JAMES I. COHN, District Judge.
This suit is a putative class action arising from Defendant Voice Media Group, Inc.'s ("VMG") alleged practice of sending unwanted text messages to individuals throughout the United States. VMG operates alert services which transmit text message advertisements and promotions to subscribers' cellular telephones. DE 1 ¶¶ 6, 19, 32. Plaintiff Christopher Legg subscribed to VMG's alert services in 2012 and early 2013, but sought to unsubscribe in 2013 by sending text messages to VMG containing variations of the phrase "STOP ALL."
On the basis of the unwanted text messages, Legg commenced this action for violations of the Telephone Consumer Protection Act ("TCPA"), 47 U.S.C. § 227. DE 1 ¶¶ 43-50. Legg purports to bring suit not only on his own behalf, but also on behalf of a class of similarly situated individuals under Rule 23(b)(3) of the Federal Rules of Civil Procedure.
DE 70 at 8.
Rule 23 of the Federal Rules of Civil Procedure governs class actions and provides in pertinent part:
Fed. R. Civ. P. 23. An action may be maintained as a class action only if all four prerequisites of Rule 23(a) are satisfied and the requirements of one of the subsections of Rule 23(b) are met.
In deciding whether to certify a class, a district court has broad discretion.
Rule 23 permits the certification of a Rule 23(b)(3) class action, such as the one Legg proposes, only if the plaintiff satisfies each of the prerequisites of Rule 23(a). Here, Legg has not shown that the Proposed Class is so numerous that joinder of the class members is impracticable, as required by Rule 23(a)(1). Legg's failure to satisfy the numerosity requirement renders class certification inappropriate, notwithstanding that Legg may satisfy the remaining Rule 23(a) prerequisites. Accordingly, the Court declines to certify Legg's class action and will deny the Motion.
The first requirement of Rule 23(a) is that the class be "so numerous that joinder of all members is impracticable." Fed. R. Civ. P. 23(a)(1). The focus of the numerosity inquiry is not whether the number of class members is "too few" to satisfy the rule, but "whether joinder of the proposed class members is impracticable."
In his Motion, Legg asserts that the Proposed Class "is comprised of at least 1,026 cellular telephone subscribers." DE 52 at 6. Legg's sole support for this statement is the declaration of his telecommunications expert, Randall A. Snyder.
Nevertheless, the Court would reach the same result even had it allowed Snyder's testimony, because Snyder's conclusion as to the size of the Proposed Class is unsupported speculation. Snyder has specifically stated his "expert opinion that, at a minimum, the proposed class amounts to 1,026 individuals." DE 52-1 ¶ 7. Snyder bases this opinion on his review of a spreadsheet provided in discovery by VMG's vendor, Phaz2, Inc.
Snyder also notes that some subscribers sent more than one "STOP ALL" message to VMG. Snyder suggests that these individuals sent multiple "STOP ALL" messages because they continued to receive unwanted advertisements from VMG after sending the first such message. DE 52-1 ¶¶ 24-28. As Snyder himself acknowledges, however, there are many reasons an individual would send more than one "STOP ALL" message.
Legg has therefore failed to show that the Proposed Class is so numerous that joinder is impracticable. Even had the Court admitted Snyder's testimony, his opinion regarding the size of the Proposed Class would be too speculative to be of use. Because Legg has provided no competent evidence upon which even to estimate the size of the Proposed Class, Legg cannot satisfy the numerosity requirement of Rule 23(a)(1), and class certification is improper.
The commonality requirement of Rule 23(a)(2) demands "questions of law or fact common to the class." Fed. R. Civ. P. 23(a)(2). It is a "relatively light burden" that "does not require that all the questions of law and fact raised by the dispute be common . . . or that the common questions of law or fact predominate over individual issues."
Legg's claims and the claims of the Proposed Class share multiple common legal and factual issues. For example, whether VMG used a system to send its text messages that was an "automatic telephone dialing system" within the meaning of the TCPA is an issue susceptible to common proof that is central to the resolution of each class member's claims.
Rule 23(a)(3) requires that "the claims or defenses of the representative parties [be] typical of the claims or defenses of the class." Fed. R. Civ. P. 23(a)(3). A court examining the typicality requirement should determine whether a "sufficient nexus exists between the claims of the named representatives and those of the class at large."
Legg's claims are typical of the claims of the Proposed Class because their claims are premised upon the same legal theories and arise from the same alleged pattern of conduct. Legg contends that VMG disregarded requests from subscribers to unsubscribe from its alert services, and continued to send them text-message advertisements after receiving their "STOP ALL" messages. Legg and the members of the Proposed Class each allegedly received such unwanted advertisements, and proceed on the theory that the advertisements they received from VMG after sending a "STOP ALL" message violated the TCPA. Because Legg's claims and the claims of the Proposed Class all arise from VMG's alleged practice of disregarding its subscribers' "STOP ALL" messages and are based on the same legal theories, Legg has satisfied the typicality requirement of Rule 23(a)(3).
VMG counters that Legg cannot show typicality because Legg's claims and the claims of each class member would require individualized proof to establish who had received unwanted advertisements after sending a "STOP ALL" message. DE 64 at 12-13. That the Proposed Class's claims may call for individual proof, however, does not impact the Court's determination that Legg's and the class members' claims arise from the same alleged pattern of activity by VMG and proceed under similar legal theories, satisfying the typicality requirement. Instead, VMG's argument speaks to the requirement of Rule 23(b)(3) that common issues predominate over the individualized inquiries raised by each class member's claim. Without addressing the merit of VMG's contentions in relation to Rule 23(b)(3) predominance, the Court finds that VMG's argument on typicality is without merit.
Pursuant to Rule 23(a)(4), the Court must be satisfied that the "representative parties will fairly and adequately protect the interests of the class" before it may certify a class action. Fed. R. Civ. P. 23(a)(4). "This `adequacy of representation' analysis encompasses two separate inquiries: (1) whether any substantial conflicts of interest exist between the representatives and the class; and (2) whether the representatives will adequately prosecute the action."
Here, the Court finds Legg to be an adequate representative of the Proposed Class. Legg's interests are aligned with those of the Proposed Class, as he and the Proposed Class proceed on similar facts under a shared theory of recovery. Moreover, Legg has shown a willingness to participate fully in the vigorous prosecution of this action.
The Court also finds that Legg's counsel will adequately protect the interests of the absent class members. Legg's counsel are seasoned attorneys with the experience to pursue a consumer class action of the variety Legg proposes. They have demonstrated that they will capably and forcefully advocate on Legg's behalf, as reflected by the substantial motion practice in this action. Accordingly, the Court finds the adequacy requirement of Rule 23(a)(4) to be satisfied with respect to both Legg and his attorneys.
Rule 23(a) sets forth threshold requirements that a plaintiff seeking certification of a class action must satisfy. Among these requirements is that the members of a class be so numerous that joinder of all members is impracticable. Fed. R. Civ. P. 23(a)(1). Because Legg has failed to make a factual showing regarding the size of the Proposed Class, he cannot satisfy this element of numerosity, and class certification is inappropriate.