SUSAN C. BUCKLEW, District Judge.
This cause comes before the Court on Plaintiff's Motion for Conditional Certification and Facilitation of Court-Authorized Notice. (Doc. No. 51). Defendants oppose the motion (Doc. No. 57), and Plaintiff has filed a reply brief (Doc. No. 62). As explained below, the motion is denied.
Plaintiff David Poggi brought this Fair Labor Standards Act ("FLSA") proposed collective action against Defendants Humana at Home 1, Inc. and Humana, Inc. (collectively referred to as "Humana").
In his second amended complaint (Doc. No. 48), Poggi alleges the following: Poggi started working for Humana in September of 2015 as a Healthcare Coordinator, and he continued working until April of 2017. (¶ 90, 91, 98). His job duties involved contacting Humana's members, coordinating care, and documenting the calls. (¶ 92). Poggi contends that he was a non-exempt employee under the FLSA and worked more than forty hours during one or more weeks of his employment with Humana, yet Humana did not pay him for all of the overtime hours that he had worked. (¶ 93-97).
Poggi contends that Humana's failure to pay him overtime was part of Humana's "Workforce Optimization Policy"—a policy that Poggi does not specifically define within the second amended complaint. (¶ 4, 139). Poggi contends that Humana utilized workforce optimization services from Verint Industries, Inc. ("Verint") in order to increase the productivity of Humana's employees. (¶ 3). According to Poggi, Humana utilized Verint's services in order to monitor, track, and optimize the productivity of Poggi and other similarly situated employees. (¶ 129, 138-40). One way Humana attempted to increase productivity was by requiring Poggi and other Healthcare Coordinators to meet daily and weekly quotas. (¶ 156).
Verint's technology recorded the amount of time that Poggi and others were logged into Humana's system. Poggi contends that Verint's time records show that Poggi was logged in for 44 hours and 24 minutes during the week of February 14, 2016, yet Humana only paid Poggi for 40 hours of work that week. (¶ 143-45). Poggi contends that there were other weeks in which Verint's technology recorded overtime hours for which Poggi was not paid. (¶ 146). Based on this, Poggi makes the following allegations:
(Doc. No. 48, ¶ 147-51).
Thus, Poggi contends that Humana violated the FLSA's overtime provisions by not paying him for all hours worked in excess of forty each week. He filed this purported nationwide collective action on behalf of the following class:
(Doc. No. 48, ¶ 153).
In addition to Poggi, eight other current or former employees of Humana have opted into this case: Celine Daniel (Doc. No. 10-1), Heather Teppe (Doc. No. 13-1), Tharius Bethel (Doc. No. 16-1), Chimere Ford (Case 8:17-cv-1234, Doc. No. 7), Sashana Nixon (Case 8:17-cv-1234, Doc. No. 8), Vontrice Wilson (Doc. No. 64-1), Cherilyn Marrero (Doc. No. 65-1), and Carolyn Stubbins-Mayes (Doc. No. 63-1). Additionally, Harry Cruz filed an FLSA lawsuit against Humana, and his case was consolidated into this case. (Doc. No. 44; Case 8:17-cv-1234, Doc. No. 12).
Pursuant to 29 U.S.C. § 216(b), Poggi moves the Court to conditionally certify a collective action. Within his motion, he gives a little more information about the Workforce Optimization Policy alleged in the second amended complaint. Specifically, he contends that: (1) Humana imposes daily and weekly quotas that cannot be met without working overtime; (2) Humana uses the Verint software to track and increase productivity with respect to the quotas; (3) the Verint software provides reports to Humana that show that employees are working in excess of forty hours per work; (4) the Verint data is not used to determine the number of hours that employees should be paid for working;
Poggi submits the declarations of several opt-in plaintiffs, including Heather Teppe (Doc. No. 51-4), to corroborate his allegations about Humana's practices. Teppe describes an environment wherein she regularly worked more than forty hours each week and was threatened with termination if she did not meet her daily and weekly quotas. (¶ 11). She contends that she and others complained to management about the fact that the quota system required them to work outside of their scheduled shifts in order to complete their work. (¶ 14). She contends that management responded that they should carry any extra hours worked over to the following day.
Based on the above, Poggi contends that he has shown that he and others similarly situated were victims of a common policy or plan that violated the FLSA, which makes a collective action a suitable vehicle to pursue their claims. In his motion, Poggi has changed the description of the putative nationwide class to the following:
(Doc. No. 51, p. 3). A notable difference between the class description in the motion and the class description in the second amended complaint is that Poggi has now inserted the issue of electronically recorded rest periods of short duration.
Pursuant to 29 U.S.C. § 216(b), an action to recover for violations of the FLSA may be brought by one or more employees on their own behalf and on behalf of other similarly situated employees. If an employee-plaintiff wants to maintain an opt-in collective action against his employer for FLSA violations, the plaintiff must demonstrate that he is similarly situated to the proposed members of the collective class and that there is a desire by them to join the lawsuit.
The Eleventh Circuit has suggested a two-tiered approach for district courts to use when determining whether an opt-in class should be certified:
In evaluating whether conditional certification is appropriate, this Court considers: (1) whether there are other employees who desire to opt-in, and (2) whether these other employees are similarly situated to Poggi with respect to their job requirements and with regard to their pay provisions.
In order for this Court to conditionally certify the proposed class, Poggi must show that there is a reasonable basis for the contention that there are other employees who desire to opt into this litigation.
Humana argues that Poggi has not shown that there is sufficient interest in joining in this lawsuit and points to the fact that only eight people (Daniel, Teppe, Bethel, Ford, Nixon, Wilson, Marrero, and Stubbins-Mayes) have joined Poggi and Cruz to pursue overtime claims, despite the fact that this case has been pending for more than eight months. Humana estimates that the purported class consists of approximately 2,300 people, so according to Humana, the interest shown by eight opt-ins is not significant. Additionally, Humana points out that it has submitted the declarations of 17 potential class members,
Poggi did submit the declarations of Samuel Meeks (Doc. No. 51-5), opt-in plaintiff Carolyn Stubbins-Mayes (Doc. No. 63-1), opt-in plaintiff Vontrice Wilson (Doc. No. 64-1), opt-in plaintiff Cherilyn Marrero (Doc. No. 65-1), and opt-in plaintiff Heather Teppe (Doc. No. 51-4). Meeks, who mentions nothing about quotas in his declaration and is not a Healthcare Coordinator, states that "[t]here are other people out there who, if given notice of their right to recover wages owed, would participate in this case." (Doc. No. 51-5, ¶ 21). Humana argues that this bare-bones, conclusory statement is not sufficient proof that other potential class members are interested in joining this case. Notably, Meeks does not state that he knows of others interested in joining this case, he states a more broad assertion—if people found out about their right to recover wages owed, they would participate in this case. Thus, Meeks is asserting his belief regarding how others would act. Furthermore, his assertion is flawed, because the Court is not going to provide notice definitively stating that class members are, in fact, owed any money. As such, the Court agrees that this declaration is entitled to little weight regarding the issue of interest by others in joining this lawsuit.
Stubbins-Mayes also does not mention anything about quotas in her declaration, nor does she appear to be a Healthcare Coordinator, as she states in her declaration that she worked in both the Grievance and Enrollment departments and that her job involved phone calls regarding enrollment and insurance disputes. With regard to interest by others in joining this lawsuit, Stubbins-Mayes states the following:
(Doc. No. 63-1, ¶ 18). This statement basically mirrors what Meeks asserted, plus she adds that she is friends with people that still work for Humana. She does not state that she has discussed the case with her friends; instead, she asserts her conclusory belief that others would join this case if they were "given notice of their right to recover wages owed." Like Meeks' declaration, this declaration is entitled to little weight regarding the issue of interest by others in joining this lawsuit.
Similarly, Wilson, who is also not a Healthcare Coordinator (she works in Humana's claims department), has made a vague assertion that others are interested in joining this lawsuit. Specifically, she states the following:
(Doc. No. 64-1, ¶ 16). Again, this declaration does not contain a factual basis for her assertions—she does not state that she spoke to other people about joining this lawsuit. If she spoke with them, they would have notice of this lawsuit; lack of notice is one of Wilson's reasons for their failure to join. She also cites fear of being fired for joining, but again, she gives no specifics to provide a basis for her belief (or alleged knowledge) that people are afraid of being fired—she does not describe conversations or state who she may have discussed this with. Without more, the Court is left with conclusory allegations that simply show her belief that others would join this lawsuit.
Similarly, Cherilyn Marrero submitted a declaration, in which she states the following: "There are other people who worked with me who would participate in this case. They were treated the same way I was." (Doc. No. 65-1, ¶ 18). Like the other declarations, Marrero provides no factual foundation to support her contention that others would join in this case.
Teppe also submitted a declaration. Her declaration more thoroughly describes Humana's alleged FLSA overtime violations. However, with respect to others' interest in joining this lawsuit, Teppe makes the following assertions:
(Doc. No. 51-4, ¶ 55, 61). Humana argues that like Meeks' allegation, these bare-bones, conclusory statements are not sufficient proof that other potential class members are interested in joining this case. Teppe fails to provide any information as to how she knows that other people are interested, nor does she identify any such people. Stated differently, how could Teppe know others would join this case without speaking with others about this case? If she had spoken to others about this case, they would have knowledge of this case, and according to Teppe's assertion, they would have sought to join this case. The Court agrees that Teppe's declaration is not strong proof of interest by others in joining this lawsuit; instead, it simply shows Teppe's belief that others would join.
Thus, Poggi's proof of interest by others in joining this lawsuit consists of the fact that eight people have opted into this case (plus Cruz) and the five bare bones, conclusory declarations that others would be interested in joining.
Even if Poggi could show sufficient interest by others in joining this lawsuit, he would also be required to show that the proposed class is similarly situated to him with respect to their job requirements. The Court notes that Poggi only needs to show that their positions are similar; Poggi is not required to show that their positions are identical.
The Court begins by noting that two of the opt-ins, Wilson and Stubbins-Mayes, do not appear to be Healthcare Coordinators. Instead, it appears that Poggi wants to include every customer contact employee that logged into the Verint system that was also subject to quotas. Such a broad class does not meet the requirement that Poggi and the class members be similarly situated.
If Poggi had limited the class to all Healthcare Coordinators (also known as Healthcare Finders and Personal Health Coaches), then initially it would appear that these employees had the same job and were subject to a common policy that violated the FLSA—specifically, Humana's policy of setting quotas that cannot be met without employees working overtime, yet refusing to pay overtime for the hours worked in order to meet the quotas. Furthermore, Poggi argues that the employees' claims will all use common evidence—the information contained in the Verint reports—to prove the existence and amount of overtime hours worked.
The flaw in Poggi's argument, however, is that this is not a case that lends itself to being a representative action, because individualized issues predominate. The Court is cognizant of Poggi's argument that this concern should be dealt with in the second step of the conditional certification analysis after discovery has been completed, but the individualized nature of the claims will not change once discovery has been completed.
This Court is not required to strictly adhere to the two-tiered approach of applying a lenient standard now to conditionally certify a class and later applying a more exacting standard after the completion of discovery. Instead, the Eleventh Circuit has stated the following:
The purposes of FLSA collective actions are: "(1) reducing the burden on plaintiffs through the pooling of resources, and (2) efficiently resolving common issues of law and fact that arise from the same illegal conduct."
Additionally, it does not appear that all Healthcare Coordinators had the same daily quota to meet. While many of the declarations submitted by Humana (Doc. No. 57-10; Doc. No. 57-11) indicate that the employees had a daily quota of ten successful calls per day, some employees indicated that their daily quotas were between 13 and 15 calls per day (Doc. No. 57-10, p. 10, 42; Doc. No. 57-11, p. 28, 44, 50). Thus, representative evidence will not be helpful if employees were not subject to the same quotas. For example, the amount of time it takes to complete ten calls will likely be different than the amount of time it takes to complete 15 calls. Or, while not fully explained to the Court, it seems that there may be different types of Healthcare Coordinators with different job duties,
Furthermore, the Court notes that Humana submitted evidence that the job duties can vary based on the manager to whom that the Healthcare Coordinator reports. (Doc. No. 57-1, ¶ 12). A nationwide class would involve many managers and further require more individualized inquiries.
Based on the above, the Court finds that conditional certification is not warranted under the specific facts of this case. The Court will, however, allow Poggi to file a third amended complaint for the sole purpose of adding Harry Cruz, Celine Daniel, Heather Teppe, Tharius Bethel, Chimere Ford, Cherilyn Marrero, and Sashana Nixon as named plaintiffs. Humana has acknowledged that all of these people (with the exception of Marrero) were assigned to a team based out of the St. Petersburg, Florida facility. (Doc. No. 57-1, ¶ 28).
Marrero was not addressed by Humana, as she opted into this case after the motion for conditional certification was fully briefed. However, Marrero worked for Humana in Florida, and the Court will allow her to be added to the third amended complaint if she was assigned to a team based out of the St. Petersburg, Florida facility. Because Vontrice Wilson and Carolyn Stubbins-Mayes do not appear to be Healthcare Coordinators, they may not be added to the third amended complaint.
Accordingly, it is ORDERED AND ADJUDGED that:
Conversely, in the instant case, Poggi theorizes that employees worked more than 40 hours per week, but they submitted time records indicating that they worked no more than 40 hours. Thus, the class consists of employees who know that they have worked for more than 40 hours without being paid for the excess hours they worked. As such, a smaller number of people opting into this case weighs against finding sufficient interest by others in joining this case, especially when combined with conclusory declarations and small number of opt-ins before the Court.