GREGORY A. PRESNELL, District Judge.
This Matter comes before the Court on the Defendant's Motion for Judgment of Acquittal Pursuant to Rule 29(c) (Doc. 111) and the Government's Response (Doc. 114).
The evidence admitted at trial established the following facts. In May of 2014, the National Aeronautics and Space Administration ("NASA") entered into contracts
CBOL acquired foreign-made tubing and caused the tubing to be shipped to a freight forwarder in Doral, Florida around July 25, 2014. Approximately four days later, the tubing was delivered to NASA. A NASA employee found a document from "Jiuli," as well as "Jiuli" markings on the tubing, inside the crate. Doc. 111 at 3; Doc. 115 at 111-112. Jiuli is a steel manufacturer in China.
On August 26, 2014, Yun informed STAT that he could not find a replacement product of domestic origin and gave STAT four choices: (1) give CBOL more time; (2) cancel the purchase orders; (3) have CBOL buy material directly from the mill; or (4) try to convince NASA to accept the foreign material since it conformed with all other requirements, save its origin. Doc. 99-9 at 14.
NASA later requested a Certificate of Conformity from STAT, who in turn requested a Certificate of Conformity from the Defendant. Doc. 99-49 at 1. The Defendant was apparently confused by STAT's request; the purchase order numbers were inconsistent.
When determining whether the evidence at trial is insufficient to sustain a conviction, Federal Rule of Criminal Procedure 29 requires the Court to view the evidence in the light most favorable to the United States and accept all reasonable inferences tending to support the Government's case. U.S. v. Hernandez, 433 F.3d. 1328 (11th Cir. 2005).
With respect to Count II, the jury was required to find beyond a reasonable doubt that (1) the Defendant made or used a document; (2) the document was false; (3) the falsity concerned a material matter; (4) the Defendant acted willfully, knowing that the document was false; and (5) the false document was made or used for a matter within the jurisdiction of a department or agency of the United States. Doc. 98 at 10. In order for the Defendant's conviction to stand, there must have been evidence presented at trial sufficient to prove each of those elements beyond a reasonable doubt.
The Defendant argues that, because the Certificate of Conformity was literally true, the second element was not, and could not be, proven beyond a reasonable doubt. The Government claims that the Certificate of Conformity "falsely stated that he had complied with all provisions of a contract to supply stainless steel tubes to NASA that required the materials be of domestic origin." Doc. 114 at 1. However, the Certificate of Conformity states that the supplies were furnished in compliance with two contracts, both of which were between CBOL and STAT— neither of which required the materials to be of domestic origin.
There is evidence that the Defendant was told that he should provide documentation showing the country of origin and that he should provide the manufacturer's certificate of conformity, see Doc. 114 at 9-10, and that he failed to follow those instructions. But a failure to produce the document that the Government wanted is not the same as submitting a false document. There is no evidence or even argument that, for example, the Defendant forged a manufacturer's Certificate of Conformity and made within it a false representation that the tubing came from a domestic source.
The Government cites a variety of incidents and communications predating the Certificate of Conformity in support of its position. It is true that the Government presented evidence of deception that occurred prior to the submission of the Certificate of Conformity. That evidence was certainly relevant to Count I, which charged the Defendant with concealing a material fact prior to August 28, 2014. However, the jury chose to acquit the Defendant as to Count I, and, regardless of what deception may have occurred prior to the Certificate of Conformity, only the statements made in the Certificate of Conformity document itself are relevant here. Although the jury convicted the Defendant of Count II, there was no evidence sufficient for a determination that the Certificate of Conformity itself was false.
For the foregoing reasons, it is