VIRGINIA M. HERNANDEZ COVINGTON, District Judge.
This matter comes before the Court upon consideration of Defendant Cigna Health and Life Insurance Company's Motion for Summary Judgment (Doc. # 46), filed on January 3, 2020. Pro se Plaintiff Pedro Perez responded in opposition on February 4, 2020. (Doc. # 54). Cigna filed a reply on February 18, 2020 (Doc. # 65), as well a Rule 56(c) objection. (Doc. # 66). Perez responded to the Rule 56(c) objection on March 2, 2020. (Doc. # 68). For the reasons that follow, the Motion is granted.
Perez worked for Cigna, a health and life insurance company, as a senior business analyst in Connecticut beginning in August 2014. (Perez Dep. Doc. # 47-1 at 37:20-24). Perez's job involved resolving "tickets" assigned to him regarding problems with Cigna's pharmacy systems, addressing customer needs, providing support to the call center, and "acting as a liaison between IT and the business." (
In 2016, Perez began working from home and soon after moved to Tampa, Florida. (Perez Dep. Doc. # 47-1 at 37:14-38:7). To become a work-at-home employee, Perez signed a work-at-home agreement, agreeing to comply with Cigna's work-at-home policy. (
Perez's various supervisors over the years have noted that Perez did not always timely complete assignments and had issues with organizing and prioritizing issues that needed to be addressed. (Doc. # 52-2 at 1; Doc. # 52-3 at 1-2; Doc. # 52-5 at 1-3).
Perez's wife, Glenda, also worked at Cigna in a different role. (Doc. # 54-2 at 1). Her employment was terminated on July 27, 2017, and she initiated an arbitration against Cigna for racial discrimination and retaliation in violation of Title VII. (
While his wife's arbitration was still pending, in late August 2017, Perez took spousal leave to support his wife. (Perez Depo. Doc. # 47-1 at 80:5-20; Doc. # 54-1 at 1). At the time, he told his then-supervisor, Grace Kania, that he needed to support his wife who had filed a "wrongful suit" against Cigna and that he would be a witness in her case. (Perez Depo. Doc. # 47-1 at 80:5-84:22). When Perez returned from leave in September 2017, Kania gave him a verbal warning concerning his issues with consistency, timeliness, and organization. (Doc. # 52-2 at 1; Perez Dep. Doc. # 47-1 at 131:3-18). This verbal warning was motivated in part by Perez's failure to have a co-worker cover his assignments while he was out on leave. (Doc. # 52-2 at 12; Perez Dep. Doc. # 47-1 at 131:3-18).
Subsequently, in December 2017, Kania issued Perez a written warning known as a Performance Corrective Action Plan (PCAP) regarding his continued issues. (Doc. # 52-2 at 1; Perez Dep. Doc. # 48-1 at 234:7-9). As a result of the December 2017 PCAP, Perez filed a complaint through Cigna's internal system — Speak Easy — on December 21, 2017, alleging that the PCAP was inappropriate. (Doc. # 52-4 at 2, 6, 8). Marjorie Stein, from Cigna's Employee Relations Department, investigated the Speak Easy complaint and spoke to Perez on December 27, 2017. (
Stein then contacted Kania to discuss Perez's allegations. (
Then, in January 2018, Kania and Kara Shipman — "a second level up supervisor for . . . senior business analysts" like Perez — reviewed the PCAP. (Doc. # 52-2 at 2; Doc. # 52-3 at 2). The options were to "remove him from the PCAP for improved performance," "extend the PCAP to allow more time to improve," or "proceed to termination." (Doc. # 52-3 at 2). Ultimately, Kania and Shipman decided to extend the PCAP because "he had not met his goals, but [they] wanted to give him another opportunity because he generally had a positive attitude and. . . wanted to improve." (
On April 18, 2018, Perez contacted Shipman and requested time off to deal with "personal issues" and mentioned "he was being deposed in connection with his `wife's case.'" (Doc. # 52-3 at 2). However, Shipman "did not know what his `wife's case' was and [she] did not [for] ask additional detail[s]." (
Perez came back to work on June 1, 2018. (Doc. # 52-3 at 3). On June 4, 2018, Perez had a phone call with Shipman and his new direct supervisor, Lashonda Bowens, who was replacing Kania. (
Bowens decided to renew Perez's PCAP and gave Perez the extension on June 22, 2018. (Doc. # 52-5 at 2; Doc. # 52-3 at 3). As a result of this PCAP extension, Perez filed another Speak Easy complaint. (Doc. # 52-4 at 2-3). Perez alleged that the PCAP was extended in retaliation because he had been "a witness" for his wife's case. (
Around this time, in August of 2018, Perez helped his wife hire a process server to serve Cigna with a motion to vacate the arbitration award. (Perez Dep. Doc. # 47-1 at 145:8-146:19, 150:21-24; Doc. # 54-2 at 2). Perez did not tell anyone at Cigna in advance that he would be helping his wife procure a process server. (Perez Dep. Doc. # 47-1 at 150:20-151:2). Perez initially testified in his deposition that, when he was having internet connection difficulties in August 2018, he told Bowens that he "believe[d] [his] internet connection had to do with [him] following up with a process server." (
On Friday August 17, 2018, Perez notified Cigna that he had lost his network connection and provided Cigna a phone number at which to reach him. (Doc. # 52-6 at 1, 5-11; Doc. # 52-5 at 4). After notifying Cigna of the issue, Perez did no further work that day. (Doc. # 52-5 at 7-8; Perez Dep. Doc. # 48-1 at 173:12-174:15).
A Cigna IT employee, Nick Pedulla, was assigned to resolve Perez's connection issue. (Doc. # 52-6 at 1, 5-11). Over the next five days, Pedulla and Bowens called Perez numerous times at the phone number he gave, as well as at other phone numbers Cigna had on file for him. (
In his declaration, Perez explained that he had difficulty remaining in contact with Bowens and Pedulla because he has "limited resources" and he "rel[ied] on a pre-paid phone app that worked only over WIFI and [he] lived in a remote area requiring [him] to drive five minutes out to a local dentist office" to use that office's public WIFI to contact Bowens and Pedulla by phone or email. (Doc. # 54-1 at 2). At some point during the week of August 20, Perez told Bowens over voice mail that he "did not have enough money to connect with her until pay period August 23, 2018." (
Mid-day Monday, August 20, 2018, Perez left Bowens a voicemail asking her to email him at a private email address. (Doc. # 52-5 at 4). Bowens did so, explaining that she had just attempted to call Perez again with no answer and providing Perez with Pedulla's phone number. (
Because Perez did not respond by 9:30 am on August 21, Bowens called him but Perez did not answer. (Doc. # 52-5 at 5). Perez responded by email at 12:15 pm that afternoon, stating that he was "heading to a local library now and can use one of their phones." (
Yet, Perez never contacted Bowens or Pedulla on Tuesday afternoon. (
But Perez did not go into the Tampa Cigna office on Wednesday and did not contact Bowens to inform her that he was not able to go into the office. (
Perez did report to the Tampa Cigna office on Friday, August 24, 2018. (Doc. # 52-5 at 7-8; Doc. # 52-6 at 2-3). He worked there for about one hour until Pedulla "explained that he needed [Perez] to go to his home location to look at the issue." (Doc. # 52-6 at 2). Perez then returned home and spoke with Pedulla on the phone, but they were unable to reestablish Perez's work internet connection. (
In light of Perez's failure to appear at the Tampa Cigna office on Wednesday and Thursday, his working only one hour during that week, and failure to maintain communication, Bowens decided to terminate Perez's employment. (
Perez initiated this action on April 22, 2019, asserting claims for retaliation under Title VII and the Florida Civil Rights Act (FCRA). (Doc. # 1). Cigna filed its answer on June 27, 2020. (Doc. # 10). The case then proceeded through discovery. The parties mediated before Judge Anthony E. Porcelli, United States Magistrate Judge, on February 11, 2020, but reached an impasse. (Doc. # 62).
Cigna now seeks entry of summary judgment on all of Perez's claims. (Doc. # 46). The Motion is ripe for review.
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A factual dispute alone is not enough to defeat a properly pled motion for summary judgment; only the existence of a genuine issue of material fact will preclude a grant of summary judgment.
An issue is genuine if the evidence is such that a reasonable jury could return a verdict for the non-moving party.
If there is a conflict between the parties' allegations or evidence, the non-moving party's evidence is presumed to be true and all reasonable inferences must be drawn in the non-moving party's favor.
Preliminarily, the Court must address Cigna's Rule 56(c) objection to the materials Perez relies on in his response. (Doc. # 66). "Once a party makes a Rule 56(c)(2) objection, `the burden is on the proponent to show that the material is admissible as presented or to explain the admissible form that is anticipated.'"
Here, Cigna argues that various responses by Perez to Cigna's statement of material facts, many of Perez's own statements of material fact, and exhibits should be stricken.
Cigna complains that Perez fails to provide pinpoint citations to the record, makes improper legal argument, and includes immaterial facts in his response to Cigna's statement of material facts and in his statement of additional material facts. (Doc. # 66 at 4).
The Court agrees with Cigna that, at numerous points in his response to Cigna's statement of material facts and his recitation of additional material facts, Perez fails to provide pinpoint citations — instead citing to an exhibit in its entirety.
Nor will the Court credit Perez's legal arguments that he asserts as material facts at certain points.
However, the Court is less concerned with Perez's statements of material fact that Cigna deems immaterial to the issues before the Court. The Court is cognizant that Perez is a pro se litigant unfamiliar with drafting briefs and limiting factual allegations to those relevant at summary judgment. To the extent any material facts asserted by the parties are immaterial to the issues before the Court, the Court will simply not consider such immaterial facts in its analysis.
According to Cigna, "[m]any of the exhibits [Perez] filed as summary judgment evidence and relies upon to support his proposed facts cannot be authenticated and, for that reason alone, cannot be relied upon by this Court." (Doc. # 66 at 11). Cigna asserts that "Perez has no personal knowledge of such documents outside this litigation and any witness who could authenticate such documents has not provided testimony in this matter and resides more than 75 miles outside this judicial district and cannot be compelled by [Perez] to attend trial." (
"At this stage — on summary judgment — [Perez] is not required to furnish evidence in admissible form but only such evidence that can be reduced to admissible form at trial."
Perez does not address Cigna's argument head on. Rather, he merely cites inapplicable case law decided at the motion in limine stage. (Doc. # 68 at 1-3). Perez urges that he "should be given the chance to elicit testimony in an admissible way during trial," but gives no explanation of how he will be able to authenticate or introduce the challenged exhibits at trial. (
Thus, Perez has not met his burden as proponent of the challenged exhibits "to show that the material is admissible as presented or to explain the admissible form that is anticipated."
Cigna argues that Perez's declaration should be disregarded as a "sham affidavit" to the extent it conflicts with his prior deposition testimony. (Doc. # 66 at 12-15).
"The `sham affidavit' rule is designed to prevent a party from fabricating material issues of fact in response to a motion for summary judgment."
Cigna points out four instances in which Perez's declaration conflicts with his earlier deposition testimony — two of which are particularly relevant to the issues to be decided on summary judgment. First, Perez states in his declaration that he told his supervisor at the time of his termination, Bowens, that his wife had filed a discrimination suit against Cigna and that he was having his deposition taken in support of his wife's claim. (Doc. # 54-1 at 1-2). Yet, when Perez was asked during his deposition who he had told that his wife was bringing a discrimination claim and that he was being deposed, Perez did not list Bowens. (Perez Dep. Doc. # 47-1 at 147:25-149:19). Thus, the declaration is inconsistent with Perez's testimony on this point.
Next, Perez stated in his declaration that he told Bowens that the disruption to his internet service was "a result of [his] part in serving Cigna with a new lawsuit" (Doc. # 54-1 at 2). At one point in his deposition, Perez testified similarly, saying that he informed Bowens "that [he] believe[d] [his problem with his] Internet connection had to with [him] following up with a process server." (Perez Dep. Doc. # 47-1 at 150:25-151:10). But, upon further examination during the deposition, Perez admitted that he only told Bowens that he believed the connection disruption was "intentional" and that Bowens "did not want to engage any further on the topic." (Perez Dep. Doc. # 48-1 at 214:23-215:23).
Thus, the Court credits only the latter testimony in which Perez admitted he only mentioned his belief that the internet disruption was "intentional," without specifying alleged retaliation based on his involvement with a process server.
Notably, Perez failed to address the sham affidavit argument at all in his response. Thus, it appears that Perez does not maintain that his declaration and prior testimony can be harmonized.
In light of the inherent conflicts between the declaration and deposition testimony and Perez's failure to address these conflicts, the Court sustains Cigna's objection regarding portions of Perez's declaration. Where Perez's declaration is in conflict with his earlier deposition testimony, the Court will consider only Perez's deposition testimony.
Cigna complains that some of Perez's exhibits are not admissible and should not be considered at summary judgment. (Doc. # 66 at 15-16). First, Cigna objects to Perez's citation to its objections and answers to Perez's first and second requests for production of documents because "[r]esponses to requests for production are not admissible at trial and thus, not admissible at the summary judgment stage." (
Next, Cigna argues that Perez's exhibit containing the Department of Economic Opportunity's file on Perez's claim for unemployment benefits is "entirely irrelevant to the claims in this action and should be excluded." (Doc. # 66 at 16). Further, Cigna notes it did not participate in the proceedings concerning Perez's unemployment benefits at all and that, under Florida law, "any finding or final order by a hearing officer is not conclusive or binding in a separate or subsequent action." (
Finally, Cigna contends that Perez cannot rely on Cigna's privilege log because "it is undisputed a privilege log is not substantive evidence that can be considered on summary judgment." (Doc. # 66 at 16). The Court agrees. Cigna's privilege log, which includes brief references to emails Perez considers relevant evidence, cannot be used to support Perez's claims.
In summary, the Court sustains in part and overrules in part Cigna's objection as set forth above. However, the Court notes that the ultimate result of this case would be the same even if the Court did not exclude any of Perez's proffered evidence or deem admitted any of Cigna's statements of material fact. As discussed below, Perez has presented no argument or evidence at all regarding pretext and, thus, even if he could have established a prima facie case with his excluded evidence, his claim would nevertheless fail.
Perez asserts claims for retaliation under Title VII and the FCRA. "The Florida courts have held that decisions construing Title VII are applicable when considering claims under the Florida Civil Rights Act, because the Florida act was patterned after Title VII."
The burden-shifting framework announced in
"[A] plaintiff alleging retaliation must first establish a prima facie case by showing that: (1) he engaged in a statutorily protected activity; (2) he suffered an adverse employment action; and (3) he established a causal link between the protected activity and the adverse action."
"Under Title VII and the FCRA there are two categories of protected activity: those activities that fit under the `opposition clause' of 42 U.S.C. § 2000e-3(a) and those activities that fit under the `participation clause.'"
Additionally, a plaintiff may proceed under the associational theory of discrimination. This theory applies when an employee who is close to the plaintiff employee, such as a relative, engages in protected activity and the defendant employer then retaliates against that other employee by taking adverse action against the plaintiff employee.
Cigna argues that Perez cannot base his retaliation claim on the associational theory of discrimination — that is, that Cigna retaliated against Perez's wife by taking adverse employment actions against Perez. (Doc. # 46 at 11-13). According to Cigna, Perez has argued that "Cigna's illegal motive was to retaliate against him, not his wife" and Perez's wife "was not an employee of Cigna when the alleged and actionable retaliatory conduct took" place. (
In his response, Perez does not argue that he is proceeding under the associational theory of discrimination, under which the protected activity at issue would only be the actions of his wife. Rather, he "seeks a determination from the trier of fact that the decision to sever employment was motivated by an intent to retaliate against him for having participated in protected activity," including "informal contact by [Perez] with EEO Coordinator Marjorie Stein." (Doc. # 54 at 11-12). This is consistent with Perez's complaint in which he merely alleged that he was retaliated against for his own protected activity in "complain[ing] of discrimination internally to Human Resources and ongoing participation in Ms. Perez's litigation." (Doc. # 1 at 7-8). Because Perez alleges he was retaliated against because of his own protected activity — rather than his wife's protected activity — the associational theory does not apply.
Regardless of the inapplicability of the associational theory, Cigna concedes that Perez's other alleged conduct "could constitute" protected activity for Perez's prima facie case. (Doc. # 46 at 13). Specifically, Perez's conduct that qualifies as protected activity includes (i) his informing Kania in late August 2017 that he was going on leave to support his wife who had filed a "wrongful suit" against Cigna and that he would be supporting her case; (ii) his deposition testimony in his wife's arbitration in April 2018; and (iii) his helping his wife hire a process server to serve Cigna in August 2018. (Perez Depo. Doc. # 47-1 at 80:5-20, 146:20-151:20). Also, Perez submitted complaints through Cigna's Speak Easy system in December 2017 and June 2018, relating to — in Perez's words — "management's underlying retaliatory action/behaviors from a recent leave of absence and regarding my activity on my wife's claim against Cigna." (Doc. # 52-4 at 2-4, 8-13; Doc. # 57-1 at 14).
Thus, taking all the evidence in Perez's favor, Perez has satisfied the protected activity element of his prima facie case.
"A materially adverse action in the context of a Title VII retaliation claim includes any action that would have `dissuaded a reasonable worker from making or supporting a charge of discrimination.'"
The Court must first address what alleged adverse employment actions form the basis of Perez's claims. Cigna identifies five alleged adverse employment actions Perez described in his complaint and his deposition: (i) the verbal warning on September 27, 2017; (ii) the PCAP issued on December 20, 2017; (iii) the PCAP extension on January 31, 2018; (iv) the second PCAP extension on June 22, 2018; and (v) Perez's termination. (Doc. # 46 at 13). Cigna argues that the first three adverse employment actions are time barred under Title VII and the first adverse employment action is also time barred under the FCRA. (
The Court need not address whether the earliest adverse employment actions are time barred, however, because Perez no longer bases his claims on those actions. Indeed, in his response, Perez only addresses his termination as the basis of his retaliation claim. Specifically, Perez states: "At this juncture, the Court's role is simply to ascertain whether there exists any factual dispute over the motivation behind the termination of Plaintiff's employment." (Doc. # 54 at 11). And, in the "adverse action" section of his response, Perez only identifies his termination as an adverse employment action. (
Thus, Perez has abandoned any other adverse employment actions as bases for his Title VII and FCRA claims.
Therefore, the Court will proceed based on Perez's termination being the only adverse employment action at issue in this case.
"To show a causal link between the protected activity and the adverse employment action, the plaintiff need show only that the two `were not wholly unrelated.'"
Cigna argues that the decisionmaker regarding Perez's termination — his supervisor, Bowens — did not know that Perez's wife had filed a discrimination suit against Cigna. (Doc. # 46 at 16; Doc. # 52-5 at 2-3, 5). Thus, Cigna reasons, Perez cannot establish causation because Bowens did not know about Perez's protected activity when she made the decision to terminate his employment.
In light of the Court's ruling sustaining in part Cigna's Rule 56(c) objection, there is no evidence in the record creating a genuine issue of material fact regarding Bowens' knowledge of Perez's involvement in his wife's discrimination action against Cigna or Perez's Speak Easy complaint accusing Cigna of retaliation for such involvement. Thus, there is no evidence to support that Bowens' decision to terminate Perez was motivated by retaliation over Perez's protected activity.
To get around Bowens' lack of knowledge, Perez also argues in his response that "Shipman used [] Bowens as her `cat's paw' to discharge" him. (Doc. # 54 at 13). He states, without citing to the record, that "Shipman recommended [] Perez's discharge to [] Bowens." (
"Several courts have held that even when the harasser in a Title VII case is not the decisionmaker, if the plaintiff shows that the harasser employed the decisionmaker as her `cat's paw' — i.e., the decisionmaker acted in accordance with the harasser's decision without herself evaluating the employee's situation . . . — causation is established."
Here, Perez has not presented any evidence that Bowens fired Perez in August 2018 based on a biased recommendation of Shipman's. Rather, the evidence supports that Bowens herself — not Shipman — made the decision to terminate Perez because of his failure to work that week, though she informed Shipman of her intention to terminate Perez. (Doc. # 52-5 at 9). Thus, Shipman did not act as a cat's paw for Bowens.
In short, Perez has not shown that a genuine issue of material fact exists as to the causation of his termination. Therefore, Perez has failed to establish a prima facie case of retaliation.
Alternatively, even if Perez had established a prima facie case regarding his termination, Cigna argues that it had a legitimate non-discriminatory reason for the termination. Cigna maintains that it terminated Perez because he failed to perform any work for a week and was insubordinate when he failed to appear at the Tampa office for work, as his supervisor ordered. (Doc. # 46 at 21). This is a legitimate, non-retaliatory reason for termination.
Thus, the burden shifts back to Perez to offer evidence that Cigna's explanation was merely pretext and that retaliation was the real reason for his termination. To show pretext, an employee must demonstrate "such weaknesses, implausibilities, incoherencies, or contradictions in the employer's proffered legitimate reasons for its action that a reasonable factfinder could find them unworthy of credence."
This Perez has not done. Indeed, Perez failed to address pretext at all in his response. (Doc. # 54). Thus, Perez has abandoned any argument that Cigna's proffered reason for his termination was pretextual.
Nor does the Court's independent review of the record reveal sufficient evidence that Cigna's legitimate, non-discriminatory reason for terminating Perez was false and that the actual reason for Perez's termination was retaliation. Perez acknowledged that he did not work his scheduled hours during the week of August 20 and did not go into Cigna's Tampa office on August 22 and 23, as he was ordered to do by Bowens. (Perez Depo. Doc. # 48-1 at 200:12-14, 204:16-205:6; Doc. # 52-5 at 5-9). And Perez has presented no evidence of other employees who behaved similarly but were not punished or other evidence suggesting that Cigna would not normally terminate an employee for such behavior.
While Perez is clearly dissatisfied with Cigna's decision to terminate him for such an infraction, it is not the Court's place to question an employer's judgment.
Accordingly, it is now
(1) Defendant Cigna Health and Life Insurance Company's Rule 56(c) objection (Doc. # 66) is
(2) Cigna's Motion for Summary Judgment (Doc. # 46) is
(3) The Clerk is directed to enter judgment in favor of Cigna Health and Life Insurance Company and against Plaintiff Pedro Perez on both counts of the complaint.
(4) Thereafter, the Clerk is directed to