BARRY S. SELTZER, Magistrate Judge.
THIS CAUSE is before the Court on Defendant's Motion to Compel Plaintiff to Produce Documents Responsive to Defendant's Requests for Production (DE 56), Plaintiff's Response (DE 57), and Defendant's Reply (DE 61) and the Court being sufficiently advised, it is hereby ORDERED that Defendant's Motion is GRANTED in part and DENIED in part as set forth below.
Plaintiff Salvatore Puccio, who is incarcerated in a federal correctional institute, brings this action against his former attorney Thomas Sclafani ("Defendant"). Plaintiff alleges that before he was incarcerated he entrusted to Defendant certain assets, including $428,000 and 5 million shares of Renegade Energy Corporation stock received from the Mendocino Group (Plaintiff's company), which assets (or a portion thereof) Defendant misappropriated. The (redacted) Complaint (DE 7)
During the course of discovery, Defendant served on Plaintiff a First Request for Production of Documents; Plaintiff timely responded to the Request. Defendant now moves the Court to compel Plaintiff to produce documents responsive to Request Nos. 3, 7-11, 13, 15-18, 24, 27, 28, and 30-35. In response to each of these Requests, Plaintiff stated: "Plaintiff is currently housed in a federal correctional facility and unable to maintain such files. However, if such documents should come into Plaintiff's possession, timely copies and/or an opportunity to inspect same will be provided to Defendant." Defendant notes that Plaintiff was incarcerated at the time he commenced this action. He argues, therefore, that Defendant "should not be permitted to use his incarceration as a shield to avoid responding to proper requests for production." Motion ¶ 6 (DE 56).
In opposition to Defendant's Motion, Plaintiff first argues that Defendant's Requests seek documents that are not relevant to any of the claims or defenses herein. Plaintiff, however, has waived such argument as he did not assert a relevance objection either in his "General Objections" or to any specific Request.
Plaintiff also argues that Defendant's Requests are "cumulative, duplicative and request information that the Defendant has had ample opportunity to obtain through discovery," citing Federal Rule of Civil Procedure 26(b)(2)(C).
Plaintiff next argues that Defendant can obtain easily obtain the documents from other sources. He states generally that some of the documents "exist[] within the Defendant's own filings" and that he has "directed the Defendant to the multiple locations where many of the items requested, exist within the record." Plaintiff, however, has cited no authority that prohibits a party from requesting production of documents from the opposing party where the requesting party may already possess such documents. Moreover, the contrary is true. As one district court has stated: "[T]he fact that [a party's counsel] may already possess . . . some of the documents and information included in [his] discovery requests . . . does not excuse the [responding party's] failure to fully respond to the discovery requests."
Additionally, Plaintiff argues that Defendant's Motion to Compel is "misleading." More specifically, Plaintiff takes issue with Defendant's statement that Plaintiff's responses to the Requests at issue, "essentially . . . acknowledge[] the existence of documents responsive to the requests, but provide[] an excuse for not complying with [Plaintiff's] discovery obligations by stating his incarceration does not permit him to produce the documents because of lack of access." Motion ¶ 3 (DE 56). Plaintiff contends that he has "not acknowledged a broad range existence of documents and an inability to produce the same." Response ¶ 28 (DE 57). By way of example, Plaintiff notes that in response to Request No. 3 he stated (in addition to his inability to maintain files due to his incarceration) that "[c]ounsel is currently unaware of such documentation, other than those letters and emails that have previously been provided by Defendant."
Plaintiff next argues that the Court should deny Defendant's Motion to Compel because Defendant's counsel failed to include a certification that he had conferred or attempted to confer with Plaintiff's counsel. Defendant's counsel acknowledges that he inadvertently failed to include a "conferring certification"; he, however, represents that before he filed the instant Motion, on more than one occasion he did attempt to confer with Plaintiff's counsel in compliance with Federal Rule of Civil Procedure 37 and Local Rule 7.1(a)(3). On May 12, 2013, Defendant's counsel informed Plaintiff's counsel (by email) that Plaintiff's "incarceration is not a valid basis to withhold production of documents . . . [and that Plaintiff] cannot use his incarceration as a shield from complying with the discovery rules." May 12, 2013 email (DE 61-1). Defendant's counsel expressly stated that the email served as the "good faith conferral" required by the Rules. He further stated that if he did not hear from Plaintiff's counsel by May 23, 2013, Defendant would file a motion to compel. And on May 16, 2013, Defendant's counsel sent a second email (DE 16-2), reminding Plaintiff's counsel that she had not responded to his prior email regarding Plaintiff's (alleged) deficient responses based on Plaintiff's incarceration. Plaintiff's counsel, however, failed to respond to either of these emails. By failing to include a conferring certification, Defendant's counsel failed to follow the letter of the Rule 37 and Local Rule 7.1(a)(3). But by attempting to confer with Plaintiff's counsel, he did meet the spirit and purpose of the Rules. The Court, therefore, will not deny Defendant's Motion to Compel based on his counsel's de minimus violation.
Preceding his responses to Defendant's individual Requests for Production, Plaintiff asserts a "General Objection," which states that "[t]he Request for Production does not comply with Rule 34, of the Federal Rules of Civil Procedure."
With respect to the remaining Requests at issue — Request Nos. 7-11, 13, 15-17, 24, 27-32, 33 (in part), and 34 — the Court finds that Plaintiff's responses based on his inability to maintain documents due to his incarceration are insufficient. Rule 34(a) requires the responding party to produce not only responsive documents in his possession, but also those in his control. Fed. R. Civ. P. 34(a) (a party may discover documents "which are in the possession, custody or control of the party upon whom the request is served"). The Eleventh Circuit has defined "control" as the legal right to obtain documents upon demand.
The Court appreciates the difficultly that Plaintiff may have in obtaining responsive documents while he is incarcerated. Nonetheless, Plaintiff brought this law suit (while incarcerated) and has made serious allegations that impugn Defendant's personal and professional reputation. Defendant is entitled to the requested discovery to assist in his defense. Accordingly, it is hereby ORDERED that Plaintiff shall make a good faith effort to obtain all responsive documents requested by Defendant's First Request for Production from whatever source. It is further ORDERED that on or before August 26, 2013, Plaintiff shall produce to Defendant a copy of all responsive documents that he has not already produced. On that same date, Plaintiff shall serve on Defendant (and file in the record) a a Supplemental Response to Request Nos. Request Nos. 7-11, 13, 15-17, 24, 27-32, and 34 and that portion of Request No. 33 seeking documents that contain information supporting any factual statements made in response to Defendant's interrogatories . With respect to each such separate Request for which all responsive documents have not been produced, Plaintiff shall identify all responsive documents, identify the efforts Plaintiff has made to obtain such documents, and identify who has possession of the documents and where Defendant may obtain them. If no responsive documents exist for the Request at issue, Plaintiff shall clearly and unequivocally so state. Plaintiff shall continue to supplement his responses and document production pursuant to Federal Rule of Civil Procedure 26(e). Plaintiff is cautioned that should he attempt to introduce at trial previously unproduced responsive documents, upon an appropriate motion the District Court may exclude that evidence.
DONE AND ORDERED.
Fed. R. Civ. P. 34(b)(1)(A-C).