistical information demonstrating different aspects of the assistant principal hiring process, including the composition of the AP Pool, the number of open assistant principal positions, the ethnicity of the applicants, and the ethnicity of those hired. (See
Rule 23(a)(2) requires that there be "questions of law or fact common to the class." Fed. R. Civ. P. 23(a)(2). Commonality refers to the characteristics of the class as a whole, unlike typicality, which refers to the individual characteristics of plaintiffs in relation to the class. Piazza v. Ebsco Indus., Inc., 273 F.3d 1341, 1346 (11th Cir. 2001) (citing Prado-Steiman, 221 F.3d at 1279). Commonality requires that there be some factual or legal theory that is susceptible to class-wide proof. Williams v. Mohawk Indus., Inc., 568 F.3d 1350, 1355 (11th Cir. 2009). It also requires that "there be at least one issue whose resolution will affect all or a significant number of the putative class members." Williams, 568 F.3d at 1355 (citation and quotation omitted). Commonality may be satisfied "even with some factual variations among class members." Schojan, 303 F.R.D. at 665.
In the watershed case of Wal-Mart Stores, Inc. v. Dukes, the United States Supreme Court clarified the commonality requirement under Fed. R. Civ. P. 23 by specifically rejecting the use of generalized questions to establish commonality. 564 U.S. at 349. In Dukes, female employees of a retail store chain brought a class action under Title VII against their employer alleging sex discrimination. Id. at 343. The district court certified the class and the Ninth Circuit Court of Appeals substantially affirmed. Id. at 338. The Supreme Court reversed, holding that certification of the class was not consistent with Fed. R. Civ. P. 23(a). Id. at 367. The Supreme Court stated that "[i]n order to justify a departure from that rule, a class representative must be part of the class and possess the same interest and suffer the same injury as the class members." Id. at 348-49.
Noting that any "competently crafted class action complaint literally raises common questions," the Supreme Court focused its inquiry as follows:
Id. at 350 (emphasis added). Importantly, the Supreme Court held that: "[w]hat matters to class certification . . . is not the raising of common questions — even in droves — but, rather the capacity of a classwide proceeding to generate common answers apt to drive the resolution of the litigation. Dissimilarities within the proposed class are what have the potential to impede the generation of common answers." Id. at 351 (citation omitted).
Here, as in Dukes, the claims raised involve employees suffering from alleged discrimination. Further, as in Dukes, the proof of commonality overlaps with Plaintiffs' merits contention that the School District engages in a pattern or practice of discrimination. Id. at 352. The Supreme Court found that this overlap exists because when resolving an individual's Title VII claim, the "crux of the inquiry is `the reason for a particular employment decision.'" Id. (citation omitted). Similar to Dukes, the Plaintiffs here wish to bring suit calling into question a relatively large number of employment decisions at once. See id. "Without some glue holding the alleged reasons for all those decisions together, it will be impossible to say that examination of all the class members' claims for relief will produce a common answer to the crucial question why was I disfavored." Id. (emphasis in original).
Plaintiffs argue that the following questions of law or fact are common to the class:
(
This Court is tasked with determining whether these alleged common questions of law or fact are sufficient to satisfy the commonality requirement, keeping in mind that any "competently crafted class action complaint" will appear to satisfy this prerequisite. Dukes, 564 U.S. at 350. Again, consideration of the School District's multi-step process for selecting assistant principals is highly instructive. Once accepted into the AP Pool, an applicant must apply for an open assistant principal position. The actual hiring for open assistant principal positions is handled by each individual school that has an opening. (
This multi-step process demonstrates that the School District gives each school and each school's principal a level of discretion in selecting assistant principal applicants from the AP Pool. The exercise of such discretion by schools and principals over time at different schools where open assistant principal positions arise precludes a finding of commonality. See Dukes, 564 U.S. at 355. "On its face, of course, [a policy allowing discretion in hiring] is just the opposite of a uniform employment practice that would provide the commonality needed for a class action; it is a policy against having uniform employment practices." Id. In other words, the same person is not alleged to make the assistant principal hiring decision relative to each and every member of the putative class here. Rather, different principals make their selections at each of the different schools within the School District where vice principal positions become available. Consequently, in this case, proof of unlawful discrimination by any principal when making a discretionary selection will not prove that every other principal at other schools similarly discriminated against other vice principal candidates from the AP Pool. See id. at 355. Stated differently, where individual principals exercise discretion in selecting vice principal candidates, there cannot be sufficiently common answers to the question of why any named Plaintiff or any putative class member was not selected for the job. A classwide proceeding in this case would not have the capacity to generate common answers apt to drive the resolution of the litigation for each named Plaintiff and each individual class member.
Moreover, "actual hiring for open Assistant Principal positions is handled by the school that has the opening [and] [e]ach school advertises its open Assistant Principal positions, screens the applicants, and conducts its own interviews." (
Further, the Amended Complaint contains vague references to disparate treatment. (See
To establish a pattern or practice of disparate treatment, the plaintiff must show intentional discrimination by the employer was a standard operating procedure. Cooper v. S. Co., 390 F.3d 695, 716 (11th Cir. 2004), overturned on other grounds, Ash v. Tyson Foods, Inc., 546 U.S. 454, 457 (2006). To prove this type of discrimination, the plaintiff may use anecdotes and strong statistical evidence. Id.; E.E.O.C. v. Joe's Stone Crab, Inc., 220 F.3d 1263, 1287 (11th Cir. 2000); Bryant v. Southland Tube, 294 F.R.D. 633, 646-647 (N.D. Ala. 2013). Plaintiffs' declarations fail to provide specific anecdotes in support of their disparate treatment claims and the claims of putative class members. For example, none of Plaintiffs' declarations provide any specific anecdotal information concerning which assistant principal positions were open, the names of the schools, where and when Plaintiffs actually applied, which principals made the ultimate selections, who else applied for the opening, the qualifications of other candidates, the qualifications of the persons ultimately selected for the assistant principal positions, etc. Rather than specific anecdotal information, Plaintiffs merely provide conclusory and vague statements that they were qualified for positions, applied, and were not selected due to their race. (See, e.g.,
Contrary to Plaintiffs' position, the record fails to establish common contentions of such a nature that they are capable of classwide resolution. See Dukes, 564 U.S. at 350. Stated differently, Plaintiffs fail to provide the necessary glue to hold the putative class claims together under a commonality analysis. See id. at 352. For the foregoing reasons, the Court finds that Plaintiffs fail to establish the prerequisite of commonality.
Rule 23(a) also requires that "the claim or defenses of the representative parties are typical of the claims or defenses of the class." Fed. R. Civ. P. 23(a)(3). "A class representative must possess the same interest and suffer the same injury as the class members in order to be typical under Rule 23(a)(3). . . . [T]ypicality measures whether a sufficient nexus exists between the claims of the named representatives and those of the class at large." Cooper, 390 F.3d at 713 (quoting Prado-Steiman, 221 F.3d at 1279). Traditionally, commonality refers to the group characteristics of the class as a whole, whereas typicality refers to the individual characteristics of plaintiffs in relation to the class. Id. All putative class members are not required to share identical claims, and factual differences among the claims of the putative class do no defeat certification. Id. (citation omitted). Nonetheless, Plaintiffs' claims must share the same "essential characteristics as the claims of the class at large." Id. (citations omitted). "The claim of a class representative is typical if the claims or defenses of the class and the class representative arise from the same event or pattern or practice and are based on the same legal theory." Williams, 568 F.3d at 1357 (citing Kornberg v. Carnival Cruise Lines, Inc., 741 F.2d 1332, 1337 (11th Cir. 1984)). "Thus, typicality is often met when, in proving her case, the representative plaintiff establishes the elements needed to prove the class members' case." Colomar v. Mercy Hosp., Inc., 242 F.R.D. 671, 677 (S.D. Fla. 2007).
Here, Plaintiffs fail to establish the typicality requirement. To begin with, Ms. Lawrence's claim cannot be typical of a class of persons who applied for and were denied assistant principal positions because, based on the uncontroverted record evidence presented to the Court, Ms. Lawrence never applied for an AP Pool position and, therefore, was not eligible for an assistant principal job. (See
Additionally, Mr. Towns' claims are atypical of a class of persons who applied for and were denied assistant principal positions because he was actually promoted to the position of assistant principal on or about October 10, 2012 and appears to have held that position until August 2014 when he was demoted to a teacher position. (
The named Plaintiffs also fail the typicality requirement because each individual school advertised its opening for an assistant principal position and had its own decision-maker screening applicants and conducting interviews before the school principal selected the top applicant. (
Rule 23(a)(4) requires that "the representative parties will fairly and adequately protect the interests of the class." Fed. R. Civ. P. 23(a)(4). This requirement applies equally to the class representatives and counsel. London v. Wal-Mart Stores, Inc., 340 F.3d 1246, 1253 (11th Cir. 2003). The adequacy of representation requirement encompasses two separate inquiries: (1) whether there are substantial conflicts of interest between the named representatives of the class and the class members; and (2) whether the representatives will adequately prosecute the action. Valley Drug Co., 350 F.3d at 1189. If substantial conflicts exist between the class representatives and the putative class members, then class certification is inappropriate. Id. Minor conflicts alone will not defeat a party's claim for class certification, the conflict must be fundamental. Id.
While the School District opposes class certification on other grounds, it does not object to counsel's qualifications and ability to represent a potential class, nor does the School District dispute that, at this stage in the litigation, the representative parties' adequacy to represent the class. (
As explained above, Ms. Lawrence never applied for an AP Pool position and, therefore, was not eligible for an assistant principal job. (See
Dr. Thompson presents a wholly different adequacy concern. After the class certification briefing was fully submitted, Plaintiffs' counsel, Benjamin Yormak, filed a Notice of Intent to Withdraw (
Based on the foregoing, the Court finds that Plaintiffs Stephanie Lawrence and Dr. Jerald Thompson fail to satisfy the adequacy requirement with respect to their own adequacy to represent the putative class. Moreover, even though Plaintiffs Gittens and Towns may be adequate class representatives under these circumstances, the Court cannot find that putative class counsel is adequate to represent the interests of all putative class members if a class were to be certified. The net result of these considerations is that Plaintiffs fail to satisfy the adequacy requirement under Rule 23(a)(4).
Once all of the requirements of Rule 23(a) are met, then the party seeking class certification must satisfy one of the requirements of Rule 23(b). Valley Drug Co., 350 F.3d at 1188. Even though the Court finds that Plaintiff failed to satisfy many of the Rule 23(a) prerequisites, the Court will continue with its analysis under Rule 23(b). Plaintiffs assert that their racial discrimination claim is maintainable under both Fed. R. Civ. P. 23(b)(1) and 23(b)(3). (
The Court will discuss each relevant subsection of Rule 23(b) in turn.
Rule 23(b)(1)(A) provides "for class adjudication where there is a risk that conflicting or varying judgments in separate lawsuits would establish incompatible standards of conduct for the party opposing the class." Babineau v. Fed. Exp. Corp., 576 F.3d 1183, 1195 (11th Cir. 2009) (citing Fed. R. Civ. P. 23(b)(1)(A)). One bar to certification under Rule 23(b)(1)(A) is when compensatory damages are requested. Id. Seeking compensatory damages lowers the risk of incompatible standards of conduct to such a degree that class certification is precluded. Id. Moreover, when a plaintiff requests both compensatory and injunctive relief, certification is improper under Rule 23(b)(1)(A). Id. Thus, only actions seeking declaratory or injunctive relief may be certified under Fed. R. Civ. P. 23(b)(1)(A). Id. In the instant case, Plaintiff requests both compensatory damages as well as injunctive relief. (See, e.g.,
Plaintiffs argue that the School District's racial discrimination in the hiring of African-Americans "to the AP Pool" impacts each class member similarly and raises the same questions of law. (
The School District argues in response that the claims raised are disparate treatment claims that, at their core, require individualized analysis. (
Under Rule 23(b)(1)(B), a class action may be maintained if:
Fed. R. Civ. P. 23(b)(1)(B).
The types of cases brought pursuant to Rule 23(b)(1)(B) are illustrated as follows:
Ortiz v. Fibreboard Corp., 527 U.S. 815, 833-34 (1999).
The claims raised here do not fall within these types of examples. As discussed, supra, adjudications with respect to each individual class member would not be dispositive of the interests of any other class member. Here, each putative class member's claim requires individualized analysis. Briefly — and it bears repeating — each school posted its own opening for assistant principal positions, each school chose the candidates to interview, each school conducted its own interviews, and each principal recommended an individual for the position. (See
In the alternative, Plaintiffs contend that this class action satisfies the criteria set forth in Rule 23(b)(3). (See
To obtain Rule 23(b)(3) class certification, the issues in the class action that are subject to generalized proof and applicable to the class as a whole must predominate over those issues that are subject only to individualized proof. Babineau, 576 F.3d at 1191. "Common issues of fact and law predominate if they have a direct impact on every class member's effort to establish liability and on every class member's entitlement to injunctive and monetary relief." Williams, 568 F.3d at 1357 (citation and quotations omitted). The predominance inquiry is far more demanding that the commonality requirement of Rule 23(a). Vega, 564 F.3d at 1270 (citing Rutstein v. Avis Rent-A-Car Sys., Inc., 211 F.3d 1228, 1233 (11th Cir. 2000)). The Eleventh Circuit described the test for predominance as:
Id. (citation and quotation omitted).
To determine whether class or individual issues predominate, a court must take into account the claims, defenses, relevant facts, and applicable substantive law to assess the degree to which resolution of classwide issues will further each individual class member's claim against the defendant. Coastal Neurology, Inc. v. State Farm Mut. Auto. Ins. Co., 458 F. App'x 793, 794 (11th Cir. 2012) (citing Klay v. Humana, Inc., 382 F.3d 1241, 1254 (11th Cir.2004), abrogated in part on other grounds, Bridge v. Phoenix Bond & Indem. Co., 553 U.S. 639 (2008)). The common issues will not predominate over individual questions if the "resolution of [an] overarching common issue breaks down into an unmanageable variety of individual legal and factual issues." Bussey, 562 F. App'x at 789 (quoting Babineau, 576 F.3d at 1191). Moreover, certification is inappropriate if the "plaintiffs must still introduce a great deal of individualized proof or argue a number of individualized legal points to establish most or all of the elements of their individual claims." Id. (quoting Klay, 382 F.3d at 1255).
Plaintiffs assert that they are challenging the School District's policies of not hiring African-American applicants "for the AP Pool." (
The School District argues that each plaintiff's claim involves highly individualized issues regarding liability and damages. (
Here, Plaintiffs must introduce a great deal of individualized proof to establish the elements of their individual claims. See Bussey, 562 F. App'x at 789. For each open assistant principal position, a plaintiff must first show that he or she was qualified for that particular position. Thus, each plaintiff would need to present evidence as to their qualifications. Even assuming, arguendo, that by being a member of the AP Pool, each plaintiff is generally qualified for an assistant principal position, the issue becomes what were the specific needs for the school with the open assistant principal position to which one of the Plaintiffs applied. Moreover, based upon each school individually advertising its open assistant principal positions, screening the applicants, choosing whom to interview, conducting the interviews, choosing the top applicant, and then recommending that that applicant be hired, each plaintiff would have to prove as part of that individualized process that he or she was not hired because of race. Thus, the hiring process for each open position must be individually scrutinized to determine if racial discrimination occurred. Plaintiffs fail to explain how they would be able to prove racial discrimination in the hiring process of assistant principals on a class-wide basis without a highly individualized inquiry relating to each and every applicant for an open position during the relevant period. Based on these considerations, the Court finds that Plaintiffs cannot satisfy the predominance requirement because individualized issues will certainly predominate over any issues common to the class.
The second prong of Rule 23(b)(3) requires Plaintiffs to show that "a class action is superior to other available methods fairly and efficiently adjudicating the controversy." Fed. R. Civ. P. 23(b)(3). For this prong, the focus "is not on the convenience or burden of a class action suit per se, but on the relative advantages of a class action suit over whatever other forms of litigation might be realistically available to the plaintiffs." Klay, 382 F.3d at 1269. As a result, the predominance analysis "has a tremendous impact on the superiority analysis of this [p]art for the simple reason that, the more common issues predominate over individual issues, the more desirable a class action lawsuit will be as a vehicle for adjudicating the plaintiffs' claims." Id. Rule 23(b)(3) provides four specific considerations (though non-exclusive) pertinent to these findings:
Fed. R. Civ. P. 23(b)(3)(A)-(D).
Plaintiffs argue that this case is "better resolved by a single adjudication, eliminating the need for duplicative suits to establish the same violation." (
Not surprisingly, the School District disagrees. The School District contends that each individual claim has substantial value, including a potential of the statutory maximum of $300,000.00 each and the availability to recover attorney's fees, should a plaintiff prevail. (
In light of the Court's findings regarding the other Rule 23 criteria, Plaintiffs' contention that a class action is a superior method to adjudicate Plaintiffs' claims is unpersuasive. Given the vast number of individualized issues that would have to be established to determine whether race discrimination occurred as to each individual plaintiff and class member, a class action is not a superior method of adjudicating Plaintiffs' claims.
For the reasons stated herein, the Court concludes that Plaintiffs have not met their burden under Fed. R. Civ. P. 23(a), 23(b)(1), and 23(b)(3) to show that class certification is appropriate. Specifically, Plaintiffs failed to demonstrate the sufficiency of the proposed class definition, the ascertainability of the putative class, adequacy, commonality, typicality, and the Rule 23(b) requirements.
Accordingly, it is
That the Motion to Certify a Class Action Pursuant to Rule 23(B)(1) and (3) (