CHARLES A. STAMPELOS, Magistrate Judge.
This is a Social Security case referred to the undersigned United States Magistrate Judge for a report and recommendation pursuant to 28 U.S.C. § 636(b) and Local Rule 72.2(D). It is now before the Court pursuant to 42 U.S.C. § 405(g) for review of the final determination of the Commissioner of the Social Security Administration (SSA) denying Plaintiff's applications for a period of disability and Disability Insurance Benefits (DIB) under Title II of the Social Security Act (Act) and Supplemental Security Income (SSI) under Title XVI of the Act. After careful consideration of the record, it is recommended that the decision of the Commissioner be affirmed.
On June 26, 2014, Plaintiff filed an application with the Social Security Administration for a period of disability and Disability Insurance Benefits (DIB) pursuant to Title II of the Social Security Act. Tr. 71.
On October 24, 2017, Plaintiff, appearing through counsel, filed a complaint for judicial review pursuant to 42 U.S.C. §§ 1381, et seq., and 42 U.S.C. § 405(g). See ECF No. 1. Respondent filed an answer on January 11, 2018, ECF No. 9, and both parties filed memoranda in support of their positions. ECF Nos. 14, 15.
At the hearing held August 1, 2016, before ALJ Greer, Plaintiff, age 40, testified that he was using a walker that he received in 2012. Tr. 36. On a good day, he testified, he will walk with a cane, but due to falling, he has been using the walker more recently. Id. He dropped out of school in the ninth grade but received a GED several years later. He lives with his ten-year-old son. Tr. 37. He testified he last worked in 2010 as a welder/carpenter at Southeast Employee Leasing. Prior to that, he worked as a fast food worker at McDonald's and Checkers, a temporary construction worker, a carpet cleaner, an amusement park machine operator, and a heavy equipment operator. Tr. 37-39.
Plaintiff testified that he was injured on the job but continued to work. He said his injury progressed and he got hurt again in 2010, and his employment ended. He began receiving injections in his back and physical therapy until his insurance ran out. Tr. 40. Due to his degenerative disc disease, he had spinal surgery fusion at L5-S1 in 2012.
Plaintiff testified he is getting worse and experiencing nerve problems in his left leg. He said he cannot bend or squat, or lift anything heavy. Id. He described his daily pain level at eight to ten without medication, and he only takes over-the-counter medication due to concern with addiction. Tr. 41, 40, 46. He recently saw a physician at Shands who ordered an MRI after his physical therapy, and referred him to the Spine and Sports Institute for four to five months of therapy. Tr. 41. He testified he was not willing to have another back surgery at this point. Id.
On a good day, he said, he can "stand up, you know, 20 minutes walking around" at one time, but must use a walker and cane. Sometimes his left leg totally gives out. Id. He testified his doctor ordered a back brace for him to help support his back, which he wears essentially all the time, and that he could "sit fine as long as I'm sitting straight up." Id. Plaintiff testified his back pain makes it hard to concentrate and deters his thinking. Tr. 42.
At home, he sits up straight a lot. Tr. 41. He washes dishes, but does not cut the grass or do yard work. He has an adult son who takes him and his ten-year-old to the park every other day or so in the summertime. He said he cannot drive because of the status of his license and because he does not think it is a good idea with this lower body strength. Tr. 43. He finds it difficult to sleep comfortably, especially with the brace, unless he is medicated. He said he does lie down a lot during the day when he is not sitting. Tr. 44. He testified that other problems that prevent him from working include nerve problems and weakness in his left hand after it was injured in 1999 or 2000. Tr. 44-45.
Impartial vocational expert Jackson C. McKay, testified that Plaintiff's prior work fell into the category of forklift operator, DOT code 921.683-050, medium, SVP 3, semiskilled; construction worker I, DOT code 869.664-014, heavy, SVP 4, semiskilled; carpet cleaner, DOT code 369.384-014, medium, SVP 5, skilled; and fast food worker, DOT code 311.472-010, light, SVP 2, unskilled.
On cross-examination by Plaintiff's counsel, the vocational expert testified that if the person described in the hypothetical were off task greater than 20% of the work day, in addition to regular breaks, or miss more than two days a month due to medical problems, all jobs would be eliminated. Tr. 47-48.
In the decision issued on August 25, 2016, the ALJ made findings pertinent to this review. Tr. 16-26. Plaintiff met the insured status requirements through December 31, 2012, and has not engaged in substantial gainful activity since November 29, 2012, the alleged onset date. Tr. 18. Plaintiff is a younger individual, age 18-44, with at least a high school education and can communicate in English. Tr. 25.
Based on the evidence of record, the ALJ found Plaintiff had the severe impairment of spine disorder. Tr. 18. The ALJ found that Plaintiff's medically determinable mental impairments of affective disorder and substance addiction disorder, singly or in combination, do not cause more than minimal limitation on Plaintiff's ability to perform basic mental work and are, therefore, nonsevere.
In determining Plaintiff's residual functional capacity (RFC),
The ALJ cited University of Florida Physicians records from June 2013 where Plaintiff reported severe lumbar pain not controlled with ibuprofen, with bilateral radiation of pain to the bilateral lower extremities, but physical examination found intact sensation and reflexes in the lower extremities. Tr. 22 (citing records at Tr. 384). The ALJ stated, "The treating orthopedist indicated that the claimant's continued complaints of pain were disproportionate with the clinical findings. Id. (citing records at 385). In September 2013, following a fall, emergency department notes indicated that Plaintiff had some slight decrease in strength in the lower extremities due to pain, but that he ambulated with normal gait and pace with a cane. Tr. 22 (citing records at Tr. 403-10).
The ALJ cited lumbar spine X-rays in January 2013 and April 2013 showed no evidence of hardware complications and no evidence of new fracture, subluxation, bony mass lesions, or other spinal abnormalities. Tr. 22 (citing records at Tr. 390, 430-31). A lumbar spine MRI in July 2013 showed appropriate post-surgical changes of L5-S1 fusion with no evidence of spinal canal or neural foraminal compromise. Id. (citing records at Tr. 434-35). The ALJ further noted lumbar spine X-rays in August 2014 that showed an anterior L5-S1 fusion without complicating features. Id. (citing records at Tr. 428).
The ALJ cited a consultative examination performed in August 2014 by Robert Greenberg, M.D., which indicated some decreased range of motion of the lumbar spine and positive straight leg raising testing bilaterally at 15 degrees. Id. (citing records at Tr. 423-27). Office notes showed that during this examination, Plaintiff walked slowly with an unsteady gait and limp, and was unable to walk without the walker. He was unable to tandem walk or walk on his heels or toes and could not stoop. He was reported to have an absence of reflex in his left leg and lack of sensation in his left thigh to foot. Left leg strength was measured at 2/5 due to severe back pain and right leg strength was measured at 3/5. Id. The ALJ acknowledged that Dr. Greenberg opined Plaintiff would be unable to perform any type of work-related activities that require prolonged standing, walking, lifting, bending, or sitting. Id. The ALJ gave great weight to this opinion and concluded that the limitations contained in the RFC accounted for these limitations. Tr. 23-24.
The ALJ also cited and gave great weight to the state agency non-examining medical consultant's opinion of October 24, 2014, that claimant is capable of a range of sedentary exertional work activity. Tr. 24 (citing records at Tr. 109-13, 122-24). The ALJ concluded that the opinion was consistent with the Plaintiff's history of and response to treatment, his uncomplicated recovery from back surgery, the results of serial musculoskeletal imaging studies, clinical observations, and results of physical examinations that failed to identify more substantial functional limitations. Tr. 24.
The ALJ noted that medical evidence reflects a gap in treatment from September 2013 to July 2016. Tr. 22 (citing records at Tr. 398-418, 444-46). The ALJ cited medical records from July 2016 in which physical examination indicated Plaintiff had a limp and point tenderness at L5-S1, with paraspinal tenderness of the lumbosacral region. Tr. 22 (citing records at Tr. 444-46). Plaintiff was unwilling to perform range of motion testing due to fear of pain. The ALJ noted that examination of the lower extremities showed good muscle bulk in the lower legs, equal calf muscles, and 5/5 strength with some limitation on the left due to pain. Sensation was normal, although decreased somewhat in the left foot. Plaintiff was referred to physical therapy.
Based on the medical evidence, the ALJ found that physical examinations and diagnostic studies have not revealed disabling findings or disease significant enough to preclude all work. Tr. 22. The ALJ concluded that Plaintiff's treatment for his back condition has been essentially routine and conservative in nature since the alleged onset date. The ALJ further cited lack of evidence that Plaintiff followed through with his referral to pain management services, but continued to treat with over-the-counter medications and a heating pad. Tr. 23. The ALJ also cited the lack of evidence showing Plaintiff seeking emergency treatment or hospitalization for pain or other symptoms, and noted that no evidence was presented that Plaintiff sought no or low-cost treatment or that he has been denied treatment due to lack of insurance or funds. Id.
The ALJ concluded, "In sum, the claimant's activities of daily living, the totality of the medical evidence of record, and the findings of the State agency suggest that the claimant can sustain a greater capacity for work than has been alleged in connection with this application." Tr. 24. The ALJ found that Plaintiff cannot perform his past work, Tr. 24, but that he can perform a full range of sedentary work as described by the vocational expert at the hearing. Tr. 25-26. Accordingly, the ALJ found that Plaintiff is not disabled and is not entitled to a period of disability and disability insurance benefits or supplemental social security income. Tr. 26.
This Court must determine whether the Commissioner's decision is supported by substantial evidence in the record and premised upon correct legal principles. 42 U.S.C. § 405(g);
A disability is defined as a physical or mental impairment of such severity that the claimant is not only unable to do past relevant work, "but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy." 42 U.S.C. § 423(d)(2)(A). A disability is an "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A); see 20 C.F.R. § 404.1509 (duration requirement).
Pursuant to 20 C.F.R. § 404.1520(a)(4)(i)-(v), the Commissioner analyzes a claim in five steps. Under the first step, the claimant has the burden to show that he is not currently engaged in substantial gainful activity. 20 C.F.R. § 404.1520(a)(4)(i). At the second step, the claimant must show he has a severe impairment. 20 C.F.R. § 404.1520(a)(4)(ii). Step two is a threshold inquiry, and the ALJ does not go on to step three if the claimant fails to meet step two, but will find claimant is "not disabled."
Plaintiff bears the burden of proving that he is disabled and, consequently, is responsible for producing evidence in support of his claim. See 20 C.F.R. § 404.1512(a);
The ALJ may discount the treating physician's opinion if good cause exists to do so.
Opinions on issues such as whether the claimant is unable to work, the claimant's RFC, and the application of vocational factors, "are not medical opinions, . . . but are, instead, opinions on issues reserved to the Commissioner because they are administrative findings that are dispositive of the case; i.e., that would direct the determination or decision of disability." 20 C.F.R. § 404.1527(d); see
Plaintiff's raises only two challenges to the decision of the ALJ in this case: that the hearing lasted only 19 minutes, which he argues violated due process, and that the ALJ should have questioned Plaintiff in more detail concerning the length of time he could sit, stand, and walk, at one time, over the course of a workday without additional breaks. ECF No. 14 at 22, 23, 27.
In addition to the other functional limitations included in the RFC, the ALJ found that Plaintiff could sit for seven hours a day, for one hour at a time, and that he could stand or walk up to two hours a day, for fifteen minutes at a time. Tr. 20. At the hearing, Plaintiff was questioned about his ability to sit, stand, and walk. He testified, and the ALJ found, that he needs an assistive device for walking. Plaintiff was asked "[h]ow long do you think you can stand or walk . . . at one time before you have to sit down or change positions?" Tr. 41. He testified he could stand up and walk around for 20 minutes. Id. He testified he "could sit fine as long as I'm sitting straight up. That's the purpose of me having my back brace, which my doctor ordered for me and gave me." Id. He testified that when at home, his most comfortable position is sitting up. Tr. 42. The questions were asked by Plaintiff's counsel, but provided information the ALJ needed to help determine any limitations in Plaintiff's ability to continuously sit, stand, and walk during a workday.
Plaintiff argues that if Plaintiff were asked, and if he testified he could not perform any of those activities for 2 hours, the ALJ should have inquired further into what preclude the ability to do those activities for two hours. ECF No. 14 at 22-23. However, Plaintiff specifically testified that he could stand and walk for up to 20 minutes at one time. The ALJ determined in the RFC, not that Plaintiff could stand and walk for two hours at one time, but that Plaintiff's standing and walking limitation was up to 15 minutes at one time. Plaintiff was also given the opportunity to state any sitting limitations, but did not do so, testifying instead that he could sit "fine" if he sat up straight. Finally, his counsel asked him if there were any other "symptoms or limitations that you have that I haven't asked you about that you want to tell the judge today — about today?" Tr. 44. Plaintiff responded by mentioning problems with his hand and the fact that he had not completed therapy. Tr. 44-45. He also testified fully about his medical history, his pain and medications, his daily activities, and what he viewed to be his functional limitations.
The RFC limitations on standing, walking, and sitting determined by the ALJ are in accord with the Plaintiff's testimony and not contrary to any medical evidence in the record. Further questioning by the ALJ was not required to elicit testimony concerning what precludes Plaintiff from walking for two hours at a time or sitting for seven hours at a time—that was not the testimony and that was not the finding of the ALJ in the RFC determination. Moreover, Plaintiff has not identified any medical records or other evidence that would indicate he cannot stand and walk for two hours in a workday in increments of 15 minutes at a time or sit for seven hours in a workday in increments of one hour at a time.
Plaintiff was represented by counsel at the hearing, but whether or not the claimant is represented, the ALJ has a duty to develop a full and fair record.
As noted above, Plaintiff also raises a due process challenge based on the short duration of the hearing. Due process requires the opportunity to be heard in a meaningful time and manner.
Plaintiff was provided a hearing at which he was represented by counsel. He was questioned specifically about his ability to stand, walk, and sit for given lengths of time. He was provided an open-ended opportunity, on several occasions, to testify concerning all his symptoms and limitations. The ALJ had Plaintiff's medical record, which was cited extensively in the decision. The stand, walk, and sit limitations contained in the RFC are in accord with Plaintiff's testimony at the hearing and with the medical records and diagnostic testing results. A remand for additional evidence or hearing is not required.
Considering the record as a whole, the decision of the Administrative Law Judge is supported by substantial evidence in the record and application of the proper legal standards. Accordingly, the decision of the Commissioner to deny Plaintiff's application for a period of disability and disability benefits and for supplemental security benefits should be