VIRGINIA M. HERNANDEZ COVINGTON, District Judge.
This matter comes before the Court upon consideration of Defendant United States of America's Motion for Partial Summary Judgment (Doc. # 39) and Motion in Limine (Doc. # 41). Plaintiff Thomas Hinson responded in opposition to the Motions. (Doc. ## 40, 42). For the reasons that follow, the Motions are denied.
Hinson initiated this Federal Tort Claims Act (FTCA) case against the United States on June 21, 2018. (Doc. # 1). This case involves a car accident between Hinson and a U.S. Postal Service vehicle in 2016, in which Hinson was allegedly injured. (
The case proceeded through discovery. On February 21, 2019, the United States moved to strike Hinson's expert disclosures, including those relating to three of Hinson's treating physicians: Dr. Heldreth, Dr. Bansal, and Dr. Weber. (Doc. # 30). After the motion to strike was filed, Hinson served his amended expert disclosures. (Doc. # 39-4). But the United States still maintained these amended disclosures were insufficient. (Doc. # 34).
On April 18, 2019, the Magistrate Judge granted the United States' motion to strike. (Doc. # 36). The Magistrate Judge gave Hinson an opportunity to amend his disclosures for the various treating physicians. The Order specified that Hinson "should clarify whether each non-retained treating expert will testify only on opinions formed during their treatment of [ ] Hinson. If these physicians will testify based on facts learned outside their treatment relationship with [ ] Hinson, then [ ] Hinson must provide the information required under Rule 26(a)(2)(b)." (
Hinson turned over his second amended disclosures on April 25, 2019. (Doc. # 39-5). Hinson disclosed that he intends for three treating physicians — Dr. Heldreth, Dr. Bansal, and Dr. Weber — to offer opinions about the causation of his injuries. Specifically, regarding Dr. Heldreth, the second amended disclosures state in relevant part: "It is anticipated that, based only upon his examination and treatment of [Hinson], Dr. Heldreth will opine that the care and treatment provided at Total Vitality Medical Group for those injuries was reasonable, necessary and related to the motor vehicle collision." (
Regarding Dr. Bansal, the second amended disclosures state in relevant part: "It is anticipated that, based only upon his examination and treatment of [Hinson], Dr. Bansal will opine that: [Hinson] suffered personal injuries to his right shoulder and right knee as a direct result of the subject incident; [Hinson] suffered aggravation of pre-existing medical arthritic condition of his right knee as a direct result of the subject incident; . . . [and] the care and treatment [Hinson] received by Dr. Bansal for those injuries and aggravations were reasonable, necessary and related to the injuries sustained in the motor vehicle collision." (
Now, the United States moves for partial summary judgment on the issue of whether Hinson's injuries were caused by the car accident. (Doc. # 39). In support, the United States contends that Hinson's second amended disclosures are insufficient to allow his treating physicians to opine on causation and that Hinson has no other evidence in support of causation. (
Hinson has responded to both Motions (Doc. ## 40, 42), and the Motions are ripe for review.
"A motion in limine presents a pretrial issue of admissibility of evidence that is likely to arise at trial, and as such, the order, like any other interlocutory order, remains subject to reconsideration by the court throughout the trial."
"A motion in limine is not the proper vehicle to resolve substantive issues, to test issues of law, or to address or narrow the issues to be tried."
The district court has broad discretion to determine the admissibility of evidence, and the appellate court will not disturb this Court's judgment absent a clear abuse of discretion.
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A factual dispute alone is not enough to defeat a properly pled motion for summary judgment; only the existence of a genuine issue of material fact will preclude a grant of summary judgment.
An issue is genuine if the evidence is such that a reasonable jury could return a verdict for the non-moving party.
"When a moving party has discharged its burden, the non-moving party must then `go beyond the pleadings,' and by its own affidavits, or by `depositions, answers to interrogatories, and admissions on file,' designate specific facts showing that there is a genuine issue for trial."
If there is a conflict between the parties' allegations or evidence, the non-moving party's evidence is presumed to be true and all reasonable inferences must be drawn in the non-moving party's favor.
"A treating physician may testify as either a lay witness or an expert witness; however, in order to testify as an expert witness, the physician must provide the required disclosures under either Rule 26(a)(2)(B) or Rule 26(a)(2)(C)."
Pursuant to Rule 26(a)(2)(C), a party must submit an expert disclosure for any expert witness not required to submit an expert report. That expert disclosure must state "the subject matter on which the witness is expected to present evidence under Federal Rule of Evidence 702, 703, or 705" and "a summary of the facts and opinions to which the witness is expected to testify." Fed. R. Civ. P. 26(a)(2)(C). "This disclosure is considerably less extensive than the report required by Rule 26(a)(2)(B)" and "[c]ourts must take care against requiring undue detail, keeping in mind that these witnesses have not been specially retained and may not be as responsive to counsel as those who have."
As the Magistrate Judge already explained in this case, "[b]ecause a treating physician considers not only the plaintiff's diagnosis and prognosis, opinions as to the cause of injuries do not require a written report if based on the examination and treatment of the patient." (Doc. # 36 at 4) (citation omitted). Indeed, "[t]estimony as to causation of an injury is not `expert testimony' that requires expert disclosure under Rule 26."
The United States argues the second amended disclosures for Dr. Heldreth, Dr. Bansal, and Dr. Weber are insufficient and, thus, these treating physicians should be precluded from testifying about the cause of Hinson's injuries. (Doc. # 39 at 6-9; Doc. # 41 at 1-2). Specifically, the United States argues that the disclosures for Dr. Heldreth, Dr. Bansal, and Dr. Weber fail to sufficiently provide "a summary of the facts and opinions to which the witness is expected to testify" under Rule 26(a)(2)(C). (Doc. # 39 at 7-8).
Regarding Dr. Heldreth, the United States argues that Hinson "has offered no facts at all that would support Dr. Heldreth's purported causation opinion, in violation of Rule 26(a)(2)(C)(ii)." (
And, regarding Dr. Bansal and Dr. Weber, the United States contends Hinson's "disclosure includes no facts that could form the basis of [Dr. Bansal and Dr. Weber's] opinions, in violation of Rule 26." (
But the United States cites no authority to support its contention that only treating physicians who have treated a patient before the patient's injury at issue may opine as to the cause of the patient's injury. And the Court is not persuaded that Dr. Heldreth, Dr. Bansal, and Dr. Weber could not have formed opinions as to causation of Hinson's injuries during the course of their treatment just because they did not treat him before the car accident.
Indeed, upon review of the summary of facts and opinions for each physician, the Court believes that the second amended disclosures are sufficient for Dr. Heldreth, Dr. Weber, and Dr. Bansal. This is not a situation in which the disclosure merely contains broad, general information on the treating physician and his planned testimony.
Furthermore, in so ruling, the Court is mindful that the Rule 26(a)(2)(C) disclosure requirement is "considerably less extensive than the report required by Rule 26(a)(2)(B)" and that the Court should not require "undue detail" for such disclosures. Fed. R. Civ. P. 26 (Advisory Committee Notes to 2010 Amendment). Thus, the United States' Motion in Limine is due to be denied.
"Under the FTCA, the law of the state where the alleged negligent act or omission occurred governs the rights and liabilities of the parties."
"Under Florida law, the Plaintiff in general bears the burden of proving causation."
The United States argues that, because the treating physicians' anticipated testimony about causation should be excluded, Hinson cannot present any evidence on causation. (Doc. # 39 at 9-12). Thus, the United States seeks entry of partial summary judgment in its favor on the issue of causation. (
But, as discussed above, Hinson's treating physicians may testify as to causation and their opinion that Hinson's injuries were caused by — or at least aggravated by — the car accident at issue. So, there is a genuine issue of material fact as to causation. Therefore, the United States' Motion for Partial Summary Judgment is denied.
Accordingly, it is now